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HINDU NATIONALISM AND THE RISE OF CASTEBASED PARTIES IN NORTH INDIA
Yamini Vasudevan
A THESIS SUBMITTED FOR THE DEGREE OF MASTER OF ARTS
FACULTY OF ARTS AND SOCIAL SCIENCES
SOUTH ASIAN STUDIES PROGRAMME
2007
a
CONTENTS
Title
Page Nos.
Abstract
i
Acknowledgments
ii
Abbreviations
iii
Introduction
1 – 22
-
Hindu nationalism and Indian politics
Rise of caste-based parties
Mandal and Mandir – Dual ideologies
Literature review
Chapter descriptions
Chapter 2: The Sangh Parivar and the
revival of Hindu nationalism
-
The BJP and the ‘new’ face of Hindutva
Revival of religious nationalism in the 1980s
Caste – The regional barometer of the north
The BJP’s advance to power
Mandal and Mandir
Chapter 3: The BJP and caste-based parties (I):
compulsions of coalition politics
-
Politics of the post-Ramajanambhoomi phase
Moving towards moderation
Constraints of caste politics
Attempts at ideological reconciliation
Sanghatan vs. Social Engineering
Chapter 4: The BJP and caste-based parties (II):
Case Study of Uttar Pradesh
-
Uttar Pradesh: The political stage
Early 1990s: Expansion and consolidation of the BJP in UP
1
5
7
10
20
23 – 46
23
26
33
37
39
47 – 68
47
50
52
57
59
69 – 96
69
70
b
-
Mid to late 1990s: Impact of post-Mandal developments
Caste (mis-) management – The Kalyan affair
The 1999 elections – Battling the odds
Early 2000 to 2004 elections – Coalitions and challenges
The 2004 elections – Picking up the pieces
Analysis – Charting the BJP’s career
Conclusion
-
The 2004 elections and the BJP –
Delusion and disappointment
In retrospect – Re-visiting the BJP’s journey
Looking to the future: Whither the BJP, whither Hindutva?
73
78
82
85
92
94
97 – 110
97
105
108
Appendix
111-113
Bibliography
114-133
c
Abstract
The rise of Hindu nationalism and the Bharatiya Janata Party (BJP) as a major force in
Indian politics in the early 1990s is an oft-examined topic of contemporary Indian
political history. However, the progress of the BJP in the 1990s met several challenges,
the strongest of which centred on the rise of caste-based parties as key state-level political
mediators in north India. Whilst the Mandal Commission’s recommendations made caste
a central element of target voter bases and electoral appeal, deep-seated processes from
the 1970s spurred the rise of caste-based parties. The rise of caste-based parties
challenged the pan-Indian overtones of Hindutva and the BJP’s attempts to consolidate
the ‘Hindu vote’ – for acknowledging caste-based parties as political partners meant a
dilution of commitment towards the Sangh Parivar’s call for a united Hindu society. The
BJP’s handling of this ideological and political problematic, the effect this had on the
party’s character and functioning, and the transformation effected on Hindu nationalism
as a result of these challenges, forms the central queries of this thesis.
i
Acknowledgements
This thesis was undertaken whilst in receipt of the Graduate Research Scholarship by the
National University of Singapore. The grant was very helpful, and is gratefully
acknowledged.
Several people were instrumental in the writing of this thesis. Foremost amongst them
was my supervisor, Dr. Rajesh Rai – a friend, philosopher and guide in the true sense of
every word. His insightful comments and analysis were important to making this thesis
complete, whilst his constant motivation kept me going till the end. I also thank Prof.
Peter Reeves for his guidance through the years. Whatever little I may have gained by
way of knowledge in the realm of academic research, I owe it to him.
Needless to say, my family played one of the most important roles during this time.
Despite being away from me, they never made the distance felt. They were my constant
source of encouragement and support. Even though we were separated by time zones, it
was very comforting to know they were just a phone call away, no matter what the time.
A special thank you to Saras, my best friend. She always made time to listen to my tales
of woe, helped to strengthen my resolve and enlivened my day – she was my Duracell
battery. Thanks also to Kumeresh, a special friend, for keeping my spirits high through
one of the toughest stages of my writing, and for putting a smile on my face no matter
how dark the day.
A hearty thank you to all my graduate roommates for all the good times we spent
together, especially Sathia. I take back with me some very memorable moments.
There are many others who have stood by me through these years, and touched me with
their concern and words of encouragement. Thank you to all.
Yamini Vasudevan
ii
Abbreviations
BJP: Bharatiya Janata Party
BJS: Bharatiya Jan Sangh
BSP: Bahujan Samaj Party
JP: Janata Party
MP: Member of Parliament
NDA: National Democratic Alliance
OBC: Other Backward Classes
RSS: Rashtriya Swayamsevak Sangh
SC: Scheduled Castes
SP: Samajwadi Party
UP: Uttar Pradesh
VHP: Vishwa Hindu Parishad
iii
Introduction
Hindu nationalism and Indian politics
In the late 1980s, India witnessed a surge in support for militant Hindu nationalism
espoused by the umbrella group of organizations known as the Sangh Parivar. The
change was a significant one in that it had occurred after nearly five decades of secular
post independence history, and prompted academics worldwide to ponder if the country
was on the verge of an identity crisis. Their concerns were heightened when the
Bharatiya Janata Party (BJP) and its sibling Hindu nationalist organizations launched the
Ramjanambhoomi campaign, which sought to ‘liberate’ the birthplace of the Hindu god
Ram in Ayodhya in the state of Uttar Pradesh in 1990-91. Despite the fact that it left
behind a trail of communal riots and at least 2000 people dead, the movement became
extremely popular in the Hindi belt and acted as a launch pad for the BJP into Indian
politics. In the 1991 General Elections, held in the aftermath of the Ramjanambhoomi
movement, the BJP emerged as the second largest party in the Lok Sabha with 120 seats
and 20 per cent of the vote share. For a party that had scraped up a humiliating tally of 2
seats in 1984, this was a tremendous achievement. In effect, the BJP seemed poised to
emerge as a plausible successor to the Congress’s mantle at the Center, and alongside it,
Hindutva as a possible alternative ideology in Indian politics.1
1
Jaffrelot, Christophe. The Hindu nationalist movement and Indian politics: 1925 to the 1990s: Strategies
of identity-building, implantation and mobilization. London: Hurst & Company. 1996
1
Contrary to expectations, the post-Ramjanambhoomi movement period made it amply
clear that the BJP’s standing was far less secure than it appeared. In December 1992,
members of the Hindu nationalist combine demolished the Babri Masjid in line with the
promised aim of building a Ram temple in its place. However, in an ironical turn of
events, Ayodhya failed to capture the public imagination as it had the previous year. The
violent backlash that followed in many parts of north India had an unsettling effect on the
population, and robbed the movement of its earlier credibility. More importantly, the
impetus of regional politics had by this time shifted away from inter-religious differences
to caste cleavages and caste-based parties – with the result that religious majoritarianism
had lost much of its new found potency, and was instead challenged by the advent of a
new form of politics that centered on caste-based affiliations.
The intersection of the differentiated trajectories of Hindu nationalism and caste politics
in the mid 1990s was not a coincidence, but rather the convergence of two parallel
movements that had been engendered, and later aided, by the institutional and electoral
decline of the Congress from the 1970s onwards. In the post-independence period, the
Congress had instituted an extensive network of patronage politics that relied on local
notables to help bring together diverse social groups (including Upper castes, Scheduled
Castes (SC), and Muslims) under a common political umbrella, thereby allowing little
room for alternative parties to carve out their individual spheres of influence. In the
1970s and 80s, the growing tendency towards centralization of decision-making and
operation processes by the Congress leadership led to the degeneration of the clientelistic
structure, and eroded the party’s control over its ‘coalition of extremes’. As the system
2
began to crumble, differentiated political voices and demands began to emerge from the
cracks, which became manifest in the form of political parties over time. Along with the
Congress’s decline, the party’s populist, inclusive rhetoric began to lose its importance,
and in its place, political appeal based on communal and community identities began to
dominate the electoral and political circles. In other words, the Indian polity came to be
fragmented on religious and caste lines, freeing up the space and opportunity for
differentiated political parties to carve out niche vote banks from those population
segments hitherto appropriated by the Congress. The BJP was one of the beneficiaries of
this change; caste-based parties were another.
The developments mentioned above were subtle and had no perceptible impact on the
BJP’s career, especially in the early years following its formation in 1980. In the initial
period, the BJP decided to follow a moderate strategy that relied on Integral Humanism2
as its guiding principle and refrained from making direct overtures to religion. However,
the strategy failed, and the party faced a humiliating defeat in the 1984 Parliament
elections when it managed to secure only 2 seats. Faced with increasing pressure from the
Sangh Parivar to assert its core identity, the party reverted to a hard line Hindutva stance
and began to revive its efforts towards reinforcing ‘Hindu’ identity, with particular
reference to the opposing ‘Other’, which was centered on the Muslims in the subcontinent. It was an ironic coincidence that by the mid 1980s, the Congress too had begun
2
A treatise written in 1965 by RSS ideologue Deendayal Upadhyaya, ‘Integral Humanism’ set forth a
moderate socio-economic agenda that rejected westernization, and advocated a Gandhian socio-economic
model that focused on indigenous production, small-scale industries, and national culture based on
traditionalist ideals as the best means of progress. Integral Humanism was key to the foundation of the
Bharatiya Jan Sangh, the predecessor of the BJP, and played a crucial role in creating an alternative
ideological avenue for Hindu nationalists. Upadhyaya, Deendayal. Integral Humanism. 1965. (Taken from
a series of four lectures delivered in Bombay in April 1965. Source: www.bjp.org/history/human.htm)
3
to rely on religious rhetoric and symbolism to revive its waning popularity, thereby
relaxing the strict adherence to secularism and legitimizing the incorporation of religion
into politics. This proved a major advantage for the BJP, for the Congress had indirectly
sanctioned religious propaganda as a legitimate form of political appeal. In addition, the
Congress’s lack of ideological coherence in its decisions over major politico-religious
issues like the Shah Bano case3 eroded popular faith in both the party’s capability for
governance and the viability of secularism, and thrust Hindu nationalism forward in new
light as a viable political ideology.
A significant feature of the Sangh Parivar’s efforts at religious revival in the 1980s
involved the organizations’ concerted attempts to conspicuously ‘incorporate’ lower
castes within the Hindu fold – a move that was a consequence of the Hindu nationalists’
vulnerability vis-à-vis the other religious groups that drew on the social stigma suffered
by lower caste groups to propagate proselytisation. It is important to note that the stress
on inter-caste harmonization was not a new feature in Hindu nationalist ideology. In the
early stages of the Hindu nationalist movement, there had been several initiatives by
reformers to ease the barriers of caste and commence the process of integration of lower
castes, such as through Shuddhi or purification rituals advocated by the Arya Samaj for
the reintegration of Untouchables into Hindu society. The difference lay in the fact that
whilst these early initiatives were intended primarily to restructure the caste system so as
to diminish the stigma associated with ‘lower’ caste status, the Sangh Parivar, especially
3
The Shah Bano case concerned the Congress’s controversial decision to override the Supreme Court’s
judgment over the alimony to be paid to a divorced Muslim lady called Shah Bano. For more details, see
Chapter 2, pp. 31-32
4
the RSS, took the idea a step further and aimed to institute a pan-Hindu identity that
would subsume all internal sub-divisions completely over time.
Whilst the RSS acted as the social medium of change from the grassroots, the BJP played
the role of the negotiator of Hindu nationalist interests in the political sphere.
Conventionally, the BJP derived much of its electoral support from the upper-caste, urban
middle class segments, on account of their receptivity to the RSS’s traditionalist ethos
and culture. In the early 1990s, the party had made better progress due to the popularity
of the Ramjanambhoomi movement, but its appeal was still restricted to the upper-caste
segments of the population. Given the limited demographic presence of the upper castes
(about 15 per cent of the Hindu population), the party was hard pressed to expand its
support base amongst the lower caste segments in order to strengthen its standing. This
was an ideological necessity as well, to complement the Sangh Parivar’s efforts to
institutionalize ethno-religious criteria as the primary determinant of identity. In doing so,
however, the BJP was challenged by the rise of caste-based parties, which advocated a
contradictory form of politics that placed caste identity at the heart of their socio-political
agenda – one that demanded the redistribution of power to lower castes as the means of
retribution for the material and psychological deprivation suffered by them in the past.
Rise of caste-based parties
The rise of caste-based parties in the Hindi belt was relatively delayed when compared to
the south, where they had begun to dominate the political scene since the 1950s and 60s.
The lack of a collective political consciousness on part of the lower castes in the north
5
was a result of contextual limitations including the strong demographic presence of the
upper castes (10 to 15 per cent in the north as compared to 3 to 5 per cent in the south);
and the prevalence of the Zamindari system of land ownership, which concentrated
power in the hands of a select section of the population. In addition, the perceived
superiority of upper-caste ethics led to the promulgation of a culture that relied primarily
on Sanskritisation or the emulation of upper-caste practices as the means of social
mobility, thereby strengthening the ‘moral’ authority of the upper castes on the one hand,
and diminishing the chances of socio-political organization of lower castes on the other.4
Lower caste empowerment received a strong thrust from two movements in the 1960s
and ‘70s – the peasant-based mobilisation led by Charan Singh and the socialism-oriented
movement initiated by Ram Manohar Lohia – which helped lay the foundations for the
rise of caste-based parties in the 1980s and 90s.5 More importantly, the two movements
acted as a catalyst for the mobilization of lower castes into horizontal interest groups and
the propagation of the idea that the fulfillment of collective socio-political interests was
the key to the realization of personal benefits as well. Caste-based parties carried this idea
further and prioritized the capture of political power as the primary means for the
emancipation of the lower castes from the suppression they had suffered to date. The
argument rested on the premise that “the capture of political power will automatically
transform the composition of the bureaucratic elite”6 – a sign, as Varshney notes, that the
4
Jaffrelot, Christophe. India’s silent revolution: The rise of lower castes in north India. London: Hurst &
Company. 2003. See also Varshney, Ashutosh. “Is India becoming more democratic?” in The Journal of
Asian Studies. Vol. 59, No. 1. Feb 2000. p. 19
5
Jaffrelot, Christophe. India’s silent revolution. pp. 254-289
6
Varshney, Ashutosh. “Is India becoming more democratic?”. p. 19
6
caste-based parties had realised that “it [wa]s time now to play the game of democratic
politics more equally.”7
Mandal and Mandir – Dual ideologies
The inherent ideological contradiction between caste-based parties and Hindu nationalists
came to light in 1989 when the incumbent Prime Minister V.P. Singh announced the
implementation of the Mandal Commission reforms, which entailed the reservation of up
to 27 per cent of seats in government jobs and education for the Other Backward Classes
(OBC), apart from the existent reservation of jobs for the Scheduled Castes.8 The
government’s announcement elicited a harsh response from the upper castes, which
included public immolation by several students, who viewed the measure as an
encroachment of their traditional dominance in the sectors of bureaucracy and higher
education. Although a member of the ruling coalition government, the BJP condemned
Singh’s move and opposed the ‘positive’ discrimination measures as divisive and
eventually harmful to society at large. The BJP’s reaction helped to strengthen the party’s
image as well as its standing amongst the upper castes, but it also added weight to the
caste-based parties’ allegation that Hindutva was a pseudonym for Brahmanism, and the
BJP was the political guardian of the upper castes.
In the early 1990s, the polarization of opinion had little impact on the BJP due to the
party’s ability to deflect public attention to the realm of Hindu-Muslim relations through
the Ramjanambhoomi movement. However, once the communal dust had settled, caste-
7
8
Varshney, Ashutosh. “Is India becoming more democratic?”. p. 19
For more details on the Mandal Commission, please refer to Chapter 2, pp. 39 – 43
7
based parties began to dominate politics at the state level. The ability of caste-based
parties to stake their claim to regional power lay in their ability to fuse together ascriptive
categorization and socio-political connotation,9 which helped to overcome the presence
of multiple sub-divisions within the community as well as their lack of geographic
concentration. The extent of the caste-based parties’ strength in representative politics
was made clear by the mid-1990s. For example, the Bahujan Samaj Party (BSP), which
identified itself as the spokes-party of the Dalits, bolstered its standing from merely 2.5
per cent of the vote share in the 1985 elections to 16 per cent in 1989, and later 21 per
cent of the vote share in the 1998 elections. Given that SCs and OBCs together
constituted nearly 60 per cent of the total Hindu population, caste-based parties had a
huge support base to tap into.
It is important to note that the rise of caste-based parties was aided by shifts in the
political system at the center as well. By the mid-1990s, the single-dominant-party
system prominent until the late 1980s had given way to a “bi-modal, multi-party
system”10 wherein “two major or national political parties [were] manoeuvring within a
large vortex of small regional parties.”11 Major national parties, namely the Congress, the
BJP and the Janata Dal, no longer functioned as individual political agents, but rather
acted as poles around which regional parties formed coalitions. In other words,
9
Chandra, Kanchan. The Transformation of ethnic politics in India: The decline of Congress and the rise of
the Bahujan Samaj Party in Hoshiarpur” in The Journal of Asian Studies, Vol. 59, No. 1 (Feb. 2000). pp.
26-61
10
Wallace, Paul “Introduction: India's 1998 election – Hindutva, the tail wags the elephant, and Pokhran”
in Ramashray Roy and Paul Wallace. 1999. Indian politics and the 1998 election: regionalism, Hindutva
and state politics. New Delhi: Sage Publications. p. 17
11
Ibid.
8
[By the 1990s], the overall logic of electoral politics in India had over the
last decade been transformed in such a way that the locus classicus of
political power in India – the one-party dominance at the centre which
remain[ed] the tantalizing object of BJP’s strategies – seem[ed] to have
become a thing of the past.12
Thus, to form alliances with regional parties as a means to obtain power was no longer an
option, but a compulsion. However, the process of forming and maintaining steady
alliances with caste-based parties was fraught with ideological and practical concerns for
the BJP. Unlike the RSS, which firmly believed in the long term transformation of
society as the primary aim of Hindutva, the BJP’s immediate concern was the need to
establish its presence beyond its niche support bases in order to maintain its place in the
running for power. Yet, to acknowledge the caste-based parties’ presence and/or their aim
of empowerment posed an ideological dichotomy, for Hindutva advocated a pan-Hindu
identity that derided sectarian divisions. Furthermore, the BJP’s emergence as a
prominent political agent was in large part derived from the shift of a large section of the
upper-caste vote in its favor in the post-math of the Mandal affair. Hence, by forming an
alliance with caste-based parties, the BJP faced the threat of alienating its core support
base, in turn weakening its stability in the political sphere. The need of the hour was thus
for a strategy that helped to balance the party’s traditionalist stance with the
accommodation of caste issues. Whether the BJP was able to do so, and overcome the
challenge or not, forms the central query of this thesis.
12
Hansen, Thomas Blom and Christophe Jaffrelot, eds. 1998. The BJP and the compulsions of politics in
India. 2nd Ed. New Delhi: Oxford University Press. p. 2
9
Literature review
A thesis that places Hindu nationalism as its central focus might seem redundant given
the glut of literature available on the subject. With some exceptions,13 Hindu nationalism
took the academic spotlight from the mid to late 1980s, when the Sangh Parivar began to
emerge as a prominent force in Indian society and politics. With the rise of the
Ramjanambhoomi movement as a pan-north Indian concern, it was evident that the surge
in support for religious nationalism was the result of deep-rooted developments that had
altered the political landscape of the Hindi belt significantly. It might be argued at this
point that such a development was imminent given the strong presence of traditional
Hindu elements in the social psyche of this region, even as part of the Congress’s
functional agenda, since the pre-independence period. However, until the late 1980s,
there was little by way of formal support for religious majoritarianism as a political
ideology – as was seen from the failure of the BJS, and even the BJP in its early stages, to
attain a reasonable level of popular acceptance and success. The change was thus one that
spanned many dimensions and hence, created a need to interpret the nature of Hindutva
as a socio-political ideology, and gain a better understanding of its influence in
contemporary Indian society and politics.
Studies on Hindu nationalism have been so numerous and comprehensive that it is near
impossible to account for all of them. Hence, this brief review takes up some of the broad
strands of study that encompass much of the relevant literature on this subject. The first
13
Curran, Jean Alonzo. 1951. Militant Hinduism in Indian politics: A study of the R.S.S. New York:
International Secretariat, Institute of Pacific Relations; Bueno de Mesquita, Bruce. 1975. Strategy, risk,
and personality in coalition politics: the case of India. Cambridge; New York: Cambridge University
Press.
10
amongst these is the focus on the ideological and socio-political origins of Hindu
nationalism. Most studies place the genesis of Hindu nationalism at the late 19th century,
wherein the conjunction of two strands of nationalist thought – Indian nationalism and
Hindu revivalism – produced a synthesized ideology that was secular as well as religious.
The unique, or ironic, blend of elements was derived to a large extent from the influence
of European scholarship on the Indian elite, as a result of which the Indian elite attempted
to emulate the West subconsciously,14 yet outwardly sought to reinstate a national
identity that was shaped by elements of Indian tradition and culture. Significantly,
Hinduism was seen as the only religion capable of engendering and sustaining such a
transformation. The centrality of Hinduism to the nationalist movement was further
strengthened by the formation of religious and socio-political organizations (Arya Samaj,
Hindu Mahasabha) and mass-based movements (the Cow Protection movement), which
helped to disseminate and strengthen a growing sense of religious consciousness.15 It is
noteworthy that the influence was not limited to Hindu revivalists alone – the Congress’s
‘secular’ framework was itself constituted of traditionalist Hindu elements, especially at
the state level.16
There is common consensus that Hindu nationalist ideology was ‘formalized’ in the early
1920s when V.D. Savarkar sought to provide a comprehensive definition of the ‘Hindu’
14
Chatterjee, Partha. Bengal politics and the Muslim masses, 1920-47 in Hasan, Mushirul, ed. 1993.
India's partition : process, strategy, and mobilization. Delhi: Oxford University Press; Prakash, Gyan.
Body politic in colonial India in Mitchell, Timothy. 2000. Questions of modernity. Minneapolis; London:
University of Minnesota Press.
15
Pandey, Gyanendra. 1990. The construction of communalism in colonial north India. Delhi; New
York: Oxford University Press; Zavos, John. 2000. The emergence of Hindu nationalism in India. New
Delhi; New York: Oxford University Press.
16
Gould, William. 2004. Hindu nationalism and the language of politics in late colonial India. New
York: Cambridge University Press.
11
based on multiple markers of geography, race, religion and ethnicity in his thesis
Hindutva: Who is a Hindu? (First published in 1923).17 Savarkar’s work was
instrumental to the development of Hindu nationalism for two important reasons: firstly,
the centrality of religion to the definition of the nation and its citizenry marked the point
of divergence between Hindu and Indian nationalism; and secondly, it provided a basis
for the creation of an inclusive socio-political identity that could effectively override the
presence of sectarian divisions within Hindu society. Despite his not being a member of
the RSS, Savarkar’s work was to prove a central reference point for Hindu nationalists,
especially the RSS. The borrowing of ideological precepts can be seen from RSS
ideologue Golwalkar’s work, We or our nationhood defined (first published in 1939),
which provides a similar set of defining features for the Hindu, albeit in an extreme,
fascist framework.18
The importance of Savarkar’s and Golwalkar’s works to contemporary Hindu nationalist
ideology derives from their ability to provide a firm theoretical basis that legitimizes the
exclusion of followers of other religions, especially Muslims, from the right to ‘belong’
in the country of their birth.19 Studies of the Ramjanambhoomi movement20 point to the
centrality of this element to the campaign, especially with regard to the stress on the
17
Savarkar, Vinayak Damodar. 1989. Hindutva: Who is a Hindu? 6th ed. Bombay: Veer Savarkar
Prakashan.
18
The extremist nature of Golwalkar’s work needs to be seen in light of the prevalence of strong fascist
ideologies during the IInd World War. It is important to take note that Golwalkar presented a highly
moderated version of his ideological percepts in his next work, Bunch of thoughts. Details: Golwalkar,
M.S. 1966. Bunch of Thoughts. Bangalore: Vikrama Prakashan.
19
Pandey, Gyanendra, ed. 1993. Hindus and others: The question of identity in India today. New Delhi;
New York: Viking.
20
Pandey, Gyanendra, ed. 1993. Hindus and others: The question of identity in India today. New Delhi;
New York: Viking; Nandy, Ashis et al. 1995. Creating a nationality: The Ramjanmabhumi movement
and fear of the self. Delhi: Oxford University Press; Ludden, David, ed. 1996. Contesting the nation:
Religion, community, and the politics of democracy in India. Philadelphia: University of Pennsylvania
Press.
12
‘Muslim’ origins of the mosque and the call for the demonstration of ‘Hindu’ pride
through participation in the effort to replace it with a temple. Apart from this central
focus, the literature on the Ramjanambhoomi movement has dealt with several aspects
that relate to the larger socio-economic forces shaping the country’s psyche such as the
importance of media in shaping the public imagination, with particular reference to the
televised series, Ramayana;21 the means by which socio-economic grievances had been
contextualized within religion;22 and the contributory factors to, and impact of,
communal rioting and its impact on political and social structures.23
Another dimension of the study of Hindu nationalism concentrates on the core
organizations that constitute the Sangh Parivar. Of these, the RSS has received
considerable attention, given its primacy as the foundation upon which the Sangh Parivar
was built. On a general note, the RSS is often perceived as the progenitor and inheritor of
the fascist tradition of Hindu nationalism, largely because of the extremist leanings of the
organization in the 1930s and 40s. Although the RSS moderated much of its rhetoric and
maintained its distance from politics in the post-independence period, certain elements
that continued to be retained, such as the para-military style of its training and
organization in the shakas24, sustained the stereotype of the organization. This perception
21
Rajagopal, Arvind. 2001. Politics after television: Religious nationalism and the reshaping of the
Indian public. New York: Cambridge University Press.
22
Nandy, Ashis et al. 1995. Creating a nationality: The Ramjanmabhumi movement and fear of the self.
Delhi: Oxford University Press.
23
McGuire, John, Peter Reeves and Howard Brasted, eds. 1996. Politics of violence: From Ayodhya to
Behrampada. New Delhi; Thousand Oaks: Sage; Hansen, Thomas Blom. 1999. The saffron wave:
Democracy and Hindu nationalism in modern India. Princeton, New Jersey: Princeton University Press.
24
Shakas is the term used to refer to local branches or centers of the RSS.
13
has been tempered to some extent by studies in recent times,25 which have highlighted the
different aspects of the ideology, structure and functioning of the RSS. In particular, these
studies have dealt with important issues including the spread and development of Hindu
nationalism in the post-independence period, the manner in which Hindu nationalism has
come to be ingrained within the social and political culture of north India, and the limits
to the RSS’s ‘non-involvement’ with politics.
The steady growth in membership over the years from mere hundreds to over a million in
recent times is a result of the RSS’s modus operandi that institutes cadre based networks
throughout the country, which in turn implant memberships at the local level. Underlying
this strategy is the RSS’s disregard for short-term social or numerical gain, with the sole
aim of transforming society over time from the grassroots. The RSS’s strategy is
complemented by its social welfare wings such as the ‘Sewa Bharti’ and schools like
‘Sanskrit Kendra’ and ‘Saraswathi Shishu Mandir’, which work with lower-caste or tribal
groups. In recent times, these initiatives have come under criticism on account of the
25
Andersen, Walter K. and Shridhar D. Damle. 1987. The brotherhood in saffron: The Rashtriya
Swayamsevak Sangh and Hindu revivalism. New Delhi: Vistaar Publications; Basu, Tapan et al. 1993.
Khaki shorts and saffron flags: A critique of the Hindu right. New Delhi: Orient Longman Viking.
25
Basu, Tapan et al. 1993. Khaki shorts and saffron flags: A critique of the Hindu right. New Delhi:
Orient Longman; Katju, Manjari. 2003. The Vishwa Hindu Parishad and Indian politics. Hyderabad:
Orient Longman; McKean, Lise. 1996. Divine enterprise: Gurus and the Hindu nationalist movement.
Chicago: University of Chicago Press.
25
Baxter, Craig. 1969. The Jana Sangh: A biography of an Indian political party. Philadelphia:
University of Pennsylvania Press; Graham, Bruce Desmond. 1990. Hindu nationalism and Indian politics:
The origins and development of the Bharatiya Jana Sangh. Cambridge; New York: Cambridge
University Press.
25
Basu, Tapan et al. 1993. Khaki shorts and saffron flags: A critique of the Hindu right. New Delhi:
Orient Longman; Malik, Yogendra K. and V. B. Singh. 1994. Hindu nationalists in India: The rise of the
Bharatiya Janata Party. Boulder: Westview Press; Basu, Amrita and Atul Kohli, eds. 1998. Community
conflicts and the state in India. Delhi; New York: Oxford University Press; Hansen, Thomas Blom. 1999.
The saffron wave: Democracy and Hindu nationalism in modern India. Princeton, New Jersey: Princeton
University Press.; Jaffrelot, Christophe. 1996. The Hindu nationalist movement and Indian politics, 1925
to the 1990s: Strategies of identity-building, implantation and mobilization. London: Hurst & Company;
Kanungo, Pralay. 2003. RSS’s tryst with politics: From Hedgewar to Sudarshan. Delhi: Manohar
Publisher and Distributors.
14
organizations’ efforts to propagate a synthesized set of Hindu practices that could
promulgate attachment to the religion and the society simultaneously – a practice that is
seen as representative of the RSS’s underlying pro-Brahminical ethos, and contradictory
to its claims of a casteless agenda.26 Nevertheless, despite the questions raised over the
nature of its ideological commitment, there is common consensus that the RSS is the
primary representative of Hindutva in Indian society over the years.
Whilst other organizations within the Sangh Parivar such as the VHP27 have also received
considerable attention, the BJP commands a special place in academic discourse on
account of its role as the sole envoy of the Sangh Parivar’s interests in the political forte.
Although focus on the BJP intensified only in the late 1980s, the studies that have
emerged since have been extensive and numerous, especially when compared to the
works on the Bharatiya Jan Sangh (BJS).28 The general themes of analysis include the
BJP’s ideology, strategy and functioning.29 Amongst these, an oft-examined topic of
analysis centers on the timing of the rise of the BJP in Indian politics. Given the close26
Jaffrelot, Christophe. 1996. The Hindu nationalist movement and Indian politics, 1925 to the 1990s:
Strategies of identity-building, implantation and mobilization. London: Hurst & Company; Pandey,
Gyanendra, ed. 1993. Hindus and others: The question of identity in India today. New Delhi; New York:
Viking; Basu, Tapan et al. 1993. Khaki shorts and saffron flags: A critique of the Hindu right. New
Delhi: Orient Longman.
27
Basu, Tapan et al. 1993. Khaki shorts and saffron flags: A critique of the Hindu right. New Delhi:
Orient Longman; Katju, Manjari. 2003. The Vishwa Hindu Parishad and Indian politics. Hyderabad:
Orient Longman; McKean, Lise. 1996. Divine enterprise: Gurus and the Hindu nationalist movement.
Chicago: University of Chicago Press.
28
Baxter, Craig. 1969. The Jana Sangh: A biography of an Indian political party. Philadelphia:
University of Pennsylvania Press; Graham, Bruce Desmond. 1990. Hindu nationalism and Indian politics:
The origins and development of the Bharatiya Jana Sangh. Cambridge; New York: Cambridge
University Press.
29
Basu, Tapan et al. 1993. Khaki shorts and saffron flags: A critique of the Hindu right. New Delhi:
Orient Longman; Malik, Yogendra K. and V. B. Singh. 1994. Hindu nationalists in India: The rise of the
Bharatiya Janata Party. Boulder: Westview Press; Basu, Amrita and Atul Kohli, eds. 1998. Community
conflicts and the state in India. Delhi; New York: Oxford University Press; Hansen, Thomas Blom. 1999.
The saffron wave: Democracy and Hindu nationalism in modern India. Princeton, New Jersey: Princeton
University Press.
15
knit framework of the Sangh Parivar, the BJP had a strong member network built up by
the RSS since the 1920s to tap into for support. However, the BJP failed to make its mark
as a prominent political force until the late 1980s. The reason for this delay lay in the lack
of an opportune political moment, which was created by the convergence of specific
socio-political conditions that provided the Sangh Parivar with an opportunity to
implement its strategy of ethno-religious mobilization and validate the notion of the
threatening ‘Other’.30 In particular, the ineptitude of the Congress in the 1970s and 80s31
and the inability of the state to adapt its secular ideology to suit a changing social polity32
resulted in the weakening of the secular principle and ‘legitimized’ the growth in support
for religious nationalism in the early 1990s.
Much has been said on the BJP’s ability to capitalize on the shifting trends through the
Ramjanambhoomi movement. It is important to note that apart from its larger
implications for Indian society and politics as a whole, the significance of the movement
lay in its ability to provide the BJP with an opportunity to reconcile its roles as both a
movement and a political party.33 However, the post-Ramjanambhoomi movement period
brought to fore challenges that restricted the BJP’s rise and expansion, and more
importantly, put to test the resilience of the BJP’s commitment to the social agenda of the
Sangh Parivar. As a result, the academic spotlight moved away from the dominant
discourse on the communal leanings of the party to an assessment of the manner in which
30
Jaffrelot, Christophe. 1996. The Hindu nationalist movement and Indian politics, 1925 to the 1990s:
Strategies of identity-building, implantation and mobilization. London: Hurst & Company.
31
Hasan, Zoya. 1998. Quest for power: Oppositional movements and post-Congress politics in Uttar
Pradesh. Delhi; New York: Oxford University Press.
32
Nandy, Ashis. 2002. Time warps: Silent and evasive pasts in Indian politics and religion. London:
Hurst & Company.
33
Basu, Amrita. The dialectics of Hindu nationalism in Atul Kohli, ed. 2001. The success of India’s
democracy. New York: Cambridge University Press.
16
the BJP had accommodated itself within Indian politics and the factors that tested its
expansion.
Given the instability of governance in the 1990s, reflected in the holding of four general
elections in quick succession in 1991, 1996, 1998 and 1999, much of the work on the BJP
from the mid 1990s onwards centered on a comparative analysis of the party’s strategies
and performance in the different sectors and states.34 When the BJP-led coalition
emerged as the ruling alliance at the center in 1999, after a shaky term in power for one
year, the party seemed to have finally found its footing in the political scene. However,
the unexpected defeat of the BJP-led NDA coalition in the 2004 general elections and the
re-emergence of the Congress gave rise to a new set of questions that aimed to better
understand whether the BJP’s failure was more the verdict of an electorate afflicted by an
anti-incumbency mood, or the end result of party’s inability to adapt to challenges and
changes at the national and regional levels.35
In the discussion above, a commonly referred to but relatively unexplored factor has been
the impact of the rise of caste politics and caste-based parties on the BJP’s strategy and
functioning. Needless to say, extensive ground has been covered on the social and
34
Gould, Harold and Sumit Ganguly, eds. 1993. India votes: Alliance politics and minority governments
in the ninth and tenth general elections. Boulder: Westview Press; Hansen, Thomas Blom and Christophe
Jaffrelot, eds. 1998. The BJP and the compulsions of politics in India. New Delhi: Oxford University
Press; Varshney, Ashutosh. 1998. India’s 12th national elections. New York: Asia Society; Roy,
Ramashray and Paul Wallace, eds. 1999. Indian politics and the 1998 election: Regionalism, Hindutva
and state politics. New Delhi: Sage Publications; Roy, Ramashray and Paul Wallace, eds. 2003. India’s
1999 elections and 20th century politics. Thousand Oaks: Sage Publications; Jenkins, Rob, ed. 2004.
Regional reflections: Comparing politics across India’s states. New Delhi; Oxford: Oxford University
Press.
35
Adeney, Katharine and Lawrence Saez. eds. 2005. Coalition politics and Hindu nationalism. New York:
Routledge.
17
political significance of caste,36 the rise of caste-based parties, and their role in
contemporary Indian politics.37 Furthermore, Froystad’s38 account of the shifts in the
relationships between the different families in her study town of Kanpur in the state of
Uttar Pradesh provides an excellent account of the manner in which this change
manifested itself at the ground level. However, these studies have focused largely on the
social and political processes that led to the rise of caste-based parties as a significant
force in the 1980s and the manner in which they have transformed contemporary Indian
politics. They point to the fact that the significance of the rise of caste-based parties lay in
their ability to rephrase the demand for equality of opportunity and outcomes as one that
called for the redistribution of power and resources to the underprivileged sections of
society. Needles to say, the change was a relatively subtle one, and the extent to which
caste had become ingrained in the socio-political psyche of the population became more
evident in the fallout over the implementations of the Mandal Commission’s
recommendations.
As mentioned earlier, the BJP’s challenges came to fore only in the post-Mandal period.
The Babri Masjid issue had lost its significance by the mid-1990s; the Hindutva
bandwagon could no longer rely on religion as the sole basis of its propaganda, and the
36
Rudolph, Lloyd I and Susanne Hoeber Rudolph. 1967. The modernity of tradition: Political
development in India. Chicago: University of Chicago Press; Bayly, Susan. 1999. Caste, society and
politics in India from the eighteenth century to the modern age. New York: Cambridge University Press;
Gupta, Dipankar. 2000. Interrogating caste: Understanding hierarchy and difference in Indian society.
New Delhi; New York: Penguin Books; Shah, Ghanshyam. ed. 2004. Caste and Democratic Politics in
India. London: Anthem.
37
Hasan, Zoya. 1998. Quest for power: Oppositional movements and post-Congress politics in Uttar
Pradesh. Delhi; New York: Oxford University Press; Pai, Sudha. 2002. Dalit assertion and the unfinished
democratic revolution: The Bahujan Samaj Party in Uttar Pradesh. Thousand Oaks: Sage Publications;
Chandra, Kanchan. 2004. Why ethnic parties succeed: Patronage and ethnic head counts in India.
Cambridge; New York: Cambridge University Press.
38
Froystad, Kathinka. 2005. Blended boundaries: caste, class, and shifting faces of 'Hinduness' in a
north Indian city. Delhi; Oxford: Oxford University Press.
18
party leadership was faced with the need to find new means of integrating their ideology
within the larger political discourse. Given the BJP’s lack of support in terms of alliance
partners at the centre and the restricted appeal of its ideology at the ground level, the
choice of maintaining its ideological stringency and rejecting co-option with caste-based
parties was a difficult choice to make. The need to form alliances with caste-based parties
was further pressed by the fact that caste-based parties had been aided by the growing
regionalization of politics and the resultant decentralization of power, and emerged as the
power brokers at the state level. However, the process of forming and maintaining such
alliances, and the larger challenge of integrating the issue of caste within the Hindu
nationalist framework proved to be a far bigger challenge for the BJP than expected.
Despite the vast literature on Hindu nationalism and caste, there is a lacuna in the
analysis on the manner in which the trajectories of caste and Hindu nationalism have
interacted, and the extent to which caste has come to affect the progress of the BJP, and
the character of Hindu nationalism. Primarily, the discourse has centered on the
discrepancy between the upper-caste nature of the BJP’s character and composition, and
the leadership’s efforts to present it as a ‘catch-all’ party, in much the same mould as the
Congress, to gain popular acceptance. Nevertheless, much of the discussion has been
situated within the larger discourse of the Sangh Parivar’s efforts to ‘integrate’ the lower
castes within the Hindu fold, and hence, place greater emphasis on the ideological and
social initiatives of the Sangh Parivar as a whole. In other words, there is relatively little
detail on the effects of the intricacies of political negotiation on the BJP’s rank and file on
the one hand, and the manner in which its character and functioning have been affected
19
these changes. Focus on these issues is crucial to understanding the ideological and
identity-based challenges faced by the party, which in turn point to the larger question of
whether or not Hindutva has indeed managed to gain acceptance as an ideology of panIndian significance. Yet, given the concentration of RSS members and alumni within the
BJP’s hierarchy and the strong ties between the two organizations, the challenges and
issues specific to the BJP as a political party are oftentimes underplayed in light of the
larger social and ideological perspectives.
Chapter descriptions
This thesis aims to address this concern by taking up the relationship between the BJP
and caste-based parties, with emphasis on three specific dimensions of analysis: firstly,
the manner in which relations with caste-based parties affected the party’s functioning at
the state level; secondly, the effects of caste politics on the internal ranks of the BJP; and
finally, the impact of these factors on the resilience of Hindutva and the extent to which
the party has been effective in handling this challenge. Hence, the analysis is centered on
key issues that affected the party’s functioning and the leadership’s response to these
developments, with the discussion based on a chronological order of events from the
party’s inception in 1980 to the latest general elections in 2004. Whilst it is very difficult
to view the BJP in isolation from the workings of the RSS and other components of the
Sangh Parivar, effort has been made to shed light on the ‘political’ pressures and issues
that affect the party’s structure and functioning.
20
Chapter 2 takes up the progress of the BJP through the 1980s up to the early 1990s when
the BJP could finally lay claim to the political spotlight. A closer look at some of the
developments through the passage of the 1980s helps to highlight key socio-political
vulnerabilities that resulted from the decline of the Congress, which were instrumental to
the resurgence of Hindu nationalism; selfsame processes that also functioned as a catalyst
for the deepening of caste boundaries and the rise of caste-based parties. It also examines
the inherent tensions between caste and Hindu nationalism that came to light with the
fallout over the Mandal issues, but were undermined by the progress of the
Ramjanambhoomi movement.
Chapter 3 picks up the thread of the discourse at the point immediately preceding the
1991 elections and traces the development of the BJP through the 1990s, with the
impetus resting on an analysis of the main challenges faced by the BJP in its attempt to
adapt to the constraints of caste and coalition politics. Consciousness of caste coupled
with the limitations imposed by the RSS’s organicist philosophy was instrumental in
reshaping the character of the BJP. The impact of these factors on the party’s strategy and
functioning, and the depth of these changes helps to better understand the multi-faceted
nature of the caste challenge, and the BJP’s calibre in handling it.
To better illustrate the nature of these challenges, chapter 4 takes up a case study of the
BJP’s career in the state of Uttar Pradesh (UP). Regarded as the barometer of politics in
the Hindi belt, UP was central to the Ramjanambhoomi movement and the rise of castebased parties. The case study helps to elaborate the difficulties faced by the BJP in its
21
attempt to formulae a coherent strategy to suit the demands of multiple caste bases, and
the difficulty in internalising caste divisions completely within a party structure
traditionally indoctrinated with the organicist philosophy of the RSS.
The concluding chapter traces the BJP-led National Democratic Alliance’s dismal
performance in the 2004 elections and its implications for the BJP’s progress in the
coming years. In particular, it takes up the retrospective view and highlights the BJP’s
struggle with the need to maintain a balance of support bases whilst retaining its
distinctiveness – a tough challenge that was accentuated by the constant need to sustain a
harmony of interests with the RSS. This chapter thus provides a brief account of the key
facets of the party’s strategy through the 1990s, the manner in which the BJP has
‘matured’ over the years and the extent to which it has managed to ascertain its identity in
the political sphere, ending with a comment on its future prospects.
22
Chapter 2: The Sangh Parivar and the Revival of Hindu Nationalism
The Bharatiya Janata Party and the ‘new’ face of Hindutva
The Bharatiya Jan Sangh (BJS), formed in 1951, was the first step of Hindu nationalists’
involvement in post-independence Indian politics. The BJS was formed primarily as an
anti-Congress alternative that sought to reinforce a pro-Hindu, pro-Hindi perspective on
Indian politics. Throughout its career, the party remained a largely marginal player,
despite its one shot at power with the Janata coalition after the 1977 elections. However,
the inability to balance the different voices within the coalition led to the collapse of the
Janata experiment within 30 months, following which the BJS was disbanded, and
reorganised as the Bharatiya Janata Party (BJP) in 1980.
The BJP’s entry into the political foray was marked by two significant factors. Firstly, its
predecessor had left behind little by way of a coherent political legacy for the party to
follow. To a great extent, the BJS had oscillated between a strident Hindu nationalist
stance, and a moderate position that was geared towards socio-economic issues. Over
time, the party’s reliance on the RSS for physical and moral support made the choice of
adopting a liberal tone a difficult one, and the leadership started “showing an increasing
tendency to choose isolation and doctrinal purity”39 typified by the combination of
puritan leanings with a call to Hindu unity, as was made explicit in the BJS’s manifesto:
39
Graham, Bruce Desmond. Hindu nationalism and Indian politics: The origins and development of the
Bharatiya Jan Sangh. Cambridge, New York: Cambridge University Press. 1990. p. 42
23
Unity in diversity has been the characteristic feature of Bharatiya culture
which is a synthesis of different regional, local and tribal growths, natural
in such a country. It has never been tied to the strings of any particular
dogma or creed. All the creeds that form the commonwealth of the
Bharatiya Rashtra have their share in the stream of Bharatiya culture
which has flown down from the Vedas in an unbroken continuity
absorbing and assimilating contributions made by different peoples, creeds
and cultures that came in touch with it in the course of history, in such a
way as to make them an indistinguishable part and parcel of the main
current.40
It must be noted though that the BJS consistently refrained from alluding to a particular
sect, caste or even book, in line with its aim to “offer a notion of Hinduism as a means of
transcending the limitations of sect and of achieving the ultimate ideal of Hindu
Sangathan”.41 However, adherence to the organicist nature of the Hindu community
coloured the party’s ideology with a ‘Brahminical’ hue that implicitly seemed to
encourage the acceptance of the traditional social hierarchy. As a result, the BJS’s
support base was restricted to the upper caste and urban middle class sections, making it
difficult for the party to stretch its political appeal to encompass a wider spectrum of
population even within the Hindi belt. This limitation was to prove the dead albatross
40
Manifesto of the Bharatiya Jan Sangh. New Delhi. 1951. p. 2. Quoted in Graham. Hindu nationalism and
Indian politics. p. 50
41
Graham. Hindu nationalism and Indian politics. p. 95
24
around the BJP’s neck in later years, especially in lieu of the compulsions of caste
politics, when the party finally found its momentum in Indian politics.
Yet, the BJS’s failure to emerge as a viable competitor was not a result of the party’s
structural or ideological shortcomings alone. Rather, it was compounded by the
Congress’s status as the political guardian for the umbrella amalgam of upper castes,
lower castes and Muslims in the post-independence period. The Congress’s ability to
forge the loyalties of the disparate groups derived largely from the party’s ability to
position itself within the electorate such that it maintained a balance between elite
representation and popular appeal.
The classical Congress structure of the Nehruvian period was an intricate
institutional mechanism negotiating power, resources, and mandates
among districts and between the states and the center, distributing fiscal
resources and arbiting social and political conflicts. Its resilience was
premised on the inclusion of most important elite groups within a structure
of negotiation, bargaining, and aggregation of the discrete powers and
constituencies of local elites upward to the center.42
It is important to note that the Congress’s maintenance of a rainbow coalition of castes
and communities did not translate to equal political representation for the different groups
within the party structure or government. The party’s higher ranks were dominated by
42
Hansen, Thomas Blom. The saffron wave: Democracy and Hindu nationalism in modern India.
Princeton, New Jersey: Princeton University Press. 1999. p. 135 (Emphasis added)
25
members of the upper castes with little opportunity provided to members of the lower
castes, in tandem with the Congress’s reliance on a network of upper-caste notables and
landlords for electoral support.
The Congress’s ability to maintain a monopoly over much of the electorate, despite the
lack of a corresponding programme that benefited all sections equally led to the
establishment of a system that relied on the support of loosely demarcated socio-political
segments, all of which relied on a single political party as their representative. As
Graham has noted, “The central paradox of Indian politics in the 1950s and 1960s [was]
that the party system, although highly differentiated in terms of programmes and
doctrines, was unable to organize the mass electorate into clearly defined and separated
sectors of social and regional support”.43 The deficiency of opposing forces that could
capitalise on the disparity between rhetoric and reality in the Congress’s policies was a
central reason behind the ability of the latter to maintain electoral harmony between the
different social segments in popular politics in the 1950s and 60s. The breakdown of this
idyllic balance was the second important factor that was to affect the BJP’s rise and
growth in the 1980s and 90s.
Revival of religion and nationalism in the 1980s
The early years of the BJP’s career, from the early to mid-1980s, were influenced by
different undercurrents of change, the conjunction of which created a volatile
43
Graham. Hindu nationalism and Indian politics. p. 53
26
atmosphere. At the national level, the proliferation of communal sentiments by ethnic
factions in Jammu and Kashmir, Assam and Punjab raised doubts over the legitimacy of
secularism as the governing policy, and led to the re-emergence of communal politics in
the Indian nation state. The growing presence of conditions conducive to the propagation
of religious majoritarianism apart, the Congress’s conscious departure from its
commitment to Nehruvian secularism to regain its waning popularity was a key factor in
instigating a turnaround in the priorities of political competition and governance. The
Congress essentially relied on a “…combination of contradictory elements for it appealed
alternatively to Hindu, Muslim or anti-Sikh feelings. However its general effect was the
establishment of communal idioms in political discourse at the expense of secular
themes”.44 After decades of being confined to the margins of the Indian polity, Hindu
nationalists found that the stage was set for them to legitimately embark on their longstanding ethno-religious program of creating a Hindu rashtra (Hindu nation).
The Sangh Parivar was quick to take advantage of the Congress’s inability to uphold its
secular agenda to set in place a concerted strategy, at the heart of which was the attempt
to posit the genesis of the Hindus’ real and perceived insecurities vis-à-vis the Muslim
community. This was to act as a corollary to the primary aim of disseminating the
message of Hindu sangathan, or organised Hindu unity, as embodied in the Ekmata Yatra
campaigns organised by the VHP in 1982-83.45 The Ekmata Yatra campaigns
incorporated the image of the Bharat Mata (Mother India) as their main icon alongside
44
Jaffrelot, Christophe. The Hindu nationalist movement and Indian politics, 1925 to the 1990s: Strategies
of identity-building, implantation and mobilization. London: Hurst & Company. 1996. p. 332
45
Hansen. The saffron wave. p. 154
27
other Hindu deities, and were organised to run from north to south and east to west to
symbolically depict the internal harmony within the territorial boundaries of India.
Essentially, the VHP and RSS were making a strong “bid to dominate the public space
with symbolic manifestations of religious community in order to give material body,
concrete crystallisation, and emotional affiliation to the imaginary national space”,46 and
in doing so, attempted to present Hindu nationalism “as a spontaneous surge of Hindus
irrespective of caste, class, gender and sect”.47 The Sangh Parivar’s campaign was well
timed as the 1980s had witnessed a growing sense of vulnerability amongst the Hindu
community on account of events such as the Meenakshipuram conversions in south India
in 1981, and the Shah Bano case in 1985.
The Meenakshipuram conversions were a case in point wherein analogous socio-political
grievances were situated within the dominant communal discourse to bolster its popular
appeal. On 19 February 1981, about 1,000 members of Scheduled Castes converted to
Islam in the village of Meenakshipuram, in the south Indian state of Tamil Nadu.48
Interestingly, the conversions were timed to precede the laying of the foundation stone
for a mosque in the village in early March. The Meenakshipuram incident acted as a
catalyst for further such conversions in the following months, thus sparking off
widespread debate over the issues of caste and proselytisation. It is noteworthy that the
main justification given for the conversion by those who had embraced Islam was the
social stigma of being born into a lower caste. Amongst those who had converted, some
46
Hansen. The saffron wave. p. 154
Ibid.
48
Jaffrelot. The Hindu nationalist movement. pp. 340-342.
47
28
were educated and economically mobile, but chose to convert to another religion to
escape the brunt of caste discrimination.
The Meenakshipuram conversions became notoriously popular because they were
reinterpreted by sections of the media as part of an “International Islamic conspiracy”49 to
increase the demographic presence of Muslims in India through proselytisation.50 This
gave rise to a host of doubts including the nature and extent of involvement of
organisations like the Jamaat-i-Islami and Arab countries in this ‘plan’, and the resultant
possibility of the Hindu community diminishing over time – all of which contributed to a
heightened sense of susceptibility on the part of the Hindu community to external
‘threats’. In an attempt to reinforce the message, an article in the Indian Express
published statistics that predicted the decline of the Hindu population to a minority
position in India by the year 2281 or 2231 if the conversions were allowed to continue.51
The anxiety over religious encroachment provided an ideal context for the Sangh Parivar
to resound its call for a united Hindu society. By making it apparent that lower castes
were most susceptible to proselytisation, the Meenakshipuram incident had brought up
the need to address the issue of caste discrimination as well. As Mahant Avaidyanath, a
prominent BJP candidate from eastern U.P. pointed out, there had been an underlying
49
‘International Islamic Conspiracy’, Times of India. 12 March 1981. Quoted in Jaffrelot. The Hindu
nationalist movement. p. 341
50
Jaffrelot. The Hindu nationalist movement. pp. 340-342
51
Quoted in Jaffrelot. The Hindu nationalist movement. p. 342
29
concern that the trend of lower caste conversion might mushroom in north India as well.52
In response, the executive wing of the RSS called for a meeting on 12 July 1981 to vote
for a law against involuntary conversions. In the course of the meeting, the RSS pressed
the need for internal transformation by asking “…the entire Hindu society to bury deep
the internal caste dissensions and the pernicious practice of untouchability and stand up
as one single homogenous family, so that the neglected and down-trodden sections will
be assured of a place of equality, security and honour in the Hindu fold”.53
Two days later, a Hindu Solidarity Conference was organised by the VHP at
Meenakshipuram. A proclamation, similar to that of the RSS, but grounded in strong
theological terms, was made:
We, the religious heads assembled today at Meenakshipuram solemnly
declare that our Vedas and Shastras have not mentioned untouchability in
any form, anywhere but have propounded only complete brotherhood. […]
We therefore ardently appeal to all our Hindu brethren to individually and
collectively throw out these evils lock, stock and barrel and strive to
ensure equality and fraternity among all sections of our Hindu people.54
A series of such Solidarity conferences were organised in the south, and then later in
other parts of India, in order to increase awareness of the dangers of proselytisation and
52
Avaidyanath’s comments on the Meenakshipuram incident were recorded in an interview regarding the
hardline Hindu stance at a later date. See Joshi, Ishan. “Beating Vajpayee to pulp”. Outlook. Feb 18 1998.
53
Quoted in Jaffrelot. The Hindu nationalist movement. p. 349
54
Seshadri, H.V. Warning of Meenakshipuram. Bangalore: Jagarana Prakashan. 1981. pp. 27-28. Quoted in
Jaffrelot. The Hindu nationalist movement. p. 349
30
the need for Hindu cohesion to guard against the same.55 Symbolic socio-religious
practices were integrated within the conferences to reinforce the message of inter-caste
solidarity. For example, in one of the conferences, religious leaders organised a sacrifice
ceremony and held a banquet after, during which they shared a meal with 2,000 people
from the Scheduled Castes.56 The aim was to present a complete socio-political
‘package’, which illustrated the socio-theological basis of a traditionalist Hindu society
that could overcome the presence of internal differences for the greater goal of defending
against ‘external’ elements.
The Sangh Parivar’s attempt to encourage an inclusive Hindu brotherhood also received a
strong boost from the perceived unanimity of Muslim conservatism over the Shah Bano
case. Shah Bano was a Muslim woman who was divorced by her husband in 1978 after
46 years of marriage. Following her divorce, she sued her husband and established her
right to alimony. In 1980, she demanded a review of her allowance, which was contested
by her former husband on grounds that he was not obliged to continue payment after 3
months following divorce according to the Shariat law. The Supreme Court dismissed his
claim and established Shah Bano’s right to alimony. The Supreme Court’s decision to
dismiss the claim based on Shariat and the judges’ regret over the lack of a common civil
code was regarded by Muslim organisations and leaders as interference with religious
edicts, leading to widespread rallies and protests across India.
55
56
Jaffrelot. The Hindu nationalist movement. pp. 349-350
Indian express. 16 July 1981. Quoted in Jaffrelot. The Hindu nationalist movement. pp. 358-359
31
Public remonstrations over the Shah Bano affair were viewed by the Hindus as an unfair
assertion of minority rights – a sentiment further stoked by Rajiv Gandhi’s decision to
override the Supreme Court’s verdict to appease the Muslim population. Popular
resentment against the Congress’s ineffective handling of the case, coupled with
mounting apprehension over the ‘unity’ of the Muslim community, deepened social
cleavages and made the Hindu populace more receptive to the communal undertone of
Hindutva. The Shah Bano case had exposed a key deficiency of the ‘secular’ Indian
constitution, a side effect of which was the raking up of dormant fears generated by the
Meenakshipuram conversions. In brief, “Muslim mobilisation over the ‘Shah Bano’ affair
was seen…as part of the same pattern as an earlier renewal of Islamic militancy”.57
The early to mid-1980s were thus marked by a growing tendency towards communal
mobilisation – an important factor that enabled the Sangh Parivar to garner support for its
majoritarian Hindu agenda. In contrast to its surrogate organisations’ active efforts,
however, the BJP chose to maintain a low profile in the early 1980s and voted to continue
with the moderate policy of the Jan Sangh, based on Integral Humanism and peppered
with socio-economic concerns. The BJP’s decision to tone down its majoritarian rhetoric
was probably based on the experience of the 1977 elections, when the BJS had managed
to accumulate 92 seats by pedalling a ‘soft’ form of Hindutva. Nevertheless, the decision
proved costly for the BJP, especially in lieu of the growing communal sensitivity, and the
party suffered a humiliating defeat in the 1984 general elections when it scraped a tally of
57
Jaffrelot. The Hindu nationalist movement. pp. 338-339
32
just 2 seats. Following the 1984 elections, the BJP bowed to pressure from the RSS and
steered its agenda towards an aggressive Hindu nationalist stand.
Despite the lack of electoral returns, the Sangh Parivar’s efforts were instrumental in
effecting a perceptible shift towards religious majoritarianism, especially in the Hindi
belt. However, although the Hindu nationalists were able to propagate their political
ideology in the public arena, they failed to foster a mutual identity that could bond the
disparate Hindu sections under the umbrella of religious solidarity. This was on account
of the continued dependence on the rhetoric of the “Other” and Hindu-Muslim
antagonism, the constricted focus of which was challenged by the rise of an alternative
form of representative politics based on caste in the mid to late 1980s.
Caste – The regional barometer of north India
Caste politics in the north experienced a delayed thrust when compared to the south,
which had seen the entry of the lower castes in the state power structure as early as the
1950s. The increased demographic presence of upper castes and the Zamindari system of
land ownership in north India were some of the main reasons behind the political
suppression of lower castes. Furthermore, the ‘clientelistic’ policies of the Congress
resulted in an overrepresentation of upper-caste members in the parliament till the early
1970s, thereby prolonging the political suppression of the lower castes.58 The roots of
lower-caste empowerment in the north lay in two broad movements. In the 1960s, Ram
58
Jaffrelot, Christophe. “The rise of the Other Backward Classes in the Hindi belt” in The Journal of Asian
Studies. Vol. 59, No. 1. Feb 2000. p. 86
33
Manohar Lohia’s socialist principles, housed in an anti-Congress manifesto began to gain
importance in the Hindi belt, especially amongst the backward sections of the population.
The socialist principles were reinforced by capitalist developments in this region in the
1970s, following the advent of the Green Revolution, which led to the strengthening of
the farmers’ lobby in Uttar Pradesh (UP).
The beneficiaries of the Green Revolution were constituted mainly of members of middle
and backward castes, who increasingly began to press for greater political participation
alongside their newfound economic mobility. The need to fulfil the void created by a lack
of access to power and party positions formed the central premise of Charan Singh’s
demand for greater benefits and power to be channelled to the farmers.59 Whilst both
Lohia and Singh represented different strands of anti-Congress politics, it was evident
that regional politics was witnessing a deeper change. In effect,
Social change arising from the breakdown of traditional pre-capitalist
relation exerted a major influence on political development. The
expansion of democracy and electoral politics attracted non-elite sections
who desired greater participation…Both processes played a key role in
political transformation. The pattern of vertical relationships and political
aggregation gave way to more horizontal relationships and conflicts…”60
59
Hasan, Zoya. Quest for power: Oppositional movements and post-Congress politics in Uttar Pradesh.
Delhi; New York: Oxford University Press. 1998. See also, Jaffrelot, Christophe. India’s silent revolution:
Yhe rise of the lower castes in north India. London: Hurst & Company. 2003.
60
Hasan. Quest for power. p. 70
34
The growing political relevance of caste in the politics of the Hindi belt was manifest in
the rise of political parties such as the Bahujan Samaj Party (BSP) and later, the
Samajwadi party (SP), as important regional players. By premising their political agenda
and appeal on lower-caste empowerment, these political parties represented caste identity
as not just an attribute, but also a means of ethno-political representation. In other words,
lower-caste politicians did not reject affirmative action, but expanded their agenda to
“…acquire power as a means of changing state outcomes, than to change the structures
that produce them”.61 The repositioning of priorities in favour of political empowerment
was the result of significant transformations in the psyche of regional grassroots politics.
The Congress’s reliance on its extensive patronage networks in the post-independence
period had resulted in a sense of ‘moral’ dissatisfaction amongst their support bases, who
were no longer satisfied with their status as passive recipients of material benefits
deriving from a vertical patron-client relationship with the upper castes.
A case-study analysis by Kanchan Chandra of the BSP in Hoshiarpur district in Punjab
provides an excellent example of the core issues that underline the dynamics of caste
politics in the recent decades. Chandra points out that it was the “…emergence of an
educated generation of Scheduled Castes as a consequence of the government’s
affirmative action policies in education and employment”62 that provided the main base
of support for the growth of caste-based parties. Their reason for supporting the BSP
61
Hasan, Zoya. “Representation and redistribution: The new lower caste politics of north India” in
Francine, Frankel R. et al., eds. 2000. Transforming India: Social and political dynamics of democracy.
New Delhi; New York: Oxford University Press. p. 154
62
Chandra, Kanchan. “The transformation of ethnic politics in India: The decline of Congress and the rise
of the Bahujan Samaj Party in Hoshiarpur” in The Journal of Asian Studies. Vol. 59, No. 1. Feb 2000. p. 28
35
derived from the party’s ability to exploit the lack of representation for lower-caste
members in the Congress party by premising this “…within a larger narrative of
humiliation by upper-caste Hindus”.63 In her interviews with BSP workers, she found that
“…[a]lthough the BSP workers acknowledged the need for the redress of material
grievances such as the lack of education, employment, land, and poor living conditions,
they argued that material deprivation derived from what they described as psychological
oppression”.64 This change in political attitude was reflected in Kanshi Ram’s (founderleader of BSP) remark that the priority is to win power through elections, for “the capture
of political power will automatically transform the composition of the bureaucratic
elite”.65
By invoking the traditional Varna system to create a sense of solidarity vis-à-vis the
upper castes in terms of humiliation, not deprivation, caste-based parties provided the
basis for the creation of a distinct, overarching ideology for the lower castes, as well as
shifted the impetus of representative politics in their favour. As caste politics became
firmly entrenched in the Hindi turf, it created a distinct, exclusive identity that ran
counter to the pan-Hindu grouping sought by the Sangh. The effect of the larger sociopolitical changes on the BJP was, however, seen most clearly not in the rise and
development of caste-based parties, but in the fallout from the Mandal Commission issue.
63
Chandra, Kanchan. “The transformation of Ethnic Politics in India…” p. 39
Ibid. p. 37
65
Varshney, Ashutosh. “Is India becoming more democratic?” in The Journal of Asian Studies. Vol. 59,
No. 1. Feb 2000. p. 19
64
36
The BJP’s advance to power
As mentioned earlier, the BJP initially chose to maintain a moderate stand and pressed
for socio-economic reforms whilst maintaining a studied distance from the communal
agenda of the Sangh Parivar. Following the 1984 elections, the party leadership decided
to abdicate the moderate stand and follow the RSS’s stead. The party’s decision to adopt
a pro-active approach to Hindutva was influenced by two important factors. Firstly, the
period leading to the 1984 elections had seen considerable distance between the RSS and
the BJP, with the former understandably disappointed over the lack of enthusiasm
displayed by the political wing for their central cause, with the rift heightened by the
Congress’s adoption of a communal posture. Secondly, the BJP’s deviation from the
Hindutva path had cost it the support of the upper castes, who had traditionally supported
the Sangh Parivar for its propagation of and commitment to Hindu nationalist ethics. As a
result, a considerable section of the BJP’s upper-caste vote began to shift towards the
Congress, which was regarded as a capable ally instead. Thus, the party leadership’s
anxieties were further deepened by
…the Congress party’s success in winning over the BJP’s mainly uppercaste, urban vote bank as a compensation for the perceived loss of
scheduled caste and minority – especially Muslim and Sikh – votes since
the Emergency years. This, Rajiv Gandhi’s landslide victory in the 1984
parliamentary elections was attributed partly to his ability to win over
most of the upper-caste support that previously went to the BJP.66
66
Nandy, Ashis, et al. 1995. Creating a nationality: The Ramjanmabhumi movement and fear of the self.
Delhi: Oxford University Press. p. 72
37
Prior to the 1989 general elections, the BJP formed a seat-sharing alliance with the Janata
party led National Front Coalition government, a move that brought together different
parties on a common anti-Congress manifesto. The BJP, having learnt its lesson from the
Jan Sangh’s experience with the Janata Party in 1977, chose to form a loose spatial
relationship that supported the coalition as an external member. Given that no individual
party had obtained an absolute majority in the 1989 elections, all major parties focussed
on expanding their support bases in time for the anticipated mid-term poll. As a result,
the BJP’s primary agenda during this period was to regain its diminished upper-caste
support whilst subsequently attempting to extend its political appeal to the more populous
lower-caste support bases.
Soon after the elections, the incumbent Prime Minister V.P. Singh announced the
implementation of the Mandal Commission reforms, which would ensure a reservation of
27 per cent of the seats in education and public service appointments for the Other
Backward Castes (OBC), in addition to the existing 22.5 per cent reservations for the
Scheduled Castes (SC) and Scheduled Tribes. The Mandal Commission report had been
submitted earlier to the Congress led government in 1980, but its implementation had
been shelved by then Prime Minister, Indira Gandhi, on account of the volatile nature of
the recommendations.67 Singh’s decision to implement the Mandal Commission reforms
was motivated by the Janata Party’s attempt to consolidate its diminishing support by
appealing to the collective interests of the Other Backward Classes. In doing so, however,
67
Sridharan E. “Coalitions and party strategies in India’s Parliamentary federation” in Publius, Vol. 33, No.
4 (Fall 2003). p. 139
38
Singh set in motion the process that acted as a catalyst to the crystallisation of OBC
identity on one hand, and the deepening of social cleavages on the other.
Mandal and Mandir
The Mandal Commission’s report was distinct from prior efforts made for caste equality
on account of the one unique feature. Primarily, “[t]he central premise of the Mandal
Commission was that India should proceed from an ideology that rested on hereditary
hierarchy to an ideology that emphasized equality of outcomes – not equality of
opportunity”.68 As the report expounded on its guiding principles,
By increasing the representation of OBCs in Government service, we give
them an immediate feeling of participation in the governance of the
country. When a backward class candidate becomes a Collector or a
Superintendent of Police, the material benefits accruing from his position
are limited to the members of his family only. But the psychological spin
off of this phenomenon is tremendous; the entire community of that
backward class candidate feels socially elevated. Even when no tangible
benefits flow to this community at large, the feeling that now it has its
“own man” in the “corridors of Power” acts as a moral booster.69
The Mandal Commission’s recommendations were thus premised on principles similar to
those of the caste-based parties. However, by setting caste as the determinant of
68
Weiner, Myron “The struggle for equality: Caste in Indian politics” in Kohli, Atul, ed. 2001. The success
of India’s democracy. New Delhi: Foundation Books. p. 203. (Emphasis added)
69
Government of India. 1980 Report of the Backward Classes Commission. New Delhi: Government of
India. Quoted in Weiner, “The struggle for equality”. p. 222
39
empowerment, the report’s recommendations awakened a strong sense of insecurity
amongst the upper castes vis-à-vis the Other Backward Classes, who would be the
primary recipients of the proposed schema of reservations. It has been pointed out that a
central reason behind the upper-castes’ apprehension towards implementation of the
reforms stemmed from the fact that they had enjoyed long-standing dominance in
employment to government positions and feared that this advantage would soon be lost.
However, the upper castes’ resistance to the Mandal Commission reforms needs to be
viewed not only in lieu of their insecurity over the probable diminished presence of the
members in the bureaucracy, but also in light of the conflict it represented between social
norms and political empowerment.
Although they traditionally occupied the lowest rungs of the caste hierarchy, the Other
Backward Classes had experienced relatively less social discrimination when compared
to the Scheduled Castes, and hence, were seen as unfair beneficiaries of the intended
socio-political benefits. As mentioned earlier, many OBC groups had experienced
considerable upward economic mobility in the post-independence period, especially
during the period of the Green Revolution in the 1970s. Although the sections that
benefited formed a relatively small percentage of the total OBC population, it further
compounded the upper-caste opposition to the reforms. The contentious nature of the
socio-political discrepancies was further driven home by the fact that “[t]hese groups
[OBCs] asserted their superior social status vis-à-vis Dalits and, at the same time, used
their backwardness in relations to the upper castes in order to demand the benefits of
40
reservation”.70 Caste violence intensified following the V.P. Singh government’s decision
to implement the reforms and many upper-caste youth publicly immolated themselves as
a sign of protest against the implementation of the reforms, thus etching the divides even
more strongly.
Politically, the fallout from the Mandal Commission reforms proved damaging to the BJP
for two important reasons. Firstly, by stressing caste rather than economic status as the
main determinant, the Mandal Commission created a heightened sense of community
consciousness that ran counter to Sangh Parivar’s ideal of unity amongst Hindus with
disregard for caste divisions. To confirm its commitment to the pan-Hindu overtone of
the Hindutva ideology, the BJP had little choice but to oppose the National Front’s
decision – a position reinforced by the RSS’s condemnation of the Mandal reforms. The
RSS’s position was clearly articulated in an article in its publication, the Organiser,
called the ‘Raja’s Caste War’.
V.P. Singh threatens to achieve in one year what the British could not do
in their 150 year long alien rule…He wants to undo the great task of
uniting Hindu society from the days of Vivekananda, Dayanand
Saraswathi, Mahatma Gandhi and Dr. Hedgewar…What V.P. Singh
through Mandalisation of the society intends to achieve is a division of
Hindus on forward, backward and Harijan lines.71
70
71
Hasan. Quest for power. p. 131
Organiser, 26 Aug. 1990. p. 1. Quoted in Jaffrelot. The Hindu nationalist movement. p. 415
41
Secondly, the BJP’s opposition to the reforms was regarded by the upper castes as being
in line with their own interests, thereby strengthening the upper-caste support base of the
party. Significantly, despite the fact that the BJS and BJP derived much of their backing
from amongst the upper castes, they had not maintained a monopolistic hold over them.
Rather, the support was derived from the upper castes who, prior to the Mandal issue, had
been unstable and vacillated between the Congress and the BJP. On a parallel note, the
shift also alienated the OBC votership who interpreted the move as one tailored to suit
elite interests. Thus, “…the BJP was placed in a quandary, torn between its traditional
support among upper castes who would be badly affected by the new policy, and the
numbers of the OBCs in the electorate”.72
Ideological constraints, reinforced by increasing pressure from the RSS, led the BJP to
adopt a two-pronged strategy. Firstly, it withdrew its support to the National Front on
account of its opposition to Singh’s decision to implement the Mandal Commission’s
reforms. Although the BJP continued to toe the RSS’s line on the caste question, the
party reiterated a moderate stand on the issue and called for a reservation structure that
was based on economic status. As was detailed in the BJP’s manifesto before the 1991
elections,
Reservations should […] be made for other backward classes broadly on
the basis of the Mandal Commission Report, with preference to be given
to the poor amongst these very classes and […] [a]s poverty is an
important contributory factor for backwardness, reservation should also be
72
Corbridge, Stuart and John Harriss. 2000. Reinventing India: Liberalization, Hindu nationalism and
popular democracy. Cambridge: Polity Press; Malden: Blackwell. p. 127
42
provided for members of the other castes on the basis of their economic
condition.73
Secondly, to diffuse caste tensions and reinforce the message of ‘Hindu Sangathan’
assiduously propagated through the 1980s, the BJP tried to bond the disparate sections
“through a religious appeal to all Hindus to demolish the Babri Masjid and replace it with
a Ram mandir”74 in Ayodhya in the state of Uttar Pradesh. Although the Vishwa Hindu
Parishad (VHP) had been one of the primary agents in agitating for a Ram temple in
place of the Babri Masjid since the 1980s, the BJP’s move in launching its Rath Yatra
from Somnath in Gujarat to Ayodhya was significant for it shifted the impetus of political
conflict away from caste for the time being, whilst providing a chance for the party to
attempt a consolidation of Hindu amity in the light of the dominant communal discourse.
In line with this aim, religious symbolism was employed on a massive scale during the
Ramjanambhoomi movement, during the course of which the BJP drew heavily on the
imagery of the televised version of the Ramayana, which had been broadcast as weekly
serials from 1988-90. Given the increased reach of television in the late 1980s and the
immense popularity of the Ramayana, the BJP was able to tap into the common public
imagination effectively. The move was instrumental in disseminating the message to the
grassroots and thereby shaping the character of the movement as a mass-based one. In
73
Bharatiya Janata Party. 1991. Towards Ram Rajya – Mid-Term poll to Lok Sabha, May 1991. New Delhi.
pg. 27. Quoted in Jaffrelot, Christophe. “BJP and the Caste Barrier: Beyond the ‘Twice-Born’?” in Hansen,
Thomas Blom and Christophe Jaffrelot, eds. 1998. The BJP and the compulsions of politics in India. 2nd
Ed. New Delhi: Oxford University Press. p. 32
74
Thomas Blom and Christophe Jaffrelot, eds. 1998. The BJP and the compulsions of politics in India. p.
32
43
doing so, “Hindu nationalist leaders and organs (such as the Organiser) presented the
Ayodhya movement as the means of uniting all Hindus in such a way as to defuse the
OBCs’ demands. By trying to make the OBCs regard themselves as Hindus first and
foremost the RSS combine could preserve the social status quo”.75 Keeping in mind the
need to reiterate the BJP’s commitment to lower caste upliftment, a Dalit by the name of
Kameshwar Chaupal76 was asked to lay the first stone during the foundation ceremony
for the proposed temple.
Furthermore, during the campaign for the 1991 elections, the BJP took care to emphasize
the central theme of the Ramjanambhoomi campaign – religion as the key to internal
solidarity – in its own right, and as well in the context of deficiencies of other political
parties. As one of its campaign advertisements read, “If Congress used minorityism to
divide us, their worthy successors chose casteism to tear us apart. Turning Indians against
Indians. Brothers against brothers.”77 The BJP’s strategy was successful in that the party
was able to sieve out the upper-caste vote, which increased its vote share in the 1991
elections to 20 per cent and helped it to emerge as the second largest party in the Lok
Sabha with 120 of the 468 seats it contested and increased its vote-share to 20.08 per
cent.78 In addition, the party was also able to strengthen its position in its traditional
strongholds such as Madhya Pradesh and made significant advances in its electoral
standing in previously less responsive states like Uttar Pradesh. Although the BJP failed
to translate the gains into a direct victory, given the Congress’s ability to capitalise on the
75
Jaffrelot. The Hindu nationalist movement. p. 431
Kanungo, Pralay. 2002. RSS’s tryst with politics: From Hedgewar to Sudarshan. Delhi: Manohar
Publishers and Distributors. p. 148
77
National Mail. 6 May 1991. Quoted in Jaffrelot. Hindu nationalist movement. p. 438
78
Sridharan. “Coalitions and party strategies…” pp. 139-140
76
44
sympathy wave following the assassination of Rajiv Gandhi, the party emerged as the
second largest in the parliament – a development that marked a huge leap in its electoral
standing.
Parallel to the BJP’s attempts to foster an inclusive Hindu community, the political scene
in the Hindi belt had begun to shift towards a polity that was polarized between caste
groups. As a result, although the Ramjanambhoomi movement had been instrumental in
bringing the party from the margins to the center, it failed to hold ground beyond the
early 1990s. Notably, upper-caste opposition to the reforms had “…stressed the need to
shift from the earlier strategy of reconstructing pride in the Yadav or Kurmi identity to a
more inclusive or collective group identity based on a sharper assessment of their goals
which traded social reform for political power”.79 The polarization of caste identity was
carried forth by caste-based parties, which chose to capitalise on their importance as
regional allies to further the lower-caste cause through political negotiation. Ideology and
politics at the regional level thus came to be defined in ‘caste’ terms in the 1990s.
The progress of the decade brought home the point much closer when the BJP had to deal
with the compulsions of caste-based politics, which raised the need for compromises on
part of the BJP on the ideological and political elements of its Hindutva agenda. Whilst
Mandal and Mandir had formed the cornerstones of the 1991 elections, the impetus
shifted to that of coalition politics in the later part of the 1990s. In other words, as the
BJP attempted to carve for itself a niche in national and regional politics, the party was
79
Hasan. Quest for power. pp. 148-149
45
faced with the need to juggle coalition politics and internal restructuring – policies that
involved distancing from the RSS’s ‘organicist’80 philosophy, which in turn translated
into tensions between the RSS and the BJP on one hand, and between members within
the party on the other. The manner in which the BJP handled these changes and the
implications of its tightrope walk of politics and policies for the party’s character will
form the focus of the next chapter.
80
Jaffrelot, Christophe “BJP and the caste barrier: Beyond the ‘twice-born’?” in Hansen, Thomas Blom and
Christophe Jaffrelot, eds. 1998. The BJP and the compulsions of politics in India. 2nd Ed. New Delhi:
Oxford University Press.
46
Chapter 3: The BJP and Caste-based Parties: Compulsions of Coalition
Politics (1)
Politics of the ‘post-Ramjanambhoomi’ phase
As detailed in the previous chapter, the Ramjanambhoomi movement had provided the
RSS-BJP-VHP combine with an ideal context to reinstate an overarching, pan-Hindu
cause that could successfully deflect attention away from the Mandal issue. Furthermore,
the movement had “…brought support from Brahmins, forsaking the Congress for the
BJP, while recruitment of OBCs excluded from the benefits of Mandal or in conflict with
the numerous and powerful Yadav caste, also played an important part in bringing the
BJP to power as well as broadening its social base”.81 Keeping in mind the central aim of
the movement to build a Ram temple at the spot, the demolition of the Babri Masjid in
December 1992 by Sangh Parivar activists seemed to mark the progression of the
movement towards the fulfilment of its goal.
Despite the lag of a year between the two events, the demolition of the Babri mosque led
to a re-emergence of popular support for the Sangh Parivar in the Hindi belt, and the BJP
seemed poised to emerge as the dominant party in the parliament after the party’s narrow
miss at becoming the largest party in the 1991 elections. The opinion was reaffirmed by
the results of a nationwide opinion poll conducted by MARG and published in the India
Today magazine, wherein 52.6 per cent of the people interviewed in north India approved
81
Zernini-Brotel, Jasmine. “The BJP in Uttar Pradesh: From Hindutva to consensual politics?” in Hansen,
Thomas Blom and Christophe Jaffrelot, eds. The BJP and the compulsions of politics in India. New Delhi:
Oxford University Press. 1998. p. 79
47
of the demolition. Furthermore, a survey of voting intentions indicated that the BJP
would have increased its seat share in the parliament from 120 to 170 seats, had an
election been held immediately.82
The upsurge in popular support was, however, short lived. The demolition of the mosque
acted as a catharsis to the intense communal tensions precipitated by the
Ramjanambhoomi movement and deprived the movement of its central icon, thereby
marking the “logical conclusion of the Ramjanambhoomi movement”.83 The appeal of
the proposed Ram temple was not strong enough to sustain the movement as envisaged
by the Hindu nationalists. Moreover, popular support and enthusiasm for the cause was
mitigated by the violent backlash that followed in several parts of north India, the most
significant of which was the simultaneous explosion of thirteen bombs in the city of
Bombay.84 In other words, the violence and rivalry triggered by the subsequent
communal riots led to insecurity over the viability of a religious-majoritarian agenda as
the guiding principle of a democracy, thus making it difficult for the BJP to play the
communal card with the same vigour as in 1991.
Thus, the start of the 1990s marked a watershed in the BJP’s career, wherein the party
had to adapt its Hindutva agenda to suit a tenuous political atmosphere, the vagaries of
which were exacerbated by the fragmentation of the polity on caste lines. In the postAyodhya movement phase, the BJP was hard pressed to maintain its support base
82
Jaffrelot, Christophe. The Hindu nationalist movement and Indian politics, 1925 to the 1990s: Strategies
of identity-building, implantation and mobilization. London: Hurst & Company. 1996. p. 473
83
Ibid. p. 480
84
Ibid. p. 476
48
amongst the upper castes, who had vacillated in the past between the Congress and the
BJP, whilst simultaneously making inroads into the Scheduled Caste (SC) and Other
Backward Classes (OBC) voter bases. To do so, the party began to tap into the spill-over
effects of Mandal – the vulnerability of the upper castes, and the political ambitions of
the lower castes who hoped to capitalise on the Mandal agitation – by broadening its
ideological agenda and expanding the party’s appeal to suit the demands of caste politics.
The decision to move away from a staunchly ethno-religious agenda was also influenced
by the fact that the BJP had come to be strongly identified with the fundamentalist face
associated with the VHP, and the upper-caste persona of the RSS – a reputation that
undermined the nationalist underpinnings of Hindutva as well as its ‘pan-Hindu’ nature.
As a result,
In 1991, after the BJP had become the second largest party in the Lok
Sabha and formed the government in Uttar Pradesh, it seemed anxious not
to be perceived as a ‘single-issue party’ and to fulfill its commitment to
discipline by avoiding large-scale riots in the states where it held office.
Most of the BJP leaders did not want to be identified with the Ayodhya
issue because it was important for the party – as well as for the RSS and
its affiliates – to present a Hindu nationalist image and not to become
involved in an essentially religious controversy. Soon after his Rath Yatra
Advani had insisted that he was a political, not a religious leader and that
the same distinction applied to the BJP…85
85
Jaffrelot. The Hindu nationalist movement. p. 449. (Emphasis present in original)
49
Moving Towards moderation
In line with its priorities, the BJP reverted to a moderate agenda and took care to
emphasise on socio-political issues of popular relevance. Ayodhya was not forgotten, but
it was referred to as only one of several other issues affecting the hinterland, including
Kashmiri separatism and Bangladeshi infiltration86 – a marked change from the context
of the 1991 elections, during which the Ramjanambhoomi movement had dominated the
party’s election propaganda. The shift in the BJP’s policy was seen clearly at the party’s
National Council session at Bangalore in June 1993, wherein L.K. Advani’s statement on
the Ram temple reflected the party leadership’s attempt to subtly diffuse the BJP’s
responsibility towards the temple’s construction by placing the impetus on the
movement’s mass support as the key motivation.
The temple construction cannot be thwarted. Let our opponents realise one
thing about Ayodhya. The campaign to construct Ram temple at the
birthplace of Rama in Ayodhya may have been initiated by the sadhus, the
VHP and the RSS. The BJP extended to it its full support. The campaign
became a mass movement. Now it is not just the aspiration of any
organisation or party, it is the resolve of the entire nation. Any attempt to
thwart the people’s determination is doomed to fail.87
As Jaffrelot has pointed out in his analysis of the Hindu nationalist movement, the
tendency to oscillate between an extremist and a moderate form of Hindutva in response
to changes in the political scene was a characteristic feature of the BJS, now replicated by
86
Jaffrelot. The Hindu nationalist movement. p. 486
Puri, Geeta. 2005. Hindutva politics in India: Genesis, political strategies and growth of Bharatiya
Janata Party. New Delhi: UBS Publishers’ Distributors Pvt. Ltd. p. 181
87
50
the BJP.88 However, the BJP’s moderation of rhetoric in the post-Ramjanambhoomi
movement period was not only in communal terms, but one that was matched by an
increased effort by the party to magnify its socio-political appeal to the lower castes – a
development that was linked to the reinforcement of the ‘upper caste’ character of the
BJP in the voters’ mindsets in the post-Mandal period. Despite the party’s attempts to
present the Ayodhya issue as one that encompassed pan-Hindu interests, many sections
of the lower castes remained unconvinced of the egalitarian and inclusive nature of the
Hindu nationalist agenda. As Kancha Ilaiah commented, “At the time of the demolition
of the Babri Masjid, the Sangh Parivar mobilised youth from among the Sudra/OBCs and
the Dalits for muscle power…Most of those who participated in the demolition came
from a non-Brahminical background as they were, and still are, seen as being most useful
for physical energy-related activities”.89
To contest the negative connotations of its ideology and to reiterate the centrality of caste
egalitarianism to the creation of the ‘Bharatiya’ nation, the BJP adopted a ‘Social Justice
and Social Harmony’ resolution during the Bangalore session of the National Council in
June 1993. It stated, “All the socially and economically weak and backward constituents
of the society will be helped along, through special welfare and other schemes, to reach
their potential for contribution to the society and accord them an honoured place in the
Great Society that is Bharat”.90 More importantly, the BJP made it a point to emphasize
its ‘support’ for the Mandal Commission’s recommendations.
88
Jaffrelot. The Hindu nationalist movement.
Kancha Ilaiah, ‘Hindutva and caste’, The Hindu, Aug 20, 2002.
90
Puri. Hindutva politics in India. p. 186
89
51
The BJP advocates, as recommended by Mandal Commission, reservation
of 27 per cent for other backward classes. Among the backward classes
the benefit of reservation must in ascending order from the bottom so that
the most backward of the backwards should get the benefit first. As
poverty is one of the main causes of the backwardness in any section of
society, the BJP pleads ten per cent reservation on the basis of economic
criteria to all economically weaker sections, other than the SC/ST and the
OBCs.91
Constraints of caste politics
Yet, despite attempts to placate lower caste interests, the shifts in the BJP’s rhetoric did
not indicate a radical change of priorities in the party’s agenda. On the contrary, the
BJP’s continued dependence on the economic criterion to shield its support for the
Mandal reforms seemed to indicate a defensiveness vis-à-vis the caste issue rather than a
detachment from its ideological underpinnings. As Geetha Puri has noted, “…there was
no agonising felt focus on social change, much less, social justice, in the BJP’s
preoccupation with cultural nationalism. Its Bangalore ‘social charter’, though not insipid
or toothless, did not really fit into its hallowed Hindutva”.92
91
Puri. Hindutva politics in India. p. 188. Following the Bangalore session, the decision was made that four
party leaders would undertake Janadesh Yatras from 4 different points in the north, south, east and west,
and attempt to cover 14 states and 2 union territories in one fortnight. The Janadesh Yatras were premised
on the same principle as the Ekmata Yatras – an expression of communal and territorial unity – but its
purpose was to prevent the dilution of Hindu support, rather than its expansion. This is itself was an
indication of the changed circumstances of the 1990s.
92
Ibid. p. 194
52
Nevertheless, it is noteworthy that the acknowledgement of caste divisions and the
attempt to address the importance of reservations was a major change for the BJP, in light
of the dominant influence of the RSS’s doctrine over the party’s functioning. Unlike the
Congress, which had maintained a broad ideological front that could be moderated to suit
differentiated interests, the BJP’s structure and functioning was tied to the ‘organicist’
philosophy of the RSS, which viewed caste as a secondary form of sectarian affiliation
that would, and should, be subsumed over time by the institutionalization of an
overarching nationalist Hindu identity. As an RSS worker explained through an analogy,
If you draw two lines on a piece of paper, one short, the other a little
longer you have a difference in length. How can you diminish the
difference between these two lines, without altering or interfering with any
of them? The answer is: by drawing a much larger line above them. In
comparison with the difference between the small lines and the big line,
the internal difference between the small lines has been diminished. Thus,
the small lines are castes and the big line is the Hindu nation. Instead of
focussing on the small lines and their internal differences, one should look
at the big line, the Nation, and forget about internal differences. This is
how we in the Sangha look at caste in our society.93
The central principles highlighted in the analogy – voluntary membership and a
willingness to shed individualist elements for the greater good of the nation – formed the
93
Hansen, Thomas Blom. The saffron wave: Democracy and Hindu nationalism in modern India.
Princeton, New Jersey: Princeton University Press. 1999. p. 122
53
basis of the ‘Sanghatanist’94 nature of the RSS’s modus operandi, which involved the
creation of a common brotherhood through the implantation of a homogenized set of
cultural practices in its members. The willingness on the part of members to shed
individualist elements for the greater good of the nation was a core component of this
program, reinforced by the complete lack of reference to the members’ caste identities
within the shakha. For a ‘social’ organization, such an exclusivist ideology was a strength
in that it imparted a sense of impartiality and egalitarianism to its members – one of the
key elements that helped popularize the RSS amongst the lower castes, despite its
cultivation of a primarily Brahmanical culture.
The BJP, on the contrary, faced a different set of circumstances, in the light of which it
could not avail of the RSS’s sanghatanist strategy. One of the key issues that faced the
party in this regard was the ‘ethnification’95 of regional politics on the basis of caste.
Consequent to the growing importance of caste as a marker of political developments in
the regional politics of the Hindi belt in the 1990s was the increased polarization of the
electorate along the broad, inclusive categories of upper castes, SCs and OBCs, and the
redefinition of political ideology and competition on caste lines. The most obvious
indication of the voter’s increased association with caste identities was the growing
strength of caste-based parties like the Bahujan Samaj Party (BSP) and Samajwadi Party
94
See Jaffrelot. The Hindu nationalist movement. pp. 64-72
The term ‘ethnification’ has been taken from Kanchan Chandra’s usage of the term in her study of the
Bahujan Samaj Party in Uttar Pradesh, whereby ethnic identities form the basis of selection of target voter
bases, and the electoral appeal, of political parties. See Chandra, Kanchan. “Post-Congress Politics in Uttar
Pradesh: The Ethnification of the Party System and its Consequences” in Ramashray Roy and Paul
Wallace. 1999. Indian politics and the 1998 election: regionalism, Hindutva and state politics. New Delhi:
Sage Publications. pp. 58-59. See also Chandra, Kanchan. “The transformation of Ethnic Politics in India:
The Decline of Congress and the Rise of the Bahujan Samaj Party in Hoshiarpur” in The Journal of Asian
Studies. Vol. 59, No. 1. Feb 2000. p. 26
95
54
(SP). The growing popularity of these parties mirrored a deep-seated transformation
within the region, namely the re-categorization of the population on caste lines, and the
use of caste identity as the basis of selection of target voter bases, and the electoral
appeal, of political parties in the 1990s.96 In other words, the upper Castes, SCs and
OBCs were regarded as distinct voter blocs, and were therefore targeted by the different
parties that claimed to represent their specific interests.
The ability of political parties to create such differentiations between each other and
amongst the populace arose from their ability to employ in political rhetoric the
diacritical and syncretic values of caste, a concept referred to by Andre Beteille in his
analysis of caste politics in Tamilnadu.
Each segment – whether subcaste, caste or caste group – is
characterised on the one hand by certain diacritical distinctions
and on the other by a set of syncretic values. The diacritical
distinctions ‘define the unity of the segment in terms of
differentiations from other segments’, whereas syncretic values
‘define the unity of the segment in terms of internal solidarity’.97
Beteille’s framework was reflected in the categorizations employed by caste-based
parties such as the BSP and SP to demarcate their electoral voter bases. The BSP
differentiated between the minority alpjan or the three Hindu upper-castes, and the
96
See Chandra. “Post-Congress politics in Uttar Pradesh”. pp. 58-59. See also Chandra. “The
transformation of Ethnic Politics…”. p. 26
97
Beteille, Andre. “Caste and political group formation in Tamilnad” in Kaviraj, Sudipta, ed. 1997. Politics
in India. Delhi: Oxford University Press. p. 74
55
majority bahujan that constituted the rest of population, which were not represented
amongst the upper castes. The party thus centred its focus on the bahujan as its target
voter-base, with an emphasis on Dalits as its primary support base. The SP, on the other
hand, divided the population into Hindu and Muslim segments, and then further
subdivided each religious group into Forward Castes, Backward Castes and Scheduled
Castes. The SP claimed to represent the Muslims, Backward and Scheduled Castes, but
the impetus of its campaign was on the Other Backward Castes – a development that was
in tandem with the fallout over the Mandal Commission issue.
Within both these categorizations, the BSP and SP premised their electoral appeal on the
diacritical differentiations from the upper castes in terms of the degradation of the lower
castes by the former, whilst their syncretic value derived from their emphasis on the
necessity for political empowerment of the lower castes. In short, the stress on the need
for horizontal solidarities vis-à-vis the upper castes was further strengthened by the
juxtaposition of traditional vertical differentiations of caste hierarchy onto the loyalty of
the voter bases. The caste-based parties’ ability to create distinct demarcations between
the upper and lower caste segments, coupled with the traditionalist profile of the Sangh
Parivar, caused Hindutva to be reinterpreted at the regional level as a dogma with uppercaste leanings. Furthermore, the shift of upper caste support in the Sangh Parivar’s favour
following the repercussions of the Mandal reinforced the character of the BJP as ‘uppercaste’ in the voters’ mindsets. In other words, the party was now posited on a caste
spectrum as the representative of the upper castes as opposed to the lower caste parties –
56
a development that restricted severely its social appeal, as well as undermined its
credibility to speak on behalf of the ‘Hindu’ community.
Attempts at ideological reconciliation
With the shift of the political balance in favour of the caste-based parties, the upper caste
label of the Sangh Parivar proved to be a liability for the BJP, particularly in the mid- to
late 1990s when the party was unable to consolidate its position in the parliament.
Although the RSS and VHP attempted to incorporate the element of lower-caste
empowerment within the overall agenda of Hindutva, the organizations’ primary
references to caste within the context of proselytisation was indicative of their discomfort
with the issue of inter-caste differences. For example, at the first anniversary celebration
of the demolition of the Babri Masjid, a prominent display of Dr. B. R. Ambedkar
alongside those of the deity Ram was arranged, and speeches were made condemning
untouchability and extolling the virtues of Ambedkar as a national hero. However, the
acceptance of Ambedkar within the Hindutva agenda was justified by interpreting his
conversion to Buddhism as indicative of his anti-Muslim motives. According to the
leaders of the VHP, Ambedkar had resisted the offer from Jinnah and the Nizam of
Hyderabad and had instead “…converted to Buddhism – a religion grown in the soil of
this country. That was the Hindu in him”.98 In the larger socio-political context, the
RSS’s and VHP’s inability to address caste as a prerogative in its own right led to the
perception of an upper-caste bias and further distanced the lower castes from the Sangh
Parivar, and as a result, intensified the challenge of caste-based parties for the BJP.
98
Hansen. The saffron wave. p. 227
57
To combat the appeal of caste-based parties and limit the vagaries of its precarious
position, the BJP began to move towards the adoption of a ‘catch-all’ character, similar to
that of the Congress in the post-independence period, in the mid- to late 1990s. As before,
the BJP’s strong ties to the Sangh Parivar made it difficult for the party to institute a
complete change of policy with regard to lower-caste appeal. Rather, the BJP began to
display an increased reluctance to defend the staunchly anti-caste stand of the RSS,
matched by a greater level of acceptance of empowerment of lower castes. However, as
was the case of the BJP National Council’s statements in 1993, the change was nebulous
and the party’s stand on caste issues in the 1996 election manifesto remained ambiguous.
Whilst the manifesto reflected greater willingness on part of the BJP to acknowledge the
importance of reservation as a tool to help the uplift the lower castes, the party continued
to evoke the economic criterion of judgment to justify its support for reservations.
The BJP is committed to providing both social and economic justice to the
socially and educationally backward classes (Other Backward Classes)
through the instrument of reservations. At the same time, we hold that the
path to progress of all sections of our people lies not through social
divisions brought by casteist politics but through social harmony. The BJP
advocates:
1. Continuation of reservations for the Other Backward Classes till they are
socially and educational [sic] integrated with the rest of society;
2. A uniform criteria for demarcating the ‘creamy layer’;
3. Flow of reservation benefits in an ascending order to that the most
backward sections of the OBCs get them first;
58
Ten per cent reservation on the basis of economic criteria to all
economically weaker sections of society, apart from the Scheduled
Castes/Scheduled Tribes and the Other Backward Classes.99
By the mid- to late 1990s, the subtle undercurrents that marked a shift in the BJP’s
rhetoric were stronger. An example of the change could be seen from a speech by the
party’s President, A.B. Vajpayee, at an election rally in 1998 in Uttar Pradesh. “We need
to take care of everyone, take everyone along with us. When the Congress people come,
they talk only of Gandhiji. When the BSP people come, they talk only of Ambedkar. We
are the only ones who talk of both Gandhiji and Ambedkar, honor them both, think of
both as important.”100 By placing Gandhi and Ambedkar as the key priorities of the
campaign, the party was attempting to diffuse the Ram-centred propaganda that had
dominated during the early 1990s, and instead reinstate the Congress’s tactics of broad,
inclusive appeal. The BJP was now playing the political game in its full right, and hence,
had delegated its part in the ethno-religious division of labour to its surrogate Hindu
nationalist organizations.
Sanghatan vs. Social Engineering
In attempting to imitate the Congress’s ‘catch-all’ character, however, the BJP had to be
wary of the fact that a multi-ethnic agenda that could accommodate a wide spectrum of
interests was not sufficient to maintain voter loyalties – a lesson that was ironically
99
BJP, For A Strong and prosperous India – Election manifesto 1996. New Delhi. 1996. pg. 62. Quoted in
Jaffrelot, Christophe “BJP and the caste barrier: Beyond the ‘twice-born’?” in Hansen, Thomas Blom and
Christophe Jaffrelot, eds. 1998. The BJP and the compulsions of politics in India. 2nd Ed. New Delhi:
Oxford University Press. p. 33 (Emphasis added)
100
Chandra, Kanchan “Post-Congress politics in Uttar Pradesh…”. pp. 64-65
59
derived from the Congress experience as well. As discussed in the previous chapter, the
caste-based parties’ call for political empowerment stemmed in large part from the lack
of representational opportunities for lower castes within the Congress’s party structure in
the post-independence period. The inability to satisfy the voters’ demands for
representational opportunities was a key reason behind the decline in the Congress’s
popularity in the 1980s and 90s. As caste-based parties emerged as regional gatekeepers
to lower caste support in the 1990s, the question of representation became crucial for the
BJP, in terms of the party’s viability on the one hand, and in the terms that governed its
relationships with caste-based parties on the other.
As discussed earlier, the polarization of the regional polity on caste lines in north India
was a significant development that accentuated the importance of proportionate
representation in the voters’ perception and evaluation of a party, oftentimes more so than
ideology. As Kanchan Chandra has argued, the principal constituent of a political party’s
success lies in its ability to convince its target voter-base of proportionately greater
representation of the community’s elites than its competitors.101 In other words, a rational
voter takes into count the number of, and extent to which, the elites from his/her ethnic
category are represented in a particular party, and chooses to support the one which
supports the most number of his co-ethnics as well as offers greater chances for intraparty advancement, if the party is seen as positioned in a strategically favourable position
to come to power. The underlying logic behind ‘head counts’ as a viable means of party
choice is that the voters are “…instrumental actors who invest in an identity because it
101
Chandra, Kanchan. 2004. Why ethnic parties succeed: Patronage and ethnic head counts in India.
Cambridge; New York: Cambridge University Press. Chapter 1.
60
offers them the best available means by which to obtain desired benefits”.102 These
benefits may be “material or psychic or some combination of the two”.103
The reasoning behind the logic of headcounts is similar to the central arguments of the
Mandal Commission’s recommendations,104 but it is important to note that Chandra’s
argument assumes the unbending rationality of the party and voter – a prerequisite that
may not be reflective of the actual situation. Furthermore, loyalties between voters and
political parties are oftentimes determined by familial voting patterns and intra-societal
allegiances, thus rendering the issue of ‘benefits’ itself a subjective one. Nevertheless,
‘head counting’ became a popular element of party and voter dynamics in the Hindi belt,
especially since it seemed to provide an avenue to challenge a possible recurrence of the
Congress’s clientelistic politics and the subversion of lower caste groups by means of a
strong upper-caste network within and outside of the party.
The growing tendency towards ‘head counting’, reinforced by the polarization of the
electorate on caste lines, had serious implications for the BJP’s continued growth in the
Hindi belt, given that the party’s ranks were dominated by upper castes. Even as late as
1991, at least 50 per cent of its MP’s in the Hindi belt were from the upper castes – a
factor that made the BJP vulnerable to the alienation of the lower-caste vote, particularly
since the proportion of upper castes within the party was comparatively much higher than
that of the Congress and Janata Dal.105 The importance of caste calculations was
102
Chandra, Kanchan. 2004. Why ethnic parties succeed. p. 11
Ibid.
104
Refer to chapter 2, pp. 39-42 for details on the Mandal Commission
105
Jaffrelot, “BJP and the caste barrier…”. p. 36.
103
61
highlighted by the party’s failure to capture key states like Uttar Pradesh and Madhya
Pradesh in the 1993 elections as a result of the loss of OBC vote. More importantly, the
decline in the BJP’s vote-share amongst the lower castes was matched by the growing
popularity of caste-based parties like the Bahujan Samaj Party (BSP) and Samajwadi
Party (SP), making it imperative for the party to shed its ‘Brahmin-Bania’ image if it
intended to remain in the electoral fray. As Uma Bharti, a prominent OBC member of the
Sangh Parivar, commented, “We have to go the grassroots, to the Dalits. The party has
become complacent after the Ram Janmabhoomi movement. Kanshi Ram [founder-leader
of BSP] has woken us up”.106
To better prove its commitment to the lower caste cause, the BJP’s leadership instituted a
policy known as ‘Social Engineering’, which made way for the inclusion of greater
numbers of lower caste members within the party hierarchy. By 1996 as compared to
1989, the composition of upper-caste Members of Parliament (MPs) from the BJP in the
Hindi belt had declined to 43.8 per cent from 51.5 per cent, the percentage of
intermediate castes had risen from 1.5 per cent to 5.8 per cent, OBC representation
increased to 17.3 per cent from 15.6 per cent and the share of SC MPs rose to 22.3 per
cent from 17.2 per cent.107 The increased presence of lower-caste members was
supplemented by the appointment of prominent lower-caste members to important party
posts. By doing so, the party was attempting to play the political game on the same
principles that the caste-based derived their success from – the provision of increased
106
Cited in Times of India, 21 June 1997. Quoted in Jaffrelot, “The Sangh Parivar between Sanskritization
and Social Engineering” in Hansen and Jaffrelot, The BJP and the compulsions of politics in India. New
Delhi: Oxford University Press. 1998. p. 31.
107
Jaffrelot, “BJP and the caste barrier…”. p. 36.
62
chances for representation for the respective caste populations within the bureaucracy,
which in turn might translate into gains for the subject population.
The institutionalization of Social Engineering marked a important transition in the BJP’s
character – the party had now moved away from its earlier strategy of viewing the entire
Hindu population in its singular right, and instead adopted a policy that that could appeal
to multiple castes by addressing the collective needs of their subject population. The
adoption of Social Engineering was, however, strongly opposed by the RSS leaders
“…who objected in principle to any artificial transformation of the so-called equilibrium
and who did not want to give new importance to castes as a result of pressures from the
‘Mandal affair’”.108 The RSS’s unwillingness to countenance the change was derived
from its staunch disregard for cooptation and discouragement of any form of caste
assertion, higher or lower, as a means to political gain. Dissent over the new policy also
derived from the fact that prior to the late 1980s, the BJS and BJP had never restricted the
entry of lower caste members within the party, but the induction of such members within
the party was often a result of their prior close association with the RSS or its affiliate
organisations. Furthermore, the caste identity of the members was rarely mentioned,
especially in lieu of political gains by the BJS or BJP. Hence, an increased induction of
lower-caste members with the aim of seducing the caste vote was denounced by the RSS
as a dilution of Hindutva and a politically opportunistic move by the BJP.
It is important to note, however, that despite attempts to modify the disposition of the
party, the fundamental character of the BJP was not radically altered. High ranking or
108
Jaffrelot, “BJP and the caste barrier…”. p. 36.
63
prominent lower-caste representatives were largely drawn from the coterie of members
who were imbued with the RSS culture from young, and who continued to maintain
longstanding connections with the organisation.109 The internal ranks of the party were so
strongly dominated by the culture of the Sangh Parivar that it was difficult for members
with little or no affiliation to gain admittance easily, even if it meant a gain in vote share.
Thus, Social Engineering marked at best a compromise between the compulsions of
Hindutva and caste – a factor that made it seem a superficial proclamation than a serious
policy change. However, like the moderation of the BJP’s manifesto and rhetoric, it was
definitely a marker of the internalization of caste, and the party’s admission to the
supersedence of caste in politics – both of which marked a break from the long term,
puritan nature of the RSS’s inference of Hindutva.
The Eleventh General Elections in 1996 brought the BJP to the position of the largest
political party in India, but the party was unable to hold power beyond thirteen days
owing to the lack of a majority in the Lok Sabha. Despite the popularity of A. B.
Vajpayee as the ‘moderate’ face of the party, “…the party’s systematic use of communal
rhetoric had antagonized other political parties to the extent that no coalition partners
were forthcoming to form an alliance. The BJP had won the elections but not power, and
was soon returned to a position of ‘mighty marginality’.”110 It was evident that the
presence of popular support for the party’s ideology was not sufficient to help tide over
coalition calculations at the center.
109
Prominent examples include members such as Bangaru Laxman (President of state unit of BJP in
Andhra Pradesh in 1986) and Kalyan Singh (Chief Minister of Uttar Pradesh for multiple terms since 199192).
110
Hansen. The saffron wave. p. 218
64
Despite the BJP’s inability to capture and retain power, the 1996 elections had brought to
fore an important development. “So far, the Hindu nationalist parties could make
progress only on the basis of a militant strategy or of a nation-wide seat adjustments. For
the first time in 1996, the BJP increased its share of representatives in the Lok Sabha
through a rather moderate campaign and limited alliances with regional parties.”111 The
decision to expand through a network of regional parties rather than as a ‘national’ party
was also an effective means for the BJP to liaise with the lower caste voters with castebased parties acting as its interpreter.
The BJP once again returned to power in 1998 with a thirteen-party coalition in tow.
Following its re-election, the party faced several problems in terms of adjustments to
power as well as with its new partners. In the Assembly elections following its reelection, the BJP suffered a heavy defeat in Madhya Pradesh, Delhi and Rajasthan on
account of the government’s inability to control inflation. The real test, however, came in
1999 when differences over governance issues led to the All India Anna Dravida
Munnetra Kazahagam’s (a political party based in the southern state of Tamil Nadu)
withdrawal of its support to the coalition, which led to the toppling of the coalition and
the holding of fresh elections in September-October 1999. Nevertheless, the BJP returned
to power in 1999 with Vajpayee at its head, with the credit of two consecutive electoral
victories and an increase in proportion of candidates who won, up from 46.8 per cent in
1998 to 53.9 per cent in 1999.112
111
Hansen and Jaffrelot, The BJP and compulsions of politics. p. 1
Jaffrelot, Christophe, ed. The Sangh Parivar: A reader. New Delhi: Oxford University Press. 2005. p.
270
112
65
The BJP’s return to power was, however, marked by concerns regarding the stability of
its support bases. Although the NDA had attracted 52 per cent of the upper-caste vote, the
BJP in particular had received only 30 per cent. Furthermore, according to a CSDS poll,
the BJP managed to attract only 16 per cent of the SC votes, 21 per cent of higherranking OBCs and 19 per cent of the lower end of the OBC voters. The upper-caste or
elitist slant of the party’s vote distribution was indicative of continuing inability on the
BJP’s part to expand its social base beyond the select circle that had always supported it,
despite the leadership’s open display of solidarity with OBC interests. An example of this
attempt was seen in the 1999 election manifesto of the NDA, wherein it was stated that,
“If required, the Constitution will be amended to maintain the system of reservation…We
are committed to extending the SC/ST reservation for another 10 years. Reservation
percentages, above 50 per cent, as followed by certain states, shall be sanctified through
necessary legislation measures.”113 Although this provision was a result of the BJP’s
negotiations with its allies, it marked a shift away from the vague, theoretical
proclamations of the past to grounded promises and compromises.
Whether or not the BJP was able to maintain these promises and the effect of the new
challenges and constraints facing the party on its structure and policies form an important
element of this thesis. To some extent, although the BJP had broken away from the
unyielding stance of the RSS, it is still indeterminate whether it had transformed into a
‘Congress clone’. Furthermore, it must be noted that the effects of the politicization of
caste differ from the effects of caste-based parties. In other words, whilst caste as a sociopolitical factor has indeed resulted in a noticeable shift of perception on the part of Hindu
113
Quoted in Jaffrelot. The Sangh Parivar. p. 286
66
nationalists’ with regard to the presence of socio-political differences, one also has to
take into account the question of whether the legitimate basis of Hindutva as a pan-Hindu
ideology has indeed been challenged by the assertions of caste-based parties that
sectarian affiliation was the primary basis of socio-political identity.
To address the issues raised, the next chapter will take up a case study of the BJP’s tenure
in the state of Uttar Pradesh (UP). UP has been a popular choice for case studies, given
its importance as the barometer of Indian politics, national and regional. In the context of
this thesis, UP is of particular relevance, for although the principle of Hindu nationalism
received a decent level of support from the upper caste population, the Congress’s ability
to subsume Hindu nationalist demands within its secular agenda resulted in the
delineation of the BJS and later BJP to a minimal role on the political stage. It was only
with the Ramjanambhoomi movement that the Hindu nationalists ascended to
prominence in their own right within UP. Furthermore, UP was the center stage for the
socialist movement by Ram Manohar Lohia and the peasant mobilization led by Charan
Singh – developments which led to the development of a strong lower caste lobby within
the state. In brief, it played host to the different movements that affected the subject of
this study, thereby making it an ‘ideal’ scenario to examine.
Through the case study, the following chapter will attempt to better illustrate the effects
of the vagaries of the state level politics on the functioning of the BJP, and the manner in
which the BJP has succumbed to or countered the influence of caste and caste-based
67
parties to gain a better understanding of the party’s interpretation of and engagement with
Hindutva at the ‘local’ level.
68
Chapter 4: The BJP and Caste-based Parties (II)
Case Study of Uttar Pradesh
Uttar Pradesh – The political stage
“In the autumn of 1991, thousands of supporters of political Hinduism
arrived in Ayodhya to demolish the Babri Masjid. They were prevented
from doing so by the Janata Dal chief Minister of Uttar Pradesh, Mulayam
Singh Yadav, who mobilized a social coalition of backward classes and
Muslims to frustrate the designs of the Hindutva combine. The ‘unity’
forged by Hindu nationalism was for the moment effectively challenged
by an alternative politics that foregrounded another set of differences. Two
years later, in the winter of 1992, the Babri Masjid was demolished by
karsevaks loyal to political Hinduism. In retrospect, the two confrontations
at Ayodhya, and the distinct trajectories represented by them, throw into
sharp relief the twin dialectics of caste and community politics in modern
India.”114
Zoya Hasan’s comment on the conjecture of the conflicting mobilisations by the Sangh
Parivar and the caste-based parties points to a key development in the politics of
Hindutva in the 1990s – the interlude of caste as a competing priority alongside religion
in the Sangh Parivar’s definition of Hindu nationalist identity. As discussed in the
previous chapter, the attempt to address and accommodate the growing importance of
caste was a central characteristic of the BJP’s strategy of adjustment in the 1990s. In
114
Hasan, Zoya, 1998. Quest for power: Oppositional movements and post-Congress politics in Uttar
Pradesh. Delhi; New York: Oxford University Press. p. 1
69
brief, the discussion focussed on the BJP’s attempt to moderate its ideology and
restructure the composition of the party ranks to reflect the effect of caste on the party’s
functioning and its ideological underpinnings. However, such an analysis falls short of
providing a greater understanding of the BJP’s response to, and interaction with, castebased parties at the state level. In order to better understand this aspect, this chapter will
take up a case study of the impact of the politics of caste and caste-based parties on the
BJP in the state of Uttar Pradesh (UP).
The choice of UP was based on two primary factors: firstly, it was the main state in
which caste politics took root in the 1960s and 70s, and the centre of the
Ramjanambhoomi movement in the 1990s, thus making it a regional prism that reflected
the different political currents at the ground level; secondly, UP witnessed a fourcornered contest between the Congress, BJP, BSP and SP through the 1990s – a
development that brought together all the major agents of change in the Hindi belt.
Hence, it provides an ideal background for a study of the politics of caste and caste-based
parties. Whilst the conclusions from the case study on UP cannot be extended to other
states in entirety, it is worth remembering that as the biggest and most politically active
state in India, the developments in UP provide a relatively stable guide to the political
trends at least in the Hindi speaking region, if not beyond.
The early 1990s – Expansion and consolidation of the BJP in UP
Parallel to its performance at the Center, the BJP was a marginal party in UP politics until
the early 1990s. The Congress’s ability to form and maintain a ‘coalition of extremes’
70
between the upper castes, Muslims and Scheduled Castes blocked off major venues for
creation of niche support bases by other political parties, thereby curtailing their rise and
expansion in the state. The 1970s and 80s witnessed a decline in the Congress’s standing
in the state, matched by the rise of differentiated movements and parties. In particular, the
1970s were marked by the growth of caste movements of which Ram Manohar Lohia’s
socialist movement and Charan Singh’s peasant-based movement were the most
prominent; whilst by the late 1980s, Hindu nationalism emerged as a prominent
ideological and political force in the state. The two movements worked on parallel bases,
primarily as anti-Congress forces until 1989 when V.P. Singh’s decision to execute the
Mandal Commission’s recommendations brought about their convergence on the grounds
of mutual concern, thereby causing a decisive shift in the politics of the state.
Essentially, the implementation of the Mandal reforms acted as a catalyst to the
breakdown of the Congress’s patronage network, and led to the creation of opportunities
for hitherto marginal players to emerge as agents of political representation and
participation for the different sub-groups within the state. The Sangh Parivar’s opposition
to the Mandal reforms and the consecutive launch of the Ramjanambhoomi movement
helped the BJP to consolidate a niche support base amongst the upper-caste, urban
population by tapping into their disgruntlement with the Congress on the one hand and
their insecurity over the growing socio-political assertion of the lower castes. In addition
to the Ramjanambhoomi movement’s potency as a means to mitigate the BJP’s
opposition to the Mandal reforms, the appointment of Kalyan Singh, an OBC member, as
the President of the state unit was instrumental in helping to qualify the inclusive nature
71
of Hindutva and alleviate the perceived anti lower-caste character of the party.
Furthermore, Mulayam Singh Yadav’s attempt to halt the progress of the Ayodhya
campaign through the use of strict measures including the deployment of security forces,
curfews and the banning of newspapers weakened the Janata Dal’s (JD) hold on the state
and instead strengthened the BJP’s status as a credible, all-encompassing alternative in
U.P.
The success of the BJP’s efforts was reflected in its increased vote share in the 1991
Parliamentary elections. The party emerged as the strongest party in UP with a tally of 51
seats and nearly 33 per cent of the total vote, whilst the Congress was ousted from the
political stage with only 5 seats and less than 20 per cent of the total vote. Furthermore,
the BJP chalked up an impressive 221 seats in the 1991 Assembly elections as compared
to its prior holding of 8 seats in the 1989 elections. It is important to note that the results
of the Assembly elections marked not only popular acceptance of the BJP’s ideology, but
as well “…another trend expressing rejection at the Congress’s and the Janata Dal’s
record in ruling the state”.115 Thus, alongside the growing acceptance of Hindu
nationalism in the political sphere, the ability of the electorate to reject two parties from
power due to dissatisfaction over governance pointed to a prevalent anti-incumbency
mentality that the BJP had to be wary of.
115
Brotel-Zernini, Jasmine “The BJP in Uttar Pradesh: From Hindutva to consensual politics?” in Hansen,
Thomas Blom and Christophe Jaffrelot, eds. The BJP and the compulsions of politics in India. New Delhi:
Oxford University Press. 1998. pp. 77-78
72
Mid to late 1990s: Impact of post-Mandal developments
The period following the 1991 elections was thus one in which the BJP was faced, for the
first time as the party in power, with the multiple forces that had attributed to the
volatility of UP politics in the 1980s and 90s. Whilst Mandal had helped to break down
existent power structures within the state, it had concurrently led to the hardening of caste
lines and the characterization of political parties on caste lines. In other words, despite its
attempts to propagate Hindutva as an ideology that overrode sectarian divisions, the BJP
was still perceived by many as an upper-caste party – a development that helped to
stabilize the party’s support base amongst the upper castes who had vacillated in the past
between the Congress and the BJP, but simultaneously alienated the SC and OBC votes
from the party.
The dismissal of the BJP government following the demolition of the Babri Masjid in
1992 and the consequent imposition of President’s rule deprived the party of a chance to
prove its mettle in government, and made it vulnerable to the shifts and swings of caste
and party politics. In addition, although popular resentment against the demolition of the
mosque was directed primarily at the Congress for failing to anticipate or prevent the
demolition, the extremist religious element represented by the act deterred popular
support and diluted the support the Sangh Parivar had received in the post-Ayodhya
phase – a sentiment that was reflected in the decline of the BJP’s seat share in the 1993
Assembly elections to 177 from 221 seats in 1991.116 The BJP’s decline in the 1993
elections was paralleled by the rise of the SP-BSP combine to power. Apart from being
116
V. K. Rai, “A profile of Uttar Pradesh: Stability in instability” in Wallace, Paul and Ramashray Roy,
eds. 2003. India’s 1999 elections and 20th century politics. Thousand Oaks: Sage Publications. p. 294
73
touted as the ideal combine that represented the combined might of the lower castes, the
SP and BSP leaders,
…portrayed their joint effort as part of a wider struggle to turn the tide of
Hindu nationalism at the national level. As early as July 1993, Kanshi
Ram had taken up the slogan that “the road to Delhi passes through UP”
and had thus represented the state-level struggle as the vanguard of the
fight against the BJP in the entire country. By September…the main theme
had become the importance of stopping the BJP in Lucknow as a prelude
to frustrating the party’s national ambitions.117
The efforts of Mulayam Singh Yadav and Kanshi Ram paid off and the SP-BSP alliance
emerged as the closest competitor to the BJP in the 1993 elections with 176 seats, as
compared to the Congress and JD, which secured 28 and 27 seats respectively.
Nevertheless, “[a]lthough the SP/BSP alliance had fallen short of an absolute majority in
the assembly, it could count on the reluctance of both Congress and the JD to see the BJP
resuming office to ensure that it would have support to form a government”.118 To many,
the assumption of power by the SP-BSP alliance represented a model solution to the
political emancipation of the lower castes. Of the 27 members in the ministry, there were
only two Thakurs and one Brahmin. “Never before had a UP government contained so
many representatives of the backward classes and Dalits and so few from the upper
castes”.119 However, the euphoria of victory was short lived. Disagreements over the
117
Duncan, Ian. “New political equations in north India: Mayawati, Mulayam, and government instability
in Uttar Pradesh” in Asian Survey. Vol. 37, No. 10. Oct 1997. p. 988
118
Ibid. p. 982
119
Ibid. pp. 989-990
74
apportionment of power and control within the government, and the BSP’s insecurity
over the dominance of the backward caste lobby within the government soon cropped up
and the ‘ideal’ lower caste alliance was broken in 1995 amidst “serious acrimony and
distrust”120, following which the BSP forged a power sharing alliance with the BJP in
1995.
The BJP’s decision to support the BSP-led government was a surprise to many, given the
extremities of ideology the two parties represented. The BSP proclaimed as its main aim
the need to unite all the bahujan samaj who formed the bulk of the population in order to
restructure the power balance in their favour, as a result of which the anti-upper caste tilt
in its outlook and ideology was especially pronounced. For example, as one of its
popular slogans read, Tilak, taraju aur talwar, isko maro joote char – the tilak [caste
mark applied on the forehead, which symbolizes the Brahmin], the balance
[measurement scales, which symbolize the merchants] and the sword [symbol of the
warrior castes], hit them with your shoes [reference to the Chamars, a key scheduled caste
in the north, which comprises of leather workers].121 More importantly, the three castes
referred to in this slogan – the Brahmins, the traders and the warriors – formed the key
components of the BJP’s support base. By choosing to support the BSP, the BJP faced
the challenge of offending its own supporters, who could view the alliance as an affront
to their loyalty.
120
Duncan, Ian. “New political equations in north India: Mayawati, Mulayam, and Government instability
in Uttar Pradesh” in Asian Survey. Vol. 37, No. 10. Oct 1997. p. 979
121
Quoted in Jaffrelot, Christophe. India’s silent revolution: The rise of the lower castes in north India.
London: Hurst & Company. 2003. p. 397
75
The BJP’s decision to support the BJP despite the presence of strong opposing factors
made it obvious that electoral arithmetic had come to prevail over ideology, with the
alliance signifying “an orchestrated move on the BJP’s part to enlarge its vote bank”.122
However the BJP-BSP combination proved untenable and within four months, on
October 17, BJP leaders called on Governor Motilal Vora to formally withdraw their
support to the BSP. Ostensibly, the differences in ideology and styles of governance were
the central causes for the BJP’s decision to break away from the alliance. It was clear that
“…the withdrawal of support within four months only showed that the party gets carried
away more by rhetoric than by ground realities and objective assessments. The sip also
realized that the alliance did not ensure a transfer of the Dalit base to the party”.123
Given that the break-up of the BJP-BSP alliance reneged more on the instability inherent
in the dynamics of coalitions, it did not immediately translate to a decline in the BJP’s
standing in the electoral arena. On the contrary, although the BJP’s chances to stabilize
its vote share among the Dalits were reduced, the earlier break-up of the BSP and SP
alliance had resulted in the splitting of the lower-caste vote, which proved to be a
redeeming factor for the BJP. With Kalyan Singh at the helm, the BJP was well poised to
take advantage of the non-Yadav OBC votes. In addition, the BJP made a conspicuous
attempt to induct members from numerically smaller lower castes, which had been
elbowed out of the BSP and SP by the dominant castes such as the Chamars and Yadavs
respectively, thus giving it a wider field to play out its chances.124
122
Ghimle. Yubaraj. “Opposites don’t attract’, Outlook, 1 November, 1995
Ibid.
124
Brotel-Zernini. “The BJP in Uttar Pradesh…”. p. 87
123
76
Although the instability of the lower-caste vote was of concern for the BJP, it was offset
by the support provided by the upper castes towards the party, which was an important
advantage considering that they formed nearly 10 to 12 per cent of the population. With
the near absence of the Congress from the political scene, the upper-caste voters were
reliant on the BJP as the medium of representation – a trend reflected clearly in the voting
patterns of the 1996 elections. “The stability demonstrated by the upper-caste vote, and in
particular, Brahmins, stroke many commentators throughout UP: there seemed to be no
other choice for them, whether in rural or urban areas, but to vote for the BJP as the sole
representative of their interests.”125 However, the support thus gained was limited in that
it did not help to tip the electoral scales in the BJP’s favour.
The BJP’s inability to push forward with its Hindutva agenda stemmed from the fact that
UP politics in the mid- to late 1990s had come to be marked by a quadrangle of
competition between the BJP, BSP, SP and Congress, in which neither one party could
successfully achieve a paramount position over the others. In an attempt to overcome the
limitations of numbers and ideology, the BJP resorted to ‘political’ means and “…seized
power in Uttar Pradesh in October 1997 by breaking the BSP and the Congress,
reportedly offering the breakaway groups portfolios and large amounts of money”.126
Furthermore, it was alleged that Kalyan Singh, the new Chief Minister, purportedly
offered positions to corrupt and criminal candidates in his grand cabinet of 91 ministers.
Although the BJP’s actions were “…justified in the name of apadharma, the Brahmin’s
125
Brotel-Zernini. “The BJP in Uttar Pradesh…”. p. 92
Jaffrelot, Christophe. “The BJP at the Centre: A Central and Centrist Party?” in Hansen, Thomas Blom
and Christophe Jaffrelot, eds. The BJP and the compulsions of politics in India. New Delhi: Oxford
University Press. 1998. p. 315
126
77
dharma of survival”,127 they seemed to signify increasing desperation on part of the party
leadership to gain power, and the resultant decision to move away from the RSS’s
philosophy of long term grassroots transformation.
Although the BJP’s actions helped the party to attain power, it eroded its reputation as a
disciplined and ideologically stringent party. Furthermore, it did little to help expand the
party’s influence beyond its incumbent support bases, as was reflected in the results of
the next Parliamentary elections. In the 1998 elections, the BJP captured nearly 57 seats
and 36 per cent of the vote and emerged as the strongest force in UP. However, the
party’s progress was minimal when compared to the 1996 elections, when it had attained
52 seats and 33 per cent of the vote share. The BJP’s inability to make headway to
augment its electoral standing was also a result of the growing strength of caste-based
parties in the state, as was seen from the ability of the SP and BSP to capture 29 per cent
and 21 per cent of the vote share respectively. More importantly, the effects of caste were
not limited to electoral arithmetic. The party was faced with a parallel challenge – namely
the formation of, and growing distance between, the upper and lower-caste lobbies within
the party hierarchy – which was to prove just as difficult to deal with.
Caste (mis-) management – The Kalyan Singh affair
For caste to emerge as an issue of consideration within the party ranks was a serious
threat to the Sangh Parivar’s reputation of discipline and unity, and in a larger context,
the goal of a division-less Hindu brotherhood. The consciousness of caste as a divisive
influence amongst the party’s cadre derived from two factors: firstly, the BJP’s
127
Jaffrelot, Christophe. “The BJP at the Centre…”. p. 315
78
acknowledgement and acceptance of caste as a defining principle of politics; and
secondly, the resultant implementation of lower-caste oriented policies, which led to an
increasing sense of sectarian identity in contrast to the stringent insistence on religion
espoused by the RSS – both of which led to growing caste consciousness within the BJP.
The caste divide began to surface in light of the rift between some of the party members
and the key backward caste leader in the state, Kalyan Singh. Following his appointment
as Chief Minister, Kalyan’s inability to match his ministers’ expectations was the key
reason behind the disgruntlement of the members. Matters reached a head when a group
of 36 legislators submitted their resignations as well as a demand for Kalyan’s expulsion
to Party President Kushabau Thakre in May 1999. The charges against Kalyan included
the Chief Minister’s inapproachability, an autocratic style of functioning, the lack of
consultation with party members on decision making, and the creation of an internal
coterie, dominated by Kalyan supporters.128 The fallout within the party was clearly
based on caste lines – the dissidents were largely upper-caste members, whilst the
backward and lower-caste members, including prominent leaders like Uma Bharti and
Ganga Charan Rajput, rallied to Kalyan’s side. The sharpening of caste divisions between
the party members was partly due to the fact that by the mid-1990s, Kalyan’s status as a
long-standing member of the Sangh Parivar had been overshadowed by his functional
role as a backward caste leader. As an article in the Outlook noted:
128
“Thrust and parry”. India today, 24 May 1999. If the complaints created fault lines within the party, the
reactions from the Kalyan camp made them worse. Graffitti began to appear on walls in Lucknow, bearing
threatening messages apparently meant for the opposite camp within the party – “Jo Kalyan ko mitayega,
hum use mita denge” (He who dares to remove Kalyan will be wiped out by us) and “Kalyan nahin to desh
nahin” (No Kalyan, no state).
79
While its true that Kalyan has been the BJP’s most potent and emphatic
answer to Mulayam Singh Yadav’s backward politics in UP, being a
natural upper-caste platform, the BJP has lived with a dangerous mix of
both classes. With Kalyan becoming the inevitable choice for the prized
position, the upper caste state leaders may have had every reason to feel
suffocated.129
Despite escalating factionalism within the party, the central party unit’s leadership
hesitated to displace Kalyan Singh from the post of Chief Minster on account of his
ability to attract and sustain the backward vote, which was crucial for the BJP’s survival
in U.P. However, as one of the dissidents in the party pointed out, Kalyan’s “indirect
involvement in the circulation of pamphlets and posters abusing the upper castes…only
worsened the situation”.130 The BJP, once appreciated for its cohesive structure and
internal discipline, was now openly split on caste lines, and was rife with power struggles
and factionalism. However, with the party in a precarious position and another round of
elections approaching, its leaders were unwilling to rock the boat too hard. Nevertheless,
the complainants’ call did not go unheeded – Kalyan was strongly reprimanded by the
Party President and “told to fall in line or be prepared to face Central rule”.131 The
warning went unheeded. Contrary to expectation, it was reported that:
[t]he chief minister’s attitude has been something of an enigma…For
Kalyan has been charting a most unusual course for a BJP man. In the last
few months, he’s launched a virulent attack on high-caste Hindus, not just
129
Mukherjee, Sutapa. “Birthday bumps”. Outlook. 18 January 1999.
“Thrust and parry”, India today. 24 May 1999.
131
Ibid.
130
80
against his rivals, but inside the BJP as well…At another rally last month,
just when the dissidents’ tide seemed to ebb a little, Kalyan roared: “A
good ruler is one who keeps his supporters happy and his rivals quaking in
their boots” and upon backward castes to “snatch power from the
privileged high castes”, as the only way out.132
Furthermore, throughout the campaign for the 13th Lok Sabha elections, Kalyan Singh
“…sulked, failed to attend meetings addressed by even Prime Minister Atal Behari
Vajpayee, complaining bitterly about his ‘marginalisation’ and the ‘inadequate’
distribution of tickets to backward leaders.”133 It did not help matters when one of
Kalyan’s staunch loyalists, Sachchidanand Sakshi Maharaj, who was refused a ticket to
Farrukhabad, began to make open statements against what he termed as the “Brahmin
troika – comprising Vajpayee, Murli Manohar Joshi and Kalraj Mishra”134, as plotting the
downfall of Kalyan Singh. He also reportedly added that “…Kalyan and Mulayam are
‘natural friends’ and that they would join hands after the elections”.135 Kalyan’s studied
silence over Sakshi’s comments, and his son Rajbir Singh’s open campaign for the SP
candidate in Aligarh only seemed to confirm the rumour, adding to the existent bad blood
within the party. Despite efforts by leaders from the Central unit to patch up the rifts
within the UP unit, little was accomplished.
132
Bhushan, Ranjit. “Writing on the wall”. Outlook, 24 May 1999
Mitra, Subhash. “Spoiling the party”. India today, 11 October 1999
134
Ibid.
135
Ibid.
133
81
Kalyan’s open revolt against the BJP leadership was indicative of the shifting bases
within the party, and was in sharp contrast to his own efforts in the past to project himself
as a strident Hindu leader, especially during the course of the Ramjanambhoomi
movement. On the one hand, it pointed to a decline in the party leaders’ commitment to
Hindutva; and on the other, to a deep-rooted upper-caste inclination within the party
towards maintaining the power balance in favour of the upper-caste lobby – both of
which were detrimental to the BJP’s efforts to propagate a ‘catch-all’ image.
The 1999 elections – Battling the odds
The period leading up to the 1999 Parliamentary elections was thus marked by a conflict
between ideological and political compulsions for the BJP. In light of the united,
disciplined image projected by the party ranks during the Ramjanambhoomi movement,
the heightened prevalence of instability and factionalism within just a decade seemed to
indicate that the BJP was incapable of handling the challenges brought about by its ascent
to power and rapid expansion in support base. Whilst the ineptness of the Kalyan Singh
government had contributed to the prevalent anti-incumbency mood within the electorate,
the open show of dissidence and the growing OBC-upper caste divide had clearly
disappointed voters and eroded the BJP’s image as a credible political representative.
It must be noted that the party leadership were not oblivious to the changes taking place
around them. Hence, the impetus for the 1999 elections was on the need to put up a
convincing front and defend the BJP’s previous tally of 57 seats, rather than seek to
advance its electoral standing. However, the BJP failed, and although the party managed
82
to secure 31.2 per cent of the vote share, its seat share shrunk by nearly half to 29 seats.
The decline in the party’s seat share was a clear indication of its ineffectiveness in
grappling with and resolving core issues at the state level. More importantly, the BJP’s
losses had clearly translated to the gains of the caste-based parties – the SP, despite a
decline in vote share to 24 per cent from 28.7 per cent, had increased its seat count from
20 in the previous (1998) elections to 26; and despite a negligible increase in vote share,
the BSP had secured 14 seats, which was a gain of 10 seats up from its tally of 4 in 1998.
Another noteworthy development in the 1999 elections was the re-emergence of the
Congress in UP, with 10 seats and 14.8 per cent of the vote share. It is important to note
that the Congress’s revival was marked by a shift of the upper-caste vote in its favour,
supported by the fact that it received maximum support from Brahmins in key
constituencies such as Kanpur, Shahjahanpur and Rai Bareilly. It is noteworthy that the
Congress’s ability to revive its appeal was in part derived from the upper-caste voters’
dissatisfaction with the BJP over the Kalyan Singh controversy – a development that was
indicative of the vagaries of caste politics, as well as the fact that the BJP had yet to come
to terms with it.
In a nutshell, although the BJP had successfully retained power at the center, the start of
its new term in office was overshadowed by a dual quandary concerning its functioning
in India’s politically crucial state – “analyzing why the BJP received such a drubbing in
Uttar Pradesh and whether Chief Minister Kalyan Singh should stay or go”136. Though it
136
Bhaumik, Saba Naqvi. “Heartland headaches”. India today. 15 November 1999
83
was clear that a large section of the party was in favour of his retrenchment137, dismissing
Kalyan was bound to have immediate negative repercussions on the OBC section.
Nevertheless, the failure to hold on to the existent seat share, let alone expand it, had
weakened Kalyan’s importance as the guarantor of the backward caste vote and
diminished his credibility within the party – making it difficult for the central leadership
to favour his continuity as the state head in UP. Finally, in what seemed like a desperate
bid to resolve the issue, the BJP suspended Kalyan Singh from the post of Chief Minister
and the party on 21 November 1999.
In Kalyan’s place, the BJP appointed Ram Prakash Gupta, a “forgotten RSS nominee”,138
as the Chief Minister of UP. Whilst the decision to appoint a candidate who had little or
no popular following was a result of the party’s attempt to avoid further dips on the caste
scale, the new Chief Minister’s status as a titular head was a serious handicap in a state
that was heavily segmented. A comment in India Today was telling of the incongruity in
the BJP’s choice:
At the root of political management in Uttar Pradesh is caste. Kalyan
successfully forged a upper caste-backward alliance in the aftermath of
Ayodhya…Now with Kalyan out of the way, the BJP’s backward-caste
flank is vulnerable to poaching by Mulayam…By elevating a non-entity to
137
As India today reported, “The criticism borders on the crude. The source of his problems, says a state
leader, is “launda aur laundi”. The reference is to his son Rajbir Singh who orders bureaucrats around and
has been allotted a petrol pump in Ghaziabad, and the controversial corporator Kusum Rai, the lady the
Chief Minister is said to be close to and who has become an extra-constitutional authority in Lucknow.”
Bhaumik, Saba Naqvi. “Heartland headaches”, India today, 15 November 1999
138
Ahmad, Farzand and Subhash Mitra, “Relic as ruler”, India today, 22 November 1999
84
the chief ministership, the BJP runs the risk of being reduced to its
Brahmin-Bania core, a recipe for electoral disaster.139
In a bid to counter allegations that Kalyan’s suspension was a result of the upper-caste
inclinations of the Sangh Parivar, the BJP announced the appointment of Bangaru
Laxman, a Dalit, as President of the party in succession to Khuashabau Thakre. Laxman’s
appointment was a strategically opportune move, in that he was “…the first Dalit
president of the party which till recently was dubbed a “manuvadi” and “Brahminical”
outfit”.140 Yet, it did not have the desired effect, largely because Bangaru Laxman was
not as popular a leader as Kalyan. Furthermore, his appointment as party President
seemed to be more a metaphorical adjustment than a means to address the deeper issues
affecting state level calculations. The Kalyan affair had already thrown into sharp focus
the cracks in the BJP’s hierarchy, and exposed the fallibility of ideology within the party
despite decades of rigid ideological adherence. It also served as a reminder to the party
leadership of the challenges that expansion brought in its wake.
Early 2000 to the 2004 elections – Coalitions and challenges
The rift between rhetoric and reality was an issue of concern for the BJP with regard to
adjustment with its coalition partners as well. As mentioned earlier, coalitions provided
one of the best means for the BJP to manipulate the swing vote to gain a greater vote and
seat margin, whilst concurrently adapting the Hindutva idiom to the local context. This
was the primary reasoning behind the BJP’s decision to support the BSP-led governments
139
140
Ahmad, Farzand and Subhash Mitra. “Relic as ruler”. India today. 22 November 1999.
Ahmad, Farzand. “The PM’s point man”. India today. 13 August 2000
85
in 1995 and 1997. However, being situated on polar ends of the ideological spectrum,
maintaining a functional relationship proved to be a task easier said than done. Like its
first alliance with the BSP in 1995, the BJP’s second attempt at alliance formation in
1997 failed to hold.
On 31 October 2002, 12 dissident BJP MLAs met Governor Vishnu Kant Shastri to
inform him that they “had lost confidence” in the Mayawati-led BJP-BSP government.141
The source of dissatisfaction lay in the BSP leader’s “authoritarian” style of functioning,
the allocation of relatively junior positions to BJP MLAs, and her abuse of power. To
substantiate their demand, their leader Ganga Bhakt Singh made a public statement about
the BJP MLAs’ grievances after their meeting with the governor. “We told the Governor
that raids were being conducted at the houses of legislators, false criminal cases were
being registered, and the police were generally harassing supporters of those legislators
who had made their displeasure with the government public.”142 The dissidents’ demand
to convene a special assembly to test the strength of the government was, however,
rejected – Shastri asserted that none of the dissidents had actually given their withdrawal
of support in writing, thereby mitigating the need for a special session.143
The threat, however, was a serious one. The BJP-BSP alliance maintained 216 members
in coalition with other smaller parties in the state Assembly. Given the required number
141
Tripathi, Purnima, S. “Coalition troubles”. Frontline Vol. 19, Issue 23, November 9-22, 2002
Ibid.
143
Ibid. See also, Tripathi, Purnima S. “Living on borrowed time”. Vol. 19, Issue 25, December 7 – 20,
2002. To some extent, luck was also on the BJP’s side. As Frontline noted, “It paid to have a famous
Rashtriya Swayamsevak Sangh (RSS) pracharak as the occupant of the Raj Bhavan in Lucknow.” Tripathi,
Purnima S. “A political farce”. Frontline. Vol. 19, Issue 24, November 23 – December 6, 2002
142
86
of 203 members, the withdrawal of the support of 12 MLAs had the potential to bring
down the government dangerously close to the position of a minority. On 1 November,
the SP general secretary, Amar Singh, presented the Governor with a list of 204 MLAs
(including 37 BJP MLAs) whom he claimed would support a government led by
Mulayam Singh Yadav. Shastri dismissed the claim on the grounds that he was
“unconvinced”. Although the SP’s bid to power was a flimsy one, given that there was
evidence that only 12 BJP MLAs were willing to confirm their support for Mulayam
Singh, it highlighted the ongoing tensions within the BJP, which were persistent despite
efforts by leaders including Rajnath Singh and Kushabau Thakre to contain the crisis.
The signs of a dysfunctional relationship between the BJP and BSP continued to
proliferate. In January 2003, Mayawati declared her birthday as Swabhiman Divas (selfrespect day) for Dalits and state funds amounting to over Rs. 1 crore were spent on
celebrations. The implicit political message contained in the festivities was not hard to
miss. As an article in Frontline observed,
Birthdays have been celebrated by politicians in the past too with even
greater ostentation, but this one was different in that it was personal event
that was thrust on the state government and that it was used by the BSP to
make a political statement. By proclaiming the day “swabiman divas” for
Dalits, the BSP leadership made it clear to the Bharatiya Janata Party and
Congress (I) that Dalit politics remained its forte.144
144
Tripathi, Purnima S. “A birthday message”. Frontline. Vol. 20, Issue 3, February 1 – 14, 2003
87
The message was particularly intended for the President of the BJP’s UP unit, Vinay
Katiyar, who had portrayed Dr. Ambedkar as a pro-Hindu, anti-Muslim leader during his
tour of the state in December 2002. An annoyed BSP had raised the issue with Prime
Minister Vajpayee, who had in turn cautioned Katiyar to tone down his rhetoric.
However, there was more dirty laundry to be washed in public. In addition to reiterating
the BSP’s monopoly over the Dalit vote, Kanshi Ram declared in New Delhi that “his
aim was to unseat the BJP from the number one slot.”145
In the 2002 Assembly elections, the BJP’s standing declined from 176 in the earlier
elections to 88 – a clear sign of the party’s waning influence in the state – whilst the SP
emerged the clear winner leading in nearly 150 constituencies. However, the lack of a
clear majority in the house of 403 members put the SP at a disadvantage in terms of
forming the government. A solution to the fractured mandate of the state seemed to lie in
the re-formation of the BJP-BSP alliance since both parties held the required number of
candidates to prop up a government. However, the distrust between the BJP and BSP had
soured enough for the state unit of the BJP to hold back on its offer of support to the BSP.
In addition, state party leaders including Kalraj Mishra and Rajnath Singh argued that it
was necessary for the BJP to take the cue and sit in the Opposition – an opinion summed
up in party President Jana Krishnamurthy’s statement, “We respect the people’s
verdict”.146 The opinion found favourable standing with Prime Minister A.B. Vajpayee
and Home Minister L.K. Advani, who also had to take note of the fact that joining hands
145
146
Tripathi, Purnima S. “A birthday message”. Frontline. Vol. 20, Issue 3, February 1 – 14, 2003
Tripathi, Purnima S. “The Uttar Pradesh tangle”. Frontline. Vol 19, Issue 7, March 30 – April 12, 2002
88
with the BSP would further alienate the BJP's core vote bank – the upper-caste voters. As
a senior BJP leader commented, “Like in the past she [Mayawati] is bound to invoke the
Dalit Act. A Dalit resurgence under her leadership would demoralise our grassroots
support base. After our already poor showing in the Assembly election, we cannot risk
this. We should concentrate on recovering lost ground.”147
The BJP’s reluctance to rush into a power-sharing arrangement stemmed in part from the
desire of all political parties within the state to maintain a state of suspended flux under
President’s rule, which accorded them sufficient time to consolidate on their gains in time
for the next Lok Sabha elections. Furthermore, leaders of the BJP’s state unit insisted that
the BSP should accede to a government led by Rajnath Singh, with the BSP handling
some important portfolios in the state and sharing power at the Centre. It was obvious
that fears of Rajnath Singh going the ‘Kalyan way’ were a serious concern for the party
leadership. As one of the senior leaders pointed out, supporting a Mayawati-led
government against the wishes of leaders like Rajnath Singh and Kalraj Mishra could
lead to a sense of disgruntlement amongst the cadre, which was damaging for the party’s
cohesiveness in the long run.148
Despite the presence of convincing arguments, the central unit of the BJP diverged in its
preferred course of action and advocated a reunion with the BSP. The leaders at the
center were apparently more concerned with maintaining at least a semblance of order
until the next Lok Sabha elections, “…even at the cost of alienating its vote bank for the
147
148
Tripathi, Purnima S. “The Uttar Pradesh tangle”. Frontline. Vol 19, Issue 7, March 30 – April 12, 2002
Ibid.
89
time being, because, in its opinion, the possible larger success [wa]s more important.”149
Furthermore, “The extent to which the BJP’s central leaders are willing to compromise
with the BSP became evident when Katiyar and company were asked to continue to
cooperate with Mayawati ‘despite her whims’, until the general elections.”150
Nevertheless, the BJP’s decision to continue the alliance was not bereft of costs. In April
2003, when Chief Minister Mayawati filed more than 100 First Information Reports
against Mulayam Singh Yadav on charges of having made two videotapes of Mayawati’s
private meetings, the BJP found itself in a quandary. The party could neither support the
BSP nor condemn its “politically vindictive”151 actions. The BJP’s reluctance to comment
on the BSP’s action was significant, considering that one of the videos showed Mayawati
making “derogatory remarks about Hindu practices and rituals”. However, the party
continued to uphold a cautious stand, owing to concern that any form of conflict might
affect the political equilibrium in the state. Conversely, the lack of censure had the effect
of exasperating the party’s core base of upper castes, who were “already frustrated with
the innumerable compromises the party has had to make to stay in power.”152
The difficulties of holding together the unhappy marriage were compounded by the
efforts of the oppositions parties – the SP, the Congress, the Rashtriya Lok Dal (RLD)
and the Rashtriya Kranti Party (RKP) – to topple the government by luring away the
independents and the “erstwhile dissident 20 to 25 BJP MLAs who all but left the party in
149
Tripathi, Purnima S. “Coalition troubles” Frontline. Vol 20, Issue 5, March 1 – 14, 2003
Ibid.
151
Shukla, J.P. “BSP-SP confrontation building up”. The Hindu. 17 April, 2003
152
Tripathi, Purnima S. “Politics of vendetta”. Frontline. Vol 20, Issue 9, April 26 – May 9, 2003
150
90
an earlier attempt.”153 However, the attempt failed yet again. Despite the withdrawal of
support by RLD leader Ajit Singh and 14 MLAs, Governor Shastri rejected the
Opposition’s request for a special session of the Assembly for a fresh vote of confidence
on the grounds that they had not provided adequate proof that the government was
reduced to a minority. However, the coming together of the opposition parties in a mutual
effort was a clear sign that the gains accruing for the BJP from the split between the BSP
and SP were not perennial.
The rocky state of affairs finally came to an end on August 25 2003, when Mayawati
announced the termination of the BSP’s alliance with the BJP and recommended the
dissolution of the Assembly. Whilst different opinions proliferated over the possible
reasons behind her withdrawal of support, “the most plausible hypothesis seem[ed] to be
that the alliance had outlived its utility for her; and that she had an inkling that a split in
her Legislature Party had become imminent, with growing manipulation by her
opponents.”154 Taken aback by the dissolution announcement, the BJP attempted to
reclaim its dignity by handing Governor Shastri a formal letter stating their withdrawal of
support to the BSP, but the move was of little help. The BJP’s past attempts at salvaging
the alliance came to naught, and the party had to shoulder the reputation of having
“agreed to a bizarre, servile and humiliating arrangement just to share power with a
leader who made no secret of her contempt for its Manuvadi ideology.” 155
153
Parsai, Gargi. “Moves on to rope in UP BJP MLAs”. The Hindu. 2 June, 2003
Bidwai, Praful. “Big setback for the BJP”. Frontline. Vol. 20, Issue 19, September 13 – 26, 2003
155
Ibid.
154
91
The 2004 elections – Picking up the pieces
On August 28, the Governor invited Mulyam Singh Yadav to form the government, with
a condition that he prove his majority within 14 days. Mulayam managed to secure the
required majority, with the BJP providing tacit support in the form of a lack of active
effort towards spoiling the SP’s chances. The BJP’s decision to ‘support’ the SP-led
government was a surprise to most, given that Mulayam had been the party’s bete noire
since the early 1990s when he had ordered state forces to curb the Ramjanambhoomi
movement, and later attempted to engineer the fall of the BJP-BSP governments. The
move towards reconciliation was possibly based on the fact that having a government led
by Mulayam Singh would at least provide the BJP with the space to revive their Ram
temple movement and once again establish the Hindutva charm in the Hindi heartland – a
desperate move by the party to regain its lost ground.156
However, given the time elapsed and the changes undergone by the BJP through the
decade, reviving the Ramjanambhoomi movement was no longer a quick fix to the
party’s problems of dented support bases and lost integrity. As an internal survey
conducted by the BJP pointed out, the job of securing the required support from UP
would be the “biggest challenge”.157 The survey findings were, however, challenged by
the trends presented by the results of media polls in April 2004, including the NDTVIndian Express, India Today-Bhaskar and Outlook polls, which predicted a situation with
the SP and BJP in combined lead, followed by the BSP and SP. However, as Yogendra
Yadav warned, the extent to which an upward trend might translate into seats was still
156
157
Tripathi, Purnima S. “Calculated risk”. Frontline. Vol. 20, Issue 19, September 13 – 26, 2003
“BJP’s survey sees uphill task in U.P.”. The Hindu. 6 March 2003
92
indeterminate, particularly in light of the fact that “…in recent years, the opinion polls
have tended to…overestimate the BJP in the state.”158 Yadav’s comment pointed to the
intrinsic element of doubt surrounding the fate of the BJP in UP – an issue of concern for
the leadership, when viewed in light of the fact that the gains in UP had formed the
backbone of the BJP’s success in the 1990s.
In a calculated move to salvage the OBC vote, and gain a competitive edge vis-à-vis the
other parties, the BJP decided to re-induct Kalyan Singh into the party in February 2004.
The decision was based on the hope that it would help fulfil the statistical and
psychological deficiencies in the BJP’s support base, as made evident from the remarks
of Murli Manohar Joshi. “Kalyan Singh’s return to the party had created an atmosphere
of confidence among party workers, and also in the people. Now that Kalyan Singh is
back, even if 80 per cent of the four per cent section of the people [the backward Lodh
community] he leads vote for the BJP, it will mean a substantial increase in our
strength.”159 Whilst the fragmented state of the electorate dictated the need for a prolower caste agenda, the move to reinstate Kalyan just months before the General
elections, notwithstanding the long drawn rifts within the party on his account, painted
the BJP as an opportunistic party with little regard for the OBC interests at stake.
Furthermore, Kalyan’s and his successors’ incompetence in government still rankled in
the voters’ minds and heightened the prevalent anti-incumbency mood in UP.
158
159
Yadav, Yogendra. “Making sense of the opinion polls”. The Hindu. 19 April 2004
“Q&A: Murali Manohar Joshi”. The Hindu. 1 April 2004
93
The concomitant effects of the pitfalls and failures of the BJP government whilst in
power were reflected in perceptible shifts in the party’s core upper-caste base during the
first phase of elections in 32 out of the 80 seats in UP – the party suffered a dilution of
support within its core upper-caste bases of Brahmins and Rajputs. The downward trend
witnessed in the BJP’s standing was confirmed by the results of the 2004 elections. The
BJP, contrary to its hopes of securing over 50 seats, secured merely 10 seats. The SP
emerged as the dominant party with 36 seats followed by the BSP with 19 seats. If it was
of any solace to the BJP leadership, the fact that the Congress managed a meagre 9 seats
seemed to indicate that the road to Delhi was not necessarily through UP. However, it did
prove the point that caste had emerged as the ruling ideology at the state level.
Analysis – Charting the BJP’s career
In retrospect, it would appear that the source of the BJP’s declining popularity from the
late 1990s onwards lay in the party’s inability to maintain the loyalties of its core support
bases. In the past, the BJP had drawn considerable support from the Brahmin and Rajput
communities, and complemented it with efforts to solicit the support of SC and OBC
communities. In effect, the BJP worked out an agenda whereby it tried to bring together
disparate social groupings to work toward a mutual goal in the hope that they would be
subsumed over time within a framework based on religious solidarity. However, although
the strategy had worked in the early 1990s, it failed to procure the desired results in the
post-math of the Ramjanambhoomi movement. In effect, the party had underestimated
the extent to which caste divisions had sharpened in the 1990s, and hence, failed in its
attempts to woo the lower caste vote and destabilized its own core support base as well.
94
Another important factor needs to taken into account when analyzing the BJP’s failure in
replicating the Congress’s strategy – namely the presence of a strong populist rhetoric
that could accommodate all sections of the population within the Congress’s ideology and
manifesto. The BJP, however, could not replicate a similar ‘catch-all’ idiom due to the
prevalence of traditionalist ideas and practices within the RSS, which automatically
imprinted the party’s image as ‘upper-caste’ in the minds of the voters. In other words,
although the Congress had suffered a severe dent in its popularity in the 1980s and ‘90s,
it was due to the inadequacy of the party’s leadership rather than a failure to maintain
ideological consistency. In other words, it was seen as a party that had failed to deliver on
its promises. On the other hand, the BJP’s attempts to distance itself from the upper-caste
label and re-model its image to suit the demands of multiple castes was seen as a dilution
of the party’s ideology, and tantamount to infidelity towards its support base.
As a result, despite the Congress’s regression in the 1980s and ‘90s, it was able to
maintain its ‘catch-all’ image and revive its populist rhetoric in the 2004 elections to suit
the caste factor as well. Unfortunately for the BJP, its upper-caste image was too strongly
imprinted in the minds of the voters for the party to successfully erode it within a decade.
As a result, the upper castes began to source for alternative political representatives and
turned their support to the Congress instead. In the past, the BJP had drawn considerable
support from the Brahmin and Rajput communities, and complemented it with efforts to
solicit the support of SC and OBC communities. However, the Congress-like ability to
“…make all kinds of alliances with divergent subaltern social groups and yet preserve its
95
Hindutva appeal” 160 had since declined. The BJP’s continued placation of the BSP had
frustrated and alienated its upper-caste supporters, who began to source for alternative
parties to represent their interests.
In consequence, the Brahmins gravitated toward the Congress, whilst the Rajputs began
to shift toward the SP.161 Evidently, the Congress’s ability to revive the ‘Nehru-Gandhi’
dynastic appeal with Rahul Gandhi and Priyanka Vadra had overwhelmed the allure of
Hindutva. On a parallel note, the SP’s conspicuous fielding of Rajput candidates had won
it the support of the Kshatriya segments of the populace. Having burnt its bridges to the
Dalit vote bank from its earlier divorce from the BSP, the BJP had attempted to secure
the OBC vote with Kalyan Singh. However, the strategy had failed miserably – in fact,
the former Chief Minister had had trouble saving his own seat, winning it by a margin of
merely 16, 651 votes.162 The message was clear – the saffron wave had subsided in UP.
160
Bidwai, Praful. “Big setback for the BJP”. Frontline. Vol 20, Issue 19, September 13 – 26, 2003
Ramakrishnan, Venkitesh. “Shift seen in BJP’s core vote base in U.P.”. The Hindu. 28 April 2004. See
also Ramakrishnan, Venkitesh. “A no-holds-barred contest”. The Hindu. 2 May 2004
162
Tripathi, Purnima S. “Decisive defeat for Hindutva”. Frontline. Vol. 21 Issue 11, May 22 – June 4, 2004
161
96
Conclusion
The 2004 elections and the BJP – Delusion and disappointment
“If the media were to decide elections, the general elections to the 14th
Lok Sabha would be a pointless exercise. The verdict is already out: the
ruling Bharatiya Janata Party-led National Democratic Alliance is sure to
return to power. Almost all sections of the media have said this from the
day the NDA decided to advance the polls. Two serious nationwide
surveys have supported this forecast, though in varying degrees. Add to
this the umpteen number of newspaper articles, views of poll pundits and
the astrologers. The hawa, as they say, favours the ruling coalition.”163
Yogendra Yadav’s comment on the pre-2004 election speculation by the media points to
the intensity of the then prevalent belief that the BJP-led National Democratic Alliance
would return to power in the 14th General elections. The basis of these predictions rested
on several factors, including the BJP’s ability to keep together its coalition act despite the
unstable nature of central and regional politics, its achievements in advancing the
economy to an 8 per cent growth rate, and the strengthening of relations with Pakistan.
Buoyed up these predictions, and encouraged by the party’s victory in the Assembly
elections in Madhya Pradesh, Rajasthan and Chattisgarh, the BJP leadership called for the
elections even earlier than scheduled. The reigning anti-incumbency mood that had
created considerable instability during the 1990s seemed to have mellowed, and the BJP
seemed poised to return for a second term.
163
Yogendra Yadav. “Never mind the pollsters, the race is still open”. The Hindu. 15 March 2004
97
In an ironical twist of events, the BJP suffered massive defeats in key states, and despite
long drawn hopes, was shunted out of the Center by a revamped and re-organised
Congress, which came to power as head of the United Party Alliance (UPA). In
numerical terms, the BJP’s 138 seats were close to the Congress’s tally of 145 seats.
However, the difference between the BJP’s valid vote share of 22.16 per cent and the
Congress’s 26.69 per cent indicated a wider gap between the two parties. More
importantly, “…the BJP, after 20 years of continuous electoral growth, has almost
reverted back to the situation in 1991 when they won 120 seats and 20.1 per cent of the
valid votes.”164 However, as Jaffrelot clarifies the true weightage of the numbers, “…the
erosion is not so drastic as this statistic makes it appear. First of all, in 1991 the BJP won
20 per cent of the valid votes while contesting 468 seats; whereas in 2004 it won more
than 22 per cent whilst contesting only 361 seats.”165
Whilst it might also be argued that the strong leaning of analysts and journalists towards
a BJP victory had coloured the political mindset, thereby leading to an exaggerated
perception of the party’s defeat, the drop from 182 seats in 1999 to 138 is an important
indication of the party’s decline. Moreover, in a system wherein the major parties acted
more as poles around which coalitions were formed rather than as independent players,
the difference of even a few seats was indicative of the larger gap in overall gains and
party standing. In other words, it was apparent that the BJP had failed to sustain its
164
Jaffrelot, Christophe. “The BJP and the 2004 general election: dimensions, causes, and implications of
an unexpected defeat” in Adeney, Katharine and Lawrence Saez, eds. Coalition politics and Hindu
nationalism. New York: Routledge. 2005. p. 237
165
Ibid. pp. 237-238
98
popular standing and the loyalties of its support base, let alone expand its reach to
hitherto untapped sections of the populace.
The results of the 2004 elections were a severe blow to the BJP and the Sangh Parivar. In
the aftermath of the elections, the BJP leadership proffered several explanations for the
party’s less than par performance. Vajpayee declared that a possible explanation lay in
the communal violence that had been unleashed in Gujarat in 2004, whilst Advani
seemed to support the stand that the neglect of Hindutva had been a key cause for the
party’s defeat.166 Needless to say, the RSS and VHP were convinced that the BJP’s
dilution of support for the Hindu nationalist cause in order to chase the lower-caste vote
had cost the party its reputation as well as the loyalty of its upper-caste support base. In
other words, the Sangh Parivar was convinced that to return to power, the BJP had to
revert to its earlier stand and embrace the Hindutva cause to the fullest.
As Jaffrelot has pointed out, the BJP (and the BJS) have often exhibited the tendency to
oscillate between a radical and moderate strategy as suits the situation at hand. The key
elements of Hindu nationalist strategy – the formulation of a strong, ideologically
influenced identity that draws on feelings of vulnerability, ethno-religious mobilisation
based on symbolic and instrumentalist representation, and an extensive grassroots
network of implantation – were strongly affected by the political conditions that governed
the extent of the effectiveness of their implementation. However, his argument is more
166
Jaffrelot, Christophe. “The BJP and the 2004 general election: dimensions, causes, and implications of
an unexpected defeat” in Adeney, Katharine and Lawrence Saez, eds. Coalition politics and Hindu
nationalism. New York: Routledge. 2005. p. 244
99
inclined towards the Sangh Parivar’s stand on the religious issue, and whilst it helps to
understand the factors that affect the BJP’s functioning, they differ in considerable
measure from the factors that affect the BJP’s relationship with caste.
One of the key reasons behind the BJS’s inability to emerge as a prominent political
alternative lay in its failure to propagate Hindu nationalism to a wide audience, which
was further exacerbated by the Congress’s ability to subsume Hindu nationalism amongst
other prerogatives within its agenda. The breakdown of the Congress’s patronage
structure in the 1970s and the concomitant rise of different political forces allowed for
Hindu nationalism to lay claim to its own niche as a religious-majoritarian ideology that
was centred on a predominantly upper-caste culture, but which had the potential to
embrace multiple social groups within its agenda. In other words, unlike the Congress,
which relied on a socialist, secular model, the BJP relied on a religious framework that
could be adapted to suit differentiated socio-political concerns. In the 1980s, the
Congress’s decline and the fragmentation of the electorate had led to a sense of
susceptibility amongst sections of the populace, which the BJP had tried to engage
through its strategy of Hindutva. As Amrita Basu has pointed out, the party’s ability to fit
the cast of multiple roles was a key reason behind its success in the early 1990s.
“The BJP’s success l[ay] in its having become the major voice of
opposition to incumbent governments at national and regional levels.
Indeed, one of the BJP’s greatest skills [wa]s its ability to speak in many
voices…In the early 1990s it was a vehicle for upper-caste resentment at
100
the growing political influences of the lower castes…However, by 1996,
the BJP had gained lower caste support in many states…”167
In other words, the BJP had formulated a strategy, similar to that of the Congress’s
‘catch-all’ policy, and now presented a modified version of Hindutva that sought to
extend the boundaries of religion to subsume varied socio-political groups within a
mutual agenda. The Ramjanambhoomi movement was an excellent example of the BJP’s
strategy, for it sought to address the dual issues of religious encroachment168 and the
vulnerability of upper-castes over the growing strength of the OBC lobby, by positing the
Ram temple as the key concern of the different groups involved. The movement’s
progress was further aided by the Congress’s ineffectiveness in upholding the interests of
the different groups that constituted its coalition of extremes and the Janata Dal’s (JD)
excessive leaning towards the OBC vote with the decision to implement the Mandal
Commission’s recommendations, which left several sections of upper and lower-caste
voters dissatisfied and provided the BJP with a niche to occupy. Thus, “[t]he rise of the
low caste parties and that of the BJP ran parallel not only because the Mandal affair and
the Mandir movement coincided but also because the BJP attracted new support as the
only party which was against caste-based reservations.”169
167
Amrita basu, “Caste and class: The rise of Hindu nationalism in India” Harvard International Review,
Summer 1996, Vol. 18, Issue 3. p. 28
168
The two instances refer to the Meenakshipuram conversions and the Shah Bano case. Refer to Chapter
2, pp. 28-33 for details.
169
Jaffrelot, Christophe. India’s silent revolution: The rise of the lower castes in north India. London:
Hurst & Company. 2003. p. 462
101
Until the mid- to late 1990s, the precarious nature of electoral politics, exacerbated by the
holding of multiple general elections, helped to keep the parties’ balance in flux, thereby
allowing for some room to manoeuvre between core and swing voter bases. Caste lines,
however, began to harden in the post-1992 period, and the predominantly upper-caste
perception of the BJP caused the party to lose both Uttar Pradesh (UP) and Madhya
Pradesh (MP) in the 1993 elections to emerging caste-based parties.170 With the coming
of the BJP-led coalition to power in 1998 and later, 1999, the volatility that had
characterised the Indian political scene was stilled to some extent. Ironically, whilst the
BJP could now lay claim to the fulfilment of a cherished goal, it was on account of its
position as the party in power that the party faced some of the stiffest challenges thus far
in its political career – the need to balance different agendas to the mutual satisfaction of
all the socio-political groups it had tried to represent. The party had little choice but to
face the underlying issues that had caused the fallout of parties and voter bases over the
Mandal issue – namely the increased importance of caste politics, which was buttressed
by the strong demographic presence of the SC and OBC voter bases – and adapt its
ideology and strategy to suit the circumstances.
With the progress of the decade, the boundaries etched by the rise of conflicting
ideologies became more pronounced and state-level politics was defined more by the
nature of the parties competing against each other. Herein, the complexities of head-count
politics and caste loyalties created a dichotomous challenge for the BJP wherein any
attempt to fortify the lower-caste vote was seen as a betrayal of upper-caste interests, and
170
Jaffrelot, Christophe. India’s silent revolution. p. 463
102
vice-versa. Consequently, the BJP’s attempt to capitalise on the growing strength of
caste-based parties by forming mutual power-sharing relationships with them was
regarded by members of its core upper-caste voter base as indicative of dilution of the
party’s ideology, and thereby declining commitment to the fulfilment of upper-caste
interests. In particular, the BJP leadership’s attempt to forge alliances with the BSP time
and again, despite the inherent contradictions in their ideologies and style of functioning,
caused a decline in the party’s credibility amongst its core supporters, who regarded the
move as being excessively accommodating of lower-caste interests.
Another key development that affected the BJP’s reputation arose from the party’s
inability to fend off the growing presence of caste lobbies within its own ranks. This was
seen particularly in the case of UP, wherein the split between the upper and lower caste
factions within the party over the Kalyan affair undermined the party’s reputation and
more importantly, acted as an anti-thesis to its claim that Hindutva could act as a binding
force for all segments of society. Whether or not Kalyan’s suspension from the party was
directly a result of an anti-lower caste bias had little bearing on the fact that lower-caste
voters were disillusioned by the BJP leadership’s decision. In addition, the decision to reinduct Kalyan just prior to the 2004 elections was denounced by the upper-caste segment
as a politically opportunistic move that betrayed the BJP’s chase behind the lower-caste
vote. Furthermore, the Kalyan affair also brought to light the party’s inability to coordinate national and state-level politics, which caused a severe dent to the BJP’s
reputation of discipline and cooperation.
103
On a parallel note, the Congress’s return to the political scene with Sonia Gandhi at its
helm was a key development that eroded the BJP’s upper-caste support base. The lapse of
time had helped to mitigate the negative connotations associated with the Congress’s
patronage politics, and it was now able to posit itself as a neutral competitor in the run up
to the elections. Furthermore, “One of the main factors that caused the flow of Brahmin
votes to the Congress [was] the entry of Rahul Gandhi and Priyanka Vadra into active
politics.” 171 Apart from the upper castes’ feeling of neglect due to the BJP’s overtures to
the SC and OBC vote, the revival of the Nehru-Gandhi dynastic charm was effective in
drawing the upper-caste vote to the Congress. As Upendra Mishra, a Congress activist
from Lucknow in UP explained, “…it is natural that Brahmins are the first to return,
because the Congress is the community’s original political platform.”172 The Muslims
too, in their attempt to strategically vote the BJP out of power, began to drift towards the
Congress, thereby recreating a trend similar to the post-independence coalition of
extremes.
In retrospect, a key shortcoming in the BJP’s political strategy lay in its short sighted
efforts to recreate a support framework similar to that of the Congress’s postindependence structure, without taking stock of the changes that had occurred in the
Indian polity. As Yogendra Yadav summed up whilst writing on the state assembly
elections between 1993 and 1995, the core dilemma faced by the parties derived from the
very nature of the ‘middle ground’ they tried so hard to occupy:
171
172
Ramakrishnan, Venkitesh. “The battle for UP”. Frontline. Vol. 21, Issue 10, May 8-21, 2004
Ibid.
104
The legacy of the national movement enabled the Congress to occupy and
define the middle ground of various ideological and social cleavages. The
resultant enduring loyalties of a cross-section of the electorate to the
Congress ensured its electoral success. Any new political formation
without such a historical advantage finds this ground too slippery now. If
it tries to catch all, it loses any distinctiveness and thus ends up catching
none. If, on the other hand, it tries to acquire and maintain distinctiveness,
it ends up being exclusivist and loses its capacity for cross-sectional
mobilization.173
In retrospect – Revisiting the BJP’s journey
The 2004 General elections marked a watershed in the BJP’s career – the end to a cycle
that began with the party’s ascent in 1989. However, the extent of the BJP’s loss needs to
be qualified against the fact that electoral data too has its limitations in providing an
accurate picture of a party’s progress. As Yadav has pointed out, elections “…are not a
mirror of political reality. As a representational device, elections are better compared to a
camera; in a sense it merely records what is ‘out there’, but it all depends on who holds it,
in which direction and with what focus.”174 In other words, whilst the results of the 2004
elections are a good means to gauging the areas in which the BJP needs to take stock of
its policy and make improvements, it is not a reliable indicator of the extent to which the
173
Yadav, Yogendra. “Reconfiguration in Indian politics: State Assembly elections 1993-1995” in Partha
Chatterjee, ed. State and politics in India, Delhi, New York: Oxford University Press. 1997. p. 198
174
Ibid. p. 179
105
challenge of caste will continue to affect the progress of the party and the general
direction in which it will move in the future.
An important factor in this regard is the skewed nature of the political results in UP.
Despite the SP’s emergence as the biggest winner in the state with 36 seats, it did not
play a major role in the formation of the government at the center, whilst the ruling party
at the center, the Congress, managed to scrape up only 9 seats. On a superficial level, this
is a wake-up call to academics to question the efficacy of relying on UP politics as the
barometer of national level politics. On a deeper level, however, it points to the
intensification of regional level politics, which has led to the mushrooming of subautonomous political spheres at the state level. The result is a complex network of power
relations that make the process of political speculation and trend spotting difficult in the
years to come. As Ludden has summed up,
We can thus reasonably imagine two very different Indias. One is unitary.
In this India, the line between top and bottom of the political system is
variously complex, state-by-state, but all localities are influentially
connected to the central government. In this unitary India, Congress and
BJP contest the future. Another India, however, is composed of regions.
State borders so heavily transect lines connecting Centre and localities that
each state constitutes a separate polity. In this regional India, national
106
trends are illusive, deceptive or irrelevant; only state politics matter, even
as each state is separately connected to the Centre.175
As a result of the manner in which the transformations that have occurred within the
Indian polity, regional parties continue to act as mediators to state-based support bases,
but are now reliant on the support of national parties like the BJP and Congress to gain
access to power. In this regard, caste-based parties face additional constraints due to the
geographical dispersion of caste populations within the states, which undermines the
potential of their demographic strength; and the persistence of sub-divisions within the
lower caste bases, which dilates the possibility of a united SC or OBC voter bloc
emerging in the near future – two crucial factors that act as a check on the extent to which
caste-based parties can flex their political muscle.
However, the fallout over the Mandal issue and the developments in the post-Mandal
period have been sufficient to ensure that caste has been entrenched as an important
determinant of political loyalties at the state level. Political parties that aim to rule at the
center have little choice but to abide by the caste considerations they face in each state,
and formulate strategies in accordance with the situation in that state. In this regard, the
BJP has been able neither to resolve the ideological dichotomy between Hindutva and
caste, nor internalise the presence of caste differences within its own party. Whilst a key
factor that prolongs this inability to resolve this issue lies in the RSS’s insistence on strict
175
Ludden, David, ed. 2005. Making India Hindu: Religion, community, and the politics of democracy in
India. Delhi: Oxford University Press. p. xvi
107
adherence to its organicist philosophy of society, it also points to the BJP’s shortsightedness in evaluating the extent to which caste would affect the party’s progress, and
thereby adapting the party’s culture and functioning to suit the change. Rather, the BJP
leaders relied on short-term solutions such as ‘Social Engineering’ in an attempt to prove
their commitment to the empowerment of lower castes, which failed to deliver results due
to the rigid framework in which it was instituted.
Nevertheless, hope remains for the BJP. Its position as one of the key coalition poles at
the center gives it considerable leeway in handling the incongruities of regional level
politics. Furthermore, given the long-standing presence of the Sangh Parivar, Hindu
nationalism is not an unknown ideology to the people. However, the limited influence of
the BJS and later BJP till the late 1980s limited its influence to the social context, thereby
restricting its adaptation to the political context. To elaborate, Hindu nationalism in the
political context has all along been associated with fascist, puritan connotations, which
limited the BJP’s ability to model its implications to suit the political context. The
inability to address the caste issue derives from this lacuna. Needless to say, the process
is a long one, the results of which cannot be expected within one term in government.
Looking to the Future – Whither the BJP, Whither Hindutva?
Taking stock of the BJP’s political career since the late 1980s, it is obvious that the party
has certainly come a long way, and has transformed its image to one of a socio-political
entity rather than a political extension of the RSS whose strength was largely derived
108
from the movements it supported. In its attempt to reconcile the compulsions of caste
with the dictates of Hindu nationalism, the BJP has over the years tried to speak in
various tongues to suit the interests of different segments of the population, with the
long-term aim of subsuming their individual concerns within the language of Hindu
nationalism. To judge the results of this strategy based on developments that span
roughly a decade and a half would be premature, given the dynamic nature of the Indian
polity. Furthermore, it is a notable sign that the leadership has matured enough to realise
that building a Ram temple is not the ideal solution for the multiple challenges that
accrue from within and outside the party.
The future progress of the BJP will depend largely on the resolution of its identity either
as a political party or as the political wing of the Hindu nationalist movement. At this
juncture, it has to its credit the ability to retain its team at the center for a full term, which
was instrumental in taming hyperactivity on the electoral front. Thus, despite its inability
to overcome the anti-incumbency mood of the voters, the BJP did prove its caliber as a
party that can achieve the mandate for power, and retain it. As the generation of leaders
who have held the reigns of the party thus far give way to a new line of leaders, the
party’s future direction remains ambiguous. Suffice to say that despite concerns that
history might repeat itself, one can expect that the BJP will not be pushed to the sidelines
of the political stage as it was in the early 1980s. Strategic advantages aside, the BJP’s
lineage rests on a resilient ideology that has held forth since the early 1920s. Needless to
say, “Hindu nationalism will always exist, not as the ‘pure’ or unreconstructed
force…nor as the product of an ideological agenda, but of an ongoing interchange
109
between tradition and modernity…”176 Whether or not the BJP leadership can understand
the intricacies of this interchange, and mould it to suit the dialectics of a sociological
affiliations and political loyalties, is for time to tell.
176
Rajesh Rai, Antecedents and development of Hindu nationalism in the Bharatiya Janata Party, 19801998. Ph.D. Diss. University of Birmingham. March 2001. p. 315
110
APPENDIX 1:
Tables 1 – 3
Table 1: Caste-wise profile of members of the BJP’s National Executive from 1991
and 1998.
Community Profile
Upper Castes
Intermediate Castes
Other Backward Caste
Scheduled Castes
1991
72.2
4.8
8
4.9
Year
1996
1998
54
59.7
5.4
6.8
13.3
6.9
4.7
4.8
1999
54.9
5.6
4.2
4.3
Source: Jaffrelot, Christophe. India’s silent revolution: the rise of the lower castes in north India. London:
Hurst & Company. 2003. p. 470
Table 2: Caste-wise profile of members of the BJP governments in Uttar Pradesh in
1991 and 1999.
Community Profile
Upper Castes
Intermediary Castes
Other Backward Castes
Scheduled Castes
Year
1991
1999
57.45
49.21
4.25
4.76
21.28
31.76
8.51
7.94
Source: Jaffrelot, Christophe. India’s silent revolution: the rise of the lower castes in north India. London:
Hurst & Company. 2003. p. 489
Table 3: Caste background of candidates of different parties contesting in the 1991
and 1996 Lok Sabha elections in Uttar Pradesh.
Party
BJP
Congress
SP
BSP
Brahmins
1996
1991
19
22
25
19
2
10
2
0
Comparative Caste Breakdown by Year
Rajputs
OBC
1996
1991
1996
1991
20
13
15
15
13
11
12
10
7
10
21
18
5
0
30
13
SC
1996
18
18
16
22
Source: Jaffrelot, Christophe. “BJP and the Caste Barrier: Beyond the ‘Twice-Born’?” in Hansen, Thomas
Blom and Christophe Jaffrelot, eds. 1998. The BJP and the compulsions of politics in India. 2nd Ed. New
Delhi: Oxford University Press. p. 36
111
1991
20
19
18
37
APPENDIX 2:
Graphical Distribution of Percentage Vote Share of INC, BJP, BSP and SP in Uttar
Pradesh Lok Sabha Elections from 1984 – 1998
100
90
80
70
SP
BSP
BJP
INC
60
50
40
30
20
10
0
1984
1989
1991
Party
INC
BJP
BSP
SP
1996
1998
Year
1984
51.03
6.42
2.18
NA
1989
31.77
7.58
9.93
NA
1991
18.28
32.83
8.7
NA
1996
8.14
33.44
20.61
20.84
1998
6.02
35.8
20.9
28.7
Sources: Butler, David, Ashok Lahiri and Prannoy Roy. “India Decides: Elections 1952 – 1995” in
Chatterjee, Partha, ed. State and Politics in India. Delhi; New York: Oxford University Press. 1997;
Jaffrelot, Christophe. The Hindu Nationalist Movement and Indian Politics: 1925 to the 1990s: Strategies
of Identity-Building, Implantation and Mobilization. London: Hurst & Company. 1996; Hansen, Thomas
Blom and Christophe Jaffrelot, eds. The BJP and the Compulsions of Politics in India. New Delhi: Oxford
University Press. 1998; Roy, Ramashray and Paul Wallace, eds. 1999. Indian politics and the 1998
election: Regionalism, Hindutva and State Politics. New Delhi: Sage Publications
112
APPENDIX 3:
Vote Distribution by Party for Uttar Pradesh Parliamentary elections 2004
Source: Election Commission of India. (www.eci.gov.in)
113
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NEWSPAPER/MAGAZINE ARTICLES:
India Today:
1. “Still no clear winner”, India Today, 23 February 1998
(http://www.indiatoday/itoday/23021998/cover1.html)
2. Ahmed, Farzand, Saba Naqvi Bhaumik and Subhash Mishra. “Doublespeak duo”,
India Today, 22 September 1997
(http://www.indiatoday/itoday/22091997/covers.html)
3. Ahmed, Farzand. “Backlash blues”, India Today, 18 January 1999
(http://www.indiatoday/itoday/18011999/up.html)
4. Ahmed, Farzand. “Idle worship”, India Today, 30 November 1998
(http://www.indiatoday/itoday/30111998/up.html)
5. Ahmed, Farzand and Subhash Mishra. “Relic as ruler”, India Today, 22
November 1999 (http://www.indiatoday/itoday/19991122/states.html)
6. Ahmed, Farzand. “The PM’s point man”, India Today, 14 August 2000
(http://www.indiatoday/itoday/20000813/nation2.html)
7. Ahmed, Farzand. “Ideology in the time of government”, India Today, 27
December 1999 (http://www.indiatoday/itoday/19991227/nation.html)
8. Bhaumik, Saba Naqvi. “Surviving friends”, India today, 19 January 1998
(http://www.indiatoday/itoday/19011998/p98bjp.html)
9. Bhaumik, Saba Naqvi. “Man with the towel”, India Today, 27 April 1998
(http://www.indiatoday/itoday/27041998/thakre.html)
10. Bhaumik, Saba Naqvi. “Heartland headaches”, India Today, 15 November 1999
(http://www.indiatoday/itoday/19991115/nation.html)
11. Dasgupta, Swapan and Saba Naqvi Bhaumik. “Advantage BJP”, India Today, 3
November 1997 (http://www.indiatoday/itoday/03111997/cov.html)
12. Dasgupta, Swapan. “BJP’s early surge”, India Today, 5 January 1998
(http://www.indiatoday.com/itoday/05011998/poll.htm)
13. Dasgupta, Swapan. “Give us governance”, India Today, 5 January 1998
(http://www.indiatoday.com/itoday/05011998/swapan.html)
125
14. Dasgupta Swapan. “No nose for power”, India Today, 18 May 1998
(http://www.indiatoday/itoday/18051998/bjp.html)
15. Dasgupta, Swapan. “The spoilers”, India Today, 16 August 1999
(http://www.indiatoday/itoday/19990816/election.html)
16. Dasgupta, Swapan. “Splits and swings”, India Today, 20 September 1999
(http://www.indiatoday/itoday/19990920/election2.html)
17. Dasgupta, Swapan. “Still for Vajpayee”, India Today, 4 October 1999
(http://www.indiatoday/itoday/19991004/election5.html)
18. Malik, Ashok. “How India voted”, India Today, 18 October 1999
(http://www.indiatoday/itoday/19991018/cover3.html)
19. Mishra, Subhash. “Spoiling the party”, India Today, 11 October 1999
(http://www.indiatoday/itoday/19991011/up.html)
20. Mishra, Subhash. “Awesome twosome”, India Today, 18 October 1999
(http://www.indiatoday/itoday/19991018/mandate2.html)
21. Mishra, Subhash. “Home alone”, India Today, 13 December 1999
(http://www.indiatoday/itoday/19991213/states.html)
22. Mishra, Subhash. “Forget me not”, India Today, 14 February 2000
(http://www.indiatoday/itoday/20000214/states3.html)
23. Mitra, Sumit and Harinder Baweja. “RSS on the rampage”, India Today, 28
September 1998 (http://www.indiatoday/itoday/28091998/rss.html)
24. Mitra, Sumit, Saba Naqvi Bhaumik and Javed M Ansari, “Everyone loses”, India
Today, 19 April 1999 (http://www.indiatoday/itoday/19041999/cover.html)
25. Ramesh, Jairam. “Vote your caste”, India Today, 27 September 1999
(http://www.indiatoday/itoday/19990927/jairam.html)
26. Yadav, Yogendra. “India’s alliance arithmetic”, India Today, 19 January 1998
(http://www.indiatoday/itoday/19011998/p98.html)
27. Yadav, Yogendra. “Blurred battlelines”, India Today, 2 February 1998
(http://www.indiatoday/itoday/02021998/p98.html)
126
The Hindu:
28. “BJP ahead in exit polls”, The Hindu, 15 February 2002
(http://www.hinduonnet.com/2002/02/15/stories/2002021508030100.htm)
29. “President’s rule imposed in U.P.”, The Hindu, 9 March 2002
(www.hinduonnet.com/2002/03/09/stories/2002030906251100.htm)
30. “Crisis as 8 independent MLAs withdraw support to U.P. Govt.”, The Hindu, 26
October 2002
(http://www.hinduonnet.com/2002/10/26/stories/2002102605580100.htm)
31. “BJP suspends key dissident in U.P.”, The Hindu, 28 October 2002
(http://www.hinduonnet.com/2002/10/28/stories/2002102808701100.htm)
32. “Mulayam to tie up with Kalyan Singh”, The Hindu, 12 May 2003
(http://www.thehindu.com/2003/05/12/stories/2003051203641100.htm)
33. “BJP’s survey sees uphill task in U.P.”, The Hindu, 3 March 2004
(http://www.thehindu.com/2004/03/06/stories/2004030611271300.htm)
34. Ananth, Krishna V. “BJP down but not out in Gangetic Plains”, The Hindu, 16
February 2002
(http://www.hinduonnet.com/2002/02/16/stories/2002021606261200.htm)
35. Chenoy, Kamal Mitra. “Systems of political thought”, The Hindu, 12 September
1999 (http://www.hinduonnet.com/folio/fo9909/99090160.htm)
36. Joshua, Anita. “Caste considerations will be decisive here”, The Hindu, 22 April
2004 (http://www.thehindu.com/2004/04/22/stories/2004042203041200.htm)
37. Ramakrishnan, Venkitesh. “Shift seen in BJP’s core vote base in U.P.”, The
Hindu, 28 April 2004
(http://www.thehindu.com/2004/04/28/stories/2004042806520300.htm)
38. Ramakrishnan, Venkitesh. “A no-holds-barred contest”, The Hindu, 2 May 2004
(http://www.thehindu.com/2004/05/02/stories/2004050202711600.htm)
39. Shukla, J.P. “Marriage of inconvenience”, The Hindu, 8 June 2003
(www.hinduonnet.com/2002/07/07/05hdline.htm)
40. Vyas, Neena. “Anti-BJP mood more pronounced now”, The Hindu, 16 February
2002 (http://www.hinduonnet.com/2002/02/16/stories/2002021606271200.htm)
127
41. Vyas, Neena. “Despite defeat, BJP has not lost hope in U.P.”, The Hindu, 25
February 2002
(www.hinduonnet.com/2002/02/25/stories/2002022503281100.htm)
42. Vyas, Neena. “A time for stocktaking and jockeying”, The Hindu, 23 May 2004
(http://www.thehindu.com/2004/05/23/stories/2004052301721400.htm)
43. Yadav, Yogendra, “Never mind the pollsters, the race is sill open”, The Hindu, 15
March 2004
(http://www.thehindu.com/2004/03/15/stories/2004031501571200.htm)
44. Yadav, Yogendra, “The opinion polls and what they mean”, The Hindu, 31 March
2004 (http://www.thehindu.com/2004/03/31/stories/2004033100821200.htm)
45. Yadav, Yogendra, “Making sense of the opinion polls”, The Hindu, 19 April 2004
(http://www.thehindu.com/2004/04/19/stories/2004041902151200.htm)
46. Yadav, Yogendra. “Swings, splits, vote shares and seats”, The Hindu, 1 May 2004
(http://www.thehindu.com/2004/05/01/stories/2004050108681200.htm)
47. Yadav, Yogendra. “Uttar Pradesh: Beyond the arithmetic of caste”, The Hindu, 2
May 2004
(http://www.thehindu.com/2004/05/02/stories/2004050205621200.htm)
Frontline:
48. Bidwai, Praful. “Big setback for the BJP”, Frontline, Vol. 20 Issue 19, September
13 – 26, 2003 (http://www.flonnet.com/fl2019/fl201900.htm)
49. Bidwai, Praful. “The BJP’s plan B?”, Frontline, Vol. 20, Issue 24, November 22 –
December 5 2003
(http://www.flonnet.com/fl2024/stories/20031205003611000.htm)
50. Tripathi, Purnima S. “Living on borrowed time”, Frontline, Vol. 19, Issue 25,
December 7 – 20 2002
(http://www.flonnet.com/fl1925/stories/20021220003803300.htm)
51. Tripathi, Purnima S. “A birthday message”, Frontline, Vol. 20, Issue 3, February
1 – 14 2003 (http://www.flonnet.com/fl2003/stories/20030214002204200.htm)
128
52. Tripathi, Purnima S. “A new line-up in U.P.”, Frontline, Vol. 20, Issue 13, June
21 – July 4, 2003
(http://www.flonnet.com/fl2013/stories/20030704003003300.htm)
53. Tripathi, Purnima S. “All for Bahujan Samaj”, Frontline, Vol. 19 Issue 21,
October 12 – 25, 2003
(http://www.flonnet.com/fl1921/stories/20021025003104300.htm)
54. Tripathi, Purnima S. “Coalition troubles”, Frontline, Vol. 19, Issue 23, November
9 – 22 2002 (http://www.flonnet.com/fl1923/stories/20021122005002200.htm)
55. Tripathi, Purnima S. “Politics of vendetta”, Frontline, Vol. 20, Issue 9, April 26 –
May 9 2003 (http://www.flonnet.com/fl2009/stories/20030509004403200.htm)
56. Tripathi, Purnima S. “The Uttar Pradesh drama”, Frontline, Vol. 20, Issue 19,
September 13 – 26 2003
(http://www.flonnet.com/fl2019/stories/20030926005200400.htm)
57. Tripathi, Purnima S. “Rising aspirations”, Frontline, Vol. 21, Issue 8, April 10 –
23 2004 (http://www.flonnet.com/fl2108/stories/20040423007301000.htm)
58. Tripathi, Purnima S. “Strategic voting”, Frontline, Vol. 21, Issue 10, May 8 – 21
2004 (http://www.flonnet.com/fl2110/stories/20040521005501200.htm)
59. Tripathi, Purnima S. “Decisive defeat for Hindutva”, Frontline, Vol. 21, Issue 11,
May 22 – June 4 2004
(http://www.flonnet.com/fl2111/stories/20040604004901800.htm)
60. Ramakrishnan, Venkitesh. “Power play in Uttar Pradesh”, Frontline, Vol. 21,
Issue 13, June 21 – July 4 2003
(http://www.flonnet.com/fl2113/stories/20040702005003000.htm)
61. Ramakrishnan, Venkitesh. “Signs of a revival”, Frontline, Vol. 21, Issue 10, May
8 – 21 2004 (http://www.flonnet.com/fl2110/stories/20040521005801000.htm)
62. Ramakrishnan, Venkitesh. “The battle for U.P.”, Frontline, Vol. 21, Issue 10,
May 8 – 21 2004
(http://www.flonnet.com/fl2110/stories/20040521006200400.htm)
63. Ramakrishnan, Venkitesh. “The return of the Congress”, Frontline, Vol. 21, Issue
11, May 22 – June 4 2004
(http://www.flonnet.com/fl2111/stories/20040604006700400.htm)
129
64. Ramakrishnan, Venkitesh. “Secular divide”, Frontline, Vol. 21, Issue 21, October
9 – 22 2004 (http://www.flonnet.com/fl2121/stories/20041022005203100.htm)
Outlook India:
65. Bhaumik, Saba Naqvi. “Caste no bar”, Outlook, 4 September 2000
(http://www.outlookindia.com/full.asp?fodname=20000904&fname=uttar%5Fpra
desh&sid=1)
66. Bhaumik, Saba Naqvi. “Sangh in their soul”, Outlook, 25 September 2000
(http://www.outlookindia.com/full.asp?fodname=20000925&fname=bjp&sid=1)
67. Bhaumik, Saba Naqvi. “The wilting of Vajpayee”, Outlook, 23 April 2001
(http://www.outlookindia.com/full.asp?fodname=20010423&fname=Cover+story
+%28F%29&sid=1)
68. Bhushan, Ranjit. “All in the game”, Outlook, 9 March 1998
(http://www.outlookindia.com/full.asp?fodname=19980309&fname=cover%5Fst
ory&sid=1)
69. Bhushan, Ranjit. “Kalyan’s cup of woes”, Outlook, 11 May 1998
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desh&sid=1)
70. Bhushan, Ranjit. “King for the day”, Outlook, 19 April 1999
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desh&sid=1)
71. Bhushan, Ranjit. “Writing on the wall”, Outlook, 24 May 1999
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desh&sid=1)
72. Bhushan, Ranjit. “The deep rising”, Outlook, 11 March 2002
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28F%29&sid=1)
130
73. Hasan, Mushirul. “Where alliances make history”, Outlook, 13 December 1995
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=1)
74. Hasan, Mushirul. “Caste is the vote”, Outlook, 8 May 1996
(http://www.outlookindia.com/full.asp?fodname=19960508&fname=hindi%2Dhe
artland&sid=1)
75. Jha, Padmanand. “Still a three-horse race”, Outlook, 10 April 1996
(http://www.outlookindia.com/full.asp?fodname=19960410&fname=cover+story
&sid=1)
76. Jha, Prem Shankar. “Picking up the pieces”, Outlook, 10 May 1999
(http://www.outlookindia.com/full.asp?fodname=19990510&fname=picking&sid
=1)
77. Jha, Prem Shankar. “Soft saffron’s litmus test”, Outlook, 11 March 2002
(http://www.outlookindia.com/full.asp?fodname=20020311&fname=Column+Pre
m+%28F%29&sid=1)
78. Joshi, Ishan. “Beating Vajpayee to pulp”, Outlook, 16 February 1998
(http://www.outlookindia.com/full.asp?fodname=19980216&fname=bjp&sid=1)
79. Joshi, Ishan. “An old swayamsevak’s dilemma”. Outlook, 27 March 2000
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ory&sid=4)
80. Joshi, Ishan. “Its Gupta, period”, Outlook, 29 May 2000
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81. Joshi, Rajesh, “More dirty laundry”, Outlook, 3 January 1996
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desh&sid=1)
82. Joshi, Rajesh. “Would-be kingmaker”, Outlook, 10 April 1996
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desh&sid=1)
83. Joshi, Rajesh. “The Mandir spillover”, Outlook, 6 October 1997
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131
84. Joshi, Rajesh. “The debris of consensus”, Outlook, 22 January 2001
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85. Kang, Bhavdeep. “Together again!”, Outlook, 2 April 1997
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ory&sid=1)
86. Kang, Bhavdeep. “Suspended animation”, Outlook, 1 November 1995
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87. Kang, Bhavdeep. “When will the knives come out?”, Outlook, 25 June 2001
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29&sid=3)
88. Kang, Bhavdeep. “Headcold in the heartland”, Outlook, 4 March 2002
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89. Kang, Bhavdeep. “Feud in the family”, Outlook, 1 April 2002
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90. Kang, Bhavdeep. “UPward ascent”. Outlook, 8 July 2002
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91. Khilnani, Sunil. “Can the BJP escape its political DNA?”, Outlook, 30 March
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93. Mukherjee, Sutapa. “Birthday bumps”, Outlook, 18 January 1999
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94. Pratap, Anita. “A clone’s slow death”, Outlook, 11 June 2001
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WEBSITES:
The Bharatiya Janata Party’s official website: www.bjp.org
The Election Commission of India: www.eci.gov.in
133
[...]... studies in recent times,25 which have highlighted the different aspects of the ideology, structure and functioning of the RSS In particular, these studies have dealt with important issues including the spread and development of Hindu nationalism in the post-independence period, the manner in which Hindu nationalism has come to be ingrained within the social and political culture of north India, and the. .. alliances, and the larger challenge of integrating the issue of caste within the Hindu nationalist framework proved to be a far bigger challenge for the BJP than expected Despite the vast literature on Hindu nationalism and caste, there is a lacuna in the analysis on the manner in which the trajectories of caste and Hindu nationalism have interacted, and the extent to which caste has come to affect the progress... the deepening of caste boundaries and the rise of caste- based parties It also examines the inherent tensions between caste and Hindu nationalism that came to light with the fallout over the Mandal issues, but were undermined by the progress of the Ramjanambhoomi movement Chapter 3 picks up the thread of the discourse at the point immediately preceding the 1991 elections and traces the development of. .. account of the manner in which this change manifested itself at the ground level However, these studies have focused largely on the social and political processes that led to the rise of caste- based parties as a significant force in the 1980s and the manner in which they have transformed contemporary Indian politics They point to the fact that the significance of the rise of caste- based parties lay in their... of their socio-political agenda – one that demanded the redistribution of power to lower castes as the means of retribution for the material and psychological deprivation suffered by them in the past Rise of caste- based parties The rise of caste- based parties in the Hindi belt was relatively delayed when compared to the south, where they had begun to dominate the political scene since the 1950s and. .. 60s The lack of a collective political consciousness on part of the lower castes in the north 5 was a result of contextual limitations including the strong demographic presence of the upper castes (10 to 15 per cent in the north as compared to 3 to 5 per cent in the south); and the prevalence of the Zamindari system of land ownership, which concentrated power in the hands of a select section of the. .. that the trend of lower caste conversion might mushroom in north India as well.52 In response, the executive wing of the RSS called for a meeting on 12 July 1981 to vote for a law against involuntary conversions In the course of the meeting, the RSS pressed the need for internal transformation by asking “ the entire Hindu society to bury deep the internal caste dissensions and the pernicious practice of. .. and the depth of these changes helps to better understand the multi-faceted nature of the caste challenge, and the BJP’s calibre in handling it To better illustrate the nature of these challenges, chapter 4 takes up a case study of the BJP’s career in the state of Uttar Pradesh (UP) Regarded as the barometer of politics in the Hindi belt, UP was central to the Ramjanambhoomi movement and the rise of. .. emerged since have been extensive and numerous, especially when compared to the works on the Bharatiya Jan Sangh (BJS).28 The general themes of analysis include the BJP’s ideology, strategy and functioning.29 Amongst these, an oft-examined topic of analysis centers on the timing of the rise of the BJP in Indian politics Given the close26 Jaffrelot, Christophe 1996 The Hindu nationalist movement and Indian... functioning at the state level; secondly, the effects of caste politics on the internal ranks of the BJP; and finally, the impact of these factors on the resilience of Hindutva and the extent to which the party has been effective in handling this challenge Hence, the analysis is centered on key issues that affected the party’s functioning and the leadership’s response to these developments, with the discussion ... processes from the 1970s spurred the rise of caste-based parties The rise of caste-based parties challenged the pan-Indian overtones of Hindutva and the BJP’s attempts to consolidate the Hindu vote’... Sangh Parivar and the revival of Hindu nationalism - The BJP and the ‘new’ face of Hindutva Revival of religious nationalism in the 1980s Caste – The regional barometer of the north The BJP’s advance... strategy of ethno-religious mobilization and validate the notion of the threatening ‘Other’.30 In particular, the ineptitude of the Congress in the 1970s and 80s31 and the inability of the state