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quy trình mở LC tại NHCT VN

2.1. Quy trình tài trợ xuất nhập khẩu tại một số Ngân hàng thương mại 2.1.1. Quy trình nghiệp vụ thư tín dụng nhập khẩu tại Ngân hàng TMCP Công Thương Việt Nam Bước 1: Tiếp nhận, kiểm tra hồ sơ LC    !"  !"#$%&'() !"#$%&'(*+ &, !"!+  !",-.,/ !"(0 !"*1#1& 23/.4&5+ !"/!+67 !" 823/.4&5+ !"&'(/!+6 !"9:1-5;5 8<+..4&5+#1&*1 !"#;,#$./25=>? ,(5=@+AB<C>?BD&E&'(#F) (-25G.,&'(.?>HIB5=EJ1KB EJ1?LEJ>@+#31F+.#G#4 7*'MN/O.?>HIB5=*>*1+P+&+ *,K&EJ"=<CAF@?$IQ&IR/ST&E#5; 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825=222\^* !"&'(>BFW&@?$>?0K?> H?43, !"..4, !"#h?4*`*1!+222\ ;+9!+9:(qq#4W&#%5;5) 8\$IB;%# Zl5o# Zl5G  !"#$%&'(15=# Zl"!'K&E.-@_W& @?$@?3#%;+# Zl"!') Bước 3: Thẩm định rủi ro độc lập và trình duyệt báo cáo kết quả thẩm định rủi ro (trường hợp phải thẩm định rủi ro theo quy định hoặc khi người có thẩm quyền phê duyệt yêu cầu) ,*:(qq/(h#D9:(qq) 2"@?#%Ds5+`t:?5= l*1h/&!]:2)su)at) Bước 4: Xét duyệt hồ sơ mở LC; Ký HĐTD, HĐBĐ (nếu có); Thực hiện công chứng, chứng thực đăng ký giao dịch bảo đảm đối với HĐBĐ, thực hiện các thủ tục giao nhận TSBĐ, hồ sơ TSBĐ FW&@?$>?&'( 2"@?#%Dv5+`t&lu)v u5+`w:?5=l*1h/&h!]:2)su)at:?#%$*1#1& $+?,:?5=*1#1&"E&h!]:2)at)aA/:2)au)as/:2)su)a`) Bước 5: Nhập các thông tin về KH, hồ sơ mở LC, TSBĐ; kiểm soát, giám sát việc nhập thông tin trên hệ thống INCAS /,*:(qq0(h#D9/9:(qq 2"@?#%Dt5+`w:?5= l*1h/&h!]:2)su)at) Bước 6: Chuyển hồ sơ về SGD để xử lý U6EJ  8,EJj+IL!+x&+QFZ.-&$<UV#4I6-*+ & US y ?#> z  { + y + z L| y  {  } ++ y  US y ?#> z  { &" } | y  {  } +.+ y + z  " { # z S { .S } X { + y S y ?" z  y 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BL+,(51& 8259aA?&!+.2*,EJ#3.>&3.4& 5+EJ3EJ^GK+?!+..,B*EJ !+!F/&;lB+,(/5=<C>? i+IL!+x&+Q,EJ!+$<UV + US y ?#> z  { B++ y ;+,‡Q&#Z.r&0 + US y ?S { " { 5k?+,!f?D,$+?Zh 5" z " { .+ y + z !f z  y +?#> } ++ y 0 + CX*1B*EJF!+!F;+.,5G*EJ F!+!F) 8<+.<UV+ z + z I6-/EXV•M€•2 q••~C•VLV•M€•2M2~(~2‚"5=ƒqU•~((#45+,E J*,G/#<„~i2/3Z%l.>&F+#"Cƒ2+., 5P) 8\3D+,/W*% !"#$%+,5=<C>? 6$<UV#]+,(51+?) Bước 11: Đóng hồ sơ LC nhập khẩu, kích hoạt hồ sơ LC nhập khẩu \F !"(.W 8C#F !"(.W#G.F&5,#$.!+ + (.W#G,*>>@+*+ &S,/?>H ,/'SI,3F# -n*c) + (#h+,/!]9D@,c/*,.+3) + (#h3J`u?5'>) + 2C?>H&'(J]+,*EJ#h651D "G) 8P(.9!f##F !"!+vu?.4J?3 ;+()-?/3,!?>H#F !"(.W/, !+Lj+IFZ.-&,EJ!+$<UV + UB?#$%#F !"(.W;+,‡Q&#Z.r&0 + CX*1\$%;+.,5G#F !"Q#$%;+., ) 8\],(+3DK3+#3`u?/ !"( 7#GR#F.F!# -*mX*1;+l'SI, 3F) 82C.Bn(55G.,#h @+*1h;+2CKF5+B"&D&K^+*>&+ *,1+#G!Bn(;+,>@+) ZD(.W 8.,FH,!6l(,IQ&IRB#$% ;+.,K5G(#h#FH.ZDD#4+,/!6+ #[/))j+IL<+x~&+Q!FZ.-&,EJ!+$<UV#4.Z DD( + UB?#$%.ZD !"(.W;+,0 + CX*1\$%;+.,5G.ZDQ?>H;+., ) 8<UV!f#FL.ZD !"(/,*, #FL.ZD(,B?*,GL*,F/3Z%l.>&F+#"Cƒ2 5]2i/EXV•M€•2q••~C•VLV•M€•2 q••~C•VLV•M€•2M2~(~2‚"5=ƒqU•~((3F#4+ .,) Bước 12: Lưu trữ chứng từ . 6$<UV#]+,(51+?) Bước 11: Đóng hồ sơ LC nhập khẩu, kích hoạt hồ sơ LC nhập khẩu F !"(.W 8C#F. Bước 2: Thẩm định/tái thẩm định, trình duyệt kết quả thẩm định/tái thẩm định LC 2W&#%L,W&#% !"&'(/.3@1W&#%L,W&#%

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