Nghiên cứu phối hợp esterase và hệ enzyme thủy phân từ nấm trong chuyển hóa phụ phẩm công nông nghiệp để thu nhận bioethanol tt tiếng anh

INTRODUCTION I The necesssity of the dissertation Currently, energy demand is always a problem for any country in the world Among the alternative energy sources currently in use (wind, solar, nuclear energy, etc.), bioenergy is an inevitable development trend, especially in agricultural countries which are importing fuel Based on production materials, the bioenergy can be divided into generations: Generation I (from starch such as corn, cassava, sugarcane), Generation II (from plant biomass such as rice, corn, wheat stalks, bagasse), Generation III (from microalgae species) and Generation IV - advanced fuel (based on biochemical, chemical, thermal and chemical changes) They are divided into three groups: biodiesel, biogas and bioethanol However, bioethanol is a great concern because the government issued a decision to use E5 bio-fuel (5% bioethanol) to replace RON 92 petrol nationwide on January 1, 2018 Therefore, the demand for bioethanol production and consumption is increasing The production of bioenergy in general and bioethanol according to Generation I from starch sources (cassava, corn) and sugar (sugarcane) is very popular Besides, bioethanol is also produced from lignocellulose according to the second generation This source of materials mainly includes: wood, rice straw, bagasse, corn stalks are the biomass with the most common lignocellulose composition among lignocellulose-rich agricultural by-products (ABP) However, this material source is not used effectively but mainly by traditional methods such as mushroom farming, animal feed, composting for fertilizer, burning Therefore, taking advantage of this substrate sources to produce bioethanol is an appropriate solution, especially for countries with agriculture like Vietnam Although the source of lignocellulose is very popular, it is difficult to effectively utilize this biomass source for the production of higher value products mainly due to the complex structure of lignocellulose, difficult to convert biochemicals Therefore, the task of finding the right solution to effectively convert the material into a useful form of energy is becoming increasingly urgent Traditional methods can use chemical (acid/alkaline) or physicochemical (grinding/explosive steam) However, one of the new ways to solve this task is to use biological catalysts (enzymes from fungal species), which are known to have an efficient catalytic enzyme system that helps them decompose well lignocellulose to release sugar units needed for bioethanol fermentation However, in general lignocellulose hydrolysing enzymes are weak when used directly on the crude substrate and the efficient conversion of catalysts requires a combination of enzymes with synergistic effects Based on the above reasons, we conducted a research project entitled "Research on the combination of esterases and hydrolases from fungi to convert agro-industrial by-products into bioethanol" using a mixture of suitable enzymes ("enzyme cocktail") includes esterases (acetyl esterase and feruloyl esterase), hydrolases and/or oxidative enzymes from fungi to decompose complex polymer structures to ferment bioethanol The production of bioethanol from biomass of AIBP on the one hand takes advantage of raw materials to replace traditional raw materials (eg cereals, corn, cassava), on the other hand forms a clean energy source to help solve the problem of environmental pollution caused by burning or processing according to traditional methods, and does not affect the national food security This is also one of the key stages of generation II in fermentation technology of bioethanol Objectives of the dissertation Currently, the ability to convert raw materials from lignocellulose-rich biomass by traditional methods has many limitations Therefore, the objective of the thesis is to exploit a variety of biocatalysts (hydrolases) from fungi to efficiently convert lignocellulose-rich biomass from ABP into sugars (C5 and C6) capable of fermenting for bioethanol production The thesis uses "enzyme cocktail" synergistic catalyst to increase the ability of biological transformation Therein, the study used carbohydrate esterase [feruloyl esterase (FAE), acetyl esterase (AE)] to coordinate with main circuit attack enzymes (cellulase/xylanase) and branched circuits to hydrolyze lignocellulose structure In order to increase bioavailability, a second objective is to study the use of a mixture of enzyme ("enzyme cocktail") and to assess the possibility of converting monosaccharide into bioethanol by "enzyme cocktail" Content of the dissertation To achieve the above objectives, the main research included: - Isolation, screening and selection of fungal strains which are carbohydrate esterase [feruloyl esterase (FAE), acetyl esterase (AE)] biosynthesis capable - Biosynthesis and purification of FAE and AE from the culture medium and characterization of purified enzymes - Transformation of lignocellulosic material into monosaccharide (hexose and pentose) capable of fermentation using single enzymes and enzyme cocktails cellulase/xylanase and esterase - Optimizing the process of transformation and research on the production of bioethanol from transformation process in laboratory-scale New contributions of the dissertation - 44 species belong to Basidiomycota and Ascomycota isolated in Vietnam were screened for their ability of carbohydrate esterase (feruloyl esterase, acetyl esterase) production - Feruloyl esterase from Alternaria tenuissima and acetyl esterase from Xylaria polymorpha were firstly purified from lignocellulose-rich cultures Of which Alt.tenuissima feruloyl esterase (AltFAE) has molecular weight (Mw) of 30.3 kDa and specific activity of 11.2 U/mg protein While X.polymorpha (XpoAE) acetyl esterase has Mw of 44 kDa and specific activity of 13.1 U/mg These two enzymes are highly stable at temperatures of 40 to 45ºC and pH 5.0-5.5 - Above purified carbohydrate-esterases in combination with the commercial cellulases (“enzyme cocktail” with cellulase/xylanse activities) were compositionly optimized and used for the conversion of the raw plant-biomass (bagasse cane, rice straw, meals wood, seaweed …) into fermentable monosaccharides sugar Of which bagasse cane was chose as the most suitable substrate for C5/C6 monosaccharides production (glucose, xylose) with the efficiency of 49.8% - Evaluated the ability of fermentation of enzymatically hydrolyed C5/C6-sugars to produce bioethanol by Saccharomyces cerevisiae with the efficiency of 79.8% according to the theory The scientification of the dissertation In addition to the production of bioethanol from starch (cassava, corn) and sugar (sugarcane), bioethanol can be produced from lignocellulose Lignocellulose is the most common biomass in the biosphere Bioethanol production from lignocellulose is a good solution especially for countries with agriculture like Vietnam Annual domestic agro-industry production of hundreds of millions of tons of lignocellulose-rich by-products is an extremely abundant source of raw materials for clean energy production, on the other hand addressing the problem of environmental pollution caused by not being treated or exclusion by traditional methods Published literatures and our experience show that lignocellulase are generally weak when used directly (not processed) on raw substrates This can be overcome by using “enzymes cocktail” that include hydrolase and/or oxidative enzymes so that they play an important role in finding new enzymes with high bioactivity of complex polymeric structures In addition to, screening of enzymes by micro-organism culture and useful properties The thesis is not intended to address the whole process of converting crude biomass into biofuel whose main objective is to exploit and use bio-diversity of fungus and optimize it for converting biomass into sugar capable of fermenting This is also one of the key stages of generation II in the generation of bioethanol Dissertation frame The dissertation consists of 163 pages with 21 tables, 58 images,143 references The structure of thesis: Introduction (4 pages), Chapter 1: Overview (39 pages), Chapter 2: Materials and methods (26 pages), Chapter 3: Results and discussion: (67 pages), Conclusion (2 pages), List of published literatures (1 page), References (13 pages), Appendix (39 pages) II CONTENT OF THE THESIS The introduction discusses the scientification, novelty, mission and content of thesis Chapter Overview This section presents: - An overview of lignocellulose-rich agricultural by-products (ABP), which describes the origins, current status of ABP use in Vietnam in general and the origin, current status, environmental issues from bagasse in Vietnam in particular - Transformation of lignocellulose-rich materials by biocatalysis It highlights the mechanism of enzyme metabolism in lignocellulose hydrolysis, enzymatic source from diverse fungi in Vietnam, lignocellulose enzyme from fungus and the role of carbohydrate esterase in lignocellulose hydrolysis - An overview of bioethanol production and bioethanol research and production domestically and internationally Chapter 2: Materials and methods 2.1 Microorganism - Fresh mushrooms collected from Cuc Phuong National Park (Ninh Binh) are used for fungal isolation, screening and purification of hydrolases for research - Some fungal strains are colected from strains stored in the Experimental biology laboratory, Institute of Natural Products Chemistry - Commercial enzymes that purified from Trichoderma reesei (carboxymethyl cellulase and glucuronone xylanase; 1-1.6 U/mg, Cell/Xyl, AB Enzyme, Darmstadt, Germany) optimized for pH 5.0-5.5 and temperature is 40-45ºC - Saccharomyces cerevisiae SH1 is supplied by the Department of environmental microbiology, Institute of Environmental Technology 2.2 Research methods 2.2.1 Microbiological methods: fungal isolation; culture and preservation of yeast; bioethanol fermentation 2.2.2 Identification of fungus: identification by anatomical method; identification by molecular biology method 2.2.3 Screening for esterase enzyme activity and selection of fungal strains 2.2.4 Evaluation of acetyl esterase and feruloyl esterase assay 2.2.5 Optimization of esterase biosynthesis 2.2.6 Purification of enzyme, SDS-PAGE and In-Gel Digestion 2.2.7 Biochemistry method: TLC; High performance liquid chromatography (HPLC); Identification of peptides by mass spectrometry (MS); Reducing sugar by dinitrosalicylic acid method (DNS); processing of materials (by alkaline, acid and heat); Determination of bioethanol content 2.2.8 Bio-metabolism of lignocellulose-rich materials 2.2.9 Experimental planning method 2.3 Develop research diagrams 2.3.1 Diagram of fermentation conditions for experimental optimal models 2.3.2 Diagram of hydrolysis sugarcane bagasse by using physicochemical method combining "enzyme cocktail" 2.3.3 Diagram of bioethanol fermentation conditions Chapter 3: Results and discussion 3.1 Isolation and screening of fungi 44 fungi, which included 13 families, were identified and species names, fungal taxa isolated from fungal samples collected from Cuc Phuong (Ninh Binh) 3.1.1 The Basidiomycota Polyporaceae family: Coriolus unicolor, Tyromyces lacteus, Trametes insularis, Tr cons, Tr gibbosa, Hexagonia apiaria, Nigroporus aratus Ganoderma family: Ganoderma komingshegii, G applanatum, Ganoderma sp Coriolaceae family: Poria versipora Marasmiaceae family: Campanella junghuhnii, Marasmius maximus Family of Agaricaceae: Coprinus disseminates Mycenaceae family: Mycena galericulata Auriculariaceae family: Auricularia delicate Hymernochaetaceae family: Inonotus substygius, Polystictus didrichsenii Hygrophoropsidaceae: Hygrophoropsis aurantiaca 3.1.2 The Ascomycota Xylariaceae family: Xylaria polymorpha, X carpophila, Hypoxylon monticulosum (CP629), Rosellinia sp (CP564), Nodulisporium sp (CP582) Helotiaceae family: Bisporella citrine Pleosporaceae family: Alternaria tenuissima (SP66) Bionectriaceae family: Bionectria sp (CP587) 3.2 Esterase biosynthesis and the selected fungal strains 3.2.1 Screening of Feruloyl esterase activity The feruloyl esterase synthesis of the 44 fungal species selected was evaluated by the ethyl ester (ethyl 4-hydroxy-3-methoxycinnamate) cleavage on agar plates Alt.tenuissima SP66 for high feruloyl esterase activity should be selected for subsequent studies to determine culture conditions such as cultivation-time, substrate/carbon source, nitrogen source, temperature and pH 3.2.2 Screening of acetyl esterase activity After fermentation of 44 fungal species, centrifugation used to remove biomass and other components and then determine acetyl esterase activity (AE) by ability of p-nitrophenyl acetate hydrolysis X.polymorpha A35 should be selected for further studies due to high acetyl esterase activity After screening activity of feruloyl esterase and acetyl esterase, two highly active fungal species Alt.tenuissima SP66 and X.polymorpha A35 were selected Then studies on optimum fermentation conditions for enzyme synthesis, purification and characterization of AE and FAE as well as the use of enzymes for lignocellulose catalytic conversion will be carried out 3.3 Identification of fungi by molecular biology method SP66 A35 SP66 A35 M A B Figure 3.1 (A) Total DNA electrophoresis on 1% agarose gel and (B) PCR product of SP66 and A35 From the classification results by molecular biology method and morphological analysis method, it can be concluded that the fungal isolate SP66 is the Alternaria tenuissima SP66 in the family Pleosporaceae and the A35 fungal strain is Xylaria Polymorpha A35 in the family Xylariaceae 3.4 Kinetics of biosynthesis of esterase Optimization of the acetyl esterase and feruloyl esterase biosynthesis of the two strains of X polymorpha A35 and Alt.tenuissima Sp66 as follows: Acetyl esterase enzyme activity: X.polymorpha A35 cultured on a basic medium supplemented with straw substrate, nitrogen source is pepton, culture time is 10 days, temperature is 25ºC, pH 7, stirring rate 200 rpm, then the highest acetyl esterase activity was 135.4 U/l Feruloyl esterase enzyme activity: Alt.tenuissima was cultured on a basic medium supplemented with straw substitute, culture time is 12 days, temperature is 25ºC, pH 7, stirring rate 200 rpm, then the highest acetyl esterase activity was 1154.4 U/l 3.5 Purification of enzyme from culture medium 3.5.1 Purification and properties of esterase from X polymorpha A35 (XpoAE) Crude enzyme extraction from culture medium after weeks was concentrated by ultrafiltration (10 kDa cut-off filter) Then, the enzyme protein which expresses the XpoAE activity for the pnitrophenyl acetate substrate is purified by liquid chromatography The first step of the protein elution was carried out via an anaerobic DEAE Sepharose anion exchange chromatograph and the results were obtained by three active fractions of XpoAE (Sections I, II and III) The eluent volume of the highest enzyme activity fraction (III) was added to the SuperdexTM 75 column After the gel filtration chromatography step, XpoAE enzyme activity fraction was collected (Figure 3.2) After purification, the amount of purified enzyme protein was 20.6 mg, equivalent to 27 U and 26.8% efficiency with purity of 18.3 times This purified enzyme fraction is used for further studies of enzymatic protein properties as well as the in vitro transformation of lignocellulose-rich material (Table 3.1) 270 Absorption(280nm NaCl(M) ) 225 0.6 135 0.4 90 0.2 45 1.6 1.2 0.8 0.4 Figure 3.2 Purified X.polymorpha A35 acetyl esterase via liquid chromatography steps (A) DEAE Sepharose anion exchange chromatography and (B) SuperdexTM 75 gel filtration chromatography; (─) absorption at λ = 280 nm and (●) XpoAE activity on p-nitrophenyl acetate Table 3.1 Purification of the acetyl esterase activity Purification steps Crude extracts 30-10 kDa filter DEAE Sepharose (Faction III) SuperdexTM 75 Physical-chemical properties of AltFAE: The SDS-PAGE of faction III via the purification steps above shows a protein band corresponding to XpoAE with MW = 44 kDa after staining with a colloidal blue Staining Kit IEF electrodes showed two adjacent protein bands with pI values of 3.5 and 3.6 respectively (Figure 3.3) The physical and chemical characteristics of XpoAE correspond to the characteristics of published AE (34-56 kDa) Figure 3.3 Purified protein (1,3) expresses acetyl esterase activity (XpoAE) on SDS-PAGE (A) and IEF (B) gel cartilage; (2,4) protein maker Optimal temperature and pH: To determine the optimal reaction temperature, the reaction between the purified XpoAE enzyme and the p-nitrophenyl acetate substrate is carried out at a temperature of 35-70°C Results showed that the XpoAE activity increased from 40% at 35°C to the maximum at 42°C (100%) Then, as the temperature increased, the activity of the enzyme decreased to 51% at 61 ° C (Fig 3.4-A) The pH value is in the range of 5.0-5.5 Relative activity 120 120 Relative activity (%) Relative activity (%) decreases from 100% at pH 6.5 to 57% at pH 7.0 (Figure 3.4-B) 100 80 60 40 80 60 40 20 20 0 A 100 4,5 5,5 6,5 35 B Value pH 40 42 45 50 60 70 Temperature( C) Figure 3.4 Effects of temperature (B) and pH (A) on the activity of XpoAE from X.polymorpha A35 Thermal stability and pH of enzyme XpoAE: Enzymes are relatively stable at 40 C after hours of incubation After that, the activity decreased by more than 50% when incubated for hours and longer Enzyme activity decreased rapidly at 60 0C and lost most of the activity after hour of incubation at this temperature Purified enzymes show active stability at pH 5.0 but lost over 90% of the activity during hour incubation under strong acid conditions (pH 3; Figure 3.5) Purified XpoAE enzyme from X.polymorpha A35 is relatively stable at a temperature of 40-42°C at pH Relative activity (%) Time (hours) Time (hours) Figure 3.5 The purity of acetyl esterase from X.polymorpha A35 (XpoAE) at different temperature o o conditions (A) and pH (B): (A): ♦ 40 C, ▲60 C; (B): ▲ pH 3, ● pH 5, ♦ pH 3.5.2 Purification and properties of feruloyl esterase from Alt.tenuissima SP66 (AltFAE) Crude enzyme from the culture medium after weeks was cut-off kDa, through which small molecular weight proteins and impurities were also removed Then, the enzyme protein expresses the feruloyl esterase activity for methyl ferulate substrate by purification by liquid chromatography The first step in the protein elution process is carried out via the DEAE Sepharose anion exchange chromatograph After the first step of purification, the purity increased slightly (from 1.4 times) but most of the pigments (possibly polyphenolic compounds) were removed from the target FAE active protein The total elution volume of the highest enzyme activity fraction was added to the SuperdexTM 75 column The highest purification efficiency at the gel filtration step, expressed in purity, increased from ~ 12 to ~ 30 times with performance ~ 44%) Meanwhile, using strong anionic chromatography (Q Sepharose; Figure 3.6) in the next step the purity increased to 35.8 times, but the amount of protein and total activity corresponding to the purified efficiency decreased to nearly ½ (last performance was 28.9%; Thus, the final purification step is required for basic research (requiring maximum purity), in the AltFAE enzyme study of Alt.tenuissima SP66 can be used immediately after gel filter chromatography to ensure AltFAE activity (U/ml) high recovery efficiency and save time and costs Extraction of crude enzyme by ultrafiltration: After culture under appropriate conditions on solid and liquid medium, the enzyme will be pre-filtered through crude and filter paper (GF6 and RC 55, WhatmanTM, China) Activated esterase enzyme is centrifuged at 5.000-10.000 rpm and 10 and 30 kDa cut-off ultrafiltration (LongerPump K235 with UFP 30MW membrane, Amersham BioScience, Westborough MA, USA, or Vivaflow200, 10MW Polyethersulfon membrane, Sartorius, Goettingen, Germany, or amicon Ultra Centrifugal Filters, 5MW, Millipore, Bedford, USA) at 11ºC Purification of enzyme by chromatography: To obtain pure acetyl esterase from X polymorpha A35, the crude enzyme expressing the esterase activity was purified by ion exchange chromatography and gel filtration chromatography using DEAE Sepharose and SuperdexTM columns 75 (GE Healthcare, Freiburg, Germany) The first step was performed on the DEAE Sepharose ion exchange column at pH 4.5 with 50 mM Na-acetate Buffer After filtration, the active fractions can be obtained with 86.0 mg of active protein AE (43.2 U) The next step is to use gel filtration chromatography through SuperdexTM 75 at pH 6.5 with 50 mM Na-acetate buffer and 100 mM NaCl acetate, active fraction acetyl esterase (for p- nitrophenyl acetate substrate) The enzyme activity fractions were mixed, concentrated and dialyzed through 10 kDa filter as above with 10 mM Na-acetate buffer and stored at -20°C After purification, 20.6 mg of enzyme/batch was obtained, and the total enzyme activity was 270 U Protein after each step of ultrafiltration and chromatography was measured for activity, purity and molecular weight determination by SDS-PAGE (Novex Xcell SureLock mini cell; Laemmli 1970) and Native-IEF (Novex IEF gel ) (Figure 3.11) 13 Fungal culture broth X polymorpha A35 (5 L liquid and 2-3 kg solid, total protein 1408 mg) Centrifuged fermentation Extract solid Ultrafiltration 30kDa cut-off (1000 mL) Ultrafiltration 10kDa cut-off (872 mg protein) DEAE Sepharose column Determination of enzyme activity; protein quantification - Vacuum filter (Whatman GF6) - Centrifugal 5000 rpm for 10 minute SuperdexTM 75 column Acetyl esterase Purification (20,6 mg protein, 270 U enzyme) Figure 3.11 Process of extracting and purifying acetyl esterase from culture medium X polymorpha A35 14 + Feruloyl esterase from Alternaria tenuissima SP66 (AltFAE) The biosynthesis and purification process of esterase followed the main steps: Fungal culture and enzyme biosynthesis on the medium (5 L/batch): Alt.tenuissima SP66 was cultured on the following medium, supplemented with straw substrate, culture time of 12 days at 25°C, pH in 1000 ml Erlenmeyer flasks or on AmAr fermentor (Mumbai, India) under aeration and continuous shaking 200 rpm Extraction of crude enzyme by ultrafiltration: After culture under optimum conditions, the enzyme will be preliminarily filtered through coarse and filter paper (GF6 and RC 55, WhatmanTM, China) The extraction of esterase was excluded mycelium and substrates by centrifuging at 5.000-10.000 rpm and 10 and 30 kDa cut-off (UFP 30MW, Amersham BioScience, or Vivaflow200, Polyethersulfon 10MW, Sartorius or 5MW, Millipore) at 11 oC Purification of the enzyme by chromatography: The crude extraction of esterase was purified by ion exchange chromatography and gel filtration chromatography using DEAE Sepharose, Q sepharose and SuperdexTM 75 columns (GE Healthcare, Freiburg, Germany) with Na-acetate elution buffer (10mM, pH 4.5), NaCl (0-1M) and Superdex 75 column, Na-acetate Buffer (50mM, pH 6.5) Soluble proteins were directly determined using probes at λ = 280nm or by colorimetric method according to Bradforf (1976) at λ = 590/450nm The Fractions containing the esterase activity were mixed, concentrated to remove water and reconstituted with 10 mM Naacetate Buffer, pH 6.0 Samples are kept at -20ºC The final purification step was performed with anion exchange column at pH 5.0 with 50 mM Na-acetate Buffer From 5L fermentation after purification yield 13.5 mg protein and total activity 151.2 U Protein after each step of ultrafiltration and chromatography was measured for activity, purity evaluation and molecular weight determination by SDS-PAGE (Novex Xcell SureLock mini cell; Laemmli 1970) (Figure 3.12) 15 Fungal culture broth Alt.tenuissima SP66 (5 L; total protein 1673 mg) - Vacuum filter (Whatman GF6) - Centrifugal 5000 rpm for 10 minute DEAE Sepharose column SuperdexTM 75 column Anion-exchange Q Sepharose Determination of Ultrafiltration 10 kDa cut-off (500 mL; protein 259,5 mg) enzyme activity; protein quantification Extract solid Feruloyl esterase Purification (13,5 mg protein; 151,2 U enzyme) Figure 3.12 Process for the extraction and purification of feruloyl esterase enzyme from fermentation media of Alt.tenuissima SP66 3.6 Screening of lignocellulose-rich substances in biotransformation Carrying out a post-transformation degradation of substrates: raw straw (RR), agasse (MIA), coffee grounds (CAF), meal wood (MG), seaweed (RT) (XpoAE, AltFAE and Cell/Xyl) according to different experiments in 24h, at 40ºC on TLC plate chromatography 16 Reduced sugar content (mg /g) Figure 3.13 Smears appear on thin sheets standard substances are fermentable reducing sugars Glucose (Rf (Glu) = 0.34), galactose (Rf (Gla) = 0.28), xylose (Rf (Xyl) = 0.48) and mannose (Rf (Man) = 0.325) Composition, reducing sugar content after bio-transformation: Use thin-layer chromatography (TLC) to determine smear of monosaccharide (reduction sugar) in the solution after transformation by enzyme mixture (XpoAE, AltFAE and Cell/xyl) on substrates: raw straw, bagasse, coffee grounds, meal wood and seaweed (the thin sheets appear the bold smears of monosaccharide and the highest total reduction sugar obtained 154.7 mg/g) 180 160 140 120 100 80 60 40 20 AltFAE XpoAE Cell/Xyl XpoAE + AltFAE & AltFAE & Cell/Xyl, Cell/Xyl XpoAE Cell/Xyl AltFAE & XpoAE Enzyme cocktail Figure 3.14 The total reducing sugar formed after sugarcane bagasse conversion by single enzymes and "enzyme cocktail" 3.7 Optimization of “enzyme cocktail’’ by experimental planning Applying the experimental planning to optimize the conditions of the “enzyme cocktail” that convert bagasse (10%, w/v) to fermentable sugars is kept at 40ºC, pH in 48 hours Using a flexible nonlinear scheduling algorithm, the recovery equation describing the efficiency of hydrolysis (expressed as the total reduction sugar) depends on the composition of the transformed enzymes Cell/Xyl (x1), AltFAE (x2), XpoAE (x3): y = 206,946 + 29,954x1 + 5,501x2 + 7,323x3 + 2,288x2x3 – 7,011 x12 From there, the optimal cocktail (U) activity for the metabolism is determined as follows: Cell/Xyl: 100/160 U/gds; AltFAE: 7.56 U/gds and XpoAE: 10.8 U/gds 17 3.8 Combination of chemical treatment to improve efficiency 3.8.1 Combined with alkaline bagasse and "enzyme cocktail" Combination of alkaline and "enzyme cocktail" in bagasse treatment: improve efficiency on treatment of sugarcane bagasse before hydrolysis with cocktail under optimum conditions Bagasse was treated with NaOH at different concentrations Table 3.4 Total reducing sugar after treating bagasse by alkaline and "enzyme cocktail" No NaOH (M) 0,1 0,15 0,2 0,25 0,3 0,35 0,4 0,5 Bagasse (10%; w/v) is crushed and incubated with NAOH solution in 2.5 hours at 85ºC The conversion process use "enzyme cocktail" (100U Cell/Xyl/gds, 7.56U AltFAE/gds, 10.8U XpoAE/gds), incubated in 48 hours, at 40ºC, pH 5.0 The data presented is the average of two repetitions 3.8.2 The combination of acid and "enzyme cocktail" hydrolysis of bagasse Table 3.5 Total reducing sugar after treating bagasse by acid and "enzyme cocktail" ( H2SO4 No (C%) 0,05 0,1 0,15 0,2 0,3 0,4 0,5 0,6 Bagasse (10%; w/v) is crushed and incubated with H 2SO4 solution in 2.5 hours, at 85ºC The conversion process use "enzyme cocktail" (100U Cell/Xyl/gds, 7.56U AltFAE/gds, 10.8U XpoAE/gds), incubated in 48 hours, at 40ºC, pH 5.0 The data presented is the average of two repetitions ( 18 3.8.3 The combination of bagasse treatment by heating equipment and "enzyme cocktail" Table 3.6 The total reducing sugar content after treatment with heating equipment and enzyme Total reducing sugar content (mg/g) Bagasse (10%; w/v) is finely crushed and soaked in distilled water, treated with a heating device, at 121ºC in 30 minutes, atm The conversion process of bagasse using “enzyme cocktail” (100U Cell/Xyl/gds, 7.56U AltFAE/gds, 10.8U XpoAE/gds), the reaction was incubated in 48 hours, at 40ºC, pH 5.0 The data presented were average of two repetitions 3.8.4 The content of monosaccharide in solution after conversion Table 3.7 Carbohydrate content after biological conversion ( Enzyme Cell/Xyl, AltFAE Unknown & XpoAE In the treatment with alkaline, acid, heat combined with hydrolysis of "enzyme cocktail" mixture (Cell/Xyl, AltFAE & XpoAE) Determining the method of treating bagasse with dilute H2SO4 (0.1%) at 85ºC, in 2.5 hours incubation combined with hydrolysis with "enzyme cocktail" for the best effect with total reducing sugar reaching 319.5 mg/g substrate Results of concentration analysis of monosaccharide in post-conversion solution by highperformance liquid chromatography (HPLC) system determined that concentration of glucose and xylose in pretreatment of bagasse with dilute H 2SO4 (0.1%) combined with enzyme cocktail (Cell/Xyl, AltFAE & XpoAE) reached 195.4 mg, respectively and 60.4 mg/g and the contents of other fermentation sugars are 18% 3.9 Study of bioethanol production 3.9.1 Fermentation media Nutritional sources are one of the factors that directly affect the growth and development of microorganisms in general and Saccharomyces cerevisiae SH1 in particular Conduct surveys and comparisons to find the optimal medium for fermentation The experiment was conducted on two medium BM and BM+ medium The yeast supplement was 3% on the total volume of fermentation, pH 4.8, temperature 30ºC Table 3.8 Effect of nutritional ingredients (BM and BM+) Time (hour) Results The remaining total reducing sugar (mg/g) The content of bioethanol (g/l) Efficiency (g/g) (1) Fermentation medium using reducing sugar solution after conversion (2) Fermentation medium using reducing sugar solution after conversion adds some components of hansen medium 3.9.2 Fermentation time The time examine experiment was conducted at 30ºC; pH 4.8, add 3% yeast seed and use BM+ medium with hansen medium ingredients to conduct fermentation Table 3.9 Effects of fermentation time No Time (hour) 12 24 30 36 48 54 60 72 10 78 11 81 3.9.3 pH Experiments investigating the effect of pH on fermentation were conducted at 30ºC; after 78 hours, add 3% yeast seed Table 3.10 Effect of pH No pH 4,3 4,6 4,9 5,2 5,5 3.9.4 Temperature Experiments investigating the effect of temperatur on fermentation were conducted at pH 5.2, after 78 hours, add 3% yeast seed 20 Table 3.11 Effect of temperature No 0C 23 25 28 30 32 34 3.9.5 Yeast ratio Experiments investigating the effect of yeast ratio on fermentation were conducted at pH 5.2, 280C, after 78 hours add the ratio of yeast (%) supplemented as table 3.12 Table 3.12 Effect of yeast ratio No Yeast ratio 10 Thus, the highest concentration of bioethanol is 14,088 g/l At that time, the conversion efficiency reached 0.140 gram/gram bagasse, corresponding to bioethanol amount of 178.0 ml/kg bagasse Bioethanol fermentation efficiency reached 79.6% compared with the theory In this study, the efficiency of bagasse conversion into bioethanol was quite high at 178 ml/kg Therefore, selecting agricultural byproducts (bagasse) is a source of lignocellulose-rich biomass to make bioethanol is a new and highly practical direction The use of agricultural waste has the advantage that it has high levels of cellulose in agricultural byproducts, so hydrolysis will produce large amounts of glucose Bagasse is one of many popular biomass sources and has great potential in Vietnam with the main ingredient is cellulose, lignocellulose, accounting for 64%, is a rich source of raw materials for the production of bioethanol 3.10 Proposing the process of bioethanol production from bagasse From the results obtained, it is possible to summarize the whole conversion process of bagasse and bioethanol recovery according to the following diagram: 21 Bagasse (DS) (10% w/v) Bagasse milled size: 0,5 – 1,0 mm Chemical treatment H2SO4 0,1%, at 850C, in 2.5 hours Adjusted pH: Hydrolysis by “enzyme cocktail” “Enzyme cocktail”: Cell/Xyl:100-160 U/gds, AltFAE: 7.56 U/gds, XpoAE: 10.8 U/gds, 400C, pH 5, 48 hours Sugar solution hydrolysis Nutritional supplements Nutritional ingredients Peptone: 10 g/l; KH2PO4: g/l; MgSO4.7H2O: 3g/l Adjusted pH 5.2 Sterilize 1210 C, 1atm, 20 minute Bioethanol fermentation Fermentation conditions: At 28 C; pH 5.2; 78 hou 5% yeast Distillation Bioethanol Figure 3.15 Proposing the process of bioethanol production from bagasse 22 Practical steps: Mechanical treatment: The harvested bagasse is mechanically treated by drying, treated by grinding with a ball mill system (Fritsch, Oberstein, Germany) and filtering through sieves to achieve a size of about 0.5 - 1.0 mm Small grinding with the aim of breaking down part of the cell structure, increasing the contact area between acid and substrate Facilitating hydrolysis process with the highest efficiency Treatment with H2SO4 acid: Bagasse (10%; w/v) is treated by soaking in dilute H 2SO4 solution at a concentration of 0.1% and incubating at 85 0C in 2.5 hours The purpose of this treatment process is to separate part of lignin, break down complex structure and increase catalytic ability on cellulose molecular structure In addition, the chemical treatment process also contains hemicellulose hydrolysis in biomass composition Hemicellulose has branched structures with shorter chains than cellulose Therefore, hydrolysis of hemicellulose is easier than hydrolysis of cellulose Hemicellulose hydrolyzed creates favorable conditions for agents to hydrolyze cellulose with "enzyme cocktail" in the next process Adjust pH: Adjust the post-conversion solution to pH 5.0 to facilitate biochemical "enzyme cocktail" mixture Add "enzyme cocktail" mixture: Sugar solution adjusted to pH 5.0 continues to be hydrolyzed with an "enzyme cocktail" with ingredients including: Cell/Xyl: 100-160 U/gds, AltFAE: 7,56 U/gds and XpoAE: 10.8 U/gds, the mixture was incubated at 40 0C, pH 5, in 48 hours incubation period under constant stirring of 200 rpm Inactivated cocktail cocktail: Sugar solution after hydrolysis is inactivated by enzymatic heating at 90°C for 10 minutes to stop the metabolic reaction Filter the hydrolyzed bagasse residue by filtration and centrifugation Translation after conversion is carried out to determine the total reducing sugar content by DNS method Supplementing nutritional ingredients: After the process of sugar metabolism, some additional ingredients in hansen environment were added Adjust fermentation medium pH: Adjusting pH 5.2 in the fermentation medium bioethanol, this step aims to facilitate the development of Saccharomyces cerevisiae SH1 Bioethanol fermentation: In order to ferment bioethanol effectively, fermentation is carried out at 280C, pH 5.2, in 78 hours fermentation time, 5% yeast, fermentation medium is added after sugar metabolism add ingredients from hansen medium Distillation takes bioethanol: At the end of the fermentation process, measure the concentration of bioethanol formed in the solution by a fractionation distillation system to improve the purity of the bioethanol product Bioethanol is stored in a closed container, ventilated, protected from light and heat sources Determine the total reducing sugar content remaining in the fermentation solution: After finishing the fermentation process in the solution, there will be a certain amount of reducing sugar (pentose sugar group) that yeast is not or cannot be consumed In order to evaluate the performance of the fermentation process in addition to the determination of the bioethanol content, the determination of residual sugar content (unfermented) is necessary 23 CONCLUSIONS From the above research results, the following conclusions are drawn: Isolated 44 fungal strains belonging to 13 families inwhich 16 strains belong to Ascomycota and 28 strains belong to Basidiomycota Screening of Xylaria polymorpha A35 strains has the ability to synthesize acetyl esterase and Alternaria tenuissima SP66 strains have the ability to synthesize feruloyl esterase highly The culture conditions are suitable for biosynthesis of two enzymes from the above two fungal reaching 135.4 U/l and 1154.4 U/l, respectively Feruloyl esterase purified from Alt tenuissima SP66 (AltFAE) with molecular weight Mw = 30.3 kDa, specific activity reaches 11.2 U/mg, enzyme works optimally at 40ºC, stable at pH Acetyl esterase enzyme from X polymorpha A35 (XpoAE) has a molecular weight of Mw = 44 kDa, specific activity reaches 13.1 U/mg, enzymes work optimally at 40-42ºC, stable at pH 5.0-5.5 Bagasse is selected as the suitable research material when using the "enzyme cocktail" mixture to hydrolyze five substrates including: raw straw, bagasse, coffee grounds, meal wood and seaweed Applying the experimental planning model has determined the optimal conditions for the "enzyme cocktail" mixture to convert bagasse (10%, w/v) into fermentable sugars made at 40ºC, pH 5.0, in 48 hour incubation Use of nonlinear flexible planning algorithms to determine the regression equation describing the efficiency of hydrolysis that is expressed through the total amount of reducing sugar formed depends on the composition and activity (x) of the "enzymes cocktail ”[Cell/Xyl (x1), AltFAE (x2) and XpoAE (x3)] participate in the conversion in the form of: y = 206,946 + 29,954x1 + 5,501x2 + 7,323x3 + 2,288x2x3 – 7,011 x12 corresponding to the activity (U) of "enzyme cocktail" per gram of bagasse residue used is Cell/Xyl = 100 U/gds, AltFAE = 7.56 U/gds and XpoAE = 10.8 U/gds with values of Ymax = 251.86 mg/g The bagasse conversion process was carried out under optimal conditions by combining chemical treatment with diluted H2SO4 acid at a concentration of 0.1%, in 2.5 hours, at 85ºC and biological catalyst with "enzyme cocktail" mixture At that time, the total content of reducing sugar was 319.5mg/g substrate, conversion efficiency from bagasse to sugar was 49.8% In particular, glucose and xylose concentrations were 195.4 mg/g and 60.4 mg/g, respectively, and other fermentation sugars accounted about 18% Appropriate bioethanol fermentation process at 28ºC, pH 5.2, 78 hour fermentation, 5% yeast rate in the environment with post-metabolic glucose supplemented with nutrients of hansen environment In this condition, the bioethanol content is 14,088 g/l, bioethanol fermentation efficiency from bagasse is 0.141 gram/gram, equivalent to 178 ml/kg bagasse Fermentation efficiency from coversed fluid reached 79.8% compared with the theory 24 LISTS OF PUBLICATIONS RELATED TO THE THESIS A International Journals (SCIE): Do Huu Nghi , René Ullrich, Franco Moritz , Le Mai Huong, Vu Dinh Giap, Do Huu Chi, Martin Hofrichter, Christiane Liers The Ascomycete Xylaria polymorpha Produces an Acetyl Esterase That Solubilises Beech Wood Material to Release Water-soluble Lignin Fragments Journal Korean Soci Appl Biol Chem, 2015, 58 (3), 415-521 D.H Chi, V.D Giap, L.P.H Anh, and D.H Nghi An feruloyl esterase from Alternaria tenuissima that hydrolyses lignocellulosic material to release hydroxycinnamic acids Applied Biochemistry and Microbiology, 2017, 53, (6), 654:660 B Domestic specialized journals: Do Huu Nghi, Vu Dinh Giap Do Huu Chi Production of acetyl (xylan) esterase by Aureobasidium pullulans Var melanigenum SH1 grown on lignicellulose Agro-Industrial by Products Journal of agriculture and rural development, 2016, 3/2016, 56-62 Vu Dinh Giap, Do Huu Chi, Le Mai Huong, Do Huu Nghi Investigating feruloyl-esterase production by some isolated fungi grown on liquid culture with lignocellulose-rich substrates Journal of agriculture and rural development, 2016, 12, 103:110 Do Huu Nghi, Le Mai Huong, Le Thi Bich Thao, Vu Dinh Giap, Nguyen Trung Hieu, Do Huu Chi Feruloyl esterase from Alternaria tenuissima and antioxidant activity of enzymatic reaction products Vietnam Journal of Medicine, 2016, 445, 143:148 Vu Dinh Giap, Do Huu Chi, Pham Hong Hai, Tang Thi Chinh, Do Huu Nghi Using experimental planning to optimize the hydrolysis of sugar cane bagasse into fermentable sugars for bioethanol production by fungal enzyme mixture Vietnam Journal of Science and Technology, 2017, 55 (4), 419:428 25 ... screened for their ability of carbohydrate esterase (feruloyl esterase, acetyl esterase) production - Feruloyl esterase from Alternaria tenuissima and acetyl esterase from Xylaria polymorpha were... biosynthesis of esterase Optimization of the acetyl esterase and feruloyl esterase biosynthesis of the two strains of X polymorpha A35 and Alt.tenuissima Sp66 as follows: Acetyl esterase enzyme activity:... carbohydrate esterase [feruloyl esterase (FAE), acetyl esterase (AE)] biosynthesis capable - Biosynthesis and purification of FAE and AE from the culture medium and characterization of purified enzymes