Phát triển bền vững thị trường chứng khoán việt nam trong điều kiện hội nhập quốc tế

TRU&NG DAI HOC KINH TC QUOC DAN ôb Ê3 ã< NGUYEN MINH QUANG DAI HOC KINH TE QUOC DAN TRUNGTAM THONG TIN THU VIEN PHAT TRIEN BEN VUNG THI■ TRUONG CHUNG KHOAN VIET NAM TRONG DIEU KIEN ■ ■ HOI NHAP QUOC TE Chuyen nganh: KINH Tf CHINH TRI LUAN VAN THAC Si" KINH TE ■ ■ Ngtfdi hating dan khoa hoc: GS TS PHAM QUANG PHAN THS MO Ha Noi ~ 2008 MUC LUC DANH MUC CAC BI^U BANG, SO DO Ldl MO DAU CHUONG 1: CO sd LY LUAN VA THUC TlfeN VE PHAT TRIEN BEN VUNG THI TRUONG CHUNG KHOAN VIET NAM TRONG DI^U KIEN HOI NHAP QUdc TE 1.1 Nhung van de chung ve thi trudng chung khoan va sir can thiet phat trien ben vung thi trudng chung khoan Viet Nam 1.1.1 Ban chat va dac diem cua thi trudng chung khoan 1.1.2 Cau true va chtrc nang cua thi trudng chung khoan 12 1.1.3 Sir can thidt phat trien ben vung thi trudng chung khoan 19 1.2 Noi dung va cac nhSn to tac dong den sir phat trien ben vung thi trudng chung khoan Viet Nam dieu kien hoi nhap quoc te 24 1.2.1 Noi dung phat trien ben vGng thi trudng chung khoan Viet Nam 24 1.2.2 Cac nhan to tac dong den su phat then ben vung thi trucng chung khoan 36 1.3 Kinh nghiem phat trien ben vung thi trudng Chung khoan cua mot so quoc gia tren the gidi 42 1.3.1 Thi trudng chung khoan cac ndn kinh te chuyen doi 43 1.3.2 Kinh nghiem thi trudng chung khoan cac nen kinh te Chau a 48 1.3.3 Nhung bai hoc kinh nghiem nh2m phat then bdn vung thi trudng chung khoan Viet Nam didu kien hoi nhap quoc te 49 CHITONG 2: THUC TRANG PHAT TRIEN BEN VUNG THI TRUONG CHUNG KHOAN VIET NAM GIAI DOAN 2000 - 2007 51 2.1 Qua trinh hinh va nhung dac trimg cua thi trudng chung khoan viet nam 51 2.1.1 Su ddi cua thi trudng chung khoan Viet Nam va nhung tuu dat ducc 51 2.1.2 Nhung dac trung chu yeu cua thi trudng chung khoan Viet Nam dieu kien hoi nhap quoc te 53 2.2 Tinh hinh phat trien bdn vung thi trudng chung khoan Viet Nam thcri ky 2000- 2007 55 2.2.1 Hien trang nguon cung chung khoan cho thi trudng chung khoan Viet Nam 55 2.2.2 Thue trang cau va sir bien (tong gia ca tidn thi trudng chung khoan Viet Nam 67 2.2.3 Tinh hinh to chut, quan ly Nha nude doi vdi thi trudng chung khoan Viet Nam 79 2.3 Danh gia chung ve thuc trang PHAT trien ben vung thi trudng chung khoan Vidt Nam giai doan 2000- 2008 84 2.3.1 Nhung tiru dat diroc 84 2.3.2 Nhung ton tai, han che' va nguyen nhan cua nhung ton tai, han che' .87 CHU0NG: DINH HUONG VA CAC GIAI PHAP CO BAN NHAM PHAT TRIEN BfCN VUNG THI TRUONG CHUNG KHOAN VIET NAM TRONG Dlfiu KIEN HOl NHAP 89 3.1 Du bao va dinh hudng phat trien ben vung thi trudng churng khoan Viet Nam den nam 2020 89 3.1.1 Dinh hucng phat trien ben vung thi trudng chung khoan Viet Nam giai doan 2006-2010 va tarn nhin den nam 2020 89 3.1.2 Dinh hudng cu the cho phat trien ben vung thi trudng chung khoan Viet Nam den nam 2020, didu kien hoi nhap quoc te' 92 3.2 Cac giai phap chii ye'u nham phat trien bdn vung thi trucrng chung khoan Viet Nam didu kien hoi nhap quoc te' 97 3.2.1 Nhom giai phap tac dong tdi vide hoan thien the che'cua TTCK Viet Nam 97 3.2.1 Nhom giai phap hoan thien mo hinh to chtrc thi trudng chung khoan 101 3.2.3 Nhom giai phap tac dong ted dieu tiet quan he cung - cau cua TTCK Viet Nam 109 3.2.4 Nhom giai phap tang cudng quan ly nha nude doi vdi TTCK Viet Nam 113 KET LUAN 118 DANH MUC TAI LIEU THAM KHAO 119 DANH MUC CAC (Hl VIET TAT CPH Co phan hoa CTCK Cong ty chung khoan CTDTCK Cong ty dau tu chung khoan CTNY Cong ty Nien Yet CTQLQ Cong ty quan ly quy DN Doanh nghiep DNNN Doanh nghiep nha nude KTTT Kinh te thi trudng NDT Nha dau tu NHTM Ng an hang thuong mai QDT Quy dau tu SGD San giao dich SGDCK Sd giao dich chung khoan TPCP Trai phieu chmh phu TTCK Thi trudng chung khoan TTGDCK Thi trudng giao dich chung khoan TTGDCK Trung tarn giao dich chung khoan UBCKNN Uy ban chung khoan nha nude XHCN Xa hoi chu nghia DANH MUC CAC BIEU BANG, SO DO Bang 2.1 So luong DNNN da CPH - tfnh den 31/12/2007 57 Bang 2.2 Hoat dong dau thau trai phieu chmh phu tai Trung tarn giao dich chung khoan Ha Ndi nam 2007 62 Bang 2.3 Thue trang dau gia va IPO cua mot so Doanh Nghiep nam 2007 65 Bang 2.4 Tong so cong ty niem yet tvr nam 2000 - 2007 66 Bang 2.5 Di6n bien thi trudng va gia ca chung khoan nam 2000-2007 71 Scr 2.1 Co cau t6 churc - Quan ly thi trudng chung khoan Viet Nam 80 TREfd^G DAI HOC KIMI TE QVOC DAX ft» m =