annualreport2009 hanoi stock exchange sở giao dịch chứng khoán hà nội

ANNUAL REPORT 2009 ABBREVIATIONS HNX HASTC SSC PPC Hanoi Stock Exchange Hanoi Securities Trading Center State Securities Commission Party Central Committee T ransparenc y ANNUAL REPORT 2009 Contents Message from the Chairperson of the Board CEO’s Letter Highlights of 2009 About HNX HNX Markets 16 Listed Securities Market 17 Market for Unlisted Public Companies (UPCoM) 23 Government Bond Market 26 HNX Activities 30 Management of Listing and Trading Registration 31 Trading Surveillance 33 Member Management 34 Information Disclosure 37 Information Technology System 38 Share Auctions and Bond Biddings 39 International Cooperation 42 2010 Targets 43 Appendices 45 MESSAGE FROM THE CHAIRPERSON OF THE BOARD Dear Readers, The year 2009 elapsed in the context of Vietnam’s determined efforts to overcome difficulties in the wake of the global economic recession The nation’s gross domestic product (GDP) growth rate in 2009 hit a 10-year low, while the prices of oil, gold and US dollars were highly volatile Meanwhile, macroeconomic balances experienced some swings despite the Government’s opportune adjustments to help fight the economic downturn and prevent high inflation, as experienced in 2008, returning These measures were accompanied by the active implementation of sound financial and monetary policies Vietnam’s securities market, after a period of hibernation, began to rebound while constantly facing new challenges As for the HNX, 2009 was considered an important milestone It was in 2009 that the HNX, for the first time, commenced operations as a wholly Stateowned limited company governed by a Board of Directors Given this change in operating model, HNX was entitled to more self-control so that it could call into play its resources in organizing and regulating market activities In this new model, HNX has brought market expansion and technological improvements on a large scale into sharp focus, steadily improving the working conditions of its staff and getting well prepared for market growth as the economy enters a recovery and development stage In 2010, for sustainable growth, HNX is to make a thorough appraisal of the market development process during 2005-2010 within the framework of the Vietnam Securities Market Development Masterplan, hence mapping out an overall development strategy for the HNX during 2011-2020 HNX’s major undertaking during 2010 is, therefore, to consolidate three existing markets, upgrade technological systems, open online trading, ameliorate corporate governance in accordance with the new operating model and promote international integration We believe with the implementation of the aforementioned measures accompanied by sound management of regulators, the support and confidence of member securities firms, listed companies, partners and investors, HNX’s management and staff will make every effort to successfully implement the 2010 plan and work together to bring the Exchange to new heights Cordially, Vu Thi Kim Lien Chairperson T CEO’S LETTER Dear Readers, ANNUAL REPORT 2009 By means of this Annual Report, we would like to once again express our appreciation to authorities, investors, market participants and colleagues for your close cooperation in developing the market throughout the past year It is our strong belief that the complete support and effective management of the Party and State leaders, Government agencies, Ministry of Finance, Hanoi People’s Committee as well as related bodies in combination with the growing interest of businesses, market participants and investors will all greatly contribute to the growth of the securities market and make it an important impetus for the country’s sustainable development ransparenc y The year 2009 witnessed some important milestones for the HNX Against the background of troubled macroeconomic conditions and securities market, Exchange staff made constant efforts to attain major goals These include transforming the operating model on the basis of HASTC reorganization in accordance with Decision No.01/2009/QĐ-TTg by the Prime Minister; opening the market for securities of unlisted public companies (UPCoM) to get public companies to trade their stocks on a State-regulated market and narrow the grey market, launching a new trading system tailored for specific trading requirements of Government Bonds and in conformity with international conventions In 2009, the HNX continued to provide support for businesses and approved the listing of 95 companies By the end of 2009, there were 257 companies listed on the HNX with a total listing volume of 3.7 billion The listed market showed an increase of 71% in terms of listed stocks,148% in market capitalization and 245% in trading values In addition, the HNX in 2009 tested its online trading system so it could be fully implemented in February, 2010 Respectfully, Tran Van Dzung CEO Highlights of 2009 2/1/2009 Prime Minister Nguyen Tan Dung issues Decision No 01/2009/QĐ-Ttg on the establishment of the HNX on the basis of transforming HASTC as an income-generated State agency into a State-owned, single-member limited liability company 2/1/2009 The first trading session of 2009 is opened in the presence of the Hanoi People’s Committee Chairman, SSC Division Directors and representatives of market participants 2/2/2009 Mr Vu Van Ninh, Member of PCC, Deputy Minister of Finance, visits HASTC and opens the first trading session of the Lunar New Year The Minister wishes Vietnam’s securities market a new year of considerable and solid achievements, making important contributions to the development of the country’s socialist-oriented market economy 20/3/2009 The first auction of sovereign bonds issued by the State Treasury is successfully organized to raise capital for key Government projects in accordance with Decision 211/QĐ-TTg by the Prime Minister which paves a new way for capital mobilization In 2009, over USD$460 million was raised via six biddings 30/3/2009 A Memorandum of Understanding is signed with International Finance Corporation (IFC) for joint initiatives to improve information disclosure and transparency of UPCoM and the bond market The head office and the trading system is moved to 81 Tran Hung Dao Street, ensuring the stable, safe and continuous operation of the market 30/4/2009 16/6/2009 The inauguration of the HNX and the launch of market for stocks of unlisted public companies (UPCoM) 24/6/2009 HNX’s Chief Executive Officer signs Decision No 410/QĐ-SGDHN, promulgating regulations on Government Bond trading, organization and management of Government Bond trading on the HNX This helps to streamline rules and regulations, facilitating the implementation of a specialized Government Bond trading system 16/07/2009 The specialized Government Bond trading system is officially launched, meeting specific Government Bond trading requirements in line with Vietnam’s Securities Market Development Plan and international conventions 24/9/2009 The HNX together with The Vietnam Investment Review holds a ceremony to honour Businesses of the Year on the occasion of Vietnamese Businessmen’s Day The honour is conferred on nearly 50 institutions being listed companies, member securities firms and bidding members of the HNX 12/10/2009 Trading volumes reach a peak of 67,237,200 shares, which gained VND3,048,981,570,000 in value 23/10/2009 The 1,000th trading session takes place in the presence of the SSC Chairman and other market participants 18/11/2009 The HNX implements its first online trading test with the participation of 93 member securities companies 16/12/2009 A Memorandum of Understanding is signed with Debt and Asset Trading Corporation (DATC) to promote cooperation in share auctions, bond listing, registration and listing of stocks of DATC members The HNX implements its first online trading test with the participation of 93 member securities companies T About HNX ransparenc y ANNUAL REPORT 2009 The HNX came into operation on the basis of transforming the HASTC, an income-generated State agency founded pursuant to Decision No.127/1998/QD-TTg dated July 11, 1998, into a State-owned, singlemember limited liability company according to Decision No 01/2009/ QD-TTg Vietnamese name: Sở Giao dịch Chứng khoán Hà Nội English name: Hanoi Stock Exchange n Abbreviated name: HNX n Website: www.hnx.vn n Charter capital: VND1,000 billion including state budget transferred by HASTC and supplemented during the operation n n The HNX Objectives - To ensure the equitableness, transparency and efficiency of securities trading on the HNX - To protect investors’ lawful rights and benefits The HNX functions - To organize stock listings and trading on the HNX as required by laws - To supervise the compliance of trading members, listed companies and investors - To act as an intermediary when requested to settle any disputes related to securities traded on the HNX - To provide technical infrastructure, information and training services in the exchange’s duties and authorities for the development of the stock market HNX market structure Listed Securities Market, launched on July 14, 2005, is the market for listed securities of eligible companies according to Article 9, Decree No 14/2007/NĐ-CP dated January 19, 2007 by the Government, detailing some articles in the Securities Law Commodities on the Listed Securities Market are stocks of listed companies n Market for Unlisted Public Companies (UPCoM), launched on June 24, 2009, is organized for unlisted public companies (UPCoM) based on The plan on UPCOM Organization and Trading Regulation approved by the Ministry of Finance upon Decision No 3567/QĐ-BTC dated November 8, 2007, and Decision No 108/2008/QĐ-BTC dated November 20, 2008 Commodities in this market include stocks and convertible bonds of unlisted public companies or delisted companies n Government Bond Market, which went live on September 24, 2009, is the market for Government Bonds according to Decision No 46/2008/ QĐ-BTC issued by the Ministry of Finance on July 1, 2008 Commodities are Government Bonds, municipal bonds, bonds guaranteed by the Government n HNX Primary Market Share Auction Bond Bidding Secondary Market Listed Securities Market Market for Unlisted Public Company (UPCoM) Government Bond Market T Organizational Structure BOARD OF DIRECTORS DEPUTY CEO Trading Dept Bond Market Dept Market Information Dept Information Technology Dept Listing Dept Member Regulation Dept Surveillance Dept 2009 DEPUTY CEO DEPUTY CEO ANNUAL REPORT CHIEF EXECUTIVE OFFICER (CEO) ransparenc y SUPERVISORY BOARD Strategy & International Cooperation Dept Internal Audit Dept Administration Dept General & Legal Affairs Dept Human Resources Dept Finance & Accounting Dept Mr Dao Viet Anh Member of the BOD Ms Vu Thi Kim Lien Chairperson of the Board Mr Dao Viet Anh graduated from the Academy of Finance He has a Master degree in economics and public administration from Brussels University, Belgium Previous positions: Deputy Head, Head of the Capital Market Division, at the Ministry of Finance’s Finance and Banking Department (before January, 2009) Current principal position outside the HNX: Deputy Director of the Ministry of Finance’s Mr Tran Van Dzung holds a degree from the Diplomatic Academy, and a Master degree in Market Development Research from Saitama University, Japan He has nearly 20 years’ experience in finance and banking Previous positions: - Working at the State Bank of Vietnam (19921997) and SSC (1997-2003) - HASTC Director (2003 -2009) Current position: Vice-Chairman and HNX Ms Vu Thi Kim Lien holds a degree from the Foreign Trade University, a Master degree in financial economics from the University of London (UK) and a Ph.D degree from the Banking Academy of Vietnam She is a member of many foreign and domestic forums on macro-economic development strategies, regional economic restructuring and enforcement on the stock market She has more than 20 years’ experience in banking and finance Previous positions: - Vice Chairman of the Capital Market Research Board of the State Bank of Vietnam (1993-1997) - Director of Departments at the SSC (1997-2005) Finance and Banking Department 10 Mr Tran Van Dzung Vice-Chairperson, CEO CEO since June, 2009 Current principal position outside the HNX: Vice Chairman of the SSC since 2006 TT Stock Code Company 174 SGH 175 SHB 176 SHC 177 SHN 178 SHS 179 SIC 180 181 182 183 SJ1 SJC SJE SJM 184 SKS 185 186 SNG SPP 187 SQC 188 189 190 SRA SRB SSM 191 SSS 192 STC 193 194 STL STP Saigon Hotel Corporation (*) Sai Gon - Hanoi Commercial Joint Stock Bank (*) Sai Gon Maritime Joint Stock Co (*) Hanoi Investment General Corporation (*) Saigon - Hanoi Securities JSC (*) Song Da Investment Development JSC Seafood JSC No (*) Song Da 1.01 JSC Song Da No 11 JSC Song Da No 19 JSC Song Da Transportation Construction JSC (*) Song Da No 10.1 JSC Saigon Plastic Packaging JSC Saigon - Quy Nhon Mining corporation (*) Sara Vietnam JSC Sara JSC Steel Structure Manufacture JSC Song Da 6.06 Joint Stock Company Book and Educational Equipment JSC in Ho Chi Minh city Song Da - Thang Long JSC Song Da Industry Trade JSC 195 SVI Bien Hoa Packaging Company Charter Capital (VND mil.) 17,663 TT Stock Code 196 197 198 199 200 TBX TC6 TCS TCT TDN 87,020 201 TH1 629,960 202 203 THB THT 204 TJC 205 TKC 206 TKU 25,000 207 TLC 19,000 35,000 208 TLT 1,000,000 209 TMC 20,000 56,500 27,517 210 211 212 213 TMX TNG TPH TPP 214 TST 215 TV2 216 TV3 2,000,000 37,096 50,000 35,000 30,000 50,000 15,000 25,000 56,655 100,000 35,000 39,000 Charter Capital (VND mil.) Company Thai Binh Cement JSC Vinacomin Coc Sau Coal JSC Vinacomin - CaoSon Coal JSC Tay Ninh Cable Car Tour JSC (*) Vinacomin - DeoNai Coal JSC The Vietnam National General Export - Import JSC No.1 (*) Thanh Hoa Beer JSC Vinacomin Ha Tu Coal JSC Transportation and Trading Services JSC Tanky Construction and Real Estate Trading Corporation Tung Kuang Industrial JSC Thang Long Telecommunications JSC Viglacera Thanglong Ceramic Tiles JSC Thu Duc Trading and Import Export JSC (*) Cement Trading JSC (*) TNG Investment and Trading JSC Hanoi Textbooks Printing JSC Tan Phu Plastic JSC Telecommunication Technical Service JSC Power Engineering Consulting JSC No.2 (*) Power Engineering Consulting JSC (*) 10,114 100,000 100,000 31,970 80,000 88,927 114,246 91,000 30,000 60,500 212,000 100,000 69,898 40,000 60,000 54,300 20,160 25,000 48,000 44,390 29,400 (*): companies listed in 2009 50 TT Stock Code Company Charter Capital (VND mil.) 218 TXM Gypsum and Cement JSC 70,000 219 220 221 222 223 224 225 226 227 UNI V11 V15 VBH VC1 VC2 VC3 VC5 VC6 47,439 50,000 60,000 29,000 74,000 78,347 80,000 50,000 50,000 228 VC7 229 230 VC9 VCC 231 VCG 232 VCS 233 VDL Vien Lien JSC (*) Construction JSC No 11 Vietnam Construction JSC No.15 (*) Viettronics Binh Hoa JSC Construction JSC No (*) Vietnam Construction JSC No Construction JSC No Construction JSC No Vinaconex JSC No7 Vietnam Construction Joint Stock Company Construction JSC No.9 (*) Vinaconex 25 JSC (*) Vietnam Construction and ImportExport Joint Stock Corp Vinaconex Advanced Compound Stone JSC Lamdong Foodstuffs Joint Stock Co VNECO Electricity Construction JSC VNECO Electricity Construction JSC Transport and Chartering Corporation 234 VE1 235 VE9 236 VFR 237 VGP The Vegetexco Port Joint Stock Company (*) 238 VGS Vietnam Germany Steel Pipe JSC 239 VHL Viglacera Ha Long JSC (*) 240 VIG 241 242 VIT VIX Viet Nam Industrial & Commercial Securities JSC (*) Viglacera Tien Son JSC (*) Vincom Securities JSC (*) 243 VMC Vimeco JSC 244 VMG 245 VNC 246 VNR 247 VNT 248 VSP 249 250 251 252 VTA VTC VTL VTS 253 VTV 254 WSS 31,000 255 XMC 150,000 256 257 YBC YSC 50,000 80,000 40,000 1,850,804 150,000 21,529 30,000 62,016 77,500 150,000 45,000 300,000 65,000 Vung Tau Petroleum Trading and Service JSC (*) The Vietnam Superintendence and Inspection JSC Vietnam National Reinsurance Corporation The Foreign Trade Forwarding and Transportation JSC (*) VINASHIN Petroleum Investment and Transport JSC VITALY JSC (*) VTC Telecommunications JSC (*) Thang Long Wine JSC Viglacera Tuson JSC Cement Materials and Transportation JSC Wall Street Securities company (*) Vinaconex Xuan Mai Concrete & Construction JSC Yen Bai Cement and Mineral JSC Hapaco Yenson JSC Total 375,997 96,000 78,750 672,184 54,720 2009 34,296 ANNUAL REPORT Power Engineering Consulting JSC No.4 Charter Capital (VND mil.) Company fficiency TV4 Stock Code E 217 TT 372,945 60,000 40,501 18,000 12,905 65,000 168,000 100,000 48,374 11,000 37,783,339 (*): companies listed in 2009 51 UPCoM companies as of 31/12/2009 STT 10 11 12 13 14 15 16 17 52 UPCoM Company Agriculture Bank Insurance Joint - Stock Corporation Becamex Asphalt and Concrete JSC An Giang Centrifugal Concrete JSC APEC Investment JSC Asian - Pacific Securities JSC Becamex Mineral JSC Binh Trieu Construction & Engineering joint stock company Cafico Vietnam JSC Cho Lon Securities JSC Project Construction and Investment JSC DakLak Pharmaceutical Medical Equipment JSC Da Nang Pharmaceutical - Medical Equipment JSC Dong Nai Tourist JSC Thua Thien Hue Construction Transportation JSC Hung Dao Container JSC HiPT Group Mechanical and Industrial Construction JSC Stock code Charter Capital (VND) Registered Volume (shares) Outstanding shares (shares) First trading day (dd/mm/yyyy) ABI 380,000,000,000 38,000,000 38,000,000 16/7/2009 ACC ACE API APS BMJ BTC 60,000,000,000 23,000,000,000 264,000,000,000 260,000,000,000 60,000,000,000 13,510,000,000 6,000,000 2,300,000 26,400,000 26,000,000 6,000,000 1,261,345 6,000,000 2,300,000 26,400,000 26,000,000 6,000,000 1,261,345 22/12/2009 10/11/2009 26/10/2009 24/6/2009 22/12/2009 28/7/2009 CFC CLS CT3 DBM DDN 16,290,000,000 90,000,000,000 21,812,000,000 12,943,920,000 28,000,000,000 1,629,120 9,000,000 2,181,209 1,294,392 2,800,000 1,629,120 9,000,000 2,181,209 1,294,392 2,800,000 24/6/2009 24/6/2009 20/11/2009 17/12/2009 24/6/2009 DNT GTH 50,320,000,000 19,000,000,000 5,032,700 1,900,000 5,032,700 1,900,000 14/8/2009 28/10/2009 HDO HIG IME 43,040,000,000 96,090,620,000 30,000,000,000 4,304,672 9,609,062 3,000,000 4,304,672 9,609,062 3,000,000 11/11/2009 24/6/2009 01/12/2009 E STT 18 UPCoM Company Stock code Charter Capital (VND) Registered Volume (shares) Outstanding shares (shares) First trading day (dd/mm/yyyy) ITD 116,103,990,000 11,610,399 11,610,399 04/12/2009 KMT MAS PPP PSP PTP 88,700,000,000 16,690,000,000 22,000,000,000 225,000,000,000 68,000,000,000 8,870,885 1,669,115 2,200,000 22,500,000 6,800,000 8,870,885 1,669,115 2,200,000 22,500,000 6,800,000 10/08/2009 09/09/2009 24/6/2009 10/11/2009 10/12/2009 SME SVS TAS 150,000,000,000 135,000,000,000 139,000,000,000 15,000,000 13,500,000 13,900,000 15,000,000 13,500,000 13,900,000 24/6/2009 22/9/2009 24/6/2009 TCO 9,090,000,000 9,090,000 9,090,000 24/9/2009 28 29 30 TGP TMW TNM 100,000,000,000 46,623,500,000 38,000,000,000 10,000,000 4,662,350 3,800,000 10,000,000 4,662,350 3,800,000 24/6/2009 23/12/2009 27/10/2009 31 Truong Phu JSC Tan Mai General Wood JSC Tranimexco Transportation Import-Export and Construction JSC Tourism Trade and Investment JSC TTR 19,933,930,000 1,993,393 1,993,393 04/12/2009 32 Becamex Urban Development JSC UDJ 165,000,000,000 16,500,000 16,500,000 22/12/2009 33 Viet Dragon Securities JSC VDS 330,000,000,000 33,000,000 33,000,000 24/6/2009 34 V - Power Investment and Development VPC 56,250,000,000 5,625,000 5,625,000 07/10/2009 2009 DuyenHai multi modal Transport JSC ANNUAL REPORT 27 19 20 21 22 23 fficiency 24 25 26 Innovative Technology Development Corporation Central Vietnam Metal Corporation Danang Airport Services JSC Phong Phu Pharmaceutical JSC Dinh Vu Petroleum Service Port JSC Post Printing and Telecommunication Services JSC SME Securities Corporation Sao Viet Securities JSC Trang An Securities JSC 53 Listed stock market members and UPCoM members as of 31/12/2009 No Securities company Website Listed stock market member Bao Viet Securities JSC Bank for Investment and Development of Vietnam Securities Company Saigon Securities Inc www.bvsc.com.vn a a 18 www.bsc.com.vn a a 19 www.ssi.com.vn a a Thang Long Securities JSC ACB Securities Company Ltd Vietnam Bank for Industry and Trade Securities JSC Agribank Securities Joint-Stock Corporation Vietcombank Securities Company Ltd MeKong Securities Corporation www.thanglongsc com.vn a a www.acbs.com.vn a a www.vietinbanksc com.vn a a www.agriseco com.vn a a www.vcbs.com.vn a a 10 11 12 13 14 15 16 17 54 HaiPhong Securities JSC Dong A Securities Company Ltd Ho Chi Minh City Securities Corporation Habubank Securities Company Ltd The First Securities JSC An Binh Securities JSC Kim Long Securities Corporation Vietnam International Securities JSC UPCoM member No Securities company Sacombank Securities Company VNDirect Securities Corporation Dai Viet Securities Incorporation Fortune Securities Corporation VPBank Securities Company Viet Securities JSC 20 21 22 23 24 25 26 27 Ha Noi Securities Corporation Ha Thanh Securities JSC National Securities JSC Viet Tin Securities JSC Trang An Securities JSC Asian - Pacific Securities JSC Pacific Securities JSC Alpha Securities JSC Website Listed stock market member UPCoM member www.sbsc.com.vn a a www.vndirect com.vn a a www.dvsc.com.vn a a www.phs.vn a a www.vpbs.com.vn a a www.vietsecurities com.vn a a www.hssc.com.vn a a www.hasc.com.vn a a www.nsi.com.vn a a www.viet-tin.com a a www.tas.com.vn a a www.apec.com.vn a a www.psc.vn a a www.apsc.com.vn a a www.seabs.com.vn a a www capitalsecurities.vn a a www.tvs.vn a a www mekongsecurities com.vn a a www.hpsc.com.vn a a 29 www.das.vn a a 30 www.hsc.com.vn a a 31 www.hbbs.com.vn a a www.fsc.com.vn a a 33 www.abs.vn a a 34 www.kls.vn Thien Viet Securities JSC a a 35 www.ocs.com.vn a a www.vise.com.vn a a Ocean Joint Stock Securities Company 36 Tan Viet Securities JSC www.tvsi.com.vn a a 28 32 Southeast Asia Securities Corporation Capital Securities Company Website 37 Viet Nam Securities Corporation Woori CBV Securities Corporation Morgan Stanley Gateway Securities JSC www.vnsec.com.vn a a 55 www.cbv.vn a a 56 www.msgs.com.vn a a 38 39 Petrovietnam Securities JSC 41 MHB Securities Corporation 42 Royal Securities Corporation VNS Securities Company Rubber Securities JSC Au Viet Securities Corporation Dong Duong Securities JSC Click & Phone Securities Corporation Nam Viet Securities Corporation Viet Capital Securities JSC Dai Nam Securities JSC Wall street securities JSC Vincom Securities Joint Stock Company Sai Gon - Ha Noi Securities Joint Stock Company Kenanga Viet Nam Securities Joint Stock Corporation Dai Tay Dưong Securities Joint Stock Company An Phat Securities Company 57 58 www.psi.vn a a 59 www.mhbs.vn a a 60 Viet Dragon Securities Corporation Sao Viet Securities Corporation Horizon Securities Corporation www.vdsc.com.vn a a 61 www.vssc.com.vn a a 62 www horizonsecurities com a a 63 45 Vina Securities JSC www vinasecurities.com a a 46 SME Securities Corporation Cho Lon Securities JSC Viet Quoc Securities Corporation Orient securities Corporation www.smes.vn a 43 44 47 48 49 50 51 52 Da Nang Securities JSC Empower Securities Corporation FPT Securities JSC 64 65 a 66 www.cholonsc.vn a a www.vqs.vn a a www.ors.com.vn a a www.dnsc.com.vn a a www.eps.com.vn a a www.fpts.com.vn a a 70 BETA Securities JSC 71 Kim Eng Viet Nam Securities JSC Stock Mart Vietnam Securities Joint Stock Company 53 Phu Gia Securities Corporation www.phugiasc.vn a a 54 Royal International Securities www.irs.com.vn a a 67 68 69 72 Website UPCoM member www.rose.com.vn a a www.vnsc.com.vn a a www.rubse.com.vn a www.avsc.com.vn a a www.dds.com.vn a a www.clifone.com a a www.navis.com.vn a a www.vcsc.com.vn a a www.dnse.com.vn a a www.wss.com.vn a a www.vincomsc com.vn a a www.shs.com.vn a a www.vinagolden com a a www.ckosc.com.vn a a www chungkhoananphat a a www.bsi.com.vn a a www.kimeng.com a a www.vnstockmart com.vn a a 2009 Securities company ANNUAL REPORT 40 No Listed stock market member fficiency Securities company UPCoM member E No Listed stock market member 55 No Securities company 73 Mirae Asset Securities (Viet Nam) joint stock company Viet Nam Industrial & Commercial Securities Company Golden Lotus Securities Corporation An Thanh Joint Stock Securities Company Hoa Binh Securities Joint Stock Company EuroCapital Securities Company Artex Securities Corporation Thanh Cong Securities Company Nam An Securities Corporation 74 75 76 77 78 79 80 81 82 83 84 85 56 Listed stock market member UPCoM member No Securities company www.miraeasset com.vn a a 86 www.vics.vn a a VinaGlobal Securities Corporation Standard Securities Joint Stock Company SaigonBank Berjaya Securities Joint Stock Company SJC Securities Corporation Truong Son Securities Incorporation Viet Thanh Securities Company Viet First Securities Corporation Viet Nam Industry Securities Company Mien Nam Securities JSC Website 87 88 www.gls.com.vn a a 89 www.atsc.com.vn a www.hbse.com.vn a www.eurocapital a a 92 www.artex.com.vn a a 93 www.tcsc.vn a a 94 www namansecurities com a www.evs.vn E-Viet Securities Corporation A - Au Securities www.aas.com.vn Company Bao Minh Securities www.bmsc.com.vn Company Vien Dong Securities www.vdse.com.vn Corporation a a 90 91 95 a 96 a 97 a a a 98 Hung Vuong Securities Company SaigonTourist Securities Corporation Sakura Securities Joint Stock Company Phoenix Securities Corporation Website Listed stock market member UPCoM member www.vinaglobal com.vn a www.ssj.com.vn a a www.sbbsjsc.com a a www.sjcs.com.vn a www.tss.com.vn a a www.vts.com.vn a a www.vfs.com.vn a www.isc.vn a www miennamstocks com.vn a www hungvuongsc.com a www.stsc.vn a www.japan-sec.vn a www.pxs.com.vn a Government Bond market members as of 31/12/2009 No Member Website Regular members ANNUAL REPORT 2009 www.vcsc.com.vn www.msgs.com.vn www.agriseco.com.vn www.sbsc.com.vn www.abs.vn www.bvsc.com.vn www.kls.vn www.vietinbanksc.com.vn www.ssi.com.vn www.hsc.com.vn www.tvs.vn www.thanglongsc.com.vn www.acbs.com.vn www.vcbs.com.vn www.vpbs.com.vn www.bsc.com.vn fficiency 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Viet Capital Securities JSC Morgan Stanley Gateway Securities JSC Agribank Securities Joint-Stock Corporation Sacombank Securities Company An Binh Securities JSC Bao Viet Securities JSC Kim Long Securities Corporation Vietnam Bank for Industry and Trade Securities JSC Saigon Securities Inc Ho Chi Minh City Securities Corporation Thien Viet Securities JSC Thang Long Securities JSC ACB Securities Company Ltd Vietcombank Securities Company Ltd VPBank Securities Company Bank for Investment and Development of Vietnam Securities Company Non-regular members VietinBank Saigon Commercial Bank Australia and New Zealand Banking GroupLtd Maritime Bank Vietcombank Standard Chartered Bank (Vietnam) Ltd HSBC Bank (Vietnam) Ltd HabuBank TienPhong Bank Bao Viet Bank Techcombank Military Bank Sacombank BIDV Bank E 10 11 12 13 14 15 16 www.vietinbank.com.vn www.scb.com.vn www.anz.com www.msb.com.vn www.vietcombank.com.vn www.standardchartered.com.vn www.hsbc.com.vn www.habubank.com.vn www.tpb.com.vn www.baovietbank.vn www.techcombank.com.vn www.militarybank.com.vn www.sacombank.com.vn www.bidv.com.vn 57 Bond bidding members as of 31/12/2009 No Institution Address 72 Nguyen Hue Street, District 1, Ho Chi Minh City Vietcombank Securities Company Ltd Floor 17, Vietcombank Buiding, 198 Tran Quang Khai Str., Hoan Kiem, Ha Noi Bao Viet Securities Company Le Thai To Street, Hoan Kiem District, Ha Noi City Vietnam Bank for Industry and Trade Securities JSC No 306 Ba Trieu, Hanoi Ho Chi Minh City Securities Corporation Floor 1, 2, 3, No 06 Thai Van Lung, District 1, Ho Chi Minh City Agribank Securities Joint-Stock Corporation Floor 4, C3 Phuong Liet, Giai Phong, Hanoi The First Securities JSC No Hoang Van Thu, Chanh Nghia Urban Quarter, Thu Dau Mot, Binh Duong ACB Securities Company Ltd No 107N Truong Dinh, Ward 6, District 3, Ho Chi Minh City Postal Savings Services Company 98 Hoang Quoc Viet, Hanoi 10 Vietnam JS Commercial Bank for Industry and Trade 108 Tran Hung Dao, Hanoi 11 Joint-Stock Commercial Bank for Foreign Trade of Vietnam 198 Tran Quang Khai Street, Hanoi 12 HaiPhong Securities JSC No 24 Cu Chinh Lan, Hong Bang District, Hai Phong 13 Bank for Development and Investment of Viet Nam 191 Ba Trieu, Vincom Tower, Hanoi 14 Vietnam Technological and Commercial Joint- stock Bank 70-72 Ba Trieu Street, Hang Bai, Hoan Kiem District, Hanoi 15 Chinfon Bank 14 Lang Ha, Hanoi 16 Shipbuilding Finance Company 120 Hang Trong, Hanoi 17 Textile Finance Company 32 Trang Tien, Hanoi 18 Thang Long Securities JSC Floor 06, No 273 Kim Ma, Hanoi 19 VIBank 8th, 9th, 10th floor VietTower, 198B Tay Son Street, Dong Da, Hanoi 20 Viet Nam Maritime Bank 7th, 8th, 9th floor VIT Tower, 519 Kim Ma, Hanoi 21 AIG Insurance Company, Vietnam 1st floor E.Town 364 Cong Hoa, Ho Chi Minh city 22 Manulife Co, Ltd, Vietnam 75 Hoang Van Thai Street, Tan Phu Ward, District 7, HCM 23 Bank for Investment and Development of Vietnam Securities Co Floor 10, A Tower - Vincom Twin Tower, No 191 Ba Trieu, Hanoi 24 Sacombank 266-268 Nam Ky Khoi Nghia, Ward 8, District 3, Ho Chi Minh city 25 Petro Vietnam Finance Company 72F Tran Hung Dao, Hanoi 26 Bao Viet Fund Management Company Limited 5th floor, Bao Viet Inc Building, No Le Thai To, Hoan Kiem, Hanoi 27 58 Saigon Securities Inc CitiBank, NA- Hanoi Branch 1st floor, 17 Ngo Quyen, Hanoi No Institution Address Deutsche Bank AG, HoChiMinh city branch 14th floor Sài Gòn Centre, 65 Le Loi, Ho Chi Minh city 30 SEA Bank 16 Lang Ha, Hanoi 31 32 33 34 35 Eximbank Deposit Insurance of Vietnam Trang An Securities JSC Asian - Pacific Securities JSC Vietnam International Securities JSC 36 HSBC Bank (Vietnam) Ltd 37 38 39 Southern Bank Asia Commercial Bank Thien Viet Securities JSC 40 Prudential Vietnam Fund Management Company 41 42 43 44 An Binh Bank BNP Paripas Bank, HCM Branch SeaBank Securities Corporation Tan Viet Securities JSC 45 Viet Dragon Securities Corporation 46 VPBank Securities Company 47 48 49 50 51 52 Habubank ANZ Bank - Hanoi Branch Ocean Joint Stock Securities Company Royal International Securities Saigon Bank for Industry and Trade Agribank 53 Saigon Commercial Joint Stock Bank 54 55 Kim Long Securities Corporation SSI Asset Management No Le Thi Hong Gam, Ho Chi Minh city 191 Ba Trieu, Hanoi Floor 9, 59 - Quang Trung, Nguyen Du, Hai BaTrung District, Hanoi Floor 8, No Dao Duy Anh, Dong Da District, Hanoi No 59, Quang Trung, Hai Ba Trung District, Hanoi Metropolitan,235 Dong Khoi, Ben Nghe Precinct, District 1, Ho Chi Minh City 279 Ly Thuong Kiet, Ho Chi Minh city 442 Nguyen Thi Minh Khai, District 3, Ho Chi Minh city No 535 Kim Ma, Ba Dinh District, Hanoi Sai Gon Commercial Center Building, 37 Ton Đuc Thang, District 1, HCM 78-80 Cach Mang Thang Tam, Ward 6, District 3, HoChi Minh city 29 Lê Duan, District 1, Ho Chi Minh City 14 Lang Ha, Ba Dinh District, Hanoi Floor 5, No 152 Thuy Khue, Tay Ho District, Hanoi Floor 3,4,5, Estar Building, No 147 - 149 Vo Van Tan, District 3, HCM Building No 362 Pho Hue, Pho Hue Ward, Hai Ba Trung District, Hanoi B7, Giang Vo, Ba Đinh, Hanoi 14 Lê Thai To, Hoan Kiem, Hanoi No 04, Lang Ha, Ba Dinh, Hanoi No 30 Nguyen Du, Bui Thi Xuan Ward, Hai Ba Trung District, HN 2C Pho Duc Chinh, Ho Chi Minh City No 2, Lang Ha, Ba Dinh, Hanoi 193-203 Tran Hung Dao, Co Giang Ward, District 1, Ho Chi Minh City No 22, Thanh Cong, Ba Dinh District, Hanoi Floor 5, 1C Ngo Quyen, Hoan Kiem District, Hanoi 2009 29 ANNUAL REPORT 8th floor Hanoi tower, 49 Ha Ba Trung, Hanoi fficiency Standard Chartered Bank- Hanoi Branch E 28 59 No Institution Address 56 No 9, Vo Van Tan, District 3, Ho Chi Minh City 57 Viet Quoc Securities Corporation No 21 Han Thuyen Street, Hai Ba Trung District, Hanoi 58 Hanoi Securities Corporation Floor 3, Opera Commercial Centre Building, 60 Ly Thai To, Hoan Kiem,Hanoi 59 An Binh Securities JSC No 101 Lang Ha, Lang Ha Ward, Dong Da District, Hanoi 60 Phu Gia Securities Corporation No 13A Tu Xuong, Ward 7, District 3, Ho Chi Minh City 61 FPT Securities JSC Floor 2, No 71 Nguyen Chi Thanh, Dong Da District, HN 62 Au Viet Securities Corporation 63 VNS Securities JSC 64 FPT Fund Management JSC 12th - 13th floor, FPT Building, Pham Hung, Cau Giay District, Hanoi 65 Morgan Stanley Huong Viet Securities JSC No Thien Quang, Dong Da District, Hanoi 66 Military Bank No Lieu Giai, Cong Vi Precinct, Ba Dinh, Hanoi 67 Mirae Asset Securities JSC No - Le Duan Street, Ben Nghe Precinct, District 1, HCMC 68 Lien Viet Bank No 50, Kim Lien Moi, Dong Da, Hanoi 69 Woori CBV Securities Corporation 14 Tran Binh Trong Street, Hoan Kiem, Hanoi 70 Sacombank Securities Co., Ltd 278 Nam Ky Khoi Nghia, Precinct 8, District 3, HCMC 71 Tien Phong Bank FPT Building, B2, Dich Vong Hau Precinct, Cau Giay District, Hanoi 72 60 Housing Bank of Mekong Delta Vincom Securities JSC 4th & 15th floor, Vincom City Tower, 191 Ba Trieu, Hanoi Floor 3, Savimex Building, 194 Nguyen Cong Tru, District 1, HCM City 1st floor, VCCI Building, No.9 Dao Duy Anh, Dong Da District, Hanoi No Institution Address Cathay Life Insurance Ltd (Vietnam) 8th floor, N'orch Building, 170-170Bis-172E Bui Thi Xuan, HCMC 75 Alpha Securities JSC Pham Ngu Lao Street, Hoan Kiem District, Hanoi 76 Bao Minh Securities JSC 1st, 3rd & 4th floor, 10 Phan Huy Chu, Hoan Kiem, Hanoi 77 EVN Finance JSC 6th & 7th floor, 434 Tran Khat Chan, Hai Ba Trung District, Hanoi 78 North Asia Commercial Joint-Stock Bank 60 Ly Thai To, Hoan Kiem, Hanoi 79 GPBank 273 Kim Ma, Ba Dinh District, Hanoi 80 MHB Securities Corporation 02nd floor, Opera View, 161 Dong Khoi, District 1, HCMC 81 Bao Viet Bank Bao Viet Building, No Le Thai To Street, Hoan Kiem, HN 82 Viet Capital Securities Company 83 EuroCapital Securities Company 84 Saigon - Hanoi Commercial Joint Stock Bank 85 Indovina Bank Ltd 86 Phu Hung Securities Corporation 87 Saigon - Hanoi Securities Joint Stock Company 88 PG Bank 67 Ham Nghi Street, Nguyen Thai Binh Ward, District 1, HCM 02nd floor, Thanh Cong Building, No 57 Lang Ha Street, Ba Dinh, HN 77 Tran Hung Dao Street, Hoan Kiem, Hanoi 46-48-50 Pham Hong Thai Street, Ben Thanh Ward, District 1, HCM City 5th Floor, Lawrence S.Ting Building, 810 Nguyen Van Linh, Dis 7, HCM City 1st & 5th Floor, Dao Duy Anh Building, No Dao Duy Anh Str, Hanoi 132-134 Nguyen Hue Street, Ward 2, Cao Lanh City, Dong Thap 2009 74 ANNUAL REPORT 3rd floor, Thang Long Ford Building, 105 Lang Ha, Dong Da District, Hanoi fficiency HANDICO Financing JSC E 73 61 HANOI STOCK EXCHANGE Address: 81 Tran Hung Dao, Hoan Kiem, Hanoi Tel: 84 - - 3934 2626 Fax: 84 - - 3934 7818 Website: www.hnx.vn Email: marketinfo@hnx.vn 64 ... company according to Decision No 01/2009/ QD-TTg Vietnamese name: Sở Giao dịch Chứng khoán Hà Nội English name: Hanoi Stock Exchange n Abbreviated name: HNX n Website: www.hnx.vn n Charter capital:... Saigon Hotel Corporation (*) Sai Gon - Hanoi Commercial Joint Stock Bank (*) Sai Gon Maritime Joint Stock Co (*) Hanoi Investment General Corporation (*) Saigon - Hanoi Securities JSC (*) Song Da Investment... Agribank Securities Joint -Stock Corporation Joint -Stock Commercial Bank for Foreign Trade of Vietnam Habubank Eximbank Standard Chartered Bank - Hanoi Branch 10 ANZ Bank- Hanoi Branch Bond biddings