Vietnam emergency flood disaster reconstruction project resettlement plan resettlement due diligence review for luat le dyke at tuy phuoc district, binh dinh province (english, vietnamese)

Public Disclosure Authorized BINH DINH PMU OF CONSTRUCTION INVESTMENT WORKS FOR AGRICULTURE AND RURAL DEVELOPMENT VIETNAM EMERGENCY NATURAL DISASTER RECONSTRUCTION PROJECT – BINH DINH PROVINCE RESETTLEMENT DUE DILIGENCE REVIEW LUAT LE DYKE, TUY PHUOC DISTRIC WORK: REHABILITATION AND UPGRADING OF HA THANH RIVER DYKE SUBPROJECT, TUY PHUOC DISTRICT Public Disclosure Authorized Public Disclosure Authorized BINH DINH PROVINCIAL PEOLE’S COMMITTEE Public Disclosure Authorized Prepared by Binh Dinh PMU for Construction Investment Works for Agriculture And Rural Development March 2018 IAC | i BINH DINH PROVINCIAL PEOLE’S COMMITTEE BINH DINH PMU OF CONSTRUCTION INVESTMENT WORKS FOR AGRICULTURE AND RURAL DEVELOPMENT VIETNAM EMERGENCY NATURAL DISASTER RECONSTRUCTION PROJECT – BINH DINH SUBPROJECT RESETTLEMENT DUE DELIGENCE REVIEW LUAT LE DYKE, TUY PHUOC DISTRICT WORK: REHABILITATION AND UPGRADING OF HA THANH RIVER DYKE SUBPROJECT, TUY PHUOC DISTRICT CONSULTANT PROJECT OWNER March 2018 IAC | i Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province TABLE OF CONTENTS PART I: INTRODUCTION A Overview B Impact Scope C Implementation Process of the Compensation and Resettlement D Objectives of the Resettlement Due Diligence Report PART II: DUE DILIGENCE REVIEW 10 A Methodology 10 B Summary of DMS and Compensation Options 10 C Outstanding Issuses Error! Bookmark not defined D Socio-economic Status Of Surveyed Households 12 Socio-economic Conditions Of Affected Area 13 Socio-economic Conditions Of Affected People 15 E Assessment of the Compensation and Resettlement 16 Inventory of Loss and Compensation & Support Payment 17 Relocation 18 Income Restoration Program 18 Grievance Redress Mechanism 18 Information Disclosure and Community Consultation 19 Monitoring 20 Compliance Matrix 20 Recommendations and Implementation Arrangement 24 PART III: ANNEXES 25 APPENDICES Annex 1: Socio-Economic Questionnaire And List Of AHs In Dieu Tri Town 25 Annex 2: Decisions And Legal Documents Applied For The Subproject 29 Annex 3: Project Information Booklet (PIB) 33 Annex 4: Socio-Economic survey 35 Annex 5: Some Photos about Current Status of the Project Site and Public Consultation 43 IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province LIST OF TABLES Table 1: Summary of impacts in Tuy Phuoc district Table 2: Total cost for compensation, support and resettlement – Tuy Phuoc district 11 Table Summary of socio-economic conditions in Tuy Phuoc district 13 Table 4: Socio-economic conditions of Dieu Tri town 14 Table 5: Summary of demographic characteristics in affected households 15 Table 6: Summary of education level of householders 15 Table 7: Total average income/people/month of AH 16 Table 8: Consultation time and locations 20 Table 9: Summary of discussions and comments at consultation meetings 20 Table 10: Compliance Matrix 21 ABBREVIATIONS AH Affected Household CPC Communal People’s Committee DMS Detailed Measurement Survey DPC District People’s Committee EMA External Monitoring Agency FS Feasibility Study GoV Government of Vietnam IDA Internal Development Association LURC Land Use Right Certificate PIB Project Information Booklet PPC Provincial People’s Committee RCS Replacement Cost Survey SES Socio-Economic Survey TOR Term of Reference USD US Dollar VND Vietnamese dong WB World Bank IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province DEFINITIONS Affected persons (APs) Individuals, organizations or businesses that are directly affected socially and economically by WB-funded projects caused by the involuntary taking of land and other assets that results in (i) relocation or loss of shelter; (ii) loss of assets or access to assets; or (iii) loss of income sources or means of livelihood, whether or not the affected persons must move to another location In addition, affected person is one for whom involuntary restriction of access to legally designated parks and protected areas that result in adverse impacts on livelihoods also Cut-off-date Is the date when the PPC issues the Notification of Land acquisition for the relevant project (Article 67.1 of Land Law 2013) before implementation of detailed measurement survey Affected persons and local communities will be informed of the cut-off date for each project’s component, and that anyone moving into the project component areas after that date will not be entitled to compensation and assistance under the Project Eligibility The criteria to receive benefits under the resettlement program Entitlements Include compensation and assistance for APs based on the type and extent of damage Income restoration (livelihood) A set of activities to be provided to the affected people who lost income sources or means of livelihoods to restore their income and living standard, as equal to or better than pre-project level Inventory (IOL) of Is process of accounting for physical assets and income affected by project Losses Livelihood A set of economic activities, involving self-employment, and or wage employment by using one’s endowments (both human and material) to generate adequate resources for meeting the requirements of the self and household on a sustainable basis with dignity Project impact Any consequence immediately related to the taking of a parcel of land or to restrictions in the use of legally designated parks or protected areas People directly affected by land acquisition may lose their home, farmland, property, business, or other means of livelihood In other words, they lose their ownership, occupancy, or use rights, because of land acquisition or restriction of access Replacement cost The term used to determine the amount sufficient to replace lost assets and cover transaction costs For losses that cannot easily be valued or compensated for in monetary terms (e.g access to public services, customers, and supplies; or to fishing, grazing, IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province or forest areas), attempts are made to establish access to equivalent and culturally acceptable resources and earning opportunities Resettlement Severely Person In accordance with the World Bank’s Operational Policy on Involuntary Resettlement (OP 4.12), it covers the involuntary taking of land that results in (i) relocation or loss of shelter, (ii) loss of assets or access to assets; or (iii) loss of income sources or means of livelihood, whether or not the affected persons must move to another location Displaced Means DPs who will (i) lose 20% (10% for vulnerable households) or more of their total productive land and assets and/or more of their total income sources due to the Project, (ii) have to relocate Stakeholders Any and all individuals, groups, organizations, and institutions interested in and potentially affected by a project or having the ability to influence a project Vulnerable groups Groups of people who might suffer disproportionately or face the risk of being further marginalized by the effects of resettlement and specifically include: (i) women headed household (single, widow, disabled husband) with dependents, (ii) disabled (loss of working ability), the elderly alone, (iii) poor people according to the criteria issued by the MOLISA, (iv) the landless, and (v) ethnic minority people IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province EXECUTIVE SUMMARY Introduction The Government of Vietnam has received a loan from the International Development Association (“the Bank”) under the loan No 6074-VN” funding the Vietnam Emergency Natural Disaster Reconstruction Project including Binh Dinh, Phu Yen, Ninh Thuan, Quang Ngai and Ha Tinh provinces (hereafter called the ENDR1) The project development objectives will be achieved by rebuilding key infrastructure assets based on a ‘build back better’ approach emphasizing all stages of infrastructure life cycle from design, construction to maintenance and strengthening institutional capacities for climate and disaster reconstruction management For Binh Dinh subproject, various works were proposed for emergency reconstruction and rehabilitation In which, the Rehabilitation and Upgrading of Ha Thanh River Dyke Subproject, comprising of 03 items: 1) Luat Le Dyke; 2) Embankment of Ha Thanh river bank in Phuoc My commune; and 3) Embankment of Ha Thanh river bank, Van Canh district was proposed in the priority list of the subprojects for the second phase However, due to serious degradation and soil erosion situation occurred recently which was extremely dangerous affecting local peoples’ lives and properties along the river bank, Binh Dinh Provincial People’s Committee (PPC) decided to put it into the first priority for rehabilitation According to the decision, Binh Dinh PMU has coordinated with Tuy Phuoc district’s People’s Committee (DPC) and Land Fund Development Centre (LFDC) to carry out the compensation, assistance and relocation for 13 affected households resettling along the right bank of the river to the newlyestablished resettlement area Objectives of the Due Diligence Review By the fact that the Ha Thanh river bank erosion was seriously and dangerously happening which required immediate relocation of the households, Binh Dinh province has carried out compensation, support and resettlement for households with the absence of the RAP prepared and approved To ensure the compliance with the approved RPF, this Due Diligence Review (DDR) report is prepared by Binh Dinh province to review and carry out assessment on resetlement and compensation, and relocation to ensure the compliance with the approved project RPF For this purpose, the objective of the DDR report is to assess whether or not the compensation, support and resettlement have complied with the approved RPF, and if AH’s livelihood is restored, or improved as pre-project implementation, and to propose corrective action plans if necessary to fullfil any gaps found to meet the requirements Subproject Impacts The Detail Measurement Survey (DMS) was carried out by Tuy Phuoc LFDC, Binh Dinh province in March 2017 and fully finished in October 2017 Accordingly, the results showed that there are 16 households affected by the subproject, of which 13 households fully affected by loss of house, structures, and crops and trees and land (along the safety corridor of the river dyke) whom required to be relocated households affected with crops and trees It acquired total 1,874.31m2 of land, in which (i) 1,574.31 m2 land area from 13 households and other affected assets such as land, structure, annual and perennial trees and (ii) 300m from 1Project name: Vietnam Emergency Natural Disaster Reconstruction Project (ENDR) IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province households affected with crops and trees which was grown on the land that temporary borrowed from Dieu Tri town Because all affected land area are along the safety corridor of the river dyke (being managed district authority), it was not eligible for compensation, but the affected people was compensated, supported for all structure/crop thereon Among the affected households, there are vulnerables As of February 2018, the compensation, support and resettlement in Tuy Phuoc was completed with an amount of VND1,533,732,000 (for households affected with trees, houses, structures) and total aforesaid area was handed over the Subproject 16 households have received compensation, support amount and they are constructing their house in residential area in Luat Le village, Dieu Tri town, Tuy Phuoc district Due Diligence For Acquisition, Compensation And Resettlement Currently, 16 AHs have received total compensation and support payment, handed over land to the Project in February 2018 and 13 households were removed to the newly-established resettlement area nearby The compensation plan was consulted with affected people and in line with GoV and Binh Dinh provincial regulations The resettlement site is in Luat Le village, Dieu Tri town, Tuy Phuoc District (with an area of approximately 8,200 m 2) This is available resettlement area in the district which is constructed with the standard of category IV for technical infrastructure These households relocated to the land plots in the above resettlement site and built their houses It is observed that the resettlement site has been fully developed with basic infrastructures such as power, water, asphalt road Beside from relocation of the 13 affected households to resettlement site equipped with full infrastructures and other supports during transition period (transportation supports, rental allowances…), none of the 16 affected households affected with productive land or business and considered severely affected (impact by loss of 20% or more of their productive land, and 10% for vulnerable) The income restoration program for job creation is not applicable In addition, the DDR indicated that there are vulnerable households affected by the subproject but support for vulnerable was not provided as regulated in the project RPF, with support of VND 2,000,000 per each household 10 According to the result of survey with all affected households (questionnaire survey, consultation meeting with affected households, in-depth interview) conducted by Safeguard Consultant employed by Binh Dinh PMU, it is confirmed that except for pending of support for vulnerable households, the compensation and site clearance of the subproject complies with GoV’s compensation policy and project resettlement policy framework At the same time, the compensation and resettlement are acceptable by the affected households Implementation Arrangement and Recommendations 11 As DDR results showed, the compensation, support and resettlement of Luat Le dyke has been completed, except for pending of supports for vulnerable households After release of this supports, the resettlement implementation could be considered to be in accordance with the GoV’s policies, and in line with the project resettlement policy framework The DDR report is submitted to WB for review and approval so that civil works will be awarded for construction in Qarter II, 2018 12 Binh Dinh PMU will carry out internal and external monitoring for following-up activities to ensure that the AH’s livelihood will be at least restored or improved as to preproject level IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province PART I: INTRODUCTION A Overview The Government of Vietnam has received a loan from the International Development Association Bank (“the Bank”) under the loan No 6074-VN” funding the Vietnam Emergency Natural Disaster Reconstruction Project including Binh Dinh, Phu Yen, Ninh Thuan, Quang Ngai and Ha Tinh provinces (hereafter called the ENDR2) The project development objectives will be achieved by rebuilding key infrastructure assets based on a ‘build back better’ approach emphasizing all stages of infrastructure life cycle from design, construction to maintenance and strengthening institutional capacities for climate and disaster reconstruction management The Rehabilitation and Upgrading of Ha Thanh river dyke subproject, Luat Le dyke is under the Component of the ENDR project – Binh Dinh subproject, implemented to prevent flood and protect residential area, agricultural land and infrastructure in downstream of Ha Thanh river, covering Dieu Tri town and part of Tuy Phuoc town in Tuy Phuoc district Also, it will contribute to stablizing the river banks and improving transport conditions as well as creating beautiful environmental landscape Luat Le river dyke was approved by Binh Dinh PPC at the Decision No 1104/QĐ-UBND dated 30/3/2017 approving the Rehabilitation and Upgrading of Ha Thanh river dyke subproject under the ENDR project-Binh Dinh subproject with the following contents: - Class and Category: Agriculture and Rural Development work, IV - Design steps: (basic design and as drawing design) - Basic design method:  Designed frequency of water level and flow rate: P=10%  Length of dyke: 3,555m  Elevation of dyke peak: ranges from +7.00m to +6.00m  Dyke surface structure: width of 5m, consolidated by reinforced concrete with stone of 2x4, M250, thickness of 20cm, in combination with transport purposes  Structure of dyke body: Backfilling of hilly soil, compacted at K=0.95  Structure of dyke roof: the roof is reinforced by concrete slab (45x45x10)cm, macadam 2x4 lean layer with thickness of 10cm and layer of geotextile in the reinforced concrete frame M200 stone 1x2, dimension bxh = (25x30)cm, long span segment is 11.65m by asphalt oil paper The side to rice field is planted with grass - Coefficient of dyke roof: to the river and to the rice field m = - Reinforcement of dyke foot: Segments with river terraces are consolidated by reinforced concrete M200, dimension bxh = (25x50)cm Section through river bed is strengthened by reinforced concrete M200, dimension bxh = (25x50)cm on the rubber toe drain with the peak of 1.25m, roof coefficient is m=1.5 2Project name: Vietnam Emergency Natural Disaster Reconstruction Project (ENDR) IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province - Structure: 04 drains through the dyke B Impact Scope The subproject runs through Dieu Tri town, Tuy Phuoc district with total length of 3.5 km Although mitigation measures for permanent land acquisition have been studied and considered in the technical design, but land acquisition by the subproject is unavoidable There are 16 AHs, including 13 households affected with house and assets (along safety corridor of the dyke) and 03 households affected with crops and trees There are 1,874.31 m2 land acquired from (i) 13 households affected by loss of houses, structures, annual and perennial trees and in need of relocation; (ii) household by only loss of crop and trees It is calculated that among the affected households there are households who are considered vulnerable households3 Details are shown below: Table 1: Summary of impacts in Tuy Phuoc district Items Unit Number HH 16 People 64 + Number of households affected with houses, structures and trees and requiring relocation HH 13 + Number of households affected by loss of crop and tree HH Affected area m2 1,874.31 Households require relocation HH 13 Households affected with crops and trees HH 16 Vulnerable households HH Total compensation, support and resettlement cost VND 1,533,732,000 Affected households (HH): Member of AHs (Sources: DMS, March/2017) In addition, during the subproject construction, about 1,000m of unused public land of People’s Committee in Luat Le village will be temporarily using for labor camp implemented by the Contractor After completion, the Contractor will be responsible for reinstating the land and hand over the land owner Also, contractor will consult and negotiate with town PC to pay temporarily land use fee (if any) or any related damages during the land use process (if any) C Implementation Process of the Compensation and Resettlement As of February 2018, the compensation and support for the affected land and structures are totally completed The implementation process includes: - Notification of land acquisition, Document No 878/UBND-KT dated 07/03/2017 of Chairman of Binh Dinh PPC on implementation of Luat Le dyke subproject, Dieu Tri town under ENDR Binh Dinh - Detailed measurement survey: carried out in March 2017 in each household (see Annex 3) Vulnerable group: women headed household (single, widow, disabled husband) with dependents (2HHs), disabled (loss of working ability) (1 HH), poor households (1HH) IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province IAC | 31 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Annex 2: DMS FORM IAC | 32 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Annex 3: Project Information Booklet (PIB) Giới thiệu: Dự án Khắc phục khần cấp hậu thiên tai số tỉnh miền trung – Tiểu dự án tỉnh Bình Định thực phạm vi tồn tỉnh Bình Định, tất khu vực bị tác động thiên tai, tập trung ưu tiên khắc phục cơng trình thiết yếu để đảm bảo đời sống, khôi phục sản xuất đảm bảo giao thông thông suốt Mục tiêu dự án - Sửa chữa, khắc phục nâng cấp cơng trình hạ tầng phục vụ sản xuất (cơng trình thủy lợi, đê, kè sông, kè biển, kênh mương thủy lợi, cấp nước sinh hoạt ) nhằm khôi phục sản xuất, bảo vệ an tồn tính mạng, tài sản nhân dân, giảm rủi ro thiên tai gây - Khắc phục hư hỏng cơng trình hạ tầng giao thông để phục vụ việc lại nhân dân, giao thương hàng hóa, phát triển sản xuất, tạo điều kiện thuận lợi cho vận chuyển lực lượng cứu hộ, vật tư trang thiết bị phục vụ công tác cứu hộ, cứu nạn cấp bách cho nhân dân địa phương vùng ngập lũ, hạn hán có thiên tai, lụt bão xảy vùng - Hỗ trợ tăng cường lực chủ đầu tư việc thực dự án Các hợp phần dự án Dự án Khắc phục khần cấp hậu thiên tai số tỉnh miền trung – Tiểu dự án tỉnh Bình Định gồm có Hợp phần sau:  Hợp phần 1: Xây dựng, tái thiết cơng trình bị hư hỏng phòng ngừa thiên tai tương lai - Sửa chữa nâng cấp hệ thống đê sông La Tinh sông Cạn - Sữa chữa nâng cấp đê sông Kôn - Sửa chữa nâng cấp xây dựng số cầu sập - Sửa chữa, nâng cấp số tuyến đường tỉnh bị hư hỏng nặng - Sửa chữa nâng cấp đê sông Hà Thanh - Sửa chữa nâng cấp đê sông Lại Giang - Sửa chữa, nâng cấp hệ thống tưới tiêu - Sửa chữa nâng cấp đập dâng - Sửa chữa, nâng cấp xây dựng số cầu sập xuống cấp - Sửa chữa, nâng cấp số tuyến đường tỉnh bị hư hỏng nặng - Sửa chữa, nâng cấp số tuyến đường huyện, liên xã bị hư hỏng nặng Hợp phần 2: Tăng cường lực Hợp phần 3: Quản lý Dự án Phạm vi tác động Khảo sát tiến hành để xác định xác số lượng hộ bị ảnh hưởng Các hộ bị ảnh hưởng ai? Các hộ bị ảnh hưởng hộ sống khu vực bị ảnh hưởng thời điểm dự án công bố Ngày khóa sổ người đủ điều kiện ngày thông báo thu hồi đất Người lấn chiếm khu vực sau Ngày khóa sổ khơng nhận khoản bồi thường hỗ trợ e)Việc bồi thường tài sản di dời hộ bị ảnh hưởng phải hoàn thành trước bắt đầu hoạt động xây dựng f) Một số hỗ trợ cụ thể cung cấp cho hộ dân tộc thiểu số, hộ nữ làm chủ hộ, hộ có người khuyết tật hộ dễ bị tổn thương khác Kiểm đếm chi tiết (DMS) Việc Kiểm đếm chi tiết thực với diện hộ bị ảnh hưởng Các hộ bị ảnh hưởng thông báo trước tiến hành đo đạc Thời gian thực dự án Dự án chia thành hai (02) giai đoạn thực hiện: Các Dự án thành phần thực 18 tháng đầu (dự kiến Q3/2017): - Sửa chữa nâng cấp hệ thống đê sông La Tinh sông Cạn - Sữa chữa nâng cấp đê sông Kôn - Sửa chữa nâng cấp xây dựng số cầu sập - Sửa chữa, nâng cấp số tuyến đường tỉnh bị hư hỏng nặng Các Dự án thành phần thực giai đoạn lại: - Sửa chữa nâng cấp đê sông Hà Thanh - Sửa chữa nâng cấp đê sông Lại Giang - Sửa chữa, nâng cấp hệ thống tưới tiêu - Sửa chữa nâng cấp đập dâng - Sửa chữa, nâng cấp xây dựng số cầu sập xuống cấp - Sửa chữa, nâng cấp số tuyến đường tỉnh bị hư hỏng nặng - Sửa chữa, nâng cấp số tuyến đường huyện, liên xã bị hư hỏng nặng Khi tiến hành đợt tham vấn tiếp theo? Tham vấn với hộ tiếp tục giai đoạn thiết kế chi tiết trước Kiểm đếm chi tiết Hộ bị ảnh hưởng nhận giấy mời tham gia họp cộng đồng Nếu có bất đồng vấn đề phát sinh trình thực dự án bồi thường hay tranh chấp liên quan tới dự án, tơi có quyền khiếu nại khơng? Bất kỳ hộ bị ảnh hưởng nộp đơn khiếu nại Dự án có quy trình giải khiếu nại hộ BAH trình bày khiếu nại đến cán quyền địa phương liên quan Ban bồi thường giải phóng mặt bằng, lời nói văn Đơn khiếu nại nộp cấp xã đưa lên đến cấp cao hộ khơng hài lòng với định xã huyện Hộ bị ảnh hưởng miễn loại thuế, lệ phí hành pháp lý liên quan đến việc nộp đơn giải tranh chấp IAC | 33 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Các sách nguyên tắc tái định cư dự án cho Bất có câu hỏi hay thắc mắc dự án, hộ bị ảnh hưởng gì? liên hệ với cán phụ trách thuộc : Các nguyên tắc tái định cư dự án là: a) Tất hộ bị ảnh hưởng có quyền nhận bồi thường tài sản bị mất, thu nhập công việc kinh doanh bị ảnh hưởng theo giá thay hưởng biện pháp phục hồi đủ để giúp họ cải thiện trì mức sống, thu nhập lực sản xuất mà họ đạt có dự án b) Việc thiếu quyền sở hữu hợp pháp tài sản số người bị ảnh hưởng không nên coi coi lý ngăn trở đền bù c) Bồi thường tài sản bị ảnh hưởng toán theo giá thị trường d) Chuẩn bị kế hoạch tái định cư việc thực tiến hành với tham gia tham vấn ý kiến người dân bị ảnh hưởng Ban Quản lý dự án Nông nghiệp PTNT tỉnh Bình Định; 200 Trần Hưng Đạo thành phố Quy Nhơn tỉnh Bình Định; Số điện thoại: 0256.3814701; Fax: 0256.3814701; Email: ppmunnbinhdinh@gmail.com IAC | 34 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Annex 4: Socio-Economic survey SOCIO-ECONOMIC SURVEY QUESTIONAIRES Monitoring and assessment of implementation of Safeguard Policy Type of Impacts: Partially I Resettlement Information on affected householders 1.1 Householder Name of householder Gender Age Ethnic group Marital status Education level Main occupation Status of residence 1.Kinh 3.Hoa 2.Cham Others 1.Married 3.Divorced Widowed Single Illiterate High school Under primary school College, university Primary school Post-graduate 1.Agriculture Civil servant 2.Fishery 7.Teacher, Health worker 3.Trading Unemployed, looking for a job Driver Not working (retirement or housewife) 5.Hired employee 10.Others………………………… 1.KT1 3.KT3 2.KT2 4.Others………………………… 1.2 Family members No Subjects 1.Number of regular family members 2.Number of employees ( over 16 years old) Total II Project information disclosure 2.1 Do you know the project? 1.Yes 2.No (move to question 10) 2.2 Where you get the project information? 1.Flyer Local authorities 2.Information board Project staff Mass media Meeting of residential group Others (specify) 2.3 Do you understand all the subproject policies and benefits through propaganda? Yes No If not, Why?: Unclear propaganda Do not know who to ask Don’t care Others III Inventory of Loss 3.1 Do you have any prior notice about IOL time? 1.Yes 2.No 3.2 Did you participate in the IOL? 1.Yes 2.No 3.3 Do you have any property that is missed out in the IOL? 1.Yes 2.No IAC | 35 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province If so, what is it? Status? 3.4 Is the inventory of loss accurate? 1.Yes 2.No 3.5 Did review and sign the minutes of inventory? 1.Yes 2.No 3.6 Did you keep a copy of compensation sheet for your properties? IV V 1.Yes 2.No Compensation and Assistance: 4.1 Were you consulted about selection of compensation method? (For example, in cash, "land for land", house exchange, etc.) 1.Yes 2.No 4.2 Did see the payment sheet? 1.Yes 2.No 4.3 Have you received all the compensation yet? 1.Yes No If yes, which type of compensation? Land Assets 3.Others (tree ) Reason……………………………………………………… 4.4 When did you receive the compensation? Prior to construction During construction After construction 4.5 What kind of assistances did your family receive? Life stabilization Job change and training Allowance for moving Support for vulnerable group Self-relocation assistance Others (clarify …………………………………….) No assistance Yes but not received, clarify 4.6 Are you satisfied with the compensation rate? Yes Acceptable No If not, why? …………………………………………………………………… Resettlement 5.1 Was your family displaced? 1.Yes 2.No If so, where is the resettlement site? :……………………………………………… 5.2 Did your family get prior notice or participate in the meeting of selecting resettlement site, where will you move? 1.Yes 2.No 5.3 Do you think that the project resettlement site is convenient for your family? Very convenient Convenient Not convenient If not, please specify the reason: …………………………………………………………………………………………… ………………………………………………… 5.4 Do land plots in the resettlement site have been properly arranged? IAC | 36 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Yes No If not, why? (please clarify): …………………………………………………………………………………………… ………………………………………………… 5.5 Do the infrastructures in the resettlement site of the subproject has been fully built? Yes No If not, lack of which infrastructure: Assess and internal roads Electricity Domestic water Public works: cultural house, campus Drainage system: Others 5.6 Are you satisfied with the available resettlement site? VI Very satisfied Satisfied Unsatisfied Very unsatisfied Livelihood restoration and improvement 6.1 How did your life change as before the project? Better Unchanged More difficult If it is more difficult, why? ………………………………………………………………………… 6.2 When the land is acquired, did any family member lose his/her job? 1.Yes 2.No 6.3 Did your family receive any help from local authorities in life stabilization? (For households losing more than 10% of agricultural land) VII Vocational training Credit access Complaints and grievance redress Employment service Others 7.1 Do you have any complaint? 1.Yes 2.No 7.2 Has your complaint been resolved? Yes No How long :……………………………………………………………… VIII Contribution 8.1 Did you make any contribution for the project implementation? 1.Yes 2.No If so, what is it? Money Land Others 8.2 Can you give some comments and suggestions for the project? ……………………………………………………………………………………………………………… ……………………………………………………………………………………………………………… ……………………………………… Date Month 2018 Respondent Enumerator (Signature, full name) (Signature, full name) IAC | 37 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province SOCIO-ECONOMIC AND ASSETS SURVEY FOR AFFECTED HOUSEHOLDS A SOCIO-ECONOMIC PART Survey area: Ward / Commune / Town District Component: Name of respondent: Age: Gender: Male Female Relationship with householder: Information about affected household 1.1 Householder Name of householder Gender 1Men 2Women Age Ethnic group 1Kinh/ Vietnam 2Cham Marital Married status Widowed Education Illiterate levels Under primary school Primary school Main Agriculture occupation 2.Fishery Trading Driver 5.Hired employee Status of 1- KT1 residence 2- KT2 3- Hoa 4- Others (clarify)…… 3.Divorced 4.Single High school College, university Post-graduate Civil servant 7.Teacher, Health worker Unemployed, looking for a job Not working (retirement or housewife) 10.Others………………………… 3- KT3 -Others………………………… 1.2 Members in family Total Number of regular family members Number of employees (over 16 years old) Living conditions Energy-lighting Energy-cooking Domestic water sources Toilets 1231212312- National grid - Fuel - Coal Generator 5-Gas 8- Firewood Battery 6- Candle 9- Others Electricity Coal 4.Gas Firewood Others Rain water 4- Tap water 6- From seller Well 5- Canal, river, pond 7-Others Drilled well Two compartment toilet 3- Public toilet Indoor toilet No toilet Household income and expenditures 3.1 Income sources IAC | 38 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Main income sources Minor income sources 12345- Agriculture Fishery Trading Driver Hired employees Civil servant 7.Teacher, Health worker Unemployed, looking for a job Not working,(retirement or housewife) 10.Others………………………… 3.2 Total income Source Main sources Minor sources Total (from all the sources) 4.1 VND/month VND/year Household expenditure Average expenditure/month ………………………………… dong 4.2 Who is decision maker on the spending in your family? 1- Husband 2- Wife 4.3 Does your family have any monthly savings? 1- Yes 2- No 3- Both Household classification (According to MOLISA) Type of household Family under preferential treatment policy 1- Not poor - Poor 3- Very poor 1- War invalids 3- People with Meritorious Services to the Revolution 2- Martyrs 4- Vietnamese Heroic Mother B DETAILED MEASUREMENT SURVEY (DMS) Project items Occupied land What are types of affected land? No Total area (m²) Affected area (m²) Permanent Temporary When the first time of using the land? Land title Current status of land use 1.1 Residential land 1.2 Paddy land 1.3 Garden land 1.4 Forest land/cultivating land 1.5 Shrimp/fish farming pond 1.6 Other agricultural IAC | 39 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province land 1.7 Nonagricultural land First time of using the land: 1- Before 12/1980 2- From 01/1981-15/12/1993 3- After 15/12/1993 Title: 1- LURC or legible to LURC 2- Hire, borrow or temporary use 3- Have no legal right to the land Current status of use: 1For living only 2For living and trading 3Only for store 8- 1-crop rice 4Production place/ garage rice and shrimp farming 5Community activities (specify) 6- 3-crop rice 11- Perennial crops 7- 2-crop rice 12- Shrimp, fish farming 13- Intensive shrimp farming 9- Cash crop 14- Combine between 10- Vegetable 15- Others Affected structures What is the MAJOR structures affected by the subproject? No Type of Structures Total area (m²) Affected Grades area of (m²) house Current status of usage APs rent house Yes How are structures affected? Rental/month (VND) 2.1 2.2 2.3 2.4 Type of Structures 1- For living only 2- For living and trading 3- Store 4- Industrial/warehouse 5- Community 6- Others: Grades of house: 1- Grade 4- Grade 2- Grade - Temporary house 3- Grade Current status of use: 1- Living 5- Industrial/trading/warehouse 2- Living and trading 6- For rent 3- Trading 7- Others (specify) 4- Community (school, etc.) Which AUXILIARY WORKS are affected by the subproject? No Type of Structures Affected parts m² M Quantity Type of initial construction materials How are structures affected? 2.5 IAC | 40 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province 2.6 2.7 2.8 2.9 2.10 Structures 1- Porch 6- Fence 11- Electricity meter 2- Porch/wall and yard 7- Gate 12 - Water meter 3- Trading Kiosks 8- Drainage culvert 13-Telephone line, ADSL 4- Separate Kitchen/ toilet/bathroom 9- Well 14- Water pipeline 5- Cattle houses 10- Graves 15- Others Initial construction materials: 1- Bamboo 2- Timber 3- Brick 4- Concrete 5- Iron/steel 6- Others Affected trees No Affected amount Quantity m² Type of trees 3.1 3.2 3.3 3.4 3.5 3.6 3.7 Size/age Year Diameter (cm) Group Group Group Group Group Group Group Group - Longan, Coconut, Mango, Star apple Group - Orange, mandarin, grapefruit, custard apple, cherry Group - Guava, Cashew, pepper, Pitaya Group - Papaya, Banana, Others Group - Pineapple, Sugarcane Group - Eucalyptus, Pear, Acacia, Meliaceae Group - Melaleuca, Bamboo, Other C CONSULTATION ON COMPENSATION AND RESETTLEMENT What kind of compensation would you like to receive? 1- Land exchange for self-construction 2- In cash 3- Both in cash and land exchange 4- Others (specify) (For relocated households) Where you want to relocate? 1- Within the current ward 2- In a resettlement area of the City 3- Apartment IAC | 41 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province 4- Seft buy/arrange residence 5- Others (specify) Is your family willing to contribute to the construction of local/city infrastructure (with households in Component A)? 1- Yes (Continue with question 3.1) 2- No (Continue with question 3.2) 3.1 If so, how would you like to contribute? 1- Donate affected land (no compensation) 2- Donate affected structures 3- Money 4- Others (specify) 3.2 If not, why? 1- Have money to contribute 2- It is the responsibility of the government 3- Others (specify) Do you suggest any support from the project? 12345- Vocational training Occupation…………… Borrowing Job creation Others Specify Have no idea (please answer question 5) If there is no proposal, what you plan to restore your family’s income? (Specify ) Do you have any other ideas about compensation/assistance? ……………………………………………………………………………………………………… ……………………………………………………………………………………………………… ……………………………… Thank you for time Confirmation of household Enumerator IAC | 42 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Annex 5: Some Photos about Current Status of the Project Site and Public Consultation Current status of cleared site of 13 households near Luat Le dyke Back of houses near Luat Le river Houses of 13 households under construction of resettlement site Dismantlement and relocation progress Current status of eroded structures Basic infrastructure in resettlement area IAC | 43 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province Consultation with AHs in Dieu Tri town IAC | 44 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province IAC | 45 ... 25 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province IAC | 26 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province. .. 27 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province IAC | 28 Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province. .. 300m from 1Project name: Vietnam Emergency Natural Disaster Reconstruction Project (ENDR) IAC | Resettlement Due Diligence Review for Luat Le Dyke - Tuy Phuoc district, Binh Dinh Province households