Đề thi môn thị trường chứng khoán (3)

HQC VI$N NGAN HANGd THI KET THUC HQC PHAN: KHOATAlCHfNHThi trudng ch&ng khodn (FIN13A) DE THI S6 02 Thdi gian lam bdi: 90 phut Ap dgng cho DHCQ CatM:^r ; Ngfty tM: ^^fM ^C.; Ngudi duyet d!: Dai dien Phong TT-QLCL:.f*xk^ri ; Ngfty duyet dl: I - lqA chqn phuong An tra lot dEng nhAt Cau TM trudng chiing khoftn dugc phftn chia thftnh cftc dang thj trudng nfto sau day: A.Thj trudng sa cap, thj trudng thii cap B.Thj trudng cd philu, thi trudng trfti phieu, thj trudng chiing khoftn phfti sinh C.Cft A vft B dlu diingD Ca A vft B dlu sai Cau Co philu lft loai chiing khoftn: A.Chiing khoftn vdnC Chiing khoftn cd thu nhap cd djnh B.Chiing khoftn ngD Khdng co dftp ftn diing Cau Cdng ty co phin co the phftt hftnh logi chiing khoftn nfto sau day: A.CdpMluD Quyln mua cd phin B.Trfti pMluE Tat cft cftc phuang ftn tien deu diing C.Chiing quyen Cau Quy dlu tu chiing khoftn dang ddng cd dgc diim: A.Von dilu le cua quy thudng xuyln Men dgng B.Chiing chi quy dugc giao djch teen thi trudng thii cap C.Quy cd nghTa vg phfti mua lgi chiing cM quy kM nhft dau tu ylu cftu D.Tit ci cftc phuang ftn teen dlu dung Cau Dau thlu trfti philu: A.Uu tien nhft dlu tu dgt lai suit caoC Uu tien nhft dlu tu d|t thlu vdi gift trj ldn B.Uu tien nhft dlu tu dat lai suit thlpD Uu tiin nha dlu tu cd kinh ngMem Cau Trong philn khdp lenh djnh ky xftc djnh gift md cua: A.Nhft dlu tu cd th! su dgng lenh ATO vft LO d! d^^t lenh B.Nhft dlu tu cd th! sii dung lgnh ATO, ATC vft LO d! dat lgnh C.Nhft dlu tu cd th! stir dung lgnh ATO, MP vft LO d! dat lenh D.Lgnh si dugc khdp kM cd linh dli ling phu hgp Cau Trat tg uu tien khdp linh tien he thing giao djch ciia SGDCK TP Hi CM Minh A.Gift, thdi gianC Thdi gian, gift, khii lugng B.Gift, khoi lugng, thdi gianD Khii lugng, gift, thdi gian Cau He si tin nhiem cua trfti philu lft: A.Lft sg dftnh gift Men thdi vl miic dd sftn sftng tift ng diing han cua nhft phat hftnh B.Lft sg dftnh gift Men thdi ve khft nftng tift ng diing hgn cua nhft phftt hftnh C.Lft sg dftnh gift Men thdi vl miic sin sftng vft khft n^^ng trft ng diing hgn cua nhft phftt hftnh Cau Tai thdi diim gid 06 phut thii (11/10/2021), mot nhft dlu tu muon dgt lgnh mua cl pMlu mem y!t tgi Sd giao djch chiing khoftn Ha Noi vdi mgt miic gift xftc dinh, tM lenh nfty ciia nhft dlu tu la: A Lenh ATOB LenhLOC LenhMPD Lgnh ATC CSu 10 Mgt nha dlu tu dftt mua 1000 cl pMlu ACB vdi gift 31.350 d/cl pMlu Vfty, lenh mua cua nha dlu tu cong, tM nhft dau tu cd thi se mua dugc cd pMeu vdi gift nfto sau day: A Thlp han hoftc bing 31.350 d/cl philuB Cao han ho^^c bing 31.350 d/clpMlu 1/3 C 31.350 d/clpMlu Cau 11 Thdng tin v! phuang ftn dlu gift cd philu nhu sau: D Chua du ca sd kit lugn T^n doanh nghi^p ban dlu gid: Cdng ty C6 phSn NhUa An Phat Xanh >|a chi: L6 CN11 + CNl2, cgm CN An Odng, Thi Trin Nam Sich Huy^n Nam Sdeh, Tinh H^i Duong Oi^n thoai: 02203 755 997 2.C8phi^uchdobdn: -T^n c.6 phi^u: Cd phidu C6ng ty Cd phdn Nhua An Phat Xanh -Loai cd phi^u: Cd phi&i ph^ th&ng -M$nh gia: 10.000 |a chi: L6 CN11 + CNl2, cgm CN An Odng, Thi Trin Nam Sich Huy^n Nam Sdeh, Tinh H^i Duong Oi^n thoai: 02203 755 997 2.C8phi^uchdobdn: -T^n... nhan dugc lft: A.5,25 ty dingC 6,5 ty ding B.6 ty dongD Khong co phuang ftn diing Cau 13: Hinh thiic nfto sau day lftm tang vin dilu 16 cua cong ty el phin: A.Phat hftnh el philu mai cho dli... chan mua dugc mpt phin hope toftn bp D.Khong co phuang ftn diing II - NHAN DINH DUNG/SAI VA GIAI THICH NGAN GON Cau Chiing quyen lft loai chiing khoftn dugc phftt hftnh cung vdi dgt phftt hftnh