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 Akaike’s Information Criterion (AIC): Adds harsher penalty for adding. more variables to the model, defined as:[r]

(1)

FUNCTIONAL FORMS

Truong Dang Thuy truong@dangthuy.net

(2)

Linear model

 Consider a linear regression function

 : change in Y when X increases by unit  Sometimes the relationship is not linear  Common functional form:

 Log-linear  Log-lin  Lin-log

 Reciprocal  Polynomial

0 1

Y     X  

(3)

Functional forms

Linear model Log-linear

Lin-log

Log-lin

0

Y     X 

0

lnY     ln X 

0 1ln

Y     X 

0

(4)

Functional forms

Reciprocal (negative beta) Reciprocal (positive beta)

0 1

1

0

Y

X

   

   

1

0 1

1

0

Y

X

   

(5)

Example dataset

Viet Nam Provincial data on (file ‘gdpprov.xlsx’)

 gdp: provincial GDP (mil VND)

 labfo: number of laborers of provinces (1000

persons)

(6)

Record of commands

Record of results

Variables (data)

Commands

Taskbar

(7)

Import data

Copy from Excel

(8)

Data description

(9)

Linear function

(10)

LOG-LINEAR MODEL

 The Cobb-Douglas Production Function:

can be transformed into a linear model by taking natural logs of both sides:

 The slope coefficients can be interpreted as elasticities

If (B2 + B3) = 1, we have constant returns to scale  If (B2 + B3) > 1, we have increasing returns to scale  If (B2 + B3) < 1, we have decreasing returns to scale

3 2

1

B B

i i i

QB L K

1 2 3

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Log-linear model

_cons 3.06333 .4515804 6.78 0.000 2.174233 3.952426 linvest 644785 .0405325 15.91 0.000 5649824 .7245876 llabor 508612 .0643267 7.91 0.000 381962 635262 lgdp Coef Std Err t P>|t| [95% Conf Interval] Total 224.910559 270 833002069 Root MSE = 42886 Adj R-squared = 0.7792 Residual 49.2915017 268 183923514 R-squared = 0.7808 Model 175.619057 87.8095284 Prob > F = 0.0000 F( 2, 268) = 477.42 Source SS df MS Number of obs = 271 reg lgdp llabor linvest

(17 missing values generated) gen linvest = ln(rinvest) gen llabor = ln(labfo)

(10 missing values generated) gen lgdp = ln(rgdp)

(12)

LOG-LIN OR GROWTH MODELS

 The rate of growth of real GDP:

can be transformed into a linear model by taking natural logs of both sides:

Letting B1 = ln RGDP0 and B2 = ln (l+r), this can be

rewritten as:

ln RGDPt = B1 +B2 t

B2 is considered a semi-elasticity or an instantaneous growth rate The compound growth rate (r) is equal to (eB2 – 1)

0(1 )

t t

RGDPRGDPr

0

(13)

LOG-LIN MODEL

t 290 1.416658 5 Variable Obs Mean Std Dev Min Max sum t

(14)

LOG-LIN MODEL

(15)

LIN-LOG MODELS

 Lin-log models follow this general form:

Note that B2 is the absolute change in Y responding to a

percentage (or relative) change in X

If X increases by 100%, predicted Y increases by B2 units

1 2 ln

i i i

(16)

Exercise – lin-log model

 Data: from VHLSS 2010

 income: individual annual income (1000 VND)  healthcost: individual annual cost for health care

(1000 VND)

 Use the data in ‘healthcost.dta’ to run the

regression

where hcshare is the share of health cost in income

 

0 1 ln

(17)

Health cost with Lin-log model

_cons 421608 .0322026 13.09 0.000 .35847 484746 lincome -.0341629 .0029364 -11.63 0.000 -.0399202 -.0284056 hcshare Coef Std Err t P>|t| [95% Conf Interval] Total 75.7996618 3474 021819131 Root MSE = 14494 Adj R-squared = 0.0372 Residual 72.9563097 3473 021006712 R-squared = 0.0375 Model 2.84335206 2.84335206 Prob > F = 0.0000 F( 1, 3473) = 135.35 Source SS df MS Number of obs = 3475 reg hcshare lincome

gen lincome = ln(income)

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RECIPROCAL MODELS

 Lin-log models follow this general form:

 Note that:

As X increases indefinitely, the term approaches zero and Y approaches the limiting or asymptotic value B1

 The slope is:

Therefore, if B2 is positive, the slope is negative throughout, and if B2 is negative, the slope is positive throughout

1 2

1 ( )

i i

i

Y B B u

X    1 ( ) i B X 2 2 1 ( ) dY B

(19)

Exercise – Reciprocal model

 Use the data in ‘healthcost.dta’ to run the

regression

0 1

1

hcshare

income

  

(20)

Exercise – Reciprocal model

_cons 023971 .0032251 7.43 0.000 0176478 .0302943 invincome 942.4843 81.65964 11.54 0.000 782.3786 1102.59 hcshare Coef Std Err t P>|t| [95% Conf Interval] Total 75.7996618 3474 021819131 Root MSE = 14498 Adj R-squared = 0.0367 Residual 72.9997153 3473 .02101921 R-squared = 0.0369 Model 2.79994649 2.79994649 Prob > F = 0.0000 F( 1, 3473) = 133.21 Source SS df MS Number of obs = 3475 reg hcshare invincome

(21)

POLYNOMIAL REGRESSION MODELS

 The following regression predicting GDP is an example of a

quadratic function, or more generally, a second-degree polynomial in the variable time:

 The slope is nonlinear and equal to:

 Exercise: run the above model with ‘gdpprov.dta’

2

1 2 3

t t

RGDPAA timeA timeu

2 2 3

dRGDP

A A time

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SUMMARY OF FUNCTIONAL FORMS

MODEL FORM SLOPE ELASTICITY

( dY

dX ) .

dY X dX Y

Linear Y =B1 + B2 X B 2 2( )

Y X B

Log-linear lnY =B1 + ln X 2( )

Y B

X B 2

Log-lin lnY =B1 + B2 X B Y 2( ) B2(X)

Lin-log YB1 B2 ln X

1 ( ) B X ) 1 ( Y B

Reciprocal

1 ( )

Y B B X

  B2( 12)

X

 2( 1 )

XY B

2 ln

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COMPARING ON BASIS OF R2

 We cannot directly compare two models that have

different dependent variables

 We can transform the models as follows and compare RSS:

Step 1: Compute the geometric mean (GM) of the dependent

variable, call it Y*

Step 2: Divide Yi by Y* to obtain:

Step 3: Estimate the equation with lnYi as the dependent variable

using in lieu of Yi as the dependent variable (i.e., use ln as the dependent variable)

Step 4: Estimate the equation with Yi as the dependent variable

using as the dependent variable instead of Yi

i i

Y Y

Y ~

* 

i

Y~ Y~i

i

(24)

MEASURES OF GOODNESS OF FIT

R2: Measures the proportion of the variation in the regressand

explained by the regressors

Adjusted R2: Denoted as , it takes degrees of freedom into account:

 Akaike’s Information Criterion (AIC): Adds harsher penalty for adding

more variables to the model, defined as:

The model with the lowest AIC is usually chosen

 Schwarz’s Information Criterion (SIC): Alternative to the AIC criterion,

expressed as:

The penalty factor here is harsher than that of AIC 2

R

_

2 1

1 (1 ) n

R R n k      2

ln AIC k ln(RSS)

n n

 

ln SIC k ln n ln(RSS)

n n

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