công ty cổ phần chứng khoán sài gòn bảng cân đối kế toán báo cáo lưu chuyển tiền tệ báo cáo kết quả hoạt động kinh doanh báo cáo tài chính 31 tháng 3 năm 2014

CONG TY CO pHAN CHtfNG KHOAN sAl GON f)ja chi: 72 Nguyen Hu$ - Qu~n 1 - TP. Ho ChI Minh BAo cAo TAl CHJNH Ti;li ngay 31 thfmg 03 nam 2014 BANGcANDOIK~TOAN T\li ngay 31 thang 03 nam 2014 Ban hanh theo T. Ttl' so 95/200BITT -BTC ngay 24 thang 10 nam 2008 cua Bt) Tai chfnh Sua dlii thea Th6ng ttl'SO 16212010 ITT -BTC ngay 20 thang 10 nam 2010 cua Bt) Tai chfnh £)O'nvi tfnh : VNf) Ma Thuy6t TAl SAN 56 minh s6 cu6i ky s6 d<1unam A. TAl SAN NGAN H~N (100=110+120+130+140+150) 100 6.124.312.405.686 4.214.234.184.024 I. Ti~n va cac khoan tU'O'ngdU'O'ngti~n 110 VI.01 2.163.754.411.363 1.511.653.564.168 1. Tie!n 111 1.482.754.411.363 1.222.653.564.168 Trang 06 : nan gui cua nha oau ttl' va giao djch chUng khoan 1.478.151.835.209 1.220.193.211.104 2. Cac khoan tU'O'ngdU'O'ngti€ln 112 681.000.000.000 289.000.000.000 II. Cac khoan d<1utU'tai chinh ngtin h;.tn 120 VI.02 1.732.939.848.789 1.208.811.808.953 1. f)au IU'ng~n hi;ln 121 1.776.849.226.227 1.251.185.673.088 2 DI,I' phong giam gia dau tU' ng~n hi;ln 129 (43.909.377.438) (42.373.864.135) III. Cac khoan phai thu ngtin h\Jn 130 2.207.368.160.763 1.489.920.517.726 1. Phai Ihu cua khach hang 131 VI.07 1.670.574.287.201 913.645.353.416 2. Tra IrU'6'ccho ngU'ai ban 132 VI.08 7.636.381.918 8.066.208.100 3. PMi Ihu nOibOng~n hi;ln 133 4. Phai Ihu hOi;lldOnggiao djch chung khoan 135 VI.07 9.641.604.511 185.010.262 5. Cac khoan phai Ihu khac 138 VI.07 595.887.968.370 659.153.321.374 DI,I' phOngphai Ihu kh6 doi va dl,l'phong giam gia chung 6 khoan uy lhac dau IU'ng~n hi;ln 139 VI.10 (76.372.081.237) (91.129.375.426) IV. Hang tbn kho 140 V. rai san ngtin h;.tn khac 150 20.249.984.771 3.848.293.177 1. Chi phi Ira IrU'6'cng~n hi;ln 151 5.577.414.072 2.238.609.717 2. Thue GTGT dU'Q'ckhau Irlf 152 VI.07 96.708.354 54.592.720 3. Thue va cac khoan phai Ihu nha nU'6'c 154 4. Giao dich mua ban Ii;liTP chinh phu 157 5. Tai san ngan hi;ln khac 158 14.575.862.345 1.555.090.740 Ti;li ngay 31thang 03 nam 2014 Bang can dOl k~ toan (ti~p theo) cAc CHI TIEU NGOAI BANG CAN DOl KE ToAN CHI T1EU 1. Tal san cO dinh thue ngoal 2. V~t tll' nh~n giii' hQ 3. NQ'kh6 d6i dii xU> Iy 4. Ngoili t~ cae 10iili 5. NguOn vOn khau hao 6. Chlrng khoan 11I'uky 6.1 Ch&ng kho{m giao dich 6.1.1 Chung khoan giao djch eua thanh vieln lU'uky 6.1.2 Chung khoan giao djeh eua khaeh hang trong nU'O'e 6.1.3 Chung khoan giao djeh eua khaeh hang nU'O'engoai 6.1.4 Chung khoan giao djeh eua t6 ehue khae 6.2 Ch&ng khoan t{lm ngrrng giao dich 6.2.1 Chung khoan t<;lmnglmg giao djeh eua thanh vien lU'uky 6.2.2 Chung khoan t<;lmnglmg giao djeh eua khaeh hang trong nU'ae 6.2.3 Chung khoan l<;imnglmg giao djeh eua khaeh hang nU'aengoai 6.2.4 Chung khoan l<;imnglmg giao djeh eua t6 ehue khae 6.3 Ch&ng khoan cam co 6.3.1 Chung khoan cam cOeua lhanh vien lU'uky 6.3.2 Chung khoan cam cOeua khaeh hang trong nU'O'e 6.3.3 Chung khoan cam cOeua khaeh hang wac ngoai 6.3.4 Chung khoan cam cOeua t6 ehue khae 6.4 Ch&ng khoan t{lm giii' 6.4.1 Chung khoan t<;lmgiiYeua lhanh vien lU'uky 6.4.2 Chung khoan ti;lm giiYeua khaeh hang trong nU'O'e 6.4.3 Chung khoan ti;lm giiYeGakhaeh hang nU'O'engoai 6.4.4 Chung khoan t<;lmgiiYeGat6 ehLPekhae 6.5 Ch&ng khoan cha thanh toan 6.5.1 Chung khoan eh6' lhanh toan eGathanh vien IU'Uky 6.5.2 ChLPngkhoan ch6' lhanh toan eGakhaeh hang trong nU'ae 6.5.3 Chung khoan eh6' lhanh toan eGakhaeh hang nU'O'engoai 6.5.4 ChLPngkhoan eh6' thanh toan giao djeh eua t6 ehLPekhae 6.6 Ch&ng khoan phong toa charut 6.6.1 ChLPngkhoan phong toa eM rut eGa lhanh vien IlfU ky 6.6.2 Chung khoan phong toa eh6' rut eua khaeh hang trong nU'ae 6.6.3 ChLPngkhoan phong toa eM rut eua khaeh hang nU'6'engoai 6.6.4 Chung khoan phong toa eh6' rut giao djeh eGat6 ehLPekhae 6.7 Ch&ng khoan cha giao dich 6.7.1 ChLPngkhoan eh6' giao djeh eua thanh vien lU'uky 6.7.2 Chung khoan eh6' giao djch eua khaeh hang trong nU'O'e 6.7.3 Chung khoan eh6' giao djeh eGakhaeh hang nU'O'engoai 6.7.4 Chung khoan ch6' giao djeh giao djeh eGat6 ehue khae 6.8 Ch&ng khoan ky quy dam bao khoan yay 6.8.1 ChLPngkhoan ky quy <Jambao khoan vay eGa thanh vien lU'uky 6.8.2 Chung khoan ky quy <Jambao khoan vay eGakMeh hang trong nU'O'e 6.8.3 ChLPngkhoan ky quy <Jambao khoan vay eua kMeh hang nU'O'engoai 6.8.4 ChLPngkhoan ky quy <Jambao khoan vay giao djeh eGat6 ehLPekhae 6.9 Ch&ng khoan sva loi giao dich Mii ThuYlh 56 cuOi ky 50 dau nam sO minh 001 002 003 004 005 006 13.223.803.700.000 12.849.119.240.000 007 11.307.464.650.000 11.254.258.750.000 008 128.453.070.000 186.493.870.000 009 9.824.698.420.000 9.605.439.350.000 010 1.354.313.160.000 1.462.325.530.000 011 012 201.335.790.000 174.383.220.000 013 014 194.264.990.000 173.838.220.000 015 7.070.800.000 545.000.000 016 017 814.512.190.000 865.812.190.000 018 019 814.512.190.000 865.812.190.000 020 021 022 023 024 025 026 027 868.347.920.000 545.665.500.000 028 1.331.800.000 1.340.000.000 029 853.540.420.000 530.836.300.000 030 13.475.700.000 13.489.200.000 031 032 033 034 035 036 037 32.143.150.000 8.999.580.000 038 1.570.000 039 31.886.660.000 8.718.520.000 040 256.490.000 279.490.000 041 042 043 044 045 046 047 SO cuOi ky SO dau nam 885.112.510.000 860.405.510.000 697.814.090.000 761.941.870.000 7.220.310.000 7.220.450.000 545.447.940.000 685.919.900.000 145.145.840.000 68.801.520.000 152.345.180.000 64.922.200.000 1.000.000.000 1.000.000.000 63.922.200.000 63.922.200.000 87.422.980.000 32.580.440.000 32.580.440.000 32.580.440.000 32.580.440.000 T<;Iingay 31 thang 03 nam 2014 Bang can dOi k~ toan (ti~p theo) CHITIEU 7 Ch(Pngkhoan IlFUky cong ty o{li chung chlFaniem yet Trong 06: 7.1 Ch(Pngkhoan giao dich 7.1.1 Chli'ng khoan giao djch cua tMnh vien lU'uky 7.1.2 Chli'ng khoan giao djch cua khach hang trong nU'O'c 7.1.3 Chli'ng khoan giao djch cua kMch hang nU'O'cngoai . 7.1.4 Chli'ng khoan giao djch cua t6 chli'c khac 7.2 Ch(Pngkhoan t{lm ng(Png giao dich 7.2.1 Chli'ng khoan t<;lmngimg giao djch cua thanh vien lU'uky 7.2.2 Chli'ng khoan t<;lmngimg giao djch cua kMch hfmg trong nU'O'c 7.2.3 Chli'ng khoan !<;1mngimg giao djch cua kMch hang nU'O'cngoai 7.2.4 Chli'ng khoan t<;lmngimg giao djch cua to chli'c khac 7.3 Ch(Pngkhoan cam co 7.3.1 Chli'ng khoan cllm cO cua tMnh vien lU'u ky 7.3.2 Chli'ng khoan cllm cO cua kMch hang trong nU'O'c 7.3.3 Chli'ng khoan cllm cO cua khach hang nU'O'cngoai 7.3.4 Chli'ng khoan cllm cO cua t6 chli'c kMc 7.4 Ch(Pngkhoar. t{lm git1' 7.4.1 Chli'ng khoan !<;1mgiO' cua thanh vien IU'uky 7.4.2 Chli'ng khoan t<;lmgili' cua kMch hang trong nU'O'c 7.4.3 Chli'ng khoan!<;lm giO' cua khach hang nU'O'cngoai 7.4.4 Chli'ng khoan t<;lmgili' cua t6 chu'c khac 7.5 Ch(Pngkhotm chr} thanh toan 7.5.1 Chli'ng khoan ch6' thanh toan cua thanh vien lU'uky 7.5.2 Chli'ng khoan ch6' thanh toan cua kMch hang trong nU'O'c 7.5.3 Chli'ng khoan ch6' thanh toan cua kMch hang nU'O'cngoai 7.5.4 Chung khoan ch6' thanh toan giao djch cua t6 chli'c khac 7.6 Ch(Pngkhoan phong toa chr} rut 7.6.1 Chung khoan phong t6a ch6' rut cua thanh vien 111uky 7.6.2 Chung khoan phong t6a chCYrut cua khach hang trong nU'O'c 7.6.3 Chung khoan phong t6a ch6' rut cua kMch hang nU'O'cngoai 7.6.4 Chung khoan phong t6a ch6' rut giao djch cua t6 chuc khac 7.7 ChlPng khoan slPa 10igiao d!ch 8 Ch(Pngkhoan chlFa IlFUky cua khach hang 9 Ch(Pngkhoan chlFa IlFUky cua cong ty ch(Pngkhoan 10 Ch(Pngkhoan nh~n uy thac oau gia 1(: Hoang Thl Minh Thuy Mii Thuy~t 50 minh 050 051 052 053 054 055 056 057 058 059 060 061 062 063 064 065 066 067 068 069 070 071 072 073 074 075 076 077 078 079 080 081 082 083 084 2.372.800.000 2.372.800.000 961.000.000 961.000.000 T~i ngay 31 thang 03 nam 2014 Bang ean dbi ke toan (tiep theo) Mii Thuyj}t TAl SAN , minh S6 eu6i kY S6 d<lu nam so B- TAl SAN oAI H~N (200=210+220+240+250+260) 200 3.233.258.214.214 3.130.495.998.938 I Cae khoan phai thu dili h\ln 210 1.408.366.185.454 1.234.696.750.827 1. Pha; thu dai h~n cua khach hang 211 2. V6n kinh doanh (} dO'nvi Irl,/'cIhuQc 212 3. Phai thu dai h~n nQibQ 213 4. Pha; thu dai h~n khac 218 VI.09 1.485.971.757.973 1.327.139.430.687 5. DI,/' phong giam gia chfrng khoan uy thac dflu tU'dai h~n 219 VI.10 (77.605.572.519) (92.442.679.860) II. rai san e6 djnh 220 135.312.991.063 135.169.960.898 1. rai san co djnh hO'uhlnh 221 VI.04 17.744.524.760 19.578.812.231 Nguyen gis 222 77.967.328.115 78.169.811.957 Gis trj hao mon lOy k6 223 (60.222.803.355) (58.590.999.726) 2. Telisan co djnh thue ta; chinh 224 Nguyen gis 225 Gis trj hao mon /Dy k6 226 3. Telisan co djnh vo hinh 227 VI.05 117.568.466.303 115.591.148.667 Nguyen gis 228 159.145.106.421 156.122.984.331 Gis trj hao mon ICy k6 229 (41.576.640.118) (40.531.835.664) 4. Chi phi dflu tU'xay dl,/'ngcO'ban dO-dang 230 III. B;it dQng san til' 240 Nguyen gis 241 Gis trj hao mon /Dy k6 242 IV. Cae khoan d<lu til' tai ehinh dili h\ln 250 1.612.352.868.369 1.685.920.748.936 1. E>flutU'vao cong ty con 251 VI.02 342.000.000.000 342.000.000.000 2. E>flutU'vao cong ty lien ket, lien doanh 252 VJ.02 3. E>flutU'chfrng khoan dai h~n 253 VI.02 902.549.637.699 980.424.576.989 Chlfng khoan san sang de ban 254 902.549.637.699 980.424.576.989 Chlfng khoan nam giCrden ngay dao h~n 255 4. E>flutU'dai h~n khac 258 VI.02 538.617.000.000 538.617.000.000 5. DI,/' phOnggiam gia chfrng khoan va dflu tU'dai hi;lnkhac 259 VI.02 (170.813.769.330) (175.120.828.053) V. rai san dili h\ln k.hae 260 77.226.169.328 74.708.538.277 1. Chi phi tra trU'cYcdai hi;ln 261 VI.03 426.035.646 348.592.824 2. Telisan thue Ihu nh$p hoan I~i 262 VI.16 50.659.958.676 50.719.770.447 3. Tien nQpQuy ho trq thanh loan 263 VI.06 19.982.911.796 17.482.911.796 4. Telisan dai h~n khac 268 6.157.263.210 6.157.263.210 TONG CONG TAl SAN (270=100+200) 270 9.357.570.619.900 7.344.730.182.962 T~i ngay 31 thang 03 nam 2014 Bang can doi ke toan (tiep theo) Mii Thuy6t NGUONVON 56 minh So cuoi ky s6 dau nam A- NO' PHAI TRA ( 300=310+330) 300 4.117.464.567.091 2.349.140.314.319 I. Ng ng~n h~n 310 4.117.464.567.091 2.349.140.314.319 1. Vay va nO' ngan h~n 311 VI.17 461.668.935.458 358.961.041.321 2. Phai tra nguai ban 312 529.976.085 154.925.130 3. Nguai mua tra ti~n truac 313 VI.12 69.581.433.750 150.871.433.750 4. Thue va cac khoan phcii nop Nha nu6'c 314 VI.14 70.963.246.492 33.517.176.697 5. Phai tra nguai lao dong 315 19.600.906.362 19.681.720.419 6. Chi phi phcii tra 316 VI.11 34.040.273.224 11.787.063.789 7. Phai tra noi bO 317 8. Cac khoan phai tra, phai nop ngan hGln khac 319 VI.13 1.917.028.305.489 538.843.734.476 9. Phai tra ho~t dong giao djch ch(yng khoan 320 VI.18 1.459.525.339.677 1.133.324.320.442 10. Phai tra hO co t(Yc, goc va lai trai phieu 321 6.824.717.480 11.152.796.929 11. Phai tra to ch(Yc phat hanh chling khoan 322 609.603.590 605.427.160 12. Quy khen thuang phuc 100i 323 76.991.338.576 89.950.440.876 13. Giao djch mua ban IGlitrai phieu Chinh phu 327 14. Doanh thu chua thl,J'c hi$n ngan hGln 328 100.490.908 290.233.330 II. Ng dai h~n 330 1. Phai tra dai hGln nguai ban 331 2. Phai tra dili hGln noi bo 332 3. Phai tra dai hGln khac 333 4. Vay va nO' dai hGln 334 5. Thue thu nh~p hoan IGliphai tra 335 6. DI,J'pMng trO' cap m~t vi$c lam 336 7. DI,J'pMng phcii tra dai hGln 337 8. Doanh thu chua thl,J'c hi$n dai hGln 338 9. Quy phat trieln khoa hc;>cva c6ng ngh$ 339 10 DI,J'pMng bei thuang thi$t hGlicho nha dau tu 359 B. NGUON VON CHU Sa HO'U 400 5.240.106.052.809 4.995.589.868.643 I. Von chi.! sa hifu 410 VI.15 5.240.106.052.809 4.995.589.868.643 1. Von dau tu cua chu So' hCi'u 411 3.537.949.420.000 3.537.949.420.000 2. Th~ng du von co phan 412 344.944.356.378 344.944.356.378 3. Von khac cua chu So' hCi'u 413 4. Co phieu quy 414 (89.246.317.760) (89.246.317.760) 5. Chenh I$ch danh gia IGlitai san 415 6. Chenh I$ch tY gia hoi doai 416 7. Quy dau tu, phat trian 417 8. Quy dl,J'ph6ng tai chinh 418 335.813.119.252 335.813.119.252 9. Quy khac thuoc von chu So' hCi'u 419 10. Lc;rinhu~n sau thue chua pMn phoi 420 1.110.645.474.939 866.129.290.773 TONG CONG NGUON VON(440=300+400) 440 9.357.570.619.900 7.344.730.182.962 Cong Ty C6 Ph~n Chwng Khoan Sai Gon f)ja chi: 72 Nguylin Hu~. 01. TP.HCM f)i~n thoai:388242897 ;Fax:38242997 MST:0301955155 Ban hanh thea T.TLI'569512008 ITT -BTC ngay 24 thang 10 nam 2008 cua Bo Tai chinh Sira 06i thea ThOng tLl'56 16212010 ITT -B TC ngay 20 thBng 10 nam 2010 cua Bo Tai chfnh K~T QUA HOAT DONG KINH DOANH Q~y 1 n~m 2014 ElO'nvi tinh:VNEl MA THUY~T QUY1 LOY KE TlyeAu NAM eEN cu6r CHI TIEU 56 MINH QUY NAy Niim nay Niim trU'Ooe Niim nay Nam trU'Ooe 1 2 3 4 5 6 7 1 Doanh thu 01 382.664.766.590 185.611.972.264 382.664.766.590 185.611.972.264 Trang 06: Doanh Ihu hOlilldQna mOi gi&i chung khmin 01.1 76.404.941.442 33.887.714.264 76.404.941.442 33.887.714.264 Daanh Ihu hOlilldQng dau Ill' chung khoan. goP vOn 01.2 VI.19 224.782.827.364 56.273.511.833 224.782.827.364 56.273.511.833 Doanh Ihu bao lanh phal hilnh chung khoan 01.3 - - - - Daanh Ihu dliliIXphcil hcinh chung khoan 01.4 42.873.288 - 42.873.288 - Doanh Ihu hOliltdQng Ill' van 01.5 2.254.067.605 2.109.553.261 2.254.067.605 2.109.553.261 Doanh Ihu Ill'u kv chung khaan 01.6 1.344.093.020 1.115.492.074 1.344.093.020 1.115.492.074 Doanh Ihu hOlilldQng uv Ihac dau gia 01.7 - - - - Doanh Ihu cho Ihue SlI' dl,mg lai san 01.8 186.632.671 177.714.887 186.632.671 177.714.887 Doanh Ihu khcic 01.9 VI.20 77.649.331.200 92.047.985.945 77.649.331.200 92.047.985.945 2 Cae khoan aiam tnp doanh t;.u 02 - - - - 3 Doanh thu thu~n v6 hoat dong kinh doanh (10=01-02) 10 382.664.766.590 185.611.972.264 382.664.766.590 185.611.972.264 4 Chi phi hoat dona kinh doanh 11 VI.21 77.910.614.445 11.199.872.116 77.910.614.445 11.199.872.116 Trong66: Chi phi In,tetj~p hOiiltdQng kinh doanh chung khotm 11.1 110.276.561.395 119.581.634.747 110.276.561.395 119.581.634.747 Chi phi dl,l phong chung khoan 11.2 (32.365.946.950) (108.381.762.631) (32.365.946.950\ (108.381.762.631 5 LO'i nhu~n gQP eua hoat dong kinh doanh (20=10-111 20 304.754.152.145 174.412.100.148 304.754.152.145 174.412.100.148 6 Chi phi quan Iy doanh nghiep 25 VI.22 3.014.655.161 2.487.739.178 3.014.655.161 2.487.739.178 7 ~iin thu~n tLPhoat dong kinh doanh (30=20-25) 30 301.739.496.984 171.924.360.970 301.739.496.984 171.924.360.970 ~ Thu nhaP khae 31 1.225.537.935 16.282.472.289 1.225.537.935 16.282.472.289 9 Chlphikhae 32 600.019 - 600.019 - 10 LO'i nhuiin khae (40=31-32) 40 VI.23 1.224.937.916 16.282.472.289 1.224.937.916 16.282.472.289 I. 11 T6ng 19'1nhu~n kti toan trU'6'e thuti (50=30+40) 50 302.964.434.900 188.206.833.259 302.964.434.900 188.206.833.259 12 Chi phi thue TNDN hien hilnh 51 57.966.453.503 37.154.620.205 57.966.453.503 37.154.620.205 13 Chi phi thue TNDN hoiin lai 52 291.637.160 2.548.321.030 291.637.160 2.548.321.030 14 LO'i nhuiin sau thuti TNDN (60=50-51-521 60 244.706.344.237 148.503.892.024 244.706.344.237 148.503.892.024 15 Lai cO' ban tren e6 phi~u 70 - - - . DU'O'ng HiPu rv,.Ji Hoang Thl Minh Thuy CONGTYCOPHANCH~NGKHOANS~GON 8ja chi: 72 Nguyen Hu~ - Qu$n 1-TP. Ho Chi Minh sAo cAo TAl CHiNH Cho ky k~ toan k~t thuc ngay 31 thang 03 nam 2014 Ban hanh thea T.TU's6 9512008 ITT -BTC ng<!w 24 thang 10 nam 2008 eua BQ Tai ehfnh Sira a6i thea Th6ng tU's6 162/2010 ITT -BTC ngay 20 thang 10 nam 2010 eua BQ Tai ehfnh sAo cAo LU'UCHUYEN TII~NTe (Thea phU'O'ng phap gian ti~p) Quy 1 nam 2014 80'n vi tinh:VN8 CHITIEU Mii Luy K~ TiP ac\u Nam a~n Cu6i Quy Nay I so Nam nay Nam trU'O'c I. LU'u chuy~n ti~n tiP ho~t dQng kinh doanh chwng khoan 1. L9'i nhu~n trU'&c thu~ 01 302.964.434.900 188.206.833.259 2. EJieuchinh cho cae khoim: - Kh~u hao tai san co dinh 02 2.879.091.925 4.651.905.442 - Cac khoan I$p dl,J'ph6ng 03 (32.365.946.950) (108.381.762.631 ) - U:ii, 10 chenh I~ch ty gia hoi doai chU'a thl,J'chi~n 04 - - - LEii 10 hO<;ltdong dau tU' 05 (119.839.619.564) (16.493.022.244) - Chi phi lai vay 06 1.317.329.115 2.361.086.071 3. L9'i nhu~n tiP hO{Jtdi)ng kinh doanh trU'&c nhfmg thay d6i von lU'u di)ng 08 154.955.289.426 70.345.039.897 - Tang, giam cac khoan phai thu 09 (853.382.987.179) (174.676.741.885) - Tang, giam ton kho, ch(mg khoan ngtlO h<;ln 10 (525.663.553.139) 427.914.349.762 - Tang, giam cae khoan phili tra 11 1.646.095.761.400 490.687.303.919 - Tang giam chi phi tra tm6'c 12 (3.416.247.177) (1.005.754.999) Ti~n lai vay da tra 13 (1.339.120.595) (2.715.534.314) Thu~ thu nh$p doanh nghi~p da nop 14 (25.885.566.623) (9.820.919.352) - Ti~n thu khac tCrhO<;ltdong kinh doanh 15 20.000.000 - - Ti~n chi khac tCrhO<;ltdong kinh doanh 16 (23.960.704.300) (8.842.753.163) Luu chuyen tien thuan tiPhO{Jtdi)ng kinh doanh 20 367.422.871.813 791.884.989.865 II. LU'u chuy~n ti~n tiP hO{lt dQng dclu tU' 1. Ti~n chi d~ mua sam tai san co dinh va cac tai san dai h<;1nk 21 (766.604.075) (2.529.694.320) 2. Ti~n thu, chi ve thanh (y, nhU'O'ng ban tai san co djnh va cac 22 tai san dai h<;ln khac 1.000.000 - 3. Tien chi cho vay, mua cac cong Cl,JnO' clla dO'n vi khac 23 - (20.000.000.000) 4. Tien thu hoi cho vay, ban cac cong Cl,JnO'clla dO'n vi khac 24 - 25.000.000.000 5. Tien chi dau tU' gop von vao dO'n vi khac 25 (2.170.741.780) (52.596.083.300) 6. Tien thu hoi dau tU' gop von vao dO'n vi khac 26 173.130.570.000 51.979.172.000 7. Tien thu lai cho vay, co tll'C va IO'inhu$n dU'O'cchia 27 11.809.861.100 914.742.890 Luu chuyen tien thuan tiP hO{Jtdi)ng dau tU' 30 182.004.085.245 2.768.137.270 Cho ky ke toan ket thuc ngay 31 tMng 03 nam 2014 Bao cao lU'u chuy~n tilln t~ (tiep theo) CHITIEU Mii Nam nay Nam trU'ac z so III. LU'u chuy~n tilln tiP ho~t dQng tai chinh 1. Tien thu phat hanh c6 phieu, nh$n von g6p cua chu sO' hO'u 31 - 15.854.880.000 2. Tien chi tra von g6p cho cac ehu sO'hO'u, mua I~i e6 phieu 32 eua doanh nghi(!p da pMt hanh - - 3. Tien vay ng~n h~n, dai h~n dU'Q'cnMn 33 1.526.056.353.213 740.995.512.302 4. Tien chi tra nO'goc vay 34 (1.423.348.459.076) (937.621.638.243) 5. Tien chi tra nO'thue tai ehinh 35 - - 6. c6 tue, IQ'inhu$n da tra cho chu sO' hO'u 36 (34.004.000) - LU'u chuy;$n tif~n thu~n tiP hO{it di)ng tal chinh 40 102.673.890.137 (180.771.245.941 ) LU'u chuy~n tilln thu~n trong ky 50 652.100.847.195 613.881.881.194 Tilln va tU'O'ng dU'O'ng tilln d~u ky 60 1.511.653.564.168 1.712.297.012.483 Anh hU'O'ngeua thay d6i ty gia hoi doai quy d6i ng09i t(! 61 - - Tilln va tU'O'ng dU'O'ng tilln cuoi ky 70 2.163.754.411.363 2.326.178.893.677 J ~ NgU'6'i L~p Bi~u DU'O'ng Hfru Mui Hoang Thj Minh Thuy ay 17 tMng 04 nam 2014 "am Doc ;. '('1 CONG TY CO pHAN CHUNG KHOAN sAl GON 8ia chi: 72 Nguyen Hue - Qu$n 1 - TP. HOChi Minh sAo cAo TAl CHINH Cho kYk€ltm1nk€ltthuc ngay 31 thang 03 nam 2014 Ban hanh theo T.TU' so 9512008 ITT -BTC ngay 24 thang 10 nam 2008 cua B{) Ta; chinh Sua (fo; theo ThOng tU'so 16212010 ITT-BTC ngay 20 thang 10 nam 2010 cua B{) Ta; chinh .BAa cAo TINH HiNH BIEN DONG v6N CHO s6' HO'U Chi tieu - Quy 1 nam 2014 Thuy~t 56 d<lu nam T~ng trong ky Giam trong ky 56 cu6i ky minh 1. VOndilu tU'cua chu 56' hCJ'u 3.537.949.420.000 3.537.949.420.000 2. Th~ng duovOn c6 philn 344.944.356.378 344.944.356.378 3. VOnkMc cua chu 56' hCJ'u 4. c6 phi€luquy (89.246.317.760) (89.246.317.760) 5. Chenh lech danh gia l1;litai san 6. Chenh lech ty gia hOidoai 7. Quy dilu tU',phat tri~n 8. Quy dl,J'ph6ng tai chinh 335.813.119.252 335.813.119.252 9. Quy khac thuQcvOn chu 56' hCJ'u 10. L9'i nhu$n sau thu€lchU'a phan phOi 866.129.290.773 244.706.344.237 190.160.071 1.110.645.474.939 CQng 4.995.589.868.643 244.706.344.237 190.160.071 5.240.106.052.809 Chi tieu - Quy 1 nam 2013 Thuy~t 56 d<lu nam Tang trong ky Giam trong ky 56 cu6i ky minh 1. VOndilu tU'cua chu 56' hCJ'u 3.526.117.420.000 11.832.000.000 3.537.949.420.000 2. Th~ng duovOn c6 philn 340.921.476.378 4.022.880.000 344.944.356.378 3. VOnkMc cua chu 56' hCJ'u .1 4. c6 phi€lu quy (89.246.186.000) (89.246.186.000) 5. Chenh lech danh gia l1;litai san 6. Chenh lech ly gia hOidoai 7. Quy dilu tU',pMt tri~n 8. Quy dl,J'phOngtai chinh 289.383.181.436 289.383.181.436 9. Quy kMc thuQcvOnchu 56' hu-u 10. L9'i nhu$n sau thu€l chU'aphan phOi 921.016.945.812 148.503.892.024 709.407.304 1.068.811.430.532 CQng 4.988.192.837.626 164.358.772.024 709.407.304 5.151.842.202.346 NgU'iYi L~p Bi~u OU'o' 9 Hli>u Mui Hoang Thi Minh Thuy CONG TY cO pHAN CHLrNG KHOAN sAl GON £>jachi: 72 Nguy~n H'J~- Qu~n 1 - TP. HOChi Minh BAa cAo TAl CHINH RI~NG Cho ky k~ tOEmk~t thuc ngay 31 thang 03 nam 2014 Ban thuy~t minh bao cao tid chinh SAN THUYET MINH sAo cAo TAl CHINH Ban thuy~t minh nay la mQtbQph~n khon~ th~ tach rai va phai dU'Q'cdQc kem voi Baa cao tai chinh quy 01 nam 2014 (chU'ahQ'pnhflt) cua Cong ty Co ph~n Chling khoan Sai gon (gQitM la Cong ty). I. £>~C£>IEMHO~T £>QNGCOA DOANH NGHI~P 1. Hinh thCPcsa hfru v6n 2. Linh vl,l'c kinh joanh Cong ty c6 ph~n Dich Vl,J 3. Ngimh ngh€t kinh doanh Moi gioi chling khoan, tU'vfln d~u tU'chling khoan, lU'uky chling khoan, tl,l'doanh chling khoan, bao lanh pMt hanh chling khoan. 4. T6ng 56 nhan viE!n : 425 5. £>~cdi~m ho~t dQng cua doanh nghi~p trong ky co anh hU'ang d~n Bao cao till chinh Giai thich chenh I~ch lQ'inhu~n quy 1/2014 voi quy 1/2013: k~t qua ho~t dQng kinh doanh sau thu~ quy 1/2014 cua Cong ty lai 244.706.344.237 .dOng, tang 65% (tU'O'ngling 96.202.452.213 dOng) so voi cung ky quy 1/2013 chu y~u do trong quy 1.2014 thj trU'ang tang trU'cyngt6t va thanh khoan cao nen ho~t dQng moi gioi va d~u tU' cua Cong ty d~t k~t qua kha quan voi mlic tang I~n 1U'Q'tla 125%( tU'O'ngling 42.517.227.178 dOng) va 299% (tU'O'ngling 168.509.315.531 dOng) so voi cung ky nam 2013. II. NAM TAl CHiNH, DO'N VI TIEN T~ sO' DVNG TRONG KE ToAN 1. Nam tai chinh Nam tai chinh cua Cong ty b~t d~u tli ngay 01 thang 01 va k~t thuc vao ngay 31 thang 12 hang nam. Nam tai chinh k~t thuc ngay 31 thang 12 nam 2014 la nam tai chinh thli 14 cua Cong ty. 2. £>O'nvi ti€tn t~s(P dl;lng trong k~ toan £>O'nvi ti~n t~ SLY dl,Jngtrong k~ toan la £>6ngVi~t Nam (VND). III. CHuAN Ml,J'CvA CHE £>0 KE ToAN Ap Dl,ING 1. Ch~ dQ k~ toan ap dl;lng Cong ty ap dl,JngCh~ dQk~ toan doanh nghi~'p Vi~t Nam ap dl,Jngcho cac cong ty chung khoan ban hanh theo thong tU' 95/2008/TT-BTC ngay 24 thang 10 nam 2008 (thay th~ cho Quy~t dinh s6 99/2000IQ£>-BTC ngay 13 thang 6 nam 2000 cua BQTai chinh) va Thong tU' 162/2010/TT-BTC ngay 20 thang 10 nam 2010 cua BQTai chinh. 2. Tuyen b6 v€tvi~c tuan thu chuAn ml,l'c k~ toan va chit de?k~ toan Ban T6ng Giam d6c dam bao da tuan thu d~y du yeu c~u cua Ch~ dQ K~ toan Doanh nghi~p Vi~t Nam ap dl,Jngcho cac cong ty chling khoan va cac Chu~n ml,l'Ck~ toan Vi~t nam ban hanh theo: •• Quy~t dinh s6 149/2001/Q£>-BTC ngay 31 thang 12 nam 2001 v~ vi~c ban hanh b6n Chu~n ml,l'CK~ toan Vi~t Nam (£>Q't1); •• Quy~t dinh s6 165/2002/Q£>-BTC ngay 31 thang 12 nam 2002 v~ vi$c ban hanh sau Chu~n ml,l'CK~ toan Vi$t Nam (£>Q't2); •• Quy~t dinh s6 234/2003/Q£>-BTC ngay 30 thang 12 nam 2003 v~ vi$c ban himh sau Chu~n ml,l'CK~ toan Vi~t Nam (8Q't 3); aim thuyt$tminh nay la mot bo ph?n hop thilnh va pMi 0U'ClC oQc cung vai baa CaD tai chfnh Trang 1 [...]... 112 .31 7 .288 1 .34 5.855.449 37 2.726. 735 3. 387.999 1. 834 .287.471 112 .31 7 .288 1 .34 5.855.449 37 2.726. 735 3. 387.999 1. 834 .287.471 Gia trj hao mon: Ngay 31 thang 12 nam 20 13 Tang trong ky Kh~u hao ky Giam trong - Ngay 31 thang 3 nam :014 (202.4 83. 842) - - Ban thanh 19 (202.4 83. 842) 2 .31 5 . 236 .201 - 50.726:962.521 - 7.145.595 .30 1 35 .009 .33 2 (202.4 83. 842) (202.4 83. 842) 60.222.8 03. 355 Gia trj con I~i: Ngay 31 . .. trU'Oong 5.146 .30 9 2.277.007 2.869 .30 2 1 73. 849.226.227 97. 037 .680.167 76.811.546.060 ( 43. 909 .37 7. 438 ) (5. 430 .496.901 ) (38 .478.880. 537 ) 129. 939 .848.789 91.607.1 83. 266 38 .33 2.665.5 23 - - 18.649.024 18.649.024 9.640. 630 2.828 .36 9 6.180.025 1.6 03. 000.000.000 1.6 03. 000.000.000 902.549. 637 .699 902.549. 637 .699 224.081.020 .30 4 45.179.487.167 633 .289. 130 .228 (32 .209.269 .33 0) (32 .209.269 .33 0) (5.2 63. 339 .840) (26.945.929.490)... 45.179.487.167 633 .289. 130 .228 ( 138 .604.500.000) ( 138 .604.500.000) ( 138 .604.500.000) (42 .37 3.864. 135 ) (3. 894.9 83. 598) (38 .4 78.880. 537 ) - 538 .617.000.000 538 .617.000.000 5 23. 617.000.000 (36 .516 .32 8.0 53) (36 .516 .32 8.0 53) (9.708 .34 6.6 63) (26.807.981 .39 0) - 34 2.000.000.000 34 2.000.000.000 - 34 2.000.000.000 34 2.000.000.000 400.012.500.000 400.012.500.000 38 5.012.500.000 - ( 138 .604.500.000) ( 138 .604.500.000) ( 138 .604.500.000)... Ngay 31 thang 3 nam 2014 47.429.971. 733 1.656.576.688 - 2. 635 .122.090 109.671.558.000 156.122.984. 33 1 38 7.000.000 3. 022.122.090 38 7.000.000 3. 022.122.090 - - 2.0 43. 576.688 159.145.106.421 1. 636 .716.788 40. 531 . 835 .664 Hao mon luy k~: Ngay 31 thang 12 nam 20 13 38.895.118.876 ky - 1.012.974.227 Kh~u hao 1.012.974.227 - Tang trong - Giam trong ky Ngay 31 thimg 3 nam 2014 - 31 . 830 .227 1.044.804.454 31 . 830 .227... (1.9 43. 649.000) 2 .34 1.062.000 2.1 53. 534 53. 590.7 23. 537 (38 .478.880. 537 ) 15.111.8 43. 000 2.604.727 60.990.762. 035 (42 .37 3.864. 135 ) 18.616.897.900 10. 031 . 000 T~i ngay 31 / 12/20 13 ChiYng khoan thU'O'ng m~i CO phi~u niem y~t NSP 418.2 73 4.182. 730 .000 (3. 5 13. 4 93. 200) 669. 236 .800 BHV 6.054 2 53. 765.058 (222.284.258) 31 . 480.800 VNM 20.012 2.8 23. 677.708 (122.057.707) 2.701.620.001 SVC 6.749 135 .157.216 (33 .922.217) 101. 234 .999... 26.201.475.786 1.604.790.612 6 93. 945 .36 1 477 .37 0.277 4.744.550.975 6 .33 4.890 .38 0 9.950.565.540 12.826.520 11.199.872.116 (dO'n vj tinh: VN£l) Qu' 1 -2014 2.808.7 83. 839 205.871 .32 2 3. 014.655.161 23 LO'i nhuan Quo{ 1-20 13 8.9 03. 189.7 03 21.2 53. 392. 833 Qu'1-20 13 2.404. 132 .928 83. 606.250 2.487. 739 .178 khac Quv 1 -2014 Quv1.20 13 1.000.000 1.2 03. 736 .111 20.801.824 15.244 .38 8.889 1. 038 .0 83. 400 1.225. 537 . 935 Thu nhap khac... 244.706 .34 4. 237 4.995.589.868.6 43 350.748. 034 35 0.748. 034 35 0.748. 034 35 0.748. 034 56 1U'Q'ng cO phi~u dang lU'u hanh cd phi~u pM thOng cd phi~u pM thOng (3. 046.908) (3. 046.908) (3. 046.908) (3. 046.908) (3. 046.908) (3. 046.908) ,u 35 3.794.942 35 3.794.942 56 1U'Q'ng cO phi~u quy C6 phi~u quy do cong ty n~m giG' Trang 15 35 3.794.942 35 3.794.942 cd phitJu pM thong 35 3.794.942 Ngay 31 thang 12 nam 20 13 1.110.645.474. 939 ... 1.110.645.474. 939 (190.160.071) 244.706 .34 4. 237 866.129.290.7 73 T6ng cQng 35 3.794.942 35 3.794.942 ; •.• 33 5.8 13. 119.252 - - Ngay 31 thang 03 nam 2014 (89.246 .31 7 .760) - - 33 5.8 13. 119.252 LQ'i nhu~n ehIPa phan ph6i 35 3.794.942 au 34 4.944 .35 6 .37 8 - - (89.246 .31 7 .760) Quy dl! 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