công ty cổ phần chứng khoán sài gòn bảng cân đối kế toán hợp nhất báo cáo lưu chuyển tiền tệ kết quả hoạt động kinh doanh báo cáo tài chính hợp nhất 30 tháng 9 năm 2012

CONG TY cO pHAN CHlrNG KHOAN sAl GON Elia chi: 72 Nguyen Hue - Qu~n 1 • TP. HO Chi Minh sAo cAo TAl CHiNH HOP NHAT Tl'i ngay 30 thang 09 nam 2012 Ban Mnh Iheo T.TI.! s6 9512008 ITT -BTC ngay 24 IMng 10 nam 2008 eua B" Tai chinh Sli'a rJ6itheo Th6ng II.!s6 16212010 ITT -BTC ngay 20 IMng 10 nam 2010 eua B" Tai ehinh SANG CAN D61 K~ ToAN HQ'P NHAT T<li ngay 30 thang 09 nam 2012 Elan vi tinh : VNEl TAl SAN Ma Thuy~t s6 eu6i ky s6 d~u nam s6 rninh A. TAl SAN NGAN H~N (100=110+120+130+140+150) 100 4,904,017,546,487 3,223,900,965,471 I. Tiiin va cae khoan tU'O'ng du'O'ng tiiin 110 2,482,181,220,523 1,945,764,811,547 1. Ti~n 111 VI.01 872.981,220,523 730,095,592,831 Trong rJ6: - Titm gui cua nM rJ~uII.!v6 giao dich chung khoan 731,000,518,579 601,838,543,283 2. Cae kho;;n IlYang dlYang li~n 112 1,609,200,000,000 1,215,669,218,716 II, Cae khoan d~u tU' lai ehinh ngiln h~n 120 1,783,581,681,584 869,367,192,516 1. El~u IlY ngiln han 121 VI.02 2,010,774,029,839 1,053,037,748,335 2, El~u tlY ngiln han eua nglYai uy thac d~u IlY 119,452,989,696 3 D\l' phong giam gia d~u tlY ngiln han 129 VI.02 (227,192.348.255) (303.123,545,515) III. Cae khoan phai Ihu ngiln h~n 130 630,213,563,595 397,623,486,933 1. Phai thu eua khaeh hang 131 VI,09 278,981,203,210 291,054,053,897 2. Tra IrlYae eho ngu'ai ban 132 VI.11 75.209,722,970 2,223.755,828 3. Phai Ihu no; bO ngiln han 133 4. Phai Ihu hoat dong g;ao dieh ehlfng khoan 135 VI.09 10,646,344,904 677,728 5. Cae khoan phai Ihu kMe 138 VI,09 289,314,289,086 122,281,746.055 6 D\l' phong pha; thu kh6 dol 139 (23,937,996,575) (17,936,746,575) IV. Hang Ibn kho 140 V. Tai san ngiln h~n khae 150 8,041,080,785 11,145,474,475 1. Chi phi Ira IrlYae ngiln han 151 5,465,766,957 5,334,439,840 2. Thu~ GTGT dlYl{e khau Irlf 152 74,520,643 85,921,890 3. Thu~ va cae khoan phai Ihu nM nlYae 154 3,347,725,304 4. Giao djeh mua ban fai TP ehinh phu 157 5 T.::.i ~~nn(]~n h.:m khAr. 1 liA ? c;nn 701 1 At:; ? 177 ":!.A7 AA1 T",; ngay 30 thang 09 nam 2012 Bang din dbi k~ toan hQ'p nhat (ti~p theo) TAl SAN Ma Thuy~t sb cubi ky sb dau nam sO minh B. TAl SAN oAI H~N ( 200=210+220+240+250+260+269) 200 3,305,248,965,117 3,283,612,233,383 I Cac khoan phai thu dai h",n 210 1. Phai thu dai h",n cua khach hang 211 2. vbn kinh doanh i':t dcyn vi tnyc thuac 212 3. Pha; thu dai h",n nai ba 213 4. Pha; thu dai h",n khac 218 5. DI,l' ph6ng giam gia chLYng khoan uy 219 thac dau tu dai h",n II. Ti,; san cb djnh 220 147,321,787,719 165,128,640,442 1. Tai san cO djnh hG'u hinh 221 VI.06 24,197,022,179 35,668,894,339 Nguyen gia 222 93,735,782,561 97,855,281,879 Gia If; hao mon lOy kt! 223 (69,538,760,382) (62,186,387,540) 2. Tai san co dinh thue tai chinh 224 : Nguyen gia 225 ' .• Gia Ie; hao mon lOy kt! 226 ~O 3 Tai san cO djnh vo hinh 227 VI.08 122,206,216,300 128,541,196,863 cl Nguyen gia 228 155,358,964,039 154,196,831,839 rI~ Gia If; hao mon lOy kt! 229 (33,152,747,739) (25,655,634,976) 4. Chi phi dau tu xay dl,l'ng CCY ban di':t dang 230 c 918,549,240 918,549,240 • III. Bat d{lng san tu 240 VI.07 271,483,000,355 275,387,155,603 . ~ Nguyen gia 241 283,612,736,520 282,497,013,600 ~ Gia Ie; hao mon lOy kt! 242 (12,129,736,165) (7,109,857,997) IV. Cac khoan dau tll tai chinh dai h",n 250 2,806,766,242,817 2,795,408,637,136 1. Dau tu VaG cong ty con 251 2. Dau tu VaG cong ty lien k~t, lien doanh 252 1,406,284,895,197 1,084,449,892,080 Gia Ie; Ihuan khoan oau Ill' vao eong Iy /i{)n ket lien doanh VI.03 1,303,938,158,076 1,062,004,865,058 Lr;ri Iht! TM eua khoan oau Ill' vao eong Iy lien kel lien doanh 102,346,737,121 22,445,027,022 3. Dau tu chLYng khoan dai h",n 253 1,050,915,252,094 1,128,856,979,464 ChLYng khoan s~n sang dl. ban 254 1,050,915,252,094 1,128,856,979,464 ChLYng khoan n~m giG' d~n ngay dao h",n 255 4. Dau tu dai h",n khae 258 VI.02 548,616,990,000 749,788,390,000 5. DI,l' ph6ng giam gia chLYng khoan va dau tu dai h",n khae 259 VI.02 (199,050,894,474) (167,686,624,408) V. Tai san dai h",n khae 260 79,677,934,22~ 47,687,800,202 1. Chi phi tra trucre dai h",n 261 VI.04 11,344,156,575 20,282,431,210 2. Tai san thu~ thu nhaP hoan I",i 262 47,111,441,045 8,330,545,610 3. Ti~n naP Quy hO trQ' thanh toan 263 VI.05 14,982,911,796 12,889,932,650 4. Tai san dai h",n khae 268 6,239,424,810 6,184,890,732 VI. LQ'i th~ thllO'ng m",i 269 TONG CQNG TAl SAN ( 270=100+200) 270 8,209,266,511,604 6,507 ,513, 198,854 T~; ngay 30 Ihang 09 nam 2012 Bang can dO; k~ toan hgp nhat (ti~p theo) NGUON VON Ma Thuy~t SO cuOi ky SO dau nam sO minh A. NQ' PHAI TRA ( 300=310+330) 300 3,096,625,922,706 1,350,341,790,438 I. NQ' ngAn h~n 310 3,066,295,505,95~ 1,180,434,253,286 1. Vay va nQ'ngiln h~n 311 VI.10 177,956,950.062 2. Phai Ira nglYai ban 312 183,806,178 2,844,837,415 3. NglYai mua tra li{,n trlYac 313 VI.13 399,147,850,130 73,489,828,832 4. Thu{, va cac khoan phai nop Nha nlYac 314 VI.14 7,397,388,951 5,642,394,016 5. Phai Ira nglYai lao dong 315 48,346,322 19,057,374 6. Chi phi phai tra 316 VI.12 46,170,470,490 6,182,323,553 7. Phai Ira noi bo 317 8. Cac khoan phai Ira, phai nop ngiln h~n khac 319 VI.15 1,222,901,817,184 416,679,318,364 9, Pha; Ira ho~t dong giao djch chlYng khoan 320 686,944,277,947 577,727,624,842 10. Phai Ira ho cO tlYC,goc va lai Irai phi{,u 321 VI.16 445,555,258,215 6,476,918,423 11. Phai Ira 10 chlYC phal hanh chlYng khoan 322 605,427,160 605,427,160 12. QuI' khen IhlYang phuc lQ'i 323 76,449,127,981 90,064,800,637 13. Giao djch mua ban I~i Irai phi{,u Chinh phu 327 - 14. Doanh thu chlYa Ihl,fc hi$n ngiln h~n 328 2,934,785,333 701,722,670 '. ~ 15. DI,l' phong phai Ira ngiln h~n 329 il II. NQ' dai h~n 330 30,330,416,753 169,907,537,152 ,,~ 1. Phai Ira dai h~n nglYai ban 331 .,I 2. Phai Ira dai h~n noi bo 332 ,1 ( 3. Phai tra dai h~n khac 333 1,181,103,182 577,091,185 4. Vay va nQ'dai h~n 334 'P.~ 5 Von nhan uy thac dilu tlY dai h~n 122,504,095,276 = 6. Thu{, Ihu nhaP hoan I~i phai Ira 335 26,253,484,875 43,592,871,995 7. DI,l' phong IrQ' cap milt vi$c lam 336 2,895,828,696 3,233,478,696 8. DI,l' phong phai Ira dai h~n 337 9. Doanh thu chlYa Ihl,l'c hi$n dai h~n 338 10. QuI' phal tri{,n khoa hoc va cong ngh$ 339 11. DI,l' phong bei IhlYang Ihi$1 h~i cho nha dilu IlY 359 B. NGUON VON CHll 56' HO'U 400 VI.17 5,028,847,514,887 5,080,665,298,617 I. VOn chu sa hCru 410 5,028,847,514,887 5,080,665,298,617 1. VOn dilu IlY cua chu sa hCru 411 3,526,117,420,000 3,526,117,420,000 2. Thang dlY von cO philn 412 340,921,476,378 340,921,476,378 3. Von khac (chenh I$ch phal sinh do cong 413 (829,476,245) 383,614,879 ty lien k{,1 mua ban cO phi{,u quy) 4. CO phi{,u quy 414 (89,246,186,000) (88,591,286,000) 5. Chenh I$ch danh gia lai lai san 415 6. Chenh I$ch tY gia hoi doai 416 7. QuI' dilu IlY, phallri{,n 417 8. QuI' dl,l' phong lai chinh 418 289,383,181,436 289,383,181,436 9, QuI' khac Ihuoc von chu sa hifu 419 10. LQ'inhuan sau Ihu{, chlYa phan phoi 420 962,501,099,318 1,012,450,891,924 C lQ'1 iCH CllA cO DONG THIEU sO 430 83,793,074,011 76,506,109,799 TONG CQNG NGUON VON(440=300+400+430) 440 8,209,266,511 ,604 6,507 ,513, 198,854 T~i ngay 30 thang 09 nam 2012 Bang c~n "61 kit toan hQ'p nh~t (tiep thea) cAc CHIT1eu NGOAIBANG CAN001 KE TOAN 12,891,716,450,000 12,020,499,450,000 11,515.498,730.000 10,468,549.880,000 792.268.100,000 442.902.530.000 9.108.711.660,000 8.440.746.120.000 1.614.518.970,000 1.584.901.230.000 326,214,580,000 427,008,780,000 300.000.000 1.000.000.000 320.369.580.000 420.463.780.000 •9. 5,545.000.000 5,545,000.000 , :N 901,617,580,000 947,988,450,000 iOJ IN 901,617.580.000 947.988,450.000 4 ~ CHI TIEU Ma Thuy~l .6 minh 1. Tal san cO d!nh thue ngoal 001 2. V~lll" ch(rng chi c6 9ia nh~n glCrh~ nh~n glCrh~ 002 3. Tai san nh*" ky ClJ'Q'c 003 4. NQ'kh6 d6i da x(r Iy 004 5. Ngo"i t/1 cae 10<;11 005 6. ehllng khatm ILFU ky 006 6.1 ChCmg khoan g;ao d;ch 007 6.1.1 Chting khoan giao dieh cua tMoh vi~n IlfU ky 008 6.1.2 Chling khoan giao dieh cua khach hang trang oU'ac 009 6.1.3 Chung khoan giao dieh cua khach hang m.rac ngoal 010 6.1.4 Chung khoan giao dieh cua to chtic khac 011 6.2 ChiFng khoan t~m ngvng giao d;ch 012 6.2.1 Chli'ng khoan tam ngemQ giao dieh cua thanh vj~n lU'u ky 013 6.2.2 Chling khoan tam ngung giao dieh cua khach hang trang 014 nlf6'c 6.2.3 Chung khoan tam ngling giao dieh cua khach hang mfac 015 ngoai 6.2.4 ChLing khoan tqm ngli'ng giao dieh cua t6 chtic khac 016 6.3 Ch(mg kho8n cam co 017 6.3.1 Chling khoan c~m cO cua tMnh vi~n lU'u ky 016 6.3.2 Chling khoan cam co eua khaeh hang trong nl/6'e 019 6.33 ChLrng khoan cAm co ella khaeh hang nl16'c ngoai 020 6.3.4 Chl1ng khoan cam co ella to ehu-e khae 021 6.4 ChU'ng khoan t?lm giCJt 022 6.4.1 Chu-ng khoan t~m giCr ella tMnh vi6n hru ky 023 6.4.2 Chting khoan t~m giCr ella khaeh hang trong nl16'e 024 6.4.3 Chu-ng khoan t1;lmgiO' ella khaeh hang mr6'e ngoai 025 6.4.4 Chu-ng khoan tq,ffi giO' ella to ehLrc khac 026 6.5 Chu-ng khoan ch6' thanh toan 027 6.5.1 Chling khoan eha thanh toan ella tMnh vi6n 111uky 028 6.52 Chling khoan eha thanh toan ella khaeh hang trong nl16'e 029 6.5.3 Chlrng khoan eha thanh toan ella khaeh hang nl16'e ngoai 030 6.5.4 Chli'ng khoan cha thanh toan giao dich elsa t6 ehtie khae 031 6.6 ChiFng khoan phong toa ch& rut 032 6.6.1 Chung khoan phong toa eha rut clla thanh vilm hru ky 033 6.6.2 Chling khoan phong toa eha rut clla khaeh hang trong nl16'e 034 6.6.3 Chting khoan phong toa eha rut ella khaeh hang nl16'e 035 ngoai 6.6.4 Chli'ng khoan phong toa eha rut g;ao dieh ella to ehlre khae 036 6.7 ChiFng khoan ch6' giao djch 037 6.7.1 Chting khoan eha giao dieh ella thanh vi6n 111Uky 038 6.72 Chling khoan eha giao dieh ella khach hang trong nlr6'c 039 6.7.3 Chling khoan eha giao dieh ella khaeh hang nlr6'c ngoai 040 6.7.4 Chling khoan eha giao dieh giao dieh eua t6 ehlie khae 041 SO cuOi ky 134,547,500,000 447.100.000 132.008,300.000 2,192.100.000 13,738,060.000 9,461.250.000 4.276.810,000 so dau n~m 168,833,120.000 401.000.000 167,869.720.000 562,400.000 8,119,220,000 3.962,860.000 4.156,360.000 T~i ngay 30 thOng09 nam 2012 Cae chi lieu ngoordbang can dOi k6 tatm (ti~p theo) CHI TIEU Ma Thuy~t sO minh 6.8 Chvng khoan ki quy dam baa khoan vay 042 6.8.1 ChLi'ng khoan ky quy dam bao khoan yay eua thanh vifm 043 hJ'u ky 6.8.2 Chung khoan ky quy dam baD khoan yay eua khach hang 044 trong nl'6'c 6.8.3 Chling khoan ky quy dam baa khoan yay eua khach hang 045 nL16'engoai 6.8.4 Chling khoan ky quy dam baa khoan yay glaD dich eua to 046 chuc khac 6.9 ChCfng khoan sU'a 10; g;ao djch 047 7 ChtJ>ngkhoan lU'u kyo cOng ty d~i chung chua niem y~t 050 Trang 0'6: 7.1 Ch(Png khoan giao djch 051 7.1.1 Chung khoan giao d!ch eua thanh vien lU'u ky 052 7.1.2 Chung khoan giao dich eua khach hang trong nlJ'6'c 053 7.1.3 Chling khoan giao dich eua khach hang nU'6'c ngoai 054 7.1.4 ChLrng khoan glaD dich eua to chuc khac 055 7.2 Chli'ng khoan t~m ngimg giao djch 056 7.2.1 Chli'ng khoan tiilm nglmg giao dieh ella thanh vi~n lU'u ky 057 7.2.2 Chling khoan t~m nglrng giao dieh ella khaeh hang trong 058 nU'6'e 7.2.3 Cht.'rng khoan t~m ngCYnggiao dieh ella khaeh hang nU'O'e 059 ngoai 7.2.4 Cht.'rng khoan t~m ngemg giao dieh ella to eht.'re khae 060 7.3 ChUng khoan cam co 061 7.3.1 Cht.'rng khoan e~m cO ella thanh vien lU'u ky 062 7.3.2 Chling khoan cam cO ella khaeh hang trong nlr6'c 063 7.3.3 Chling khoan cam cO clla khach hang nlr6'c ngoai 064 7.3.4 Chvng khoim e~m cO clla to chlfe khac 065 7.4 Chvng khoan tflm giCF 066 7.4.1 Chung khoan t~m giG' clla thanh vien lU'u ky 067 7.4.2 Chung khoan t~m giG' clla khaeh hang trong nU'6'c 068 7.4.3 Chung khoan t~m giG' ella khaeh hang nU'6'e ngoai 069 7.4.4 Chung khoan t~m gili' ella to ehue khae 070 7.5 ChUng khoan eh& thanh toan 071 7.5.1 Chung khoan eh6' thanh toan ella thanh vien lU'u ky 072 7.5.2 Chung khoan eha thanh toan ella khaeh hang trong nU'6'e 073 7.5.3 Chling khoan ch6' thanh toan ella khaeh hang nU'6'e ngoai 074 7.5.4 Chti'ng khoan eh6' thanh toan giao djeh ella t6 eh(rc khae 075 7.6 Ch&ng khoan phong taa eh& rut 076 7.6.1 Chling khoan phong toa ch6' rut dia thanh vien lU'u ky 077 7.6.2 Chling khoan phong toa eha rut ella khach hang trong nU'O'e 078 7.6.3 Chling khoan phong toa ch6' rut ella khaeh hang nU'6'c 079 ngoai 7.6.4 Chling khoan phong toa eh6' rut giao dieh ella to eh(re khae 080 7.7 Ch\ing khoan sLra IOi giao djeh 081 8 Ch&ng khoan ehU'a lU'u ky eua khaeh hang 082 9 ChUng khoan ehU'a lU'u ky eua e6ng ty ch&ng khoan 083 10 Chli'ng khoan nh~n uy thac dau g;a 084 SO cuOi ky 403,839,780,000 356,709,330,000 7.214,070.000 322.897,260.000 26.598.000.000 7,995,000,000 1.000.000.000 6.995.000.000 32,657,840,000 32.657,840.000 6,477,610,000 6.477.610.000 s6 dau n~m 303,065,520,000 302,130,730,000 31,250,000 291.003.630.000 11,095,850,000 405,190,000 405.190.000 309,600,000 309,600.000 220,000,000 220.000.000 NgU'ai L~p Bi~u ~ Nguyen Thj Hai Anh KA totm TrU'ang CONG TY cO pHAN CHO'NG KHOAN sAl GON flja chi: 72 Nguyen Hu~ - Ou$n 1 - TP. HI>Chi Minh BAo cAo TAl CHINH HOP NHAT Cho kY tai chlnh k~1thuc ngay 30 IMng 09 nam 2012 Ban hlJnh theo T.TU' so 9512008 ITT -BTC ngay 24 thIJng 10 nam 2008 cua BC Tal chlnh Sua doitheo Th6ng tU'so 16212010 ITT -BTC ngay 20 thang 10 nam 2010 cua BC Tal chlnh BAa cAo riNH HiNH BIEN £lONG VON CHO sO' HO'U CHI TIEU • 9 thang nam 2012 Thuy~t 56 d&u nam nng trong kY Giam trcng kY 56 cu6i kY minh 1. Von ~~u lu cua chu 5& hCru 3,526,117,420,000 3,526,117,420,000 2. Th$ng du von co ph~n 340,921,476,378 340,921,476,378 3. Von khac cua chu 5& hCru 383,614,879 3,138,290,782 4,351,381,906 (829,476,245) 4, Co phleu quy (88,591,286,000) (654,900,000) (89,246,186,000) 5, Ch~nh I~ch ~anh gia lai lai san 6, CMnh I~ch tY gia hoi ~cai 7, Ouy ~~u lu, pMt trl~n 8, Ouy d\1 phong tai chlnh 289,383,181,436 289,383,181,436 9, Ouy kMc IhuOc von chu 5& hCru 10. l<;ri nhu$n sau thue chua ph.n pho; 1,012,450,891,924 299,797,643,658 349,747,436,264 962,501,099,318 COng 5,080,665,298,617 302,281,034,440 354,098,818,170 5,028,847,514,887 CHI TJEU .9 thang nam 2011 Thuy~t 56 dAu nam nng trcng kY Giam trong ky 56 cu6i ky minh 1, Von ~~u lu cua chu 5& hCru 3,511,117,420,000 3,511,117,420,000 2. ThtJng du von co ph~n 340,921,476,378 340,921,476,378 3, Von khac cua chu 5& hCru 4. Co phi~u quy (12,365,677,000) (76,225,609,000) (88,591,286,000) 5. Ch~nh I~ch ~anh gia lai lai san 6, Ch~nh I~ch tY gia hoi ~oal 7, Ouy ~~u Ill, pMI tri~n 8, Ouy d\1 phOng lal chlnh 220,524,469,842 68,858,711,594 289,383,181,436 9, Ouy khac IhuOc von chu 5& hCru 10, L<;rlnhu$n sau Ihu~ chua pMn phoi 1,399,114,338,962 1,929,271,735 485,073,852,158 915,969,758,539 CQng 5,459,312,028,182 (5,437,625,671) 485,073,852,158 4,968,800,550,353 Ngu6>i qp Bieu Cong Ty co Philn Chti'ng Khalm Sal Gon Eliachi:72NguyenHu~,01, TP.HCM Eli~nthoai:388242897:Fax:38242997 MSTD3D1955155 Ban Mnh theo T,Tli 569512.0 0.8 rrr .BTC ngiJy 24 IhiJng 10 nam 2008 elia BO TiJiehlnh Sua rJ6i theo ThOng Iii 56 162/2010 rrr .BTC ngiJy 20 tMng 10 nam 2010 elia BO TiJi ehlnh KET QUA HO~T DONG KINH DOANH HQ'P NHAT Quy 3 nam 2.0.12 Dan vi t1nhVNE> 6,42.0.,.0 0 0.,00.0. ICUOIQUY Nam Ir"ac 7 73,757,945,93.0. 356,.0.63,1.0.9,144 256,337,4D4,Z57 686,158,459,831 612,~C,513,!!Cl 686,164,3.0.9,831 NAy Nam naY 6 29,061,.0 0 0. _ _ - 12,364,13.0.,732 17,519,425,951 21,667,574,.0.49 ~294,D55.821. 3,741,82.0.,.0.7.0. 1,157,062,65~ - ' '.c _3 e !24,794,86D 362,644,167,623. 5,85.0.,.0 0 0. 87,217,39(),996 _ 76,368,659,716 174,435,1.0.5,3.0.1 183,636,143,2.0.6 - 576,378,771,672 333,73C,C59,9C~ 576,378,771,672 LUY KE ',u u N~m Ir"ac 5 2C,s,946,3.?.5,921 158,891,378,069 378,296,987,.0.98 _1,,2,218,149,759) _(44,566,927,194) . 92,273,147,611 242,648,711,768 QUY3 N~mna u 4 51,144,619,214 3 MAsO - - .0.1 181 134,346,972 2 CHITIEU 1 1 Doanh Ihu Tranil cJ6: __ Doanh thu hO'ill dOng",6lgi6'ichlmg khoan 21,956,345,791. _27,431,523,519 Doanh thu hO'il1dOngdau tll chting khoan, 635472.0.72.0.5 49193947182 _ gQRv6n _ . __ __ _ ' " ,,' Doanh thu bao tanh phat hanh chting khoan . ._- __ Doanh thu d'ilily.jlt1;'ll.hllnhchting,l<hoa.n_ __ _ _ 24,.0 0 0.,.0 0 0. Doanh Ihu quan Iydanh muc dau III cua __ c6ngJLQ.!!~.q~9__ __ _ 1,338,632,97.0. 3,79.0.,428,618 __ Doanh thu hO'iltdong IIIvan__ __ __ _ 5,973,586,195, 11 25 ,357,746 __ Doanh Ihu Illuk' chting kholln _ _ 1,261,327,744, __ 628,96_D,61J __ Doanh Ihu hO'iltdOng,uy~t~.f.dAugia __ _ '_ ~_ _'_-'- __ DoanhthuchOthu~tidungl~san ~~31,749,2~6, _.J.P7,169,871 _ .1(),DD~932,172. __ Doanh thu khac __ _ 83,5.0.1,497,821 J23,i98e388.,2,86, 266,914,.0.57,.0.52 2 Cac khoan glam Irlr doanh Ihu .0.2 • - -3- Doanh Ihu thuAn v~ hOal dOn9 kinh doanh - ~- 181134346972' ;.0.8946 375 921 (1.0.=.0.1-02) __ _"'. __ ' : ~_. 4 Chi Rhlhoat<lO!,gklnh doanh_. _1_1 __ 129,989,727.?58. _1~&73,228,31C __ Trang cJ6: __ ' _ __ __ _ __ Chi phi Wc li~p hO'iltdOngkinh doanh kh a 11.1 91,.0.36,395,181 __ chting 0 n _ _ _ ChiRhld\l'pMng ehting khoiln __ .J 1.L 38,953,332,577 5 LQ'inhu~n gOp cua hOal <lOngkinh doanh 2.0. (2.0.=1.0 11) 6 Chlpl!Lquan I~doanh nghi~p_ -== 25 - 8,291,.0.65,250 _ 1,995,527,74'1' 13,239,256,784 __ 1~,l13,286,C43 7 ~3~1':;~~;5~Ihu n Ilr hO'il1<lOngklnh doa.:: 3.0. _ 42,853,553,964 ~77,619,87C 229,4.0.9,454,984_ 6C~~4,659,8~~ 8 Thu nh~p kh~c__ __ 31 2,35,3,301, 99,.0.9.0.,122__ 4,9_~,9,s6,51.6_. __ 3Q.tl,4C4,513 9 ChlRhl khac __ 32 _ 6 __ ~6,7C5 657,594,67.0. __ 605,~45 1.0. LQ'Inhu~n khilc (4.0.=31-32) 4.0. 2,353,295 98,523,417 4,249,391,846 3.0.7,799,.0.68 - . 11 LQ'inhu~n Ilr cac cOng ty lien k~1 5.0. 16,8.0.9,97.0.,498 569,954,586 89,.0.38,637,.0.61 (58,1.0.8,158,96.0.) ;;- TOnglQ'inhu~n k6 loan Iruoacihu6 - ;- 59665877 757 - 9.0.946 .0.97873 322,S97,483,891 2,844,299,995 (6.0.=3.0 ,4.0 •.5.0.)__ _ _ _ __ ' __ '__ ' . ", 13 C:t11Pt1Llhu~.!NDlII!l;~nhilnh_ _ 61 J,944,l15&4C. _~C8C,845.7~8 __ ?7,?33,1~M67 _7,~6,42C,524 14 Chi phi Ihu~ TNDNho~n lai __ 62 ,.1.1,183,528,889 _ io.956,961,597 _(56,!2(),282,S53) _8,?1. 6 ,()56,295 15 l.Q'inhu~n sau thU~TNDN(7.0 =.6.0 61-62) 7.0. .~~.~3 s,233,228 _83,9.0.8,29.0.,528 3.0.1,.0.84,6.0.7,977 (12,888,176,824) 15.1LQ'i nJ:l~~,,-5••.•.!t'.ue~ua.c6 dOng ,thi6u~ __ 1,233,273,.0.23 755,.0.28,926, __ 1,~~,~~.319 ,4,514,123,624 15.2 ~Q'~~hu~nsau Ihub cua c6 dOng :ua COng __ 45,3C4,96C,2C~ ~53,261,6C2 299,797,643,658 (17,4.0.2,3.0 0.,448) 16 Lal CC1 ban Iren c6 phi6u 8.0. Ng""; qp Bh,u K6 Toan rwng ~f1 ~ HoAng Thl Minh Thuy CONG TY cO pHAN CHUNG KHOAN sAl GON Elia chi: 72 Nguyen Hu~ - Qu,;,n 1 - TP. HO Chi Minh sAo cAo TAl CHINH HO'P NHAT T",i ngay 30 lhang 09 nam 2012 Ban hanh theo T.Tll's<5 9512008 ITT -B TC ngay 24 thang 10 nam 2008 cua B(l Tai chinh Sua 66itheo Tf16ng tll's6 16212010 ITT -BTC ngay 20 thtmg 10 nam 2010 cua B(l Tai chinh sAo CAD LU'U CHUYEN TIEN T~ HQ'P NHAT (Thea phU'O'ng phap gian ti€!p) Quy 3 nam 2012 CHI TIEU Ma 50 Don vi t1nh:VN£l LOy Koi T(P£lau Nam £loin CuOi Quy Nay Nam na Nam Irll'ac (292,296,723,752) 305,759,500,050 108,686,715,110 (6,725,586,309) 1,665,760,606 (364,215,658,894) 338,311,869,141 168,222,729,221 21 22 23 26 27 28 29 I. Lll'u chuylin li~n 1(PhO{l1dqng kinh doanh ehwng khoan 1. Lgi nhuiin trll'ac thue 01 322,697,483,891 2,844,299,995 2. EJitw ehinh eho cae khoim: (169,996,002,247) 256,949,926,735 KhflU hao lai san co dinh 02 24,133,875,795 18,191,785,485 Cae khoan I,;,pdl,J'ph6ng 03 (38,565,677,193) 262,271,651,332 Lai, 10 ehenh I~eh Iy gia hoi doal chll'a Ihl,J'chi~n 04 Uli 10 ho",t dQng dotlutll' 05 (157,144,031,904) (42,091,287,858) Chi phllai vay 06 1,579,831,055 18,577,777,776 3. Lgi nhuiin t& hOl,lt o(lng kinh doanh trU'ac nhiPng thay 06i 08 152,701,481,644 259,794,226,730 v6n IU'u 09ng Tang, giam cac khoan phai Ihu 09 (75,899,401,102) 666,219,936,731 Tang, giam IOn kho, ehLl'ng khoan ng~n h",n 10 (1,003,724,287,215) 979,715,409,188 Tang, giam cac khoan phai Ira 11 1,219,757,616,807 364,593,441,317 Tang giam chi phi Ira Irll'O'e 12 8,659,119,487 15,104,576,206 TiE'" lai vay da tra 13 (1,396,833,915) (80,945,262,956) Thue Ihu nh,;,p doanh nghi~p da nop 14 (70,502,205,322) (21,300,576,918) Tien Ihu khae Ilr ho",1dong kinh doanh 15 200,426,722 7,500, Tien chi khae Ilr ho",t dong kinh doanh 16 (13,855,633,457) (27,624,11 . f t LU'u ehuyen tien thw.n t& hOl,lt 09n9 kinh doanh 20 215,940,283,649 2,155,565,1 2 • II. Lll'u ehuyen li~n 1(PhO{l1dqng dau Ill' 1. Tien chi de mua s~m tal san co dinh va cac lai san dai h",n kha TiE'" Ihu, chi ve Ihanh Iy, nhll'O'ng ban tai san co dinh va cac 2. lai san dai han khac 3. Tien chi cho vay, mua cae cong Cu nO'ella dan vi khac 4. Tien Ihu hOicho vay, ban cae cong Cu nO'ella dan vi khac 5. Tien chi dotluIll' gop von vao dan vi khac 6. Tien Ihu hOi dotluIll' gop von vao dan vi khac 7. Tien Ihu lai cho vay, co ILrCva IO'inhu,;,n dll'O'c ehia LU'u ehuyen tien thuan t& hOl,lt 09n9 oau til' 30 137,259,113,765 (151,468,552,626) T••i ngily 30 thang 09 nam 2012 Bao cao lU'u chuv6n ti6n te hoop nhoit lli6n theol CHITIEU Mii Niim nay Nam trU'ac s6 111. LU'u chuy6n ti6n tiJoho"t dQng tai chinh 1. Tien thu phat hanh co phieu, nhiln von g6p cua chu sa hCfu 31 - - 2. Nhiln g6p von Ill' co d6ng Ihieu so 6,000,000,000 - 3. Tien chi Ira von g6p cho cac chu sa hCfu, mua I••i co phieu 32 (654,900,000) (85,816,286,000) cua doanh nghi$p da phal hanh 4. Tien vay ng<1nh••n, dili h••n dU'O'cnhiln 33 607,208,530,864 60,000,000,000 5. Tra I••i von uy lhac cho ngU'cYiuy thac dau IU' 34 - - 6. Tien chi tra nO'goc vay 35 (429,251,580,802) (2,060,000,000,000) 7. Tien chi Ira nO'thue tai chinh 36 - - 8 Co IIYC, 100inhuiln da Ira cho chu sa hCfu 37 (85,038,500) (347,356,611,000) LlFUchuydn tidn thw.n tiPho('t di)ng tili chinh 40 183,217,011,562 (2,433,172,897,000 LU'u chuyen tiAn thuan trong ky 50 536,416,408,976 (429,076,312,997) Ti6n va tU'oongdlFoong tiAn dau ky 60 1,945,764,811,547 2,969,211,607,542 Anh hU'ang cua Ihay doi Iy gia hoi doai quy doi ngo••i t$ 61 - - Ti6n va tU'oongdU'oongtiiln cubi ky 70 2,482,181,220,523 2,540,135,294,545 NgU'6'i LaP Biilu ~ Hoang Thj Minh Thuy CONG TY cO pHAN CHlrNG KHOAN sAl GON Dja chi: 72 Nguyen Hu~ - Qu~n 1 - TP. H6 Chi Minh BAa cAo TAl CHINH HOP NHAT c~o ky k~.toan k~t thuc ngay 30 thang 09 nam 2012 Ban thuyM minh bao cao tai chinh h9'P nhat BAN THUYET MINH BAo cAo TAl CHiNH HQ'P NHAT Ban thuy~t minh nay la.mOt bOph~n khOng the tach rai va phai <1ll'qc<1ockern vai Bao cao tai chlnh quI' 3 nam 2012 (hqp nhat) cua COng ty COphan Chung khoan Sai gOn (goi tat la COng ty). I. D~C D1t:M HO~T DQNG COA DOANH NGHIJ;:P COng ty CO phan Chli'ng khoan Sai GOn la cOng ty cO phan <1ll'qc thanh I~p tai Vi~t Nam. COng ty <1ll'qccap Giay philp ho"t <10ng50 3041/GP-UB do Oy ban nhan dan Thanh phO HO Chi Minh cap ngay 27 thang 12 nam 1999 va <1ll'qccap giay chli'ng nh~n Dang ky kinh doanh 50 056679, do Sa K~ hoach va Dau tll' Thanh phO H6 Chi Minh cap <1angky Ian <1auvao ngay 30 thang 12 nam 1999. COng ty <1ll'qccap giay philp Hoat <10ngKinh doanh 50 03/2000/GPHDKD, do Oy ban chli'ng khoan Nha nll'ac cap ngay 05 thang 04 nam 2000 va cac giay philp kinh doanh <1i~uchinh ti~p theo. 1, Hinh thwc scYhil'u vOn 2. LTnh v\l'c kinh doanh COngty cOphan Dich vv 3. Ngilnh nghA kinh doanh : MOigiai chli'ng khoan, tll' van <1l1utll' chli'ng khoan, Ill'U ky chli'ng khoan, tv doanh chli'ng khoan, bolo lanh phat hanh chli'ng khoan. quan II' quy, quan II' danh mvc <1l1u tll' . 4. TOng sO nhan vien : 386 5. COng ty con: T"i ngay 30/9/2012, COngty cO3 cOng ty con <1ll'qchqp nhat: _ COng ty TNHH quan II' Quy 551 <1ll'qcthanh I~p theo Giay philp thanh I~p va ho"t <10ng50 19/UBCK-GP ngay 3 thang 8 nam 2007. + Nganh ho"t <10ng: Quan II' quy va quan II' danh mvc <1autll' . + VOn<1i~uI~ : 30 ty <10ng(sa hO'u 100%) _ Quy (Iau tll' thanh vien 551 <1ll'qcthanh I~p theo giay philp thanh I~p va hOat <10ng50 1301TB- UBCK ngay 27 thang 7 nam 2010 + Mvc Mu va Iinh vvc <1autll' cua Quy: <1autll' vao chung khoan hOllc cac dang tai san <1autll khac, ke ca bat <10ngsan + VOn<1i~uI~: 390 ty <10ng(sa hO'u80%) + Thai gian ho"t <10ngcua quy: 31 nam _COng ty QuOc ti> 551 (551 International Corp.) <1l1qc thanh I~p ngay 27/08/2009 theo 50 <1angky SRV 090813396 _ 4724807 t,,1 Bang Delaware, My va theo Giay phep <1autll r" nll'ac ngoal 50 249/BKH-DTRNN-DC1 do BO K~ ho"ch va Dau tll cap ngay 31/08/2010 + Mvc Mu va Iinh vvc <1autll: <1autll vao klnh doanh bat <10ngsan, van phOng tai My + VOn <1autll': tOi <1a18,5 tri~u USD. Ty I~ sa hO'ucua COng ty la 80% vOn. va la sa hO'u gian ti~p thOng qua Quy <1autll thanh vien SS!. + Thai gian ho",t <10ng:30 nam 6. COng ty lien k~t: T"i ngay 30/9/2012 COng ty cO 1 cOng ty lien k~t Wc ti~p va 7 cOng ty lien k~t gian ti~p <1l111cphan anh theo phll<Yngphap vOn chu sa hO'u: guy T~mNhln 55/: Trong nam 2007, cOng ty <1a(Iau tll' tr\l'c tli>p vao quy <1autll' Tam nhln SSI vai tOng 50 vOn <1autll' la 485 ty <16ngVi~t Nam, chiem 28,53% tOng gia tri vOn gOpcua quy. Trong quI' 4 nam 2010, cOngty cOng <1a<1l1utll' them 160 ty <16ngVi~t Nam m~nh gia vao Quy, nhll' v~y chl~m 37,94% tOng gla tn vOngOpcua quy <1~nthai <1iem30/09/2012. Quy TlIm nhln SSlla quy thanh vien <10ngval tOng gia tri vOn gOp ban <1aula , .700 ty <16ngVi~t Nam, cO thai h"n ho",t <10ng5 nam va <1ll'qcchap thu~n thanh Trang 1 Ban thuy6t minh nay la mOt bO pMn hqp tMnh va pMi c1we c1Qc cling vOi Mo CaDtai chlnh hqp nhAt [...]... 3.250. 198 .786 6.707.484 .96 2 7.718. 898 .632 55.3186 79. 705 (7.870 .308 .488) 35.617.536.215 36.4 49. 290 .98 1 (5. 793 .470.141) 1.262.8 29. 190 59. 665.877 757 1.022.534.782.313 3 .93 8 .98 2.888.313 2.804.341. 891 .96 3 1.716. 297 .0 39 3.007.812.423 7.770.583.672.051 117. 794 235.556 12 .93 6 .93 9.165 3.404.457.675 17.703.1 79. 910 21.107.637.585 172 .94 6.4 49. 891 bO Lgi nhu~n tiP ho~t dQng kinh doanh tlU'ac thuA T~i ngay 30 thang 09. .. nam 2012 1 Tai san be) ph~n 2 Taj san phan bO 3 Taj san khang phan bO TOng tii san 265.736.3 89. 662 1.140.3 29. 017.8 69 3 .95 1 .91 9.827.478 2.807.746.3 49. 638 778.540.128.636 402.386.734.4 29 1.434.078.103.280 54.07 496 6.216 5 .93 8.8 69. 122 1.562.860. 295 1 NQ'phai tra be) ph~n 2 NQ'pMn bO 3 19. 4 19. 476 .94 9 8.2 09. 266.511.604 8.464.258.268 8.126.873.535 24.115.450.008 2.623.4 69. 224.613 9. 6 89. 733.831 79. 393 .302 .99 9... Khoan ch~nh l$ch phat sinh do cong ty li~n k~t mua ban cO phi~u quy LQ'i nhu~n sau thue lOy 30. 09. 2012 - ke den ( 1.213. 091 .124) - - - - - - - - Mu~ cO phi~u quy 299 . 797 .643.656 TOn9 c9n9 (1.213. 091 .124) 299 . 797 .643.658 (654 .90 0.000) T~i ngay 30 thang 09 nam 2012 3.526.117.420.000 (8 29. 476.245) 340 .92 1.476.378 ( 89. 246.186.000) (65 490 0.000) 2 89. 383.181.436 96 2.501. 099 .318 5.028.847.514.887 Sa Giao Dich... (3.338.023 .92 2) (31 .90 0.000) (4.264.512.023) Phan Ie,,; la; - Ngay 30 lhang 09 nam 2012 - - - ~ 1.641.332.481 56.656.233.513 9. 548. 396 .670 1. 692 . 797 .718 69. 538.760.382 Gia Iri cOn I~I: Ngay 31 Ihang 12 nam 2011 Ngay 30 lhang 09 nam 2012 7 1 ? (4.264.512.023) 1 .305 .01 090 3 96 8.0 59. 0 39 28.527 .96 4.373 5.443.105.510 392 .813.553 35.668. 894 .3 39 19. 337.571.728 3.6 19. 810.733 271.580.6 79 24. 197 .022.1 79 BAI "Qng san... 2.6 09. 391 .520 75 .99 3.805.241 13.168.207.403 1 .96 4.378. 397 93 .735.782.561 1 .304 .380.617 47 .93 2 .95 1.186 11.432.710. 893 1.516.344.844 62.186.387.540 Tang Ireng ky 336 .95 1.864 9. 617.870.428 1.453.7 09. 699 208.352.874 11.616.884865 KhAu hao 336 .95 1.864 9. 617.870.428 1.453.7 09. 699 208.352.874 11.616.884865 Glam Irong ky - ( 894 .588.101) (3.338.023 .92 2) (31 .90 0.000) Ban Ihanh Iy - ( 894 .588.101) (3.338.023 .92 2)... SSI 595 . 496 .200.557 482.382 .94 9.787 483846.448.5 59 37 ,94 % 37 ,94 % COng CP XNK Thuy San B n Tre 1 39. 826.123.805 130. 820. 399 .631 134 .90 6.247.108 28,58% 27.24% COng ty CP Vllang 390 . 894 .771.116 441.828.373.214 410.758.104.260 20,01% 20,00% 37. 692 .602.086 67.280.841.737 54 .93 9. 092 .153 20,38% 20,00% 84.652 .91 2.584 80 .98 0.507.731 20.05% 20,02% 71.633.634.434 73.072.738.264 20,05% 20,03% 94 .205 .95 3 .91 1 91 .387.420.555... 99 0.050.000.000 265.0 29. 000.000 265.0 29. 000.000 III Chfrng khoan dau tU' 1.050 .91 5.252. 094 (121.343. 594 .474) 92 9.571.657.621 -Chung khoan san sang d~ ban 1.050 .91 5.252. 094 (121.343. 594 .474) 92 9 571.657.621 COphieu Ni{un yet co phieu ChU'8 Niem yet TrtJi phieu 253.3 59. 617.601 (68. 393 .701.443) 184 .96 5 .91 6.158 102.631.534. 397 (21 .300 .460.154) 81.331.074.243 694 .92 4.100. 095 (31.6 49. 432.877) -Chung khoan... ILPgop vOn 1.406.284. 895 . 197 - 1.406.284. 895 . 197 - VOngop lien doanh, lien k~t 1.406.284. 895 . 197 - 1.406.284 895 . 197 V Elau ILPlai chinh khilc 548.616 .99 0.000 (77.707 .300 .000) 470 .90 9. 690 .000 - DfJu til' dai h(Jn khtJc 548.616 .99 0.000 (77.707 .300 .000) 470 .90 9. 690 000 Trang 10 Ban thuyet minh nay la m6t b6 pMn hr;rp thilnh va phili dU'llC rJoccling va; Mo CaDfai chinh hr;rpnhAI , ; CONG TY cO pHAN CHlrNG... hang Qui 3 Nam 1 Doanh thu thu~n ho~t . 1.338.632 .97 0 33.606.875.188 424.618.1 49 3.250. 198 .786 6.707.484 .96 2 36.4 49. 290 .98 1 (5. 793 .470.141) 9. 5 29. 335.442 197 .94 4.317.470 547.607.620 82 .95 9.760.008 7.718. 898 .632 55.3186 79. 705 1.262.8 29. 190 59. 665.877 .757 1.022.534.782.313. c6ng ng 1.140.3 29. 017.8 69 778.540.128.636 54.07 496 6.216 832.615. 094 .852 3 .95 1 .91 9.827.478 402.386.734.4 29 5 .93 8.8 69. 122 2.807.746.3 49. 638 1.434.078.103.280 1.562.860. 295 1.716. 297 .0 39 17.703.1 79. 910 19. 4 19. 476 .94 9 8.126.873.535 8.126.873.535 3.007.812.423 7.770.583.672.051 21.107.637.585 172 .94 6.4 49. 891 265.736.3 89. 662 24.115.450.008 8.2 09. 266.511.604 8.464.258.268 2.623.4 69. 224.613 9. 6 89. 733.831 79. 393 .302 .99 9 393 .763. 395 . 094 18.153 .99 2. 099 3. 096 .625 .92 2.706 Trang. c6ng ng 1.140.3 29. 017.8 69 778.540.128.636 54.07 496 6.216 832.615. 094 .852 3 .95 1 .91 9.827.478 402.386.734.4 29 5 .93 8.8 69. 122 2.807.746.3 49. 638 1.434.078.103.280 1.562.860. 295 1.716. 297 .0 39 17.703.1 79. 910 19. 4 19. 476 .94 9 8.126.873.535 8.126.873.535 3.007.812.423 7.770.583.672.051 21.107.637.585 172 .94 6.4 49. 891 265.736.3 89. 662 24.115.450.008 8.2 09. 266.511.604 8.464.258.268 2.623.4 69. 224.613 9. 6 89. 733.831 79. 393 .302 .99 9 393 .763. 395 . 094 18.153 .99 2. 099 3. 096 .625 .92 2.706 Trang 9 Ban Ihuy~1minh nay la mol bo phtJn hClPlhilnh va pMi duClCdoc