BAOCAOTONGHOP DETAICOSP NGHIENCL/UCAC HINHTHL/CDAUTL/TAICHINHCHO DOANHNGHIEPKHOAHOCVGCONGNGHE(DNKH&CN) CHU’DNG1 LYL U ,ANCOSO 4 1 1 Doanhr i g h t ( i p KH&CNruvpi/riicf indnKH&CN , 4 / 7 /,f i 7 ra i[.]
BAOCAOTONGHOP DETAICOSP: NGHIENC L/UCAC HINHTHL/CDAUTL/TAICHINHCHO DOANHNGHIEP KHOA HOCVGCONGNGHE(DNKH&C N) CHU’DNG1 LYL U ,ANCOSO 1.1.Doanhr i g h t ( i p KH&CNr u vpi/riic f i n dnKH&CN , .4 /.7./,f i r a i nifind n K H & CN I.1.2.S‹iitryciipdnKH&CN 12 /./.2./.K é n h c h u y é n ginocéngng/ié , , 12 /./.2.2.T a o v;c thinmfi'i 18 1.1.2.3.T i n g tru‹angvédimd .l8 1.2.HiiiliI/tireiféir?ir6iic/tin/izfi rzitdnKH&CN , 19 /.2./.Nhiimgn i i rorii/ricii‹idnKH&CNxétt r é n phvangdl½nAbu/iztrichinh 19 /.2.2.Nhuc d i z /o;chinhdécb i é t chodnKH&CN 20 /.2.J.F i n mno/i/em v f i dnKH&CN 22 1.2.3.I.K h é i n i é m vc›n intohi’ém 22 I.2.3.2.Déctrungeta 1.2.3.3.Laitrécua ““nmanhiém divciidnKH&CN .' .25 /.2.#.i D a u /iz vfiHuyénh / c h / ‹ i i chinhciteChinhphii 25 I.2.4.I.Hpnc/iéciiadan/izmnohiémtvnhéin—vpitroetachinhphé , 25 1.2.4.2.C‹icc/i×oiigtrinhdin/ir/rc tiépciiaChinhphii/chuorigt r i n h viavny 26 /.2.4.3.Banl é n h /indung/béo/fiii/ict phn 27 ?.2.4.4.Cécli/iuyzi/i/iic/iv thué .27 7.2.5.Céchinhthécdin/iz/fiichinhI:/i‹icchodnKH&CN 28 CHlfONGI I KINHN G H I MQ U @ C TO 30 2.1.Kinhnghiym 9uc gispficiftrién-trir‹izigfippm(its‹z 9uficgiacfiéuAs 30 2.2.Kinhr i g h t e r qiiocgindoiigpfiiitfrie:zi-frirziiigfippWrungQufic 34 2.2./.So phdtt r i e n d n K H & CNcityT r u n g Quc 34 2.2.2.C é c théchéhotrytéichinhchodnKH&CNé'TrungQuoc 36 'niriaohiémd‹›ivciidnKH&CN‹i'WrongQuc 38 2.2.3.Vartréciia 2.2.4.Quydc›i’mdc/iodnKH&C/YciWrongQuc _ .39 2.3.?\/fiuii:ré/9unirg/iiéiiciiukinhiigiri(mtunicngoiii .40 CHIIONGI I k T H ¶ C TIONVITNAM 41 3.1.Chillisite/iHi cfi/n/iif‹zi vriidirfiH&CN 41 3.2.fl‹iufirmpofiiéméViytNamffr‹ii'grimgir‹i-sjr/rfiI/miii/i,p/niliriénvpfrnfirircdiiarir .43 3.2./.Giaidoan/990-20112 43 J.2.2.Gi‹zi'dointirrifti2002-zriy .45 3.2.J.S/iizr.ré/véfiT/If//ciIe t nom , 47 3.3./Vgfiiéiiciliitrini'iig ?ippmjifst#iif(ff&CNFiI noun#i‹'iinity .48 3.3./.CacdnKH&CNr/inenghiéncii:u/i-ir‹:rughop 48 3.3.2.thiniì/ii'chinhciiacicdoanhrightẳpng/n'ộncitetradinghop 48 3.3.3.Nhinxé/quanghiénciteirirfinghqpintsfidnKH&CN 50 CHU’ONGIV.KETLU,ANVAKHUYENNGH ! 53 M€JDAU Chut r i r e n g c h u y é n c : i c tochirc nghién e d u u n g dungv:iphiittrién c f i n g nghés a n g h inh thircdoanhnghie’pkhoahpcvacongngh((dnKH&CN)nhamtangci rdnghiéuquahoatdon gcuaciictochucnay,dongthoitangcuérigringdungnhfrngkétqu:inghiénc f r u cuacaccc quanNC&PT,t r i r é i n g d a t hpcvaos:inxuiitvadcis on g clingnhirv i ( c hinh t h a n h moid n K H & C N d a vad a n g l a ch ud e tranhJ uénc u a n h i é u n h a quanl y , nhakhoahocvadoanhn g h i ( p , d a c b i ( t v : i n d e ’ nayd a d u p e d e c a p d éa n “ do‘‘ir n c i ’ i cccheq u a n l y KH&CN”d o Thiitir6ng chinhphub a n h a n h Q u y é t d inh17I/2004/QDTTgn g : i y 28/9/2004,Nghidinh so115/2005/NDCP“quydinhccchétochu,tuchiutr:ichnhi(mcuatochucKH&CNc f i ng lap”doChinhphub a n h: in h r i g : i y 05/9/2005.Gandfiyclingdacomots o b:iib : t o , hoith:todecapvednKH&CN,da cbi(tdet:iicfipbfinam2 0 “nghi én cuusuhinhth:inhviiphattriéndnKH&CNvasuchuyéndoimot nghiénciruva ph:itt r i é n s a n g hoatd o n g theoc c che'doanhn g h i(pé'Vi(tnam” T u y nhién,nhfrngkhia c a n hd;iututaichinhcholoaihinhdoanhnghie‘pnaychuaduocb:inluiinmotc:ichs:iusachoaccon in’anhattrongcactai1i(:utre‘n.Xéttheogi:icdodfi,vfinde“nghiénciiuvehinhthucdautuvataic h i n h c hodnKH&CNIé ctthie't Muct i é u n g h i é n c l i v Trénc c songhie‘nc t r u , p h a n t i c h k i n h n g h i ( m n i r o c n g o a i v a t i n h hinht h u c te oVi(etnam, d e t a r n h a m c u n g ciip l u a n c u khoahpc ve hinh t h ircd au t u tarchinhchovi(chinhth:inh viiph:ittriéndnKH&CN Girihannghiéncite.’ Voiy’euc f i u v a m i n d ci i a d ’ét a r c é p c c r s o, detain a y t (aptrungc h i n y é u v : t o n h f i n d a n g dnKH&CN,v a t trocii anoclingnhuhinht h ircdfiut u taichinhphiih p p cfialoa i hi n h d o a n h nghie‘p nay( t r o n g hinhthi ic d f i u tuI:ii c h i n h d e t:iit f i p trungchit y é u v : to c:icnguonH i chinh) Kh:tos:itthicIevehinhthircdautirtaichinhdnKH&CNoVi(tnamchimangtinhth a m dfi,ininhchirn gchoc:iegi:ithuyétnghiénciru Céccéuhc›isaudéysé‹1iii;rclémrétrongquatrinhnghiéncite’ DnKH&CNkhécgivoidoanhnghi(psanxuat,d|chvuthongthirongv phiiongdi(nt:iic l i inh,yéucauve dautuciialoaihinhdoaiihnghi(pnaykhécsovoidoanhnghepthongthir6ngnhuthen:to? Neuyéucauvedautirt:ii c!iinhciiadnKl—ICNkhiicvoi doanhnglii(p Ve thongthiréirigthicothehinhth:inhm ot hinhthircdéutut:iichinhphiihppcholoaihinhdoanhng hi(pn:iyhay khong?Thvctiendautirt:iichinhchodnKH&CN’aVi(tnam? Phirangphépn g h i é n cuu.’D e datdupcmuctiéumongmuonvagiaiquyétnhfrngcauhoing hiénciru dad(atra,de'tai sirdpngcacphircrngphapnghiéncuusauday: -Ph a n tich,tonghop Kétquénghiéncuudiractrinhbaytrong4chirong Chuong1 Lyl u a n c c scr.Chirengnayt r i n h b a y cac c:ichh l eukhacnh au v e dnKH&CNciiac acnghiéncuutrénthegicri,Vi(tnamvaciiadet:ii,vattrociiadnKH&CN.D o n g thcriphfintichnhucau taichin hdacbi(tciiadnKH&CNvatainquantrpngcuahinhthficdantup h i truyénthong(dautum aohiém)clingnhuvaitrociia nhanir6'cdoivoiloaihinhdoanhnghi(pnay Chuong2.Kinhn g h i ( m q u o c te'.Cli uongn:iyphantichkinhnghi(m c i i a motc h:iuAuvaTrungQuoctrongvie‘cx:iyd irngc:icchinhsachkhuyénkhichdn 'quocgia 'troc h o KH&CN Chirong3 ThirctiénV i ( t n a m T r o n g chuongn:iy,c h i n h s : i c h taic h i n h c h o dnKH&C N, th;rctrangdautumao hiémciVi(tnam thoigianquaclingnhirtinhhinhthucIevehinhthucdautuHichinhtaimotsodnKH&CNchonnghié ncirutrirénghppsédupe I:tinro Chucrng4.KétIua(nvakhuyénnghi CHU©NGI.LVLUA)NC€JSCf 1.1 Doanhn g h i ( p KH&CNvavatt r i i cfiadnKH&CN 1.1.1 Kh:iini(md n KH & C N Cor:itnhieuthuatngfrkh:ic nha u d é chidnKH&CN:doanhnghi(pdnatrént r i t h u c (knowledg e-basedfirm); doanhnghiépdnat r é n khoahoc( s c i e n c e - b a s e d f i r m ) ; d o a n h nghi(pd u a t r é n c f › n g n g h ( ( t e c h n o l o g y b a s e d f i r m ) ; d o a n h n g h i e“pd u a t r é n c o n g n g h é moi/cao(new/hightechnologybasedf i r m ) ; doanhnghi(pv(tinhhantain(acadeilliCSQin-off/spin-out),v.v Taisaolaikhédinhnghi‘anhu:vay? Chirie“ngb:inthantendoanhnghi(pduatréntrithuc,dia trénKH&CNdaconguy , dfiI:i nhfrngdoanhnghi(pmaviécsanxuatnhfrnghangho:iv:id| chvudacbi(tchfiyéudiravaosuph:ittrién,sohfrutrithucv:i:ipdung trithirc.Khfingcorig:inhcongnghi(pn:totrithucI:ikhfingquantrpng nhungcomotsolinhvpctrithircduecapdungnhiéuhontrongquatrinhsanxufit.Tuongtunhuv:i yconhungrig:inhcfing nghi(psirdungnhiéud f i t datnhunongn g h i ( p h o (acn h f r n g n g a n h c f i n g n g h i ( p s i r du ng nh i éu n a n g l irpngn h u u y ( n kim Khonggiongnhu d:itdat,nangluong, vonxalao dong, trithuckhdng the’danhgi:imotc:ichde c:icphuengphapkinhtéchuan Néukhongcdnhfmgdénhgianaythichii ngtaho)acla khongthexemxétbaonhiéutri thuccanthiétboimotnganhcongnghi(psos:inhvoinganhkh: ichoa)ctrithfrcquantrongnhuthen:tokhisosanhvoic:ienh:intokhacciiavi(cs:inxuat, kinhdoanhthongthu6ng Tuynhie‘n,dasocacquocgiav:ic:ichocgi:itre‘nthegioisu dung2hinhthucsaude‘chi dnKH&CN: Daylanhirngdoanhnghi(pdir pchinhthénhdomot(nhom)s:inglapviéncotinhthankinhthuongrotkhoito chuc“me”(trirongdaihpc;vi(nnghiénciru;phongthinghi(mquocgiahay thémchidoanhright(p)de’batdfiumots;rkinhdoanhdoclfip,moi tréncasoky uangvatrithtrcdacbi(tdwqchinhthanhtrongtochircme Tochucmehotrpchodoanhnghi(pbangc:ichchophép vé/hoacc:icphvongti(nt r q c tiep SuthanhI:ipdoanhnghi(p chuyéngiaotrithuc,nanglirc Thorburn,L (2000),Bernardt,Y vacongs;r(2002)d;inhnghia doanhnghi (p v(tinhh:in Iainlanhirngd oanhnghi(pdir pctaoradethuongmaihoabiquyétkythuatdotochircNC&PTs o him( n e t m a c é n b o k h o a h pct a c h r a t h a n h l a p d oa nh n g h i ( p m o i ) T o ch u c NC&PTcapgrayphéps ohfrutrituéchoc:inbonghiénciruv:itrénccsodohinhthanh sohfrut r i tu(c u a doanhn g h i ( p N h i r v a y c h u y é n g i a o cong nghe’diénr a d u o i hi nh t h u c chinht h irc( g i : i y phép I ixang)v a k h o n g c h i n h t h i i c ( c h u y é n g i a o t r i t h u c n g a n i h o a c l a thongquachuyéngiaoc:i nbfihoacthongquacacmoiquan h( doanhnghi(pmoivatochircnghie“nctfume).Nhuvfiydoanhnghie’pv(tinh hanlfimlathucthechuyéntirkhuvuccongsangkhuvuctuva cothe’hinhthanhmotcau noigifrahatnhfimbanghoatdon gciiamangluérikhongchinhthtrcciiacacs:inglfipvién TheotonghppciiaYencken,J.(2002),doanhnghi(pve’tinhhanlfimcothechi athanhcacloaisau: - Doanhnghi(pspinoffnghiéncfiutrirctiép:lanhfmgdoanhnghi(pdu‘octaoradethuongmaihoiisohtmtri tue’(SHTT)xuatph:ittirtochucnghiénciiu.SHTTod:iythongquapa-tang tir vi(nnghiénermmede“’ndoanhnghi(p méridehinhth:inhSHTTciiadoanhnghi(pviic:iethanhviéncéithe tainvi(cchinhnhie’mhoackiémnhie’mtirvi(nnghiéncilumedendoanhnghie’pméri - Doanhnghi(pchuye’ngiaocongngh(:la nhimgdoanhnghi(pduecthanhl a p d ethuongmaimotc:ichng:inndinhtrithircv:ibiquye'tkythuatciiatriréngDH.Thongthuéngqu:itrin hchuyengiaonganidinhlakhongdongran,mf›tkhivi(ccs:inxuat sénphfimmoitheoS HTTdupeb:toho - Doanhnghi(pspin-offgi:intiép:lanhfmgdoanhnghi(pduocth:inhlfipboicficc:inbov:i/ hoacsinhviéntruéngDHtrirocdayhoachie“ntaidnatrénkinhnghi(mcii ahonhanduectrongt hoigianI:innvi(choachpctaptaitruéingnhimgkhfingcogi:iyphépSHTTchinhthirchoacnhiingqu anh(tuongtuvoitrirérng DH - Sap nh:ip voidoanhnghie‘pkhac Stankiewicz(1994)vaYencken,J.(2005)phfinloaic:icdoanhnghiépv(tinhhanI:tindna trénnhirngmohinhhoatdongchinhnhir: M oh i n h tuv a n theoh q p d o n g : k h a i thécsut h i é u hutnangl;rcciiac : i c d o a i i h n gh i( p (ra9uye*ºinh,th;rclii(nc:iecliiicnangkythuatriéng, )trongnioitruongk i n h te’,co ngnglii(pvaNC&PT.Nhfrngthicuhutnliirvaythuongxdyrakhico • - Mohinh d inhh u é i n g theo s : i n pham:d a c diemciial o a i k i é u d o a n h n g h i é p n a y l a chungchuyv:tosanphfimdadirpcphiittrie“ndaydiivatriptrungvaotriénkhaio milec a o nhat,s a n xuatvi i marketings a n phama y.Cacsanphamr a t khacnhans o n g coxuhiro ngt(aptrungvaocacdungcunghiénemu,thiétb]chuyénmon,cacth:inhphanv:ivfitli(u tinhkhiétva phanm f i m m a y tinh - Mohinhd|nhhirongcongnghe’:dacdiemcfialoainayI:ikhfingthamgiamarketing 'icunv:i trongdasotrucinghppclingkhongtiénhanh chétaoc:icsanpham d o C:iedoanhnghi(p l o a i n i t y chu trpngphattriénn h i i i i gcongnghede rfiithuo'ng maih o a tiéptheovhcothehinht h : i n h d o a n h n g h i(pmoit r é n c c sircfipgifiyphe" p,lie’n doanhhaycacloailienke'tkh:ic Doanhnghic:pdu’atréncéngnghe:(méivéhoaccan) Doanhng hi ( p dnatréncongngh(I:imotdoanhnghiépt:iptrungnhiéuv i io nghiénciruvap h:it trién hoacchittrongvaoviéckhaith:ietrithirckythuatm6'i Storey,D J a n d T e t h e r , B S ( 9 ) x : i e dinhd o a n h n g h i ( p d u a tre"nc o n g n g h ( n h u m o t doanhnghiépd o c I:ip,céi thoig r a n tirkhithénhl a p diroi5 namv a diratrénsukhaithi ic s:ingche'hoacdoimoic o n g ng h(voido rfiir o vematcongngh(ratl é r n NhiingI : i c giakh:ien h u S h e a r m a n a n d B u r r e l l ( 8 ) , De lap ie rr e v : i cong s t (I998)th ic h o r a n g d o a n h nghi(pd n a tréncong ngh(mo id u p e xécdinhnhirc : i c doanhnghi(p d o c l a p voimu c tiéukhaith:iemots:ingche'hoacmotcong ngh(méri Tuynhién,c:ictacgiacungnha)nthayrangdinhnghlan a y ratkhode' thongkécacdoanh nghi(pduatréncongngh(.Diéunay gi:iithichr ang ratkhé›dex:iedinhli(ucohaykhongmotd oanhnghi(pdoimoi.Thatvay,trongmotsotruonghppli(urangtir“méri”cohamylédoanhn g h i ( p m ' i h o a c cfingngh(m o i hoacc:ihat.Ngayc :i khéin i ( m “ d o a n h n g h i ( p m6'i”clin ggéyranhiingbatcapbérivic:inphanbie“tgifiadoanhnghi(pth;rcsvI:idoanhnghi(pmérivoidoan hnghi(plékétqu:iciiasusépnhapnhie’udoanhnghiépdangtontarhaythamchivi(cthaydoisohir uclingdandenkh:iini(mm6'i.Themnfia,khainiém“doelap”ciingchi latimingdoibéiikhimotdoanhnghiépphuthuocnhieuvaokh:ichhéngthinob;ichiplioibdicackhachh angdfivakhaini(md(oclap’crdayI:ikhongthichhep Mots o t:icg i iida s i r dungthufitn g f r d o a n h n g h i ( p d q a t r e’ncfingngh( m o i c h o mo t s o lirpngl ‹ n h o n c : i e doanhn g h i ( p , d )inhn g h i a r o n g hon b a o g o m t at c a cacdoanhn g h i ( p hoatdo)ngtrongtinhvuc“congngh(cao”.Tuynhién,vi(cxacdinh “cfingngh(cao”ciinglamotvande‘macdauButchart(1987)dfixacd]nh'— lacactinhvucmacochitiéutrung bi nh vaoNC&PTtréntongdoanhthucaohoncaclinhvuckhacho aclacitedoanh nghi(psudungtyI(“nhakhoahocv:ikysircochatlupng”caohonc:icdoanhnghi(pkhac —vaonggotc:icdoanhnghi(ploainaynhula“c:icdoanhnghi(pviiavanhocfingnghe’cao” Tail i e u c i i ac a c q u o c g i a c l i n g c é i n h irngd i n h n g h l a k h : i c n h a u v e “ d o a n h n g h i ( p d n a tréncongngh(m o i Pha pv: i Phanl a n t h i s i t dungciikhiiin i ( m r o n g (pha nt ic h t f i t cac acdoanh nghi(pviravanhficongngh(cao)v:ikh:iini(mhep(diéutrakhaos:it).Dircchinyéud iratrénkhaini(mrongconBoDaoNhadnatréndie‘u trakhaos:itvanhirvaylasudungkh:iini(mh e p Chamanski,A.andWaaga,S.J (2000)dnaramotso chiso deph:inb i é t doanhnghiépdnatre‘ncongngh(moivoic:icdoanhnghie‘pkh:ic.ThiinhI , b:inch:i tcuas:inphamhoacdichvuc i i a doanhn g h i ( p D i e m ye'uciiacachx:icd;inhn:iy l a s:inpha mh o a c d|chvud u ’ a rakhfingthuéngxuye‘nduocmie"ut:i motc:ichtho:id:ing cotlfiivematcongngh(ciiadoanhnghi(p.T h i i : hat,nangl;rcs:ingtaociiadoanhnghi(p.Cachtiép cénnayclingdandenhanchénangl u c khoah oc vac o n g nghe’ccbiinc i i a doanh n g h i ( p T h é ba,mmdoduccd:to taociianguoil ao dong.Tie‘uchinaycouudiemd n a rachiso ho:inh ao hon vematcongngh(sovéritie‘uchidanhgiadnatrénpatang.Tuy va°ycii3tie’uchitre“nmoitiéuchidéucodie‘mmanhv:idie’myéunhfitd|nh Tiitterman,H (2004)thix:ied(inhdoanhnghi(pdiratréncongngh(mcriI : i doanhnghi( p d irpcth:inhl a p domotc é nh:inh o a c mo tn h o m n g u c r i c o tinhthan k i n h t h u o n g Nhfmgd o a n h nghi(p nhuv : i y duoct h a n h l a p d e k h a i th:iet r i t h u c c o n g n g h ( moivan h i r v f i y ch6ngdaut irmotc:ichmanhm e vaoNC&PT.Themnfra,ciicdoanhnghiépnaythamgiavaoth| triréingvoisir doimcricongngh(ciiachinhminh.Doanhnghi(pduoccorl a doanhnghiépd ;ratre‘ncongn g h ( m o i c h i m g n é o c h iingc h i t y é u d u p e s o hiiuv a q u : i n y b o i nhfrngngiroicotinhthankinhth ucmgdoclap Autio,E.(2000)thichorangdoanhnghi(pdupcgotladuatréncong ngh(mdiph:iidapring cacchi tiéu: -“inertth:inhlap”tucI:ikhfingqu:i5mm; diratrénvi(ckhaith:icmotph:itminhtie‘mnanghoacmotnangl ir e congngh(dac domotc:inh:inhoiicmotnhomcfinh:inthanh lap;va t i é u h a n h c : i c hoatd o n g nhunhfrng c f i n g vi(ctrongt o chucuomt a o hoa cc h u y é n chuyén giaocongngh(ngufintuc:ietochucircimtao TheoMcGeeandDowling(Canada)doanhnghi(pdirocgotladiratréncongnghemoinéu - hoatdongtrongkhucfingnghi(pCNCdoQuyKhoahocQuocgiax:icd]nh Trongnghiénc i i u c i i a minh,Bozkaya,A.vacongsu(2003)dnaradinhnghlave dnKH&CNladoanhnghie‘pin:isanph:innhoacd]chvucuanophuthuficchuyéuvaovi(c :ipdung t r i t h u c k h o a h o c h o a c t r i t h u c c o n g n g h ( , h o a c m o t d o a n h n g h i e‘pmac a c h o a t dongciianotheoduoimotthanhphfincong ngh(coynghianhul:imotngufinlotthecanhtranh C : i e d o a n h n g h i ( p n ay n é › i c h u n g ta)p trungvaoc : i c n g: i nh c o n g n g h i ( p n h i r h : i n g khfing,truye’nthong,congnghethongtin,co ngnghestnhhoc,diéntfrvakhoahocsusong/yduoc Phongthuongmaiv:icfingnghie’pAnhthix:icd]nhdnKH&CNI:idoanh nghi(p: - (moi)thanhlépchuaqu:i3nam; - b:inc h a t doiinert,thamg i a viioNC&PTco huéingtiépcfindenbiquyétkythufitho acl a thf›ngqu a nhfrngn o l ; r c cuachinhd o a n h n g h i ( p h o a c bé n t h f i bah o a c l a hp pdongNC&PT; - strd pngn h i é u v o n h o n ( x é t t u c i n g d ‹ › i ) s o void o a n h n g h i é p k h o i n g h i ( p t h o n g thuong /Vgo‹iirii,Autio,E.(1997)conphfinbi(tgifradoanhnghiépdiratrénkhoahpcvadoanhn ghi(p d iratréncon 8ºb³(.Theoongdoanlinglii(pdpatrénkhoahpcI:icéccl oanhnghiép sirdpngcécketquénghiénciiuccb:inba ng vi(cchuyenchungth:inlicéccfingnglengufin