Nguồn tri thức nhân tố ảnh hưởng tới đổi mới sáng tạo ở cấp độ doanh nghiệp tại việt nam một nghiên cứu thực nghiệm

MINISTRYOFEDUCATIONANDTRAINING NATIONALECONOMICSUNIVERSITYVIETNAM PhùngMinhThuThủy KNOWLEDGESOURCESASDETER MINANTSOFFIRMLEVELINNOVAT IONINVIETNAM: ANEMPIRICALSTUDY DISSERTATION FORTHEDEGREEOFDOCTOROFPHI LOSOPHYINECONOMICS HANOI–2020 PhùngMinhThuThủy KNOWLEDGESOURCESASDETER MINANTSOFFIRMLEVELINNOVAT IONINVIETNAM: ANEMPIRICALSTUDY Major:EconomicManagementCode:93 10110_QL DISSERTATION FORTHEDEGREEOFDOCTOROFPHI LOSOPHYINECONOMICS Scientificinstructors: 1.Prof.Dr.TRẦNTHỌĐẠT HANOI–2020 DECLARATION I have read and understood the violations of academic honesty, and I commitbymypersonalhonorthatthisresearchismyownanddoesnotviolatetherequiremen tofhonestyinacademic Dissertationauthor PhùngMinhThuThủy ACKNOWLEDGEMENT I would like to express my sincere appreciation and thanks to Professor TranThoDat,forhisregularprovisionofinvaluablepiecesofadvice,g u i d a n c e , correc tion, and encouragement to me throughout this research I could not finish thisPhD coursewithout hissupports andencouragements IalsoliketoextendmyheartfeltthanksofgratitudetoProfessorJorisKnobenandProf essorPatrickVermeulenfromRadbouduniversityinTheNetherlands,whoguidedmefrommyfirststeptoset up this research and spent acountlessamountoftimetosupportme.Thisdissertationcouldnothavebeensuccessfullyacco mplishedwithout theircontributions Finally, I would like to dedicate this success to my beloved husband andlovely daughter, who all the time stay beside me I would not be able to achieve thissuccesswithouttheircontinuoussupportsandgreatdealofunderstanding ABBREVIATIONSANDACRONYMS ADB :Asiandevelopmentbank EU :EuropeanUnion Eurostat :EuropeanStatisticalSystem GDP :GrossDomesticProduct KBV :TheKnowledge-basedview OECD :OrganizationforEconomicCooperationandDevelopment R&D :ResearchandDevelopment RBV :Theresources-basedview SMEs :SmallandMediumEnterprises SMEs :SmallandMediumEnterprises TheES :TheEnterpriseSurvey TheICS :TheInnovationCapabilitiesSurvey USD :UnitedStatesDollar TABLEOFCONTENTS DECLARATION i ACKNOWLEDGEMENT ii ABBREVIATIONS ANDACRONYMS iii LISTOFTABLES .vi LISTOFFIGURES vii TABLEOF CONTENTS iv CHAPTER1:INTRODUCTION 1.1 Background 1.2 Problem Statement .4 1.3 StudyObjective .7 1.4 Studyprocess 1.5 ScopeofStudy .8 1.6 Contributionof Study 11 1.7 Limitation ofStudy .11 1.8 OrganizationoftheDissertation 12 CHAPTER2:LITERATUREREVIEW .13 2.1 ResearchonInnovationin theworld 13 2.1.1 Ground theory research 13 2.1.2 Determinantofinnovationresearch 17 2.1.3 Productinnovationresearch .27 2.2 ResearchonInnovationin Vietnam .30 CHAPTER3:THEORY FRAMEWORK 39 3.1 Definition of Innovation .39 3.2 TypesofInnovation .41 3.3 Determinantsof Innovation 44 3.3.1 FollowingResourcesBasedviewtheory 44 3.3.2 FollowingKnowledgebasedviewtheory 46 3.3.3 Conclusion 47 3.4 Knowledgesources .48 3.4.1 InternalKnowledgeSources 49 3.4.2 Collaborative KnowledgeSources 49 3.4.3 RegionalKnowledgeSources 50 3.5 Hypotheses 50 3.5.1 Internalknowledgesources 50 3.5.2 Collaborative knowledgesources 52 3.5.3 Regionalknowledgesources 54 3.6 Researchmodel 55 CHAPTER4:METHODOLOGYANDDATACOLLECTION .60 4.1 Researchcontext 60 4.2 Methodologyapproach .69 4.2.1 Logisticregression 69 4.2.2 Innovationresearchusedlogit regression 70 4.3 Data collection 71 4.4 Variables .75 CHAPTER5:RESEARCHRESULTS .81 5.1 Generaldescription oftheESandICSsample 81 5.1.1 Distributionoffirmsbysectorandregion .81 5.1.2 Descriptivestatistics 84 5.1.3.Innovation 85 5.2 DescriptivestatisticsofthesamplemergedfromESandICS 92 5.3 KnowledgeSourcesandProduct Innovation .93 CHAPTER6:CONCLUSIONANDRECOMMENDATION 101 6.1 Conclusion 101 6.2 Recommendation 105 6.2.1 Policy recommendation 105 6.2.2 Recommendation forfirms 109 6.3 Limitationsoftheresearch 112 LISTOFRESEARCHBYTHEAUTHOR REFERENCES APPENDIX LISTOFTABLES Table2.1:L i s t ofinnovationmodels .15 Table2.2:L i s t ofmaininnovationresearchcategorizedbytheory .27 Table3.1:Firmsresources 45 Table4.1:KeyPolicyDocumentsrelatedtoinnovationinVietnam 64 Table4.2:Variablemeasurement .78 Table5.1:Distributionoffirmsbyregion 81 Table5.2:Distributionoffirmsbysectorandregion 83 Table5.3:Distributionoffirmsbysizeandregion .84 Table5.4:Descriptivestatistics .85 Table5.5:ProductInnovation 86 Table5.6:ProductInnovationorientation 87 Table5.7:Objectivesofproductinnovation .88 Table5.8:Innovationactivities 89 Table5.9:Sourcesofinformationforinnovation 90 Table5.10:Barrierstoinnovation .91 Table5.11:Descriptivestatisticsandcorrelations 93 Table5.12:LogisticRegressionResultofthebaselinemodel 94 Table5.13:LogisticRegressionResultsofeachindividualknowledgesourcemodels 95 Table5 : L o g i s t i c R e g r e s s i o n R e s u l t s o f t h e a l l i n d e p e n d e n t v a r i a b l e s sim ultaneouslymodel 97 Table5.15:R o b u s t n e s s tests 99 LISTOFFIGURES Figure2.1ResearchmodelinNguyenVanThangetal.study 34 Figure3.1:Researchmodelwithallthevariables 59 Figure4.1.Distributionoftherealizedsamplebyregion .74 Figure5.1:Productinnovationandusingknowledgesourcesfromthesupplychain 100 CHAPTER1:INTRODUCTION 1.1 Background There is no doubt about the advantages that innovation can bring to a nation.OECD (2007) reported strong evidence for a positive relationship between innovationandnationalcompetitiveness.Innovationplaysanessentialroleineconomicgrowthand is an indispensable factor to contribute to creating more jobs More broadly, bothpast theory and practice suggest that countries will follow different developmenttrajectories, depending on their ability to identify and capture technological progress.Applying new technology translates technological and scientific advances into moreproductive economic activity As such, it is not surprising that many OECD membercountries haveadopted national strategies to boost innovation and enhancetheireconomicperformancethoughincreasedproductivityandgrowth Thev i t a l r o l e o f i n n o v a t i o n i s n o t o n l y a f f i r m e d i n O E C D c o u n t r i e s b u t alsodevelopingcountriesOECD(2012).Thereisaplethoraofreasonswhyinno vation is important for developing and emerging countries (OECD, 2012) Forexample, innovation in agriculture plays an important role in reducing poverty andpromoting economic growth Other advantages that innovation can bring to thosecountriesarecreatingmorejobs,improvingwelfare,accesst o b u s i n e s s opportu nities,reachingtheworldtechnologicalfrontierinmanyindustries,andespeciallyhavingt hewaytoavoid“middleincometraps” The Asian development bank (ADB) (2014) states that countries fall into themiddle-income trap if they are unable to move from a low-cost to a highvalueeconomy, making it difficult for them to compete with both low-income and high-income countries The ADB (2014) also stresses the vital role of innovation to avoidthe middle-income trap as it raises productivity and promotes structural change TheADB (2014) mentions Vietnam is a lower-middle-income country, which needs toincrease the productivity of capital, land and other resources to avoid falling into themiddle- incomet r a p a s w e l l E r i c S i d g w i c k , C o u n t r y D i r e c t o r o f A D B i n V i e t n a m ,