Quản lý hoạt động đầu tư quỹ bảo hiểm xã hội việt nam

.— u TRUONG DAI HOC KINH TE QUOC DAN - ■ ■ - - TRINH TOAN HUY DAI HOC K.T.Q.D TT THONG TIN THU’VIEN PHONG LE AN AN-Tl LIEU QUAN LY HOAT DONG DAU TIT QUI DAO HIEM XA HOI VIET NAM CHUYEN NGANH: KINH if BAO HlfiM LUAN VAN THAC SY KINH TE Ngtfdi htfdng dan khoa hoc: TS PHAM THI• DINH • • THS 035/1 HA \(>I, NAM 2014 t 11 ■ iw — If IOI CAM DOAN Tac gia xin cam doan ban luan van la cong trinh nghien curu khoa hoc va doc lap cua tac gia Cac so lieu, ket qua neu luan van la trung thuc va co nguon trich dan ro rang TAC GIA LUAN VAN I.O'I CAM ON Tac gia xin bay to loi cam on chan tdi giao vien hudng dan khoa hoc TS Pham Thi Dinh da tan tinh hudng dan va giup tac gia qua trinh nghien cuu, thuc hien luan van cua minh, giup tac gia trang bi them duoc nhieu kien thuc cung nhu phuong phap nghien cuu khoa hoc bo ich de hoan thien luan van cua minh Tac gia cung xin gui loi cam on chan den cac thay co giao Hoi dong Khoa hoc Truong Dai hoc Kinh te quoc dan, cac thay cd giao Khoa Kinh te Bao hiem va Vien Dao tao Sau Dai hoc Truong Dai hoc Kinh te quoc dan da tao dieu kien cho tac gia hoan luan van TRINH TOAN HUY CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu - Hanh phuc _ *** _ NHAN XET LUAN VAN THAC SY KINH TE • • • De tai: Quan ly hoat dong dau tu quy BHXH Viet Nam Chuyen nganh: Kinh te bao hiem Hoc vien: Trinh Tt’atriHuv Phan bien PGS.TS Nguyen Van Dinh Dai hoc Kinh te Quoc dan Sau doc ban luan van nay, chung toi co nhan xet: Tfnh cap thiet cua de tai nghien cum Cung nhu cac loai hinh bao hiem khac, BHXH luon hoat dong theo co che: phi thu trudc va chi tra trq cap sau, nhat la doi vdi che htru tri Chinh vi vay, quy BHXH luon co so ket du So tien nhan rdi phai duqc dem dau tu sinh lqi Cho nen hoat dong dau tu va quan ly hoat dong dau tu quy la vo cung cdn thiet, nhirng vln luon phai tuan thu nguyen tSc: an toan, dam bao kha nang toan va hieu qua Xuat phat tir day ma tac gia chon de tai de nghien cum co y nghia ca ve ly luan va thuc ti6n Nhirng ket qua dat dirqc cua ban luan van nay: a Tac gia da he thong hoa va lam ro them nhirng van de ly luan co ban ve quy BHXH va quan ly hoat dong dau tu quy BHXH Thanh cong 1cm nhat cua chuong la luan van da trinh bay kha day du va toan dien noi dung quan ly hoat dong dau tu quy BHXH, qua dua cac chi tieu danh gia ket qua va hieu qua dau tu quy Ve noi dung quan ly, chung toi hoan toan nhat tri vrii yeu to co ban co lien quan la: - Chu the quan ly - Khach the quan ly - Muc dfch quan ly - Moi truCng, dieu kien quan ly Ca yeu to deu duqc tac gia luan giai kha ro va co sure thuyet phuc Cac noi dung quan ly deu duqc trinh bay logic, chat che Ve cac chi tieu danh gia ket qua va hieu qua dau tu, tac gia da trinh bay co co sb khoa hoc ca ve noi dung thng chi tieu va phuong phap tfnh mOi chi tieu b Trong chuong II, sau trinh bay khai quat ve BHXH Viet Nam, luan van da lam ro co sb phap ly doi voi hoat dong dau tu quy BHXH Da phan tfch lam ro thuc trang hoat dong dau tu, bao gom ca quy trinh, gia tri dau tu, danh muc dau tu, co cS'u von dau tu Sau do, dua vao cac chi tieu danh gia b chuong I, tac gia da danh gia duqc nhung ket qua va hieu qua dau tu quy BHXH b Viet Nam Nhin chung phan phan tfch va danh gia la rat cu the, chi tiet Nguon tai lieu phan tfch cap nhat, tin cay Phuong phap su dung hqp lyc Thanh cong lon nhat cua ban luan van the hien ro nhat b chuong II - Trong chuong III, tac gia da trinh bay duqc kinh nghiem quan ly hoat dong dau tu cua nuoc thuoc khoi ASEAN la Malaixia va Philippine, sau rut bai hoc cho Viet Nam Cho du tfnh dai dien chua cao, song huong nghien cun la rat tot va rat thiet thuc - Phan giai phap b chuong III theo chung toi la phu hqp, co tfnh kha thi Trong so giai phap da trinh bay, luan van da tap trung lam ro giai phap rat sat thuc, la: Hoan thien cong tac lap ke hoach va to chuc hoat dong dau tu; Hoan thien cong tac tao nguon va phan bo danh muc dau tu; Hoan thien cong tac to churc thuc hien va kiem soat hoat dong dau tu Chung toi danh gia cao tac gia tap trung lam ro giai phap Hy vong rang co quan BHXH Viet Nam va Hoi dong quan ly BHXH se xem xet, nghien cuu va van dung Ket cau luan van: Hop ly, logic va chat che Cac bang, bi6u trmh bay dam bao tinh khoa hoc Van phong sang sua, d6 doc, dd hieu Nhirng van de can trao doi va hoan thien a Khi danh gia hieu qua dau tu (trang 31 - 32) tac gia su dung nhat b Phan danh gia chung ve van de dau tu (trang 57) tac gia chua tap trung danh gia quan ly hoat dong ddu tu (hay noi each khac la noi dung tuong doi mb nhat) c Phan kien nghi viet so sai, chua ro, chua sat thuc voi de tai nghien cun Ket luan Mac du co nhung dieu can bo sung hoan thien, song day la ban luan van duoc nghien cuu kha cong phu, nghiem tuc va dam bao tinh khoa hoc Luan van dap ung yeu cau cua mot luan van thac sy kinh te va tac gia xtrng dang duoc nhan hoc vi thac sy kinh te - chuyen nganh kinh te bao hiem Ha Noi, 28 thang 11 ndm 2014 Phan bien PGS.TS Nguyen Van Dinh CONG HOA XA HOI CHU NGHIA VIET NAM Doc lap - Tu - Hanh phuc Ha Noi, 29 thang 11 nam 2014 NHAN XET LUAN VAN THAC SY KINH TE • • • De tai: Quan li hoat dong dau tu1 Qui bao hiem xa hoi Viet Nam Hoc vien: Trinh Toan Huy Ngudi nhan xet: TS Hoang Bich Hong Trach nhiem hoi dong: Phan bien Don vi cong tac: Khoa Bao hiem, Truong DH Lao dong- Xa hoi Sau doc toan bo ban luan van Quan li hoat dong dau tu' Qui bao hiem xd hdi Viet Nam , toi co nhan xet nhu sau; Ve su* can thiet cua van de nghien cuu Bao hiem xa hoi dupe coi la tru cot cua he thong an sinh xa hoi cua moi quoc gia bdi co pham vi bao ve rong va nguon tai chinh vung chac dua tren su dong gop cua cac ben tham gia Chinh vi vay, de phat huy vai tro cua BHXH, cac quoc gia deu co xu hudng md rong doi tupng tham gia BHXH va hinh quy BHXH doc lap, dam bao can doi dai han Qui BHXH duoc hinh chu yeu tu sir dong gop cua cac ben tham gia BHXH, nhung cd mot nguon thu khong nhd cho Qui la lai thu dupe tu hoat dong dau tu qui Xuat phat tir su dac diem cua hoat dong bao hiem la thu trudc, chi sau nen qui luon cd lupng tien tarn thdi nhan roi, cac to chuc bao hiem thudng tan dung phan qui de tien hanh cac hoat dong dau tu sinh ldi Tuy nhien, dau tu nhu the nao de thu dupe hieu qua cao, tranh that thoat qui la van de can nghien cuu Trong bdi canh Qui BHXH co nguy co mat can doi tuong lai gan, bien phap tang muc dong gop va giam muc hudng cung da dupe thuc hien thi viec tang nguon thu tu hoat dong dau tu Qui la bien phap huu hieu Vi vay can thiet phai nghien cuu “Quan li hoat dong dau tu Qui bao hiem xd hoi Viet Nam” Ve phuong phap nghien cuu va ket cau cua luan van - Ve phuong phap nghien cuu: Cac phuong phap dua la phu hop - Ve ket cau luan van: Vai muc tieu va pham vi nghien cuu cua luan van, luan r r A r van duoc ket cau chuong la phu hop, so lieu su dung luan van co nguon goc ro rang Nhu’ng ket qua dat duq'c - Chuang da he thong hoa cac van de ly luan ve hoat dong dau tu va quan li hoat dong dau tu Qui BHXH Luan van cung da dua duoc cac chi tieu danh gia ket qua dau tu - Danh gia thuc trang hoat dong dau tu Qui BHXH a Viet Nam giai doan 2011­ 2013 - De xuat giai phap de hoan thien quan li hoat dong dau tu Qui BHXH a Viet Nam Cac giai phap dua la hop li Mot so y kien dong gop - Ve ty khoi luong noi dung giua cac chuong: chua tuang xung, ham luong chuong hoi it so vai chuong 1,2 - Chuong 1, muc 1.3.1 luan van phan tich ki ve cac khai niem nhung chua lam ro noi dung ve quan li hoat dong dau tu qui BHXH Cdn nham lan giua chi tieu danh gia ket qua va chi tieu danh gia hieu qua - Chuong Chua danh gia day du ve quan li hoat dong dau tu nhu quan li danh muc, thai han dau tu Nhieu nhan dinh a muc 2.3.4.2 chua chinh xac va khong co can cu, VD nhan dinh “trong danh muc dau tu khong co hinh thuc dau tu vao du an co nhu cau ve von” (T59); Chua co qui dinh ve viec phan phoi loi nhuan tu dau tu (T60); Trinh can bo BHXH yeu (T62) - Mot so noi dung da cu, can cap nhat van ban, qui dinh mai, vi du ve co cau to chuc (T35); noi dung muc 2.2 - Chuong 3, muc 3.1 nen dua ve chuong Ket luan: Luan van dap ung yeu cau cua mot luan van thac sy kinh te Nguai nhan xet TS Hoang Bich Hong YEU CAU CUA HOI • DONG CHAM LUAN • VAN THAC • SI VE A Nhung diem can sua chua bo sung trudc nop luan van chinh thuc cho Vien dao tao Sau dai hoc J.-.S A qv JJq ctO Juhx .$.? 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