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ĐẠI HỌC QUỐC GIA THÀNH PHỐ HỒ CHÍ MINH TRƯỜNG ĐẠI HỌC KHOA HỌC XÃ HỘI VÀ NHÂN VĂN TP HCM LÊ NGUYÊN DONA CHÍNH SÁCH AN NINH CỦA NHẬT BẢN ĐỐI VỚI KHU VỰC ĐÔNG NAM Á DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012-2020) LUẬN VĂN THẠC SĨ QUAN HỆ QUỐC TẾ TP HỒ CHÍ MINH, THÁNG NĂM 2023 ĐẠI HỌC QUỐC GIA THÀNH PHỐ HỒ CHÍ MINH TRƯỜNG ĐẠI HỌC KHOA HỌC XÃ HỘI VÀ NHÂN VĂN TP HCM LÊ NGUYÊN DONA CHÍNH SÁCH AN NINH CỦA NHẬT BẢN ĐỐI VỚI KHU VỰC ĐÔNG NAM Á DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012-2020) Chuyên ngành: QUAN HỆ QUỐC TẾ Mã số: 60 31 02 06 LUẬN VĂN THẠC SĨ NGƯỜI HƯỚNG DẪN KHOA HỌC: TS NGUYỄN THÀNH TRUNG TP HỒ CHÍ MINH, THÁNG NĂM 2023 LỜI CAM ĐOAN Tơi xin cam đoan luận văn CHÍNH SÁCH AN NINH CỦA NHẬT BẢN ĐỐI VỚI KHU VỰC ĐÔNG NAM Á DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012 2020) cơng trình nghiên cứu tơi Các nội dung nghiên cứu luận văn trung thực Toàn kết luận văn chưa công bố TP Hồ Chí Minh, ngày 08 tháng 08 năm 2023 TÁC GIẢ LUẬN VĂN LÊ NGUYÊN DONA ii LỜI CẢM ƠN Em xin chân thành cảm ơn Ban Giám hiệu, Phòng Sau đại học, khoa Quan hệ Quốc tế trường Đại học Khoa học Xã hội Nhân văn – Đại học Quốc gia Tp HCM tạo điều kiện cho em q trình học tập hồn thành luận văn Xin gửi lời tri ân đến q thầy, q tận tình giảng dạy lớp cao học QHQT 2020/1, chuyên ngành Quan hệ Quốc tế Xin bày tỏ lòng biết ơn sâu sắc đến Thầy hướng dẫn kính mến - TS Nguyễn Thành Trung - tận tình giúp đỡ, bảo em suốt trình thực luận văn Xin gửi lời cảm ơn đến tất bạn bè, đồng nghiệp gia đình, người ln ủng hộ, động viên tạo điều kiện tốt để em hoàn thành luận văn Xin dành tặng cho người Bố em người Mẹ dành tin tưởng cao cho trai TP Hồ Chí Minh, ngày 08 tháng 08 năm 2023 TÁC GIẢ LUẬN VĂN LÊ NGUYÊN DONA iii LUẬN VĂN THẠC SĨ CHÍNH SÁCH AN NINH CỦA NHẬT BẢN ĐỐI VỚI KHU VỰC ĐÔNG NAM Á DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012-2020) MỤC LỤC LỜI CAM ĐOAN i LỜI CẢM ƠN ii DANH MỤC CÁC CHỮ VIẾT TẮT v DANH MỤC BẢNG VÀ BIỂU ĐỒ viii MỞ ĐẦU 1 Lý chọn đề tài Lịch sử nghiên cứu vấn đề Mục đích nhiệm vụ nghiên cứu 16 Đối tượng phạm vi nghiên cứu 18 Lý thuyết nghiên cứu 19 Phương pháp nghiên cứu 21 Đóng góp luận văn 23 CHƯƠNG 1: CƠ SỞ LÝ LUẬN VÀ THỰC TIỄN CỦA CHÍNH SÁCH AN NINH NHẬT BẢN DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012-2020) 27 1.1 Học thuyết Abe chủ nghĩa thực phòng thủ 27 1.1.1 Học thuyết Abe 27 1.1.2 Chủ nghĩa thực phòng thủ 30 1.2 Cơ sở thực tiễn sách an ninh Nhật Bản thời Thủ tướng Shinzo Abe (2012-2020) 33 1.2.1 Bối cảnh an ninh bên Nhật Bản 33 1.2.2 Bối cảnh trị Nhật Bản 45 iv CHƯƠNG 2: NỘI DUNG CHÍNH SÁCH VÀ Q TRÌNH TRIỂN KHAI CHÍNH SÁCH AN NINH CỦA NHẬT BẢN TẠI KHU VỰC ĐÔNG NAM Á DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012-2020) 50 2.1 Nội dung sách an ninh khu vực Đơng Nam Á sách an ninh Nhật Bản 50 2.1.1 “Chủ nghĩa hồ bình tích cực” Thủ tướng Shinzo Abe 50 2.1.2 Nội dung sách an ninh khu vực Đơng Nam Á sách an ninh Nhật Bản thời Thủ tướng Shinzo Abe (2012-2020) 52 2.2 Q trình triển khai sách an ninh Nhật Bản khu vực Đông Nam Á thời Thủ tướng Shinzo Abe (2012-2020) 60 2.2.1 Quá trình cân bên Nhật Bản 60 2.2.2 Q trình triển khai sách an ninh khu vực Đông Nam Á thời Thủ tướng Shinzo Abe (2012-2020) 65 CHƯƠNG 3: ĐÁNH GIÁ KẾT QUẢ CỦA CHÍNH SÁCH AN NINH NHẬT BẢN ĐỐI VỚI KHU VỰC ĐÔNG NAM Á DƯỚI THỜI THỦ TƯỚNG SHINZO ABE (2012-2020) 85 3.1 Đánh giá ba cấp độ ảnh hưởng đến sách an ninh Nhật Bản 85 3.2 Những thành tựu đạt sách an ninh Nhật Bản khu vực Đông Nam Á 87 3.3 Những hạn chế thách thức 93 KẾT LUẬN 101 Tài liệu tiếng Việt 105 Tài liệu tiếng Anh 108 v DANH MỤC CÁC CHỮ VIẾT TẮT Từ viết tắt ADMM+ APEC APSC ARF ASCC ASDF ASEAN AUMX CLCS Tên tiếng Anh Tên tiếng Việt ASEAN Defense Ministers’ Hội nghị Bộ trưởng Quốc phòng Meeting Plus ASEAN Mở rộng Asia – Pacific Economic Hợp tác Kinh tế Châu Á – Thái Cooperation Bình Dương ASEAN Political – Security Cộng đồng An ninh – Chính trị Community ASEAN ASEAN Regional Forum Diễn đàn Khu vực ASEAN ASEAN Socio-Cultural Community Cộng đồng Văn hoá-Xã hội Air Self-Defense Force Lực lượng Phịng vệ khơng The Association of South East Hiệp hội quốc gia Đông Nam Asian Nations Á ASEAN-US Maritime Exercise Diễn tập Hàng hải ASEAN-Mỹ Commission on the Limits of the Continental Shelf Uỷ ban Ranh giới Thềm lục địa COC Code of Conduct Bộ Quy tắc Ứng xử CPI Consumer Price Index Chỉ số Giá Tiêu dùng The Comprehensive and CPTPP Progressive Agreement for TransPacific Partnership Hiệp định Đối tác Toàn diện Tiến xuyên Thái Bình Dương Declaration on the Conduct of Tuyên bố ứng xử bên Parties in the South China Sea Biển Đông DPJ (Japan) Democratic Party of Japan Đảng Dân Chủ (Nhật Bản) DR Disaster Relief Cứu trợ Thiên tai EAS East Asia Summit Hội nghị Thượng đỉnh Đông Á EEZ Exclusive economic zone Vùng đặc quyền kinh tế DOC vi EWG Experts Working Group Timor Leste Defence Force/Forỗas F-FDTL de Defesa de Timor Leste/FalintilFDTL Nhóm cơng tác chun gia Lực lượng Quốc phịng Đơng Timor Ấn Độ Dương – Thái Bình FOIP Free and Open Indo-Pacific HA Humanitarian Assistance Hỗ trợ Nhân đạo International Atomic Energy Cơ quan Năng lượng Nguyên tử Agency Quốc tế The International Maritime Triển lãm Công nghệ Quốc phòng Defense Exhibition & Conference biển IAEA IMDEX JCG Japanese Coast Guard JDR Japan Disaster Relief JGSDF Japan Ground Self-Defense Force Dương Tự Rộng Mở Lực lượng Bảo vệ bờ biển Nhật Bản Đội Cứu trợ Thiên tai Nhật Bản Lực lượng Phòng vệ Mặt đất Nhật Bản Japan International Cooperation Cơ quan Hợp tác Quốc tế Nhật Agency Bản JSDF Japan Self-Defense Force Lực lượng Phòng vệ Nhật Bản MDGs Millenium Development Goals MOFA (Japan) Ministry of Foreign Affairs Bộ Ngoại giao (Nhật Bản) MOD (Japan) Ministry of Defense Bộ Quốc phòng (Nhật Bản) MTDP Medium Term Defense Program MSDF Maritime Self-Defense Force Lực lượng Phòng vệ Biển LDP (Japan) Liberal Democratic Party (Japan) Đảng Dân chủ Tự (Nhật Bản) NSC National Security Council Hội đồng An ninh Quốc gia JICA Những mục tiêu Phát triển Thiên niên kỷ Chương trình Quốc phịng Trung hạn vii NSS National Security Strategy Chiến lược An ninh Quốc gia National Defense Progam Chỉ dẫn Chương trình Quốc Guidline phòng Quốc gia Official Development Assistance Hỗ trợ Phát triển Chính thức Organization for Economic Tổ chức Hợp tác Phát triển Cooperation and Development Kinh tế OSA Overseas Security Assistance Hỗ trợ An ninh Hải ngoại PKO Peace Keeping Operation Hoạt động Gìn giữ Hồ Bình QUAD Quadrilateral Security Dialogue Đối thoại Tứ giác An ninh NDPG ODA OECD Regional Cooperation Agreement ReCAAP on Combating Piracy and Armed Robbery against Ships in Asia Thoả thuận hợp tác khu vực chống cướp biển cướp có vũ trang chống lại tàu thuyền châu Á REE Rare-Earth Element SDGs Sustainable Development Goals SDF Self-Defense Forces Lực lượng Phịng vệ SLV Satellite Launch Vehicle Phương tiện phóng vệ TPP Trans-Pacific Partnership UNCLOS UNMISS Nguyên tố đất Những mục tiêu Phát triển bền vững Hiệp định Đối tác xun Thái Bình Dương United Nations Conventions on Cơng ước Liên Hiệp Quốc Law of the Sea Luật biển United Nations Mission in South Phái gìn giữ hồ bình Liên Sudan Hiệp Quốc Nam Sudan viii DANH MỤC 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