VIE: GMS Ben Luc-Long Thanh Expressway Project

Updated Resettlement Plan September 2014 VIE: GMS Ben Luc-Long Thanh Expressway Project Long Thanh District Dong Nai Province Prepared by Vietnam Expressway Corporation for the Asian Development Bank This is an updated version of the draft originally posted in July 2010 available on http://www.adb.org/projects/documents/ben-luc-long-thanh-expressway-project-resettlementplan i NOTE In this report, "$" refers to US dollars This resettlement planis a document of the borrower The views expressed herein not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature Your attention is directed to the “terms of use” section of this website In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank doesnot intend to make any judgments as to the legal or other status of any territory or area ii PREFACE The general resettlement plan was developed for the VIE: Ben Luc - Long Thanh Expressway Project in July 2010, covering seven districts Other resettlement plan updates are prepared separately by districts based on the working progress of each district for Ben Luc – Long Thanh Project This is the URP of Long Thanh district, Dong Nai province of BL – LT expressway project section passing Long Thanh district, Dong Nai province The resettlement plan was updated under the ADB LOAN: 2460 – VIE: GMS Ha Noi Lang Son, Ha Long – Mong Cai and Ben Luc - Long Thanh Expressway Technical Assistance Project The Project is co-financed by the Asian Development Bank (ADB), Japan International Cooperation Agency (JICA) and the Government of the Socialist Republic of Vietnam The ADB financing for the civil works is provided under Loan Agreement No.2730-VIE: GMS Ben Luc Long Thanh Expressway Project The JICA financing for the Project is provided under Loan Agreement No.VN11-P3: North-South Expressway Construction Project (Ben Luc – Long Thanh Section) iii LIST OF ABBREVIATIONS $ US U.S Dollar ADB APs Asian Development Bank Affected people/ persons AHs Affected households BL-LT Ben Luc – Long Thanh CPC Commune People’s Committee DLFDC District Land Fund Development Centre DMS Detailed measurement survey DONRE Department of Natural Resource and Envvironment DPs Displaced Persons/People DPC District People’s Committee EMA External Monitoring Agency EPMU Ben Luc - Long Thanh Ben Luc – Long Thanh Expressway Project Management Unit Ho Chi Minh City Ho Chi Minh City Hhs Households IOL Inventory of losses IRP LURC Income restoration programs Land Use Right Certificate MOF Ministry of Finance MOT Ministry of Transport PC PCSCDB People's Committee Provincial Compensation and Site Clearance Directive Board PPC Provincial People’s Committee PPTA Project Preparation Technical Assistance SES Socio-economic Survey RP Resettlement plan VEC Vietnam Expressway Corporation iv TABLE OF CONTENTS NOTE i PREFACE ii LIST OF ABBREVIATIONS iii TABLE OF CONTENTS iv LIST OF TABLES vii LIST OF FIGURE viii DEFINITION OF TERMS ix EXECUTIVE SUMMARY INTRODUCTION I II III PROJECT DESCRIPTION A Project linear scale B Site clearance C Intersections, bridges and viaducts in Phase D Other project components E Contract packages LAND ACQUISITION AND RESETTLEMENT IMPACTS A The DMS B Land acquisition scale and resettlement impacts C Affected households and vulnerable groups D Affected land E Affected houses F Affected shops G Other affected structures H Affected Crops and Plants 10 SOCIAL ECONOMIC SURVEY 11 A Period of survey, sampling method and sample size 11 B The purpose of the survey 11 C Family size of affected households 11 D The education of Hh members 11 E The working age structure of affected households 12 F Career and employment of affected households 12 G Income, balance of income – spending and poor status 13 H Access to credits/loans (accounted at the latest year) 14 I Access to education infrastructure and public utility services 14 J Preferences for relocation and resettlement 15 K Aspirations for income restoration is discussed in a separate report 15 L Gender issues 16 v M IV V VI VII Vulnerable Hhs 16 CONSULTATION AND DISCLOSURE OF INFORMATION 17 A Disclosure of information 17 B Consultation in the implementation process 18 C Overview of Consultations that have been conducted 20 D Disclosure of Resettlement Plan 23 GRIEVANCE REDRESS MECHANISM 24 A The purposes of the establishment of the grievance redress mechanism 24 B The levels and grievances redress process under the Resettlement Plan 24 C Levels of power and sequence for settlement of complaints and denunciations adopted by the National Assembly 24 D The harmony between the two grievances redress mechanisms, ADB and the provisions of the National Assembly 25 E Set channels to disseminate information and complaint mechanisms to affected households 25 LEGAL FRAMEWORK 26 A Vietnamese Government 26 B Asian Development Bank 27 C Harmonization of the Vietnamese and ADB policies 28 ENTITLEMENT POLICY 29 A Site clearance & resettlement policy framework applicable to the project 29 B Entitlement matrix for the compensation for project affected people 29 VIII RELOCATION AND RESETTLEMENT 50 IX A Relocation Requirements and Assistance 50 B Preparation of the planning and construction of resettlement sites 50 C Resettlement selection 51 D Relocation plan for affected households to resettlement sites 51 INCOME REHABILITATION 52 A Basics for program implementation 52 B Objectives 52 C Eligible objects for the IRP 52 D Implementation locations 53 E Assistance content and level 54 F Implementation method 54 G Implementation budget 55 H Implementation structure 45 I Implementation process 47 J Income restoration program planning activities 49 K Activities and components of income restoration program 52 L The process for deployment of pilot models 55 vi X M Cost estimates 58 N Payment/ Disbursement 60 O Reporting, inspection, monitoring and efficiency evaluation of project 60 P Implementation plan 61 RESETTLEMENT BUDGET AND FINANCIAL PLANNING 64 A Replacement cost survey 64 B Total estimate budget for the compensation, land acquisition & resettlement 64 C The registration for allocation of budgets (finance/financial planning) 65 XI IMPLEMENTATION PLAN 66 XII INSTITUTIONAL ARRANGEMENTS 69 A Vietnam Expressway Corporation (VEC)/Project Management Unit (EPMU Ben Luc - Long Thanh) 69 B The People’s Committees of provinces and city 70 C District DPC/DLFDC 70 D The Communal People’s Committees (CPC) 71 E Project Monitoring Consultant 71 F External Monitoring Agency 71 XIII MONITORING AND EVALUATION 72 A Internal monitoring and evaluation organization (M&E) 72 B External monitoring and evaluation 72 XIV APPENDIX 74 Appendix 1: Project brochure 74 Appendix 2: Basic legal documents of the project 86 Appendix 3: DMS form 120 Appendix 4: Minutes of training for using dms and livelihood restoration forms 145 Appendix 5: Database of affected households 147 Appendix 6: The replacement cost under price appraisal 175 Appendix 7: Registration and participation commitment form 184 SOCIALIST REPUBLIC OF VIETNAM 184 Appendix 8: Form of profile for households participating in the income restoration program186 Appendix 9: Summary table of pilot models 187 Appendix 10: Summary table for support items 188 Appendix 11: Form of minute for funding by the income restoration program 189 Appendix 12: sSummary table of management cost of income restoration program 190 Appendix 13: Assistance payment for income restoration programs 191 vii LIST OF TABLES Table 1: Provinces, districts and communes Ben Luc - Long Thanh Expressway passes through Table 2: List of intersections Table 3: List of bridge and road section areas Table 4: List of contract packages Table 5: The Corridor of Impact (COI) requiring land acquisition Table 6: The length of the section passing Long Thanh district Table 7: Number of affected households and vulnerable groups Table 8: Types of affected land and number of affected households Table 9: Disaggregation of Severity of Loss of Agricultural Land Table 10: Legal status of land use Table 11: Affected houses Table 12: Other affected structures Table 13: Other Utilites 10 Table 14: Number of Hhs and types of affected plants 10 Table 15: Characteristics and scale of surveyed families 11 Table 16: Education Level 11 Table17: The structure of the working age 12 Table 18: The structure of working age in gender 12 Table 19: Structure of career and employment of APs 12 Table 20: The average income of head of Hhs separated by gender 13 Table 21: Income per capita/ month of affected households 13 Table 22: Balance of income – spending of affected households 13 Table 23: Having access to credits/loan of affected households 14 Table 24: Channels of accessing credit/loan of affected households 14 Table 25: The purposes of using credit/loan of affected households 14 Table 26: Access to education infrastructure and public utility services 15 Table27: Living utilities/household assets 15 Table 28: Decision for resettlement forms of affected households 15 Table 29: Gender roles in family 16 Table 30: Summary of Consultation Meetings in the Project Area 21 Table 31: Gap Analysis and Gap-Filling Measures 28 Table 32: The Updated Entitlement Matrix for Long Thanh district 28 Table 33: The resettlement sites for displaced households 50 Table 34: Communications/capacity building 53 Table35: Implementation solutions of Economic models 53 Table 36: The process for implementing farming models 55 Table 37: The process for deployment of Livestock activities models: 56 Table 38: The process of implementing handicraft and commercial services model 57 viii Table 39: The process for deployment of Training activities models: 57 Table 40: The budget estimation of the income restoration program for affected households – Long Thanh District 58 Table 41: Cost estimates for advocacy and capacity building 59 Table 42: Cost estimates for the operation of the steering committees, Management Boards and communal community monitoring boards 59 Table 43:The summary of cost estimates for the Income Rehabilitation Program in Long Thanh district - Ben Luc Long Thanh Expressway Project 59 Table 44: Specific instructions for completing documents 60 Table 45: The implementation plans for income rehabilitation activities 62 Table 46: Total cost for compensation, site clearance and resettlement for Long Thanh district 64 Table 47: The work plan for the compensation and site clearance in Long Thanh district 67 LIST OF FIGURE Figure 1: Registration, provision and disbursement procedure for IRPs implementation budget 44 Figure 2: IRPs implementation organization diagram 45 Figure 3: IRP implementing procedure 48 ix DEFINITION OF TERMS Assistance An additional assistance to affected persons who lost their properties (especially means of production), incomes, employment or sources of living, appending to the compensation for their acquired properties to at least restore their standard of living and quality of life as it was before the project deploys Cut-off-date The date when those who live, own or use any part of land in the project area had been recognized as affected persons In this project, the survey cut-off date coincides with the date of the publication of the Project's land acquisition policy/ending of the Inventory of Loss (IOL) Those who are not named in the survey and IOL will not be entitled to the compensation and other benefits unless they can prove that (i) they were missed out in the process of the survey and IOL, or (ii) their lawful assets existed before the date of land acquisition policy announcement of the project Detailed measurement survey (DMS) The completion and/or the recognition of results of the IOL, levels of impacts and lists of affected households (affected households) The cost of compensation, assistance and resettlement is determined after the completion of the DMS The DMS will be conducted by the District Compensation and Site Clearance Committees (DCSCC) during the RP implementation when the project site clearance is officially marked Affected people Affected people can be either of the following three cases: (i) Those having the legal right to land which is lost wholly or in part; (ii) Those not having official ownership of land but having recognizable proof of their ownership of land in accordance with the State’s regulations; (iii) Those who lose their land wholly or in part but not have official ownership of land but can be legalizable for their property Involuntary resettlement applies to all these three cases Entitlement A series of measures of compensation and support (income rehabilitation, moving, substitute income, relocation and resettlement support) payable to affected people for the types and extent of damage in order to restore their economic and social status Entitlements for each affected households will be determined by the Compensation and Site Clearance Board/ the Land Fund Development Centre (DLFDC) of each district/ (by way of compensation plans) during the stage of the RP implementation when the DMS is completed and is signed by the concerned parties The entitlements developed in this RP will be for different properties and types of impacts of the project Host community A community where a resettlement site is constructed to accommodate affected households who are resettled Restoration/ improvement of income The re-establishment or improvement of income and livelihood of affected persons by the project through the RP policy and the implementation of that policy Inventory of losses (IOL) A process of verification, location, measurement and survey of replacement cost for all immovable to be repossessed or affected by the project They are (but not limited to or being a complete list) residential land, business land, agricultural land, lakes, ponds, residential land, barns and shops, other assets such as fences, tombs, graves, wells, trees which are economically valuable, sources of income and livelihood It also includes assessments of impacts on 177 No Unit of measurement Construction objects Evaluated value + Net fence B40 m 110,000 + Fence is built by brick wall below and covered by B40 net above m 363,000 + Fence is built by brick wall below and covered by ironbar with diameter Φ12 above m 350,000 13 Gate pier, embankment and other assets with composition as: + Non-amoured concrete m 1,300,000 + Amoured concrete m 2,600,000 + Brick, stone m 1,040,000 14 Iron gate m 700,000 15 Piggery, henhouse + Brick piggery wall, 1m height, solid concrete base, tile or fibro cement roof m 556,000 + Brick piggery wall, 1m height, semi-solid base, tile or fibro cement roof m 346,000 + Semi-solid base and wall, leaves roof m 150,000-346,000 + Rudimental piggery, henhouse m 80,000 - 150,000 + Wooden frame, leaves roof, soil base m 195,000 + Wooden frame, tole roof, soil base m 293,000 16 Filling soil m 39,000 17 Grave and shrine: + Soil grave each 4,108,000 + Laterite grave each 5,980,000 + Simple built grave each 6,916,0008,788,000 + Shrine and altar each 320,000 - 562,000 + Grave covered by granit each 20,000,000 + Grave covered by ceramic each 11,900,000 18 Pond and water sump + Digging pond for aquaculture or water sump m 15,600 + Improved pond from stream bed, lagoon or bomb crater m 7,800 19 Watermeter, subscriber + Principal electricmeter each 1,040,000 + Accessory electricmeter each 520,000 Electricmeter and telephone 178 No Unit of measurement Construction objects Evaluated value + Principal watermeter each 520,000 + Accessory watermeter each 260,000 + Telephone subscriber each 1,560,000 20 Electric pillar by centrifugal concrete each 1,920,000 21 Wooden mezzanine m 22 Concrete box-drain m 23 Concrete drain with diameter Φ1m (not installed) m 310,000 24 Concrete sullage pit with diameter Φ1m (installed) m 450,000 510,000 3,200,000 1- Perennial trees (dispersing cultivated): a) Compensation (support) price for grade A tree is all trees are in time of the highest harvest: Unit of currency: VND No Types of tree Unit Price of Decision No 12/2012/QDUBND Studied price Replacement price in 2013 Pepper tree 1,1 Pepper tree/living stake VND/tree 260,000 263,000 260,000 1,2 Pepper tree/built stake VND/stake Cashewnut tree High-yield Cashewnut tree, stump VND/tree diameter Ø >25cm Normal Cashewnut tree, stump VND/tree diameter Ø >25cm Coffee tree, stump diameter Ø >10cm VND/tree Rubber tree, stump diameter Ø VND/tree >25cm Normal Guava tree, stump diameter Ø VND/tree >10cm Sweet Guava tree, stump diameter Ø VND/tree >7cm Morinda citrifolia VND/tree Coconut, Cycad, stump diameter Ø >25cm; Washingtonia, Ornamental VND/tree Phoenix, stump diameter Ø >35cm, Longan, Lychee, Peach, Sterculia foetida, stump diameter Ø >25cm; Sour sop, Curtain apple, stump VND/tree diameter Ø >10cm; Artocarpus tonkinensis A, stump diameter Ø >25cm, Lime, Kumquat, stump diameter Ø VND/tree >10cm Mango tree Hoa Loc sweet mango tree, stump VND/tree 390,000 390,000 390,000 455,000 455,000 455,000 390,000 390,000 390,000 156,000 156,000 156,000 260,000 267,000 260,000 20,000 20,000 20,000 42,000 42,000 42,000 91,000 91,000 91,000 286,000 285,000 286,000 260,000 260,000 260,000 130,000 130,000 130,000 585,000 585,000 585,000 2,1 2,2 10 11 11,1 179 No 11,2 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Types of tree diameter Ø >20cm Others mango tree, stump diameter >25cm Jack-fruit tree, stump diameter Ø >25cm Artocarpus integer (chempedak), Michelia stump diameter Ø >20cm Rambutan tree, stump diameter Ø >25cm Apple tree, stump diameter Ø >10cm Durian tree, stump diameter Ø >25cm Baccaurea, stump diameter Ø >15cm Star apple, Bauhinia x blakeana, stump diameter Ø >25cm; Cinnamon, Pomegranate, stump diameter Ø >15cm, Barbados cherry, stump diameter Ø >10cm; Grewia paniculata, stump diameter Ø >20cm Orange, Mandarin Orange, Olive, Calophyllum inophyllum , Alstonia scholaris, Rhus succedanea (wax tree), stump diameter Ø >15cm Rose apple, Syzygium jambos, Artocarpus altilis (sake), Syzygium cinereum, Combretum quadrangulare, stump diameter Ø >15cm Avocado tree, Areca, Ornamental Areca, Chubby Areca, Ornamental Coconut tree, Ornamental Plumeria, Aglaia duperreana, Willow, Caryota mitis, big Sedum morganianum, Allamanda cathartica, Asoka tree, Wrightia religiosa, Bay Laurel, Cassia fistula (Osaka tree); Ochnaceae (wild plane family), stump diameter Ø >3cm; Sterculia lychnophora; Spathodea Campanulata (African tulip tree, Fountain tree), Cinnamomum camphora, stump diameter Ø >15cm Pomelo tree, stump diameter Ø >25cm Tamarind tree, stump diameter Ø >25cm Cochinchin gourd (Momordica cochinchinensis) Mangosteen tree, stump diameter Ø >25cm Langsat Flacourtia jangomas tree, stump diameter Ø >20cm Sapodilla tree, stump diameter Ø >15cm Pitaya (dragon fruit) Spondias dulcis, stump diameter Ø >25cm; Star gooseberry (Phyllanthus acidus), stump diameter Ø >15cm; Unit Price of Decision No 12/2012/QDUBND Studied price Replacement price in 2013 VND/tree 585,000 585,000 585,000 VND/tree 260,000 260,000 260,000 VND/tree 325,000 325,000 325,000 VND/tree 650,000 657,000 650,000 VND/tree VND/tree VND/tree 98,000 1,170,000 260,000 98,000 1,200,000 260,000 98,000 1,170,000 260,000 VND/tree 390,000 390,000 390,000 VND/tree 208,000 208,000 208,000 VND/tree 156,000 156,000 156,000 VND/tree 130,000 130,000 130,000 VND/tree 260,000 265,000 260,000 VND/tree 156,000 156,000 156,000 VND/tree 117,000 117,000 117,000 VND/tree 780,000 788,000 780,000 VND/tree 312,000 312,000 312,000 VND/tree 130,000 130,000 130,000 VND/tree 156,000 156,000 156,000 VND/tree 195,000 195,000 195,000 VND/tree 156,000 156,000 156,000 180 No Types of tree Unit Price of Decision No 12/2012/QDUBND Studied price Replacement price in 2013 Ficus racemosa (Cluster Fig Tree), stump diameter Ø >25 31 32 33 34 35 36 37 38 39 40 41 42 43 Ficus elastica (rubber fig), diameter Ø >15cm stump Star-fruit, Cotton, Lucuma mamosa, Terminalia catappa, Hura crepitan,Flamboyant (Delonix regia), Jasmine, Tea, Wrightia annamensis, Crescentia cujete, Cassia grandis, Muntingia calabura, Syzygium aromaticum, Casuarinaceae, stump diameter Ø >20cm Hopea (Starwood), Afzelia xylocarpa (Redwood), Dipterocarpaceae (Keruingwood), Anisoptera costata (Anisoptera timber), Dalbergia oliveri (Barian Kingwood), Aquilaria crassna Pierre (Aloewood), Pinophyta (pine), Pinales, Banyan tree, Leucaena leucocephala, Dark wild timber, Si tree, Anthocephalus chinensis, Barringtonia acutangula, Long timber, Ficus microcarpa (Chiness Banyan), Ficus religiosa (Sacred Fig), Lagerstroemia speciosa (Giant Crape-myrtle), Erythrophleum fordii, Senna siamea, Plumbago zeylanica Thui tree, stump diameter Ø ≤ 25cm; Khaya timber, stump diameter Ø >30cm Syzygium cumuni, erythrina, stump diameter Ø >15cm, mulberry tree, stump diameter Ø >5cm Enteralobirum Cyclocarpum, Polyscias fruticosa, cherry blossom, Bougainvillea, Ascocentrum miniatum, field crab tree, Mussaenda pubescen, Small bamboo Bamboo (construction material) tree, stump diameter Ø >12cm Cajuput, sandalwood, margose, Sesbania grandiflora, Annona reticulata, acacia trees, wild Enteralobirum Cyclocarpum, Premna serratifolia (Creek Premna), Antidesma ghaesembilla,Sesamum indicum (sesame tree), Sonneretia, stump diameter Ø >20cm Curry tree Greenery fence Sea coconut tree Ricinus communis (castor oil plant) Other kinds of ornamental plants, Chiness bamboo VND/tree 104,000 104,000 104,000 VND/tree 60,000 60,000 60,000 VND/tree 588,000 588,000 588,000 VND/tree 20,000 20,000 20,000 VND/tree 40,000 40,000 40,000 VND/tree 1000 1,000 1000 VND/tree 5,000 5,000 5,000 VND/tree 26,000 25,000 26,000 VND/tree VND/m VND/m VND/tree 156,000 13,000 9,000 33,000 156,000 13,000 9,000 33,000 156,000 13,000 9,000 33,000 VND/tree 7,000 7,000 7,000 181 No Types of tree Unit 44 45 46 47 Small Sedum morganianum Paeoniaceae Bean grass plant Malignant tree Panicum plicatum (ginger grass leaves) Red amaranth plant Nulgar bamboo, stump diameter Ø >5cm Marshal tree Taiwan Terminalia catappa stump diameter Ø >12cm Mimusops elengi, stump diameter Ø >4cm VND/m VND/m VND/m VND/m 48 49 50 51 52 53 Price of Decision No 12/2012/QDUBND 124,000 146,000 33,000 46,000 Studied price Replacement price in 2013 124,000 146,000 33,000 46,000 124,000 146,000 33,000 46,000 VND/m 9,000 9,000 9,000 VND/m 18,000 18,000 18,000 VND/tree 4,000 4,000 4,000 VND/tree 90,000 90,000 90,000 VND/tree 50,000 50,000 50,000 VND/tree 78,000 78,000 78,000 - Unit price is made for Grade A tree in highest harvested time - Grade B tree: is nearly harvesting or harvesting tree but low output; reaching 4/5 time of growing up or passing of highest harvested time but not yet be liquidated Compensation cost of Grade B tree is calculated as 50% of Grade A tree - Grade C tree: reaching 2/5 to 4/5 time of growing up or due to liquidation Compensation cost of Grade C tree is calculated as 25% of Grade A tree - Grade D tree: reaching 1/5 to 2/5 time of growing up Compensation cost of Grade D tree is calculated as 12.5% of Grade A tree - Grade E tree: reaching below 1/5 time of growing up Compensation cost of Grade D tree is calculated as 6.25% of Grade A tree Classification of tree to Grade A, B, C, D, E will be done by Inventory Committee b) If there is one or many type of tree in the garden that total trees exceed regular density are only compensated the amount of trees in the regular density for the highest valuable ones, the amount of remains are not compensated If there is one type of tree or more than in the garden that have not achieved grade A so it is caculated by increasing 50% in density cause it has not covered fully or increasing the alternate trees The density is following as: - Cajeput, eucalyptus: 5,000 trees/hectare - Alum cajeput: 10,000 trees/hectare - Teck: 3,750 trees/hectare - hopea, ricinus, avocado, areca tree, aloes tree, palm tree, china tree, bo tree, crape myrtle, mother-of-pearl, banyan-tree, Chinese banyan, pine-tree, barrian kingwood, Leucaena leucocephala, Barringtonia,blumbago, ironwood and other huge timbers: 832 trees/hectare - Rubber, grapefruit, orange, rambutan, plum tree, cinnamon, kumquat, sycamine, guava, obtaheite apple, custard apple: 770 trees/hectare 182 - Coffee tree, lemon tree, plumeria, apricot tree, coral tree, cherry, paper flower, breadfruit tree, mulberry, papaya, cycas tree, ricinus, brooch, peach, muntingia, Zamioculcas zamiifolia, dragon fruit, baby jackfruit, kapok tree, cherry-blossom and all other kinds of tree with small trunk: 1,600 trees/hectare - Mangrove, aegiceras: 7,500 trees/hectare - Peper (living on tree): 3,000 trees/hectare - Peper (living on brick pillar): 1,600 trees/hectare - Cashew tree, coconut: 312 trees/hectare - Jackfruit, mango, star apple, longan tree, durian, mangosteen: 500 trees/hectare c) In the case of dispersing cultivated garden, normally growing up process (neither provined tree nor grafted tree) that gives higher productivity or specializing cultivated garden of high-yield fruit tree, compensation cost is calculated as 150% of the price above d) In the case of tree reaching highest harvested time but giving low output (below 50% of average productivity of the same kind of tree), compensation cost is calculated as 70% of the price above e) In the case of provined tree or grafted tree, the compensation price is calculated as 0,7 of the price above The maximum density is calculated as 1,5 of the density at Clause b 2- Annual plants: Unit of measurement: VND/ha Price of No Types of tree Unit Decision No Survey Replacement 12/2012/QD- price price UBND Rice, corn, tapioca, peanut and all kind of vegatables, grass for VND/m VND/m 3,000 3,000 3,000 10,000 10,000 VND/m 10,000 10,000 VND/m 4,000 4,000 4,000 VND/m 4,000 4,000 4,000 3,000 3,000 3,000 breeding Neptunia Lotus Cane Tobacco Pineapple (normal) VND/m Papaya VND/tree 33,000 33,000 33,000 Banana VND/tree 20,000 20,000 20,000 4,000 4,000 4,000 Cayen pineapple (imported) VND/m - Unit price for each grades of tree (from A to E) is defined same as perennial tree at highest harvested time 3- Mustering cultivated Cajuput tree: 183 Compensation according to investment cost: All kinds of timber such as: cajuput, sandalwood, margose, sesbania grandiflora, kinds of mangroves, annona reticulata, acacia trees are mustering cultivated with the area >= 1,000m2 a- Normal Cajuput tree: Unit of measurement: VND/ha No Cultivated year year nd year rd year th year th year th year st Unit Replacement price ha ha ha 22,563,000 31,570,000 38,464,000 39,536,000 40,607,000 41,675,000 In case of cajuput trees over years-old or sandalwood trees over years-old that have not yet harvested, compensation price is defined by adding recycled cost (equal as cultivated cost in 1st year): 9,677,000 VND/ha For mustering cultivated trees over years old, adding 1,069,000 VND/ha for every additional year b- Hypridized cajuput tree: Unit of measurement: VND/ha No Cultivated year year nd year rd year th year th year st Unit ha ha Replacement price 33,415,000 40,098,000 45,667,000 49,380,000 67,944,000 In 5th year, if trees have not yet harvested, adding recycled cost of 13,260,000 VND/ha 4- Compensation of breeding (fishery cultivation): - Compensation for stopping of production of shrimp pond: improved extensive cultivated pond: 19,500,000 VND/ha/crop, intensive cultivated pond: 26,000,000 VND/ha/crop - Compensation for stopping of production of fish pond: improved extensive cultivated pond: 15,600,000 VND/ha/crop, intensive cultivated pond: 22,100,000 VND/ha/crop 184 Appendix 7: Registration and participation commitment form SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness APPLICATION FOR PARTICIPATION IN THE INCOME RESTORATION PROGRAM To: ………………………………………………………… I Information on household Full name of householder: ……………………… Name of spouse:…………………………… Address: ………………………………………………………………………………………… Code of householder: ………………………………………………………………………… Participation model: ………………………………………………………………………… Information related to the household: Answer Ethnic minority Female householder Elderly householder Disabled householder Poor households Yes No Family members: No Name of household member Sex Date of birth Education Profession Job before BLLT project implementation Working place Income (VND/month) Notes: Column 5: (Level of education): Mark the highest class of the system 10 or system 12 For example 8/10 or 9/12 Column & 7: (Profession and job before BL-LT project implementation): 1=State employees, 2=Physician, Doctor, 3= Soldier/police, 4= Teachers, 5= Workers, = Engineer, Architect, 7= Trader, service suppliers, 8= Students, = Housewives, retired, 10= Handicraft, 11=Others (specify) Column 8: (Workplace): 1= At home = in communes/villages where households are living, 3= in other communes/villages but same districts where households are living, = in other districts, 5= in provinces, = Unstable, = in other provinces Economic activity (agricultural or business) of the family: Agricultural production (Specify the type):……….………………… Forestry (Specify the type):…………………… Livestock (Specify the type):…………………………………………………………… If the family has home-based production/business activities, please specify what type of activities? The family's main sources of income before the project implementation: ………………………………… 185 The family's monthly main source of income before the project implementation:…………………… Properties affected by the project: Land: a, Residential land: - Total area of the family campus: ……… m2 - Total area affected by the project: ……………………….m2 The legal status of the living land: With red-book: Without red-book: Is there any dispute on land: Yes No - b, Agricultural land: Total area of the family: ……… m2 Total area affected by the project: ……………………….m2 The legal status of the living land: With red-book: Without red-book: Is there any dispute on land: Yes No c, Forestry land: - Total area of the family: ……… m2 - Total area affected by the project: ……………………….m2 The legal status of the living land: With red-book: Without red-book: Is there any dispute on land: Yes No 2 2 d, Perennial land: - Total area of the family: ……… m2 - Total area affected by the project: ……………………….m2 The legal status of the living land: With red-book: Without red-book: Is there any dispute on land: Yes No 2 Affected house: Yes No - Totally affected house: Yes No Partly affected house: Yes No Affected income: Yes No Totally affected income: Yes No Partly affected income: Yes No II Commitment of participating households After getting the instructions on the content of the project support, participation conditions as well as the entitlements and obligations when participating in the Program, our families commit to comply with the state and local regulations during the implementation of the signed contents Certified by the commune Commune ……………., DD … MM ……YY …… (Full name and signature) Certified by the District Income Restoration Program Board (Full name and signature) 186 Appendix 8: Form of profile for households participating in the income restoration program Objective group No I II Name Commune …………… Address Telephone Age Lost 10% production land or more Vulnerable Total existing area of land (m2) Acquired area of land (m2) Main occupation that generates income Household income/month (before the project implementation) Total household members who receive support for living stability 10 11 12 Total household members who receive support for job training Registered income restoration program activities 13 14 Commune ……………… Notes: Column 7: (Vulnerable objects): 1= Households headed by single women with children; 2= Households with headers with disabilities; 3= Helpless elderly households; 4= Poor households; 5= Minority households Column 10: (main occupation before BL-LT project implementation): 1=State employees, 2=Physicians, Doctors, 3= Soldier/police, 4= Teacher, 5=Workers, = Engineers, Architects, 7= traders, services suppliers 8= Students, = Housewives, retired, 10= Handicraft, 11=Others (specify) Column 14: (Income restoration program activities households enroll – the District Income Restoration Program Boards will code according to the activities the Provincial People's Committee approved): …………… 187 Appendix 9: Summary table of pilot models No A B Activities Livestock Cultivation C Non-agriculture D Vocational training Total Participating households Unit price Amount Notes 188 Appendix 10: Summary table for support items No A … B … C … D … E F … G … H … I support items Breeders Unit Breeding food Veterinary and disinfection medicine Seedlings Fertilizers Pesticide Other machinery materials and Technical training, capacity building Kind of training Specifications Quantity 189 Appendix 11: Form of minute for funding by the income restoration program CỘNG HÒA XÃ HỘI CHỦ NGHĨA VIỆT NAM SOCIALIST REPUBLIC OF VIETNAM INCOME RESTORATION PROGRAM Độc lập - Tự - Hạnh phúc MANAGEMENT UNIT OF ………….DISTRICT Independence - Freedom - Happiness BIÊN BẢN XÁC NHẬN KINH PHÍ HỖ TRỢ CỦA CHƯƠNG TRÌNH PHỤC HỒI THU NHẬP BAN QUẢN LÝ CHƯƠNG TRÌNH PHỤC HỒI THU NHẬP HUYỆN… CONFIRMATION MINUTE OF ASSISTANCE COST OF INCOME RESTORATION PROGRAMS Dự án đường cao tốc Bến Lức – Long Thành Bến Lức – Long Thành Expressway Project - Căn hợp đồng số ……… ngày ……… ký kết Công ty Phát triển đường cao tốc Việt Nam Ban QLDA chương trình PHTN huyện… việc triển khai chương trình PHTN cho hộ BAH/ Based on contract No.… dated ……… … signed by Vietnam Expressway Corporation (VEC) and income restoration program management unit of …… district on implementing Income Restoration Program for PAHs; - Căn vào định phê duyệt số /QD-UBND ngày ………của UBND tỉnh/huyện … Về việc phê duyệt giá trị chương trình phục hồi thu nhập/ Based on the decision No /QD-UBND dated regarding the approval income restoration program value by Committee of Province I Hộ gia đình bị ảnh hưởng (ghi mẫu DMS)/Affected Housỗ trợ ehold (the same as in the DMS Form): Họ tên chủ hộ/Name of householder: Địa chỉ/Address of Affected Household: Số CMND chủ hộ/Affected Household ID No: Sổ hộ số/Affected Household National ID _ II Các khoản nhận hỗ trợ /Assistance items TT/N o Khoản mục/details ĐVT/Unit Số lượng /Quatity Con giống hỗ trợ khác (Có danh mục kèm theo)/ beeder and other support (attached list) Gà/Chicken Lợn/pigs …… Thức ăn/Food Tiêm ngừa/Injection Giới thiệu việc làm/ Fee for job introduction …… Khác/Other Tổng cộng/Total III Xác nhận/Confirmation Ngày Hộ bị ảnh hưởng (ký ghi rõ họ tên)/ Signature and name of PAH tháng năm /Dated ……………… Ban QLDA chương trình PHTN huyện ……… Income Restoration Program Management Committee of … district 190 Appendix 12: sSummary table of management cost of income restoration program Ban QL Chương trình Phục hồi thu nhập huyện … Income restoration program management Unit of ……district CỘNG HÒA XÃ HỘI CHỦ NGHĨA VIỆT NAM SOCIALIST REPUBLIC OF VIETNAM Độc lập - Tự - Hạnh phúc Independence - Freedom - Happiness BẰNG TỔNG HỢP CHI PHÍ QUẢN LÝ CHƯƠNG TRÌNH PHTN Summary table of management cost of income restoration program Chứng từ/ Vouchers STT/No 1 10 11 12 13 14 15 Ngày, tháng/ date, month Số hiệu/ Item Nội dung/Content Số tiền/ amount Ghi chú/ Note Tổng cộng: ngày Kế toán/ acountant tháng năm 2012 Date month year 2012 Ban QLDA chương trình PHTN huyện…… IRP Management Committee of ……district 191 Appendix 13: Assistance payment for income restoration programs Dự án đường cao tốc Bến Lức – Long Thành Bến Lức – Long Thành Expressway Project CỘNG HÒA XÃ HỘI CHỦ NGHĨA VIỆT NAM SOCIALIST REPUBLIC OF VIETNAM Độc lập - Tự - Hạnh phúc Independence - Freedom - Happiness BẢNG TỔNG HỢP KINH PHÍ HỖ TRỢ CT PHỤC HỒI THU NHẬP ASSISTANCE PAYMENT FOR INCOME RESTORATION PROGRAMS Dự án đường cao tốc Bến Lức – Long Thành/ Ben Luc - Long Thanh Expressway Project Mã số quận/huyện/District code: Đợt toán/Payment stage Ngày chi trả/Payment date: Căn vào định phê duyệt số /QD-UBND ngày ………của UBND tỉnh/huyện … Về việc phê duyệt giá trị chương trình phục hồi thu nhập/ Based on the decision No /QD-UBND dated regarding the approval income restoration program value by Committee of Province TT/ No Họ tên hộ BAH/ Name of APs Mã số hộ/ HH Code Ngày chi trả/ Payment date Con giống/ Seed Các khoản nhận hỗ trợ /Assistance items Thức Tiêm Giới thiệu ……… Khác/Othe ăn/ ngừa/ việc làm/ …… r Food Injection Đơn VND Tổng cộng / Total vị: đồng/Unit: Đã nhận hỗ trợ/Received amount Chi phí quản lý/ Management cost Tổng cộng/Total Tổng đợt hỗ trợ chữ là/Total (in words): …………………………………………………………………………………………… Ngày tháng năm Dated ………………………… Ban QLDA chương trình PHTN huyện… Ký tên, đóng dấu/Sign, seal