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Voltage-operated calcium channels in small cell lung carcinoma cell lines: pharmacological, functional, and immunological properties. Cancer Res 1990; 50:3892–3896. The Neuroendocrine Lung 57 6 Surgery for Differentiated Thyroid Cancer Ashok Shaha Memorial Sloan–Kettering Cancer Institute and Cornell Medical School, New York, New York, U.S.A. Arthur E. Schwartz Mount Sinai School of Medicine, New York University, New York, New York, U.S.A. 1 INTRODUCTION Thyroid cancer is fascinating in many ways. The wide spectrum of aggressiveness is extraordinary, ranging from differentiated malignancies in which most patients live out close to their normal lifespan, to anaplastic varieties that are almost universally lethal. Among many unique features of differentiated thy- roid cancer, two require special mention. Age is the most important prognostic factor. It is interesting to note that the mortality in patients with thyroid cancer in the younger age group is extremely low, while the mortality in elderly patients is quite high. There is no other human cancer that parallels this biologi cal behav- ior. This is the only cancer where age is included in the staging system. There is no Stage III and IV cancer in patients below the age of 45 (1–4). Another unique feat ure is that the presence of nodal metastasis has almost no prognostic bearing. This clin- ical behavior is not seen in any other malignancy. In the majority of cancers, the presence of nodal metastasis decreases the survival by almost 50%: in well-differ- entiated thyroid cancer, there is no apparent effect on outcome (5). Thyroid cancer is one of the most common endocrine neoplasms. M ost deaths are the result of medull ary or anaplastic thyroid tumors, rather than differentiated types. There appears to be a steadily increasing inci- dence in the United States, as well as an increased proportion of the disease in women; in the 1970s approximately 8000 new patients with thyroid cancer were seen, but the mortality remained steady at 1000 per year over the past two decades. In 2002 there were 20,700 new cases of thyroid cancer (15,800 women and 4900 men). During the same year there were 1300 deaths from thyroid malignancy (800 women and 500 men), suggesting that the prognosis is worse in men (6). The mortality of differentiated thyroid cancer remains low; most deaths are directly related to the high-risk group, generally elderly patients with poorly differentiated histology or locally aggressive tumors. There is considerable debate and controversy about the management of the disease. Although most patients with well-differentiated thyroid cancer do well, there is contention related to the extent of thyroidectomy and postoperative management. There are vigorous propo- nents of routine total thyroidectomy, whereas other authors recommend less than total thyroidectomy, depending on the prognostic factors and risk groups. Approximately 2000 new peer-reviewed papers are published every year on the subject of thyroid cancer, reporting a large worldwide experience. Most of these studi es are retrospective, with a substantial institu- 59 tional bias reflected in the conclusions. Prospective randomized studies, though strongly recommended by the American College of Surgeons Oncology Group, are difficult to undertake. The relatively benign course of the disease requires a large number of patients and a long duration of follow-up for a pro- spective randomized study. Hundahl et al. (2) recently reviewed the data from the National Cancer Data Base describing the de mographics of 53,856 patients seen over a period of 10 years from 1985 to 1995. Their review reports that during that period the incidence of papillary cancer was 78% while the incidence of fol- licular, medullary, and anaplastic thyroid malignancy is 13, 4, and 2%, respectively (Table 1). Our understanding of thyroi d cancer has improved considerably in the last two decades with various reports describing the prognostic factors and analysis of risk groups. Hay (7,8) from the Mayo Clinic and Cady (9– 11) from the Lahey Clinic have divided patients into low and high-risk groups. The mortality in the low-risk group was less than 2%, while the mortality i n the high-risk group was approximately 46%. Shaha et al. from Memorial Sloan-Kettering Cancer Center divided the patients into low, intermediate, and high-risk groups with mortalities of 1, 13, and 43%, respectively (1). 2 APPROACH TO THYROID NODULES It is almost always preferable to remove the entire thyroid lobe and isth mus than to perform an incisional biopsy or to remove a nodule; this is because of the difficulty of establishing a definitive diagnosis on frozen section (see Chapter xx). It is disheartening to receive a final diagnosis of malignancy several days after a frozen section has been reported to be benign—not an unusual occurrence. The surgeon who has initially performed only an incisional biopsy or partial lobectomy then faces the arduous task of excising the remainder of the lobe, with increased danger to the recurrent nerve and the parathyroid glands, as well as a higher incidence of local recurrence (12,13). It is far better to remove the entire lobe and isthmus at the initial procedure, eliminating the need to go back to a previously dissected area. If the opposite lobe later requires removal, the surgeon has a virgin field to explore and the best opportunity to preserve the para- thyroid glands and the recurrent nerve. 3 SPREAD OF THYROID CANCER NODAL AND DISTANT METASTASIS The spread of thyroid cancer can be divided into local extension, cervical and mediastinal lymph node involve- ment, and distant metastasis (14,15). It is interesting to note that even with a small or occult primary tumor, particularly in the adolescent t o 30-year age group, there may be bulky neck node metastases, whereas in elderly patients it is not unusual to find a large primary tumor without palpable neck disease. Distant metasta- ses, however, are more likely to be seen in advanced local disease or with massive nodal metastasis. The incidence of nodal meta stases ranges from 50 to 60%, while distant metastases are noted at the time of initial presentation in only 5% of patients. Most of the distant metastases, especially in papillary carcinoma, occur in the lungs. Follicular tumors may also present with disseminated metastases, especially to the bones of the pelvis and vertebral column (16,17). The incidence of clinically apparent neck node metastases in papillary thyroid cancer ranges from 15 to 50% (18). There is a rich lymphatic drainage from the thyroid gland with an extensive network of intraglandular lymphatics. Generally they follow the venous chan- nels, with the first echelon nodes appearing in the tracheoesophageal groove. Subsequently, patients often develop enlarged lymph nodes in the jugular chain or in the superior mediastinum. In addition, differentiated thyroid cancer is known to spread to contralateral jugular lymph nodes in approximately 10% of cases. The lower jugular or Level IV nodes (see Fig. 6) are commonly involved in patients with well-differentiated thyroid cancer; the majority of lymph node metastases are seen in the paratracheal Table 1 Incidence and Survival of Histological Types of Thyroid Carcinoma Histological type Incidence, (1985–1990) (%) 10-Year overall survival (%) Papillary 77.9 93 Follicular 14.2 85 Hu ¨ rthle cell a 2.7 76 Medullary 3.7 75 Undifferentiated/ anaplastic b 1.6 14 a Although the survival of patients with Hu ¨ rthle cell carcinoma closely matched that of patients with follicular carcinoma at 5 years, survival at 10 years was 9% lower, suggesting a marginally worse prognosis. b In this report, the 14% survival of anaplastic and undifferentiated carcinoma does not discriminate between the two types. Classic anaplastic carcinoma (giant and spindle cell tumors) has a survival that is much worse than undifferentiated types. Source: Ref. 2. Shaha and Schwartz60 and jugular chains. Superior mediastinal nodes are also frequently involved. Level I lymph nodes (in the submandibular and submental area), however, are rarely affected in differentiated thyroid cancer, with an incidence of less than 3% (19–24). 4 EVALUATING RISK GROUPS IN DIFFERENTIATED THYROID CANCER Before making any decisions regarding the extent of thyroidectomy, it is valuable to understand the prog- nostic factors and risk groups in thyroid cancer. The European Organization for Research on Treatment of Cancer (EORTC) initially defined variables such as age, sex, histological type, extrathyroidal extension, and distant metastasis in their report in 1979. A complicated scoring system was addressed in this review (25). Many prognostic systems are available, but essen- tially they all relate to the above features. Understand- ing the components of these indicators is important in the overall management of differentiated thyroid can- cer. Other prognostic factors such as DNA ploidy, p53 mutation, EGF receptor, and adenylate cyclase activity are reported, but these molecular prognostic factors are not useful in clinical practice at this time. Hay et al. from the Mayo Clinic defined the prognos- tic factors as AGES—age, grade of tumor, extrathy- roidal e xtension, and size of tumor (2,26). The grade of the tumor was difficult to interpret at many other in- stitutions; Cady et al. from the Lahey Clinic defined the prognostic factors as AMES—age, distant metastasis, extrathyroidal extension, and size of the tumor (9–11). The Mayo Clinic revisited the prognostic factors and defined the new system as MACIS—metastasis, age, completeness of resection, local invasion, an d size of the tumor (27). Completeness of resection is a critical prognostic factor; the goal of any surgical procedure should be to remove all gross tumor. Based on these prognostic factors, the Mayo Clinic and the Lahey Clinic divided the patients into low- and high-risk groups. The reviewers from Memorial Sloan-Kettering Can- cer Center formulated prognostic factors based on patient-related and tumor-related factors, dividing their patients into low, intermediate, and high-risk groups. The low-risk group included patients under the age of 45 with low-risk tumors, while the high-risk group included patients above the age of 45 with high-risk tumor. The intermediate-risk group was divided into two categories: young patients with aggressive tumors or older patients with less aggressive tumors. Long-term survival in the low, intermediate, and high-risk groups was reported to be 99 , 87, and 57%, respectively. Interestingly, when these data were reviewed for the patients in the low risk-group who died, it was found that all four had had aggressive histolological features that were not initially reported (28–30). These prognostic scoring systems are critical to sur- geons who selectively employ lobectomy or total thy- roidectomy for the management of differentiated cancer. For others who routinely perform total or near-total thyroidectomy without regard to risk group criteria, they offer a valuable prognostic indicator and the opportunity to evaluate the results of treatment. 5 PAPILLARY CARCINOMA Papillary, papillary-follicular carcinoma, and papillary variant of follicular carcinoma comprise about 85% of differentiated thyroid cancer and share the same prog- nosis (31–33). The realization that the follicular variant of papillary carcinoma is a form of papillary carcinoma rather than a follicular cancer, which has a less favor- able outlook, explains the erroneously better cure rates for follicular cancer in the older literatu re. Other rarer types of papillary carcinoma such as tall cell, insular, diffusely sclero tic, and columnar cell are more aggres- sive and usually present at a higher stage. Papillary cancers characteristically spread to neck nodes and at times to the lungs. Neck node metastases generally do not affect survival. The most critical prognostic feature is the age of the patient; those who are over 45 have a much poorer outlook than those who are younger. Small papillary carcinomas ( V1 cm), sometimes referred to as ‘‘occult’’ or microcarcinoma, have an excellent prognosis, but the outcome becomes worse as the size of the primary tumor increases; those >4 cm. in diameter have a distinctly decreased survival (34, 35). Extension of the tumor beyond the ca psule of the thyroid, invasion of adjacent tissues, or distant metasta- ses are adverse factors in the overall cure rates (36–38). 6 FOLLICULAR CARCINOMA These tumors are less frequent than the papillary type, comprising approximately 15% of thyroid cancers, and have a less favorable prognosis (39–41). The incidence increases in iodine-deficient areas. There is no evidence that benign follicul ar adenomas develop into cancer. The overwhelming proportion are nonfunctional and appear cold on radioactive scan. Surgery for Differentiated Thyroid Cancer 61 Follicular cancers are less likely to spread to regional lymph nodes and have a higher incidence of distant metastases than papillary cancer. Metastases presenting at the time of diagnosis portend a poor outlook; bone and lungs are the most frequent sites. The Hu ¨ rthle cell variant has been of special interest, with some authorities finding that they are more likely to metastasize, exhibit a more aggressive behavior, and have a decreased survival. This has been challenged by others who state that stage for stage they have the same outlook as other follicular cancers. In a recent study it was noted that, unlike other differentiated thyroid can- cers, nodal metastases augur a worse outcome (42–47 ). 7 EXTENT OF SURGERY FOR DIFFERENTIATED THYROID CANCER Microscopic cancer that does not influence the out- come of the disease is an important factor in the man- agement of differentiated thyroid cancer. The issue is whether or not it should be surgically removed. After years of contention it is now almost universally accep- ted that neck dissection is not indicated in patients with clinically negative nodes—even though a high percent- age are positive on microscopic evaluation. Contro- versy remains in regard to the extent of thyroidectomy required for differentiated thyroid cancer in relation to its frequent microscopic presence in the opposite lobe (30–50%). The major indications for total thyroidectomy include high-risk patients with high-risk tumors, young patients with bulky nodal metastasis, patients with gross disease in both lobes of the thyroid, major extrathy- roidal extension, or a preoperative diagnosis of poorly differentiated thyroid cancer (48). A thyroid malignancy in a patient with a history of radiation to the neck is also an indication for total thyroidectomy because of the risk of developing disease in the opposite lobe. Patients who present initially with distant metastasis are advised to undergo total thyroidectomy to facilitate radioactive iodine ablation. Authors who advocate routine use of total thyroid- ectomy point to the following (49): 1. The high incidence of microscopic disease in the opposite lobe (40–70%). Although clinical re- currence is 5% or less, it can be reduced by total thyroidectomy. 2. Total th yroidectomy permit s ablation of all thyroid tissue, increasing the sensitivity of early detection of pulmonary metastasis or other metastatic disease by radioactive iodine and monitoring with serum thyroglobulin levels. The location of metastatic disease and its treat- ment by RAI ablation becomes easier. 3. It removes the minimal possibility that anaplastic or poorly differentiated thyroid cancer could develop in the thyroid remnant. 4. Although many authors advocate a decision on whether to perform total thyroidectomy or lobectomy by the use of staging systems that define- high and low-risk categories, these clas- sifications are postoperative evaluations. Factors such as aggressive tumor pathology or the extent of local tissue invasion are not available pre- operatively. Distant metastases may not be ap- parent until postoperative radioactive iodine studies or thyroglobulin levels reveal them (50). Wong (51) states that when patients are treated by total or near-total thyroidectomy with postoperative radioiodine, the ‘‘benefit of improved survival is similar to that obtained by not smoking, or surgery for three- vessel coronary artery disease.’’ In a report on optimal treatment strategy in patients with papillary thyroid cancer, Esnaola et al. from the M.D. Anderson Cancer Center report that total thyroidectomy maximizes life expectancy in low as well as high-risk patients (31). Mazzaferri et al. advise that all patients with follicular carcinoma should have total thyroidectomy to facilitate postoperative ra dioiodine therapy, noting that most deaths are due to distant metastases (39). Others disagree, finding survival rates in low-risk patients with differentiated thyroid carcinoma essen- tially the same, whether treated by lobectomy or total thyroidectomy. There is general agreement, however, that high-risk patients or those who present with distant metastases should have total thyroidectomy and radio- iodine ablation. The proponents of les s than total thyroidectomy appreciate these logical points, but they base their treatment philosophy on the risk group analysis. The long-term results in the low-risk group are a survival of 99%; routine total thyroidectomy in this group does not appear to be warranted. The major argument for total thyroidectomy is the presence of microscopic disease in the opposite lobe, but the clinical appearance of recur- rent disease in the opposite lobe is less than 5%. Multi- centric microscopic disease is considered a ‘‘laboratory cancer’’ with no significant prognostic implication. Authors who favor hemithyroidectomy for low-risk cancer state that a minority of patients will require postoperative radioactive iodine. This would represent Shaha and Schwartz62 patients in the high-risk group, those with locally aggressive tumors, or poorly differentiated histology. These authors feel that for a patient presenting with a solitary thyroid nodule less than 1–1.5 cm in diameter and no other adverse features, lobectomy and isthmu- sectomy is effective treatment and usually the maximum surgical procedure necessary. Routine application of total thyroidectomy in every patient presenting with solitary thyroid nodule is probably unnecessary (1,48). 8 TECHNIQUE OF THYROIDECTOMY The complications of thyroid surgery are directly related to the extent of surgery and inversely propor- tional to the experience of the operating surgeon. Total thyroidectomy would be the treatment of choice for all primary thyroid malignancy if it were not for the risk of hypoparathyroidism and recurrent nerve injury. It offers the advantage of removing the prim ary lesion and all foci of malignant tissue within the thyroid gland. The elimination of the total thyroid parenchyma (which might require radioactive iodine ablation of any rem- nant) would enable the physician to monitor the patient for recurrence with radioactive iodine scanning and serum thyroglobulin levels. In practice, the benefits of total thyroidectomy mu st be weighed against a risk of permanent hypoparathy- roidism ranging up to 4–5% and the hazard of recurrent nerve injury of 1–3%. The usual extended course and good prognosis of well-differentiated thyroid carcinoma makes it difficult to select those patients who warrant the risk of total thyroidectomy. The initial approach for the surgery of differentiated thyroid carcinoma is total lobectomy on the side of the lesion with resection of the isthmus and pyramidal lobe. We emphasize visualization of the recurrent nerve and parathyroid glands. With experience it becomes possible to identify them and preserve their blood supply. Careful hemostasis is needed so that the distinctive appearance of the parathyroid glands will not be altered. The normal parathyroid is bean shaped, 3–6 mm. This is in marked contrast to the globular, oval or rounded appearance of a lymph node. The color is a dark yellow, tan, or brownish hue, different from the lighter yellow color of fat, or the darker gray, pink, or varying flesh tones of lymph nodes. It is usually cradled in a fat pad creating a distinctive combination. As the gland is manipulated, its color becomes darker because of vascular impairment, a feature not found with fat or lymph nodes. The thyroid incision is placed transversely across the neck below the cricoid and at least two fingerbreadths above the sternal notch (Fig. 1). Many surgeons outline the incision by placing a suture across a crease line in the neck, creating pressure, and then making the inci- sion in the depressed line. We prefer to carefully mark the midline and draw a line across the neck at a level that is measured and marked by a pen. A slightly upward curve is desirable. This has proved more pre- dictable for us than the string method. The use of a natural crease line in the neck is attractive if the line is horizontal, but if the natural line is oblique, such an incision becomes unsightly. A higher location in the neck produces a more pleasing appearance; an incision close to the sternum tends to spread. A position closer to the cricoid cartilage makes dissection of the upper portion of the recurrent laryngeal nerve easier than a lower one because of better exposure in the area where the nerve ascends below the cricothyroid muscle. A more superiorly placed incision also facilitates a cos- metic extension of the wound laterally and upward, should a neck dissection be required. Recently we have used the ‘‘harmonic scalpel,’’ an ultrasonic knife that seals as it cuts, as an adjunct in the performance of thyroidectomy. This instrument makes it possible to divide tissue without the need for ligatures. It is useful in dividing the superior pole vessels, transecting the ima vessels, and dividing the Figure 1 Placement of thyroid incision. Surgery for Differentiated Thyroid Cancer 63 thyroid isthmus a s the gland is separated from the trachea. Other portions of the operation are performed with traditional instrument s. A key to facile and elegant neck and thyroid surgery is to take advantage of tissue planes of the deep cervi- cal fascia. Elevating the superior and inferior flaps is almost bloodless if the layer just beneath the platysma is followed and dissected. The strap muscles, which are enclosed by the cervical fascia, can be cleanly separated from the thyroid by identifying this investing layer. The larynx, thyroid, trachea, pharynx, and esophagus are contained within separate compartments. A fascial layer also encloses the thyroid gland, facilitating its mobilization. The parathyroid glands have their own separately derived capsules that ease their separation from the thyroid. Good exposure is obtained by separating the strap muscles in the midline and retracting them laterally. Transverse division of the medial portion of the sterno- hyoid muscle near its insertion provides marked addi- tional increase in access. Since the muscles form an ‘‘A’’ shape, the additional incision at the narrowed space between their upper portions offers a geometric increase in visibility. The sternothyroid muscle is routinely divided completely for better visibility (Fig. 2). If the tumor is large or inaccessible, there should be no hesitation to completely divide the strap muscles transversely at their lower third. At the end of the procedure sternohyoid muscles are repaired. We have found it unnecessary to reapproximate the sternothy- roids. If the strap muscles are adherent to the thyroid gland, especially to the tumor, they are resected with the gland. It is not unusual for malignant disease of the thyroid to penetrate the musculature. After the thyroid gland is exposed, the middle thy- roid vein is divided. This vessel drains directly into the jugular vein; failure to liga te it securely may risk hem- orrhage that would make it more difficult to identify the parathyroid glands and recurrent nerve. It is then possible to mobilize the thyroid lobe—often by blunt dissection. The next goal is the division of the upper pole vessels. The thyroid lobe is first retracted downward and laterally to expose the superior pole vessels. Visualizing the cricothyroid muscle is the key to safe dissection of the upper pole. It is often helpful to divide the cricothy- roid branch of the superior thyroid artery to gain access to the space between the cricothyroid muscle and upper pole vessels (Fig. 2). By clearing this space and placing a curved clamp from medial to lateral beneath the upper pole vessels, it is possible to avoid injury to the cricothy- roid muscle’s close companions: the superior and recur- rent laryngeal nerves. The superior lary ngeal nerve, which may be close to the vessels or even accompany them, is best preserved by awareness of its presence, isolating and dividing the superior pole vessels individ- ually close to the upper pole of the thyroid. Sometimes the nerve can be seen as it descends with the vessels and on to the cricoid muscle, but usually it is not visualized (Fig. 3). A recent study showed that identification and dissection of the superior laryngeal nerve offered no better protection from damage than simply transecting the superior vessels close to the thyroid (52). We prefer to divide the superior pole vessels initially because it increases the mobility of the thyroid lobe, facilitating exposure of the parathyroid glands and recurr ent nerve. Rotating the thyroid lobe medially and pulling it upward stretches the nerve, aiding in its identification and dissection. It also makes it easier to look for a superior pa rathyroid gland or a suggestive fat pad posterior and lateral to the upper pole (Fig. 3). When not present in its classic position, it is often located lower, close to the main trunk of the superior thyroid artery, or a centimeter or so above the inferior thyroid Figure 2 Exposure of the thyroid gland. The medial third of the sternohyoid muscle has been divided to provide greater access to the thyroid gland, particularly the upper pole. Transection of the sternothyroid muscle, as diagrammed, will offer direct and easy access of the thyroid lobe and the superior pole vessels. Division of the cricoid branch of the superior thyroid artery offers increased exposure to the space between the cricothyroideus and the superior pole of the thyroid. (From Ref. 13.) 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