Researching Open Innovation in SMEs 10733_9789813230965_TP.indd 30/1/18 10:24 AM b2530 International Strategic Relations and China’s National Security: World at the Crossroads This page intentionally left blank b2530_FM.indd 01-Sep-16 11:03:06 AM Researching Open Innovation in SMEs Editors Wim Vanhaverbeke Universiteit Hasselt, Belgium ESADE Business School, Spain National University of Singapore, Singapore Federico Frattini Politecnico di Milano, Italy Nadine Roijakkers Open Universiteit, the Netherlands Muhammad Usman Universiteit Hasselt, Belgium World Scientific NEW JERSEY • LONDON 10733_9789813230965_TP.indd • SINGAPORE • BEIJING • SHANGHAI • HONG KONG • TAIPEI • CHENNAI • TOKYO 30/1/18 10:24 AM Published by World Scientific Publishing Co Pte Ltd Toh Tuck Link, Singapore 596224 USA office: 27 Warren Street, Suite 401-402, Hackensack, NJ 07601 UK office: 57 Shelton Street, Covent Garden, London WC2H 9HE Library of Congress Cataloging-in-Publication Data Names: Vanhaverbeke, Wim, editor Title: Researching open innovation in SMEs / edited by Wim Vanhaverbeke (Universiteit Hasselt, Belgium & ESADE Business School, Spain & NUS, Singapore) [and three others] Description: New Jersey : World Scientific, [2018] Identifiers: LCCN 2017044676 | ISBN 9789813230965 (hc : alk paper) Subjects: LCSH: Small business Management | Technological innovations Management | Diffusion of innovations Management Classification: LCC HD62.7 R467 2018 | DDC 658.4/063 dc23 LC record available at https://lccn.loc.gov/2017044676 British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library Copyright © 2018 by World Scientific Publishing Co Pte Ltd All rights reserved This book, or parts thereof, may not be reproduced in any form or by any means, electronic or mechanical, including photocopying, recording or any information storage and retrieval system now known or to be invented, without written permission from the publisher For photocopying of material in this volume, please pay a copying fee through the Copyright Clearance Center, Inc., 222 Rosewood Drive, Danvers, MA 01923, USA In this case permission to photocopy is not required from the publisher For any available supplementary material, please visit http://www.worldscientific.com/worldscibooks/10.1142/10733#t=suppl Desk Editors: Herbert Moses/Alisha Nguyen Typeset by Stallion Press Email: enquiries@stallionpress.com Printed in Singapore Herbert Moses - 10733 - Researching Open Innovation in SMEs.indd 26-01-18 12:03:33 PM “9x6” b3060 Researching Open Innovation About the Editors Federico Frattini is a Full Professor of Strategic Management and Innovation at the School of Management of Politecnico di Milano (Italy) and Honorary Researcher at the Lancaster University Management School (UK) At the School of Management of Politecnico di Milano, he is also Director of the MBA and Executive MBA Division, Director of the ICT and Digital Learning Division, Coordinator of the Strategic Management Teaching Area, and Dean’s Delegate for Rankings His research area is innovation and technology management On these topics, he has written more than 200 books and articles published in proceedings of international conferences and journals such as Academy of Management Perspectives, Journal of Product Innovation Management, Family Business Review, Technovation, Technological Analysis & Strategic Management, and many others In 2013, he was nominated among the top 50 authors of Technology and Innovation Management worldwide by the International Association for Management of Technology (IAMOT) Nadine Roijakkers is an Associate Professor of Open Innovation at the Open University in Heerlen, The Netherlands She wrote her PhD thesis at the United Nations University/MERIT, Maastricht, the Netherlands, on interfirm collaborative innovation in the pharmaceutical biotechnology industry For several years, she was a senior strategy consultant at KPMG Consulting in Utrecht (The Netherlands) Her articles have appeared in journals such as Long Range Planning, v b3060_FM.indd 31-01-2018 11:32:31 “9x6” b3060 Researching Open Innovation vi About the Editors Research Policy, Harvard Business History Review, British Journal of Management, European Management Journal, Technological Forecasting and Social Change, Small Business Economics, California Management Review, Journal of Product Innovation Management, and Organizational Dynamics Muhammad Usman is a Doctoral candidate with a research focus on strategy and open innovation His academic research aims to explore open innovation phenomenon with a particular emphasis on small and medium enterprises He has hands-on experience of project management prior to joining the doctoral program at the Hasselt University, Belgium Drawing on this practical experience along with an MBA degree gives him an apt blend of understanding to focus on emerging innovation strategies and practices Wim Vanhaverbeke is a Professor at the University of Hasselt and a visiting professor at ESADE Business School and the National University of Singapore He published in different international journals He is co-editor with Henry Chesbrough and Joel West of two books Open Innovation: Researching a New Paradigm (OUP, 2006) and New Frontiers in Open Innovation (OUP, 2014), and he recently published Open Innovation in SMEs (CUP, 2017), an OI management guideline for small firms His current research focuses on open innovation in SMEs, innovation ecosystems, and on the implementation of open innovation practices He was recognized by the International Association of Management of Technology (IAMOT) as one of the top 50 authors of Technology and Innovation Management during the period 2008–2012 b3060_FM.indd 31-01-2018 11:32:31 “9x6” b3060 Researching Open Innovation About the Contributors Nuran Acur is a Senior Lecturer in Innovation and Technology Management at the Adam Smith Business School, University of Glasgow, UK Previously, Dr Acur worked at the University of Strathclyde (UK), Ozyegin University (Turkey), and Aalborg University (Denmark) She received her PhD in Strategic Management from the University of Strathclyde, UK She has published awardwinning, theory-driven, policy and practice-relevant articles across the fields of technology innovation, open innovation, social innovation, and operations strategy Her work has appeared in the Journal of Product Innovation Management, International Journal of Operations & Production Management, Creativity and Innovation Management, European Management Review, Supply Chain Management, an international journal, and other scholarly journals Currently, she is on the editorial board of Journal of Product Innovation Management and Creativity and Innovation Journal Joon Mo Ahn is an Assistant Professor at Graduate School of MOT (Management of Technology), Sogang University, Korea Prior to joining Sogang University, he worked for Korean government agencies, such as the Small Medium Business Administration and the Ministry of Education, Science and Technology, and the Ministry of Science, ICT, and Future Planning where he engaged in the development of innovation policies He has a BSc in Chemical Engineering from Seoul National University, Korea, and a PhD from the vii b3060_FM.indd 31-01-2018 11:32:31 “9x6” b3060 Researching Open Innovation viii About the Contributors University of Cambridge, UK His current research is focused on open innovation in small firms, innovation management, innovation policy, and entrepreneurship Robert William Anderson has recently completed his PhD in Innovation Management at the University of Strathclyde With an interest in open innovation, Robert researches crowdsourcing and business model in SMEs Robert holds degrees in Product Design and Innovation and Supply Chain and Operations Management Being a fully funded EPSRC scholar, he has presented his PhD work at many international conferences secured grants to help run open innovation projects for SMEs His PhD work has given him experience in managing crowdsourcing for business model innovation projects for SMEs Anne Berthinier-Poncet is an Associate Professor at Cnam, Paris, where she teaches innovation management She holds a PhD degree in Management Sciences obtained in 2012 at University Savoie Mont-Blanc A member of the LIRSA Lab, her main research areas focus on collaborative innovation in the specific context of clusters (technopoles, competitiveness clusters) and makerspaces (fablabs) She is particularly interested in topics such as cluster governance, knowledge management at the collective level, and institutional work Before her academic career, she worked for 15 years in the industrial sector as International Sales and Marketing Director Barbara Bigliardi is an Associate Professor at the Department of Engineering and Architecture of the University of Parma where she teaches Economics and Corporate Organization Her expertise and key research interests concern the implementation of open innovation and technology transfer On these topics, she has authored or co-authored more than 50 papers published in international journals, as well as in national and international conference proceedings She acts as referee for more than 50 international scientific journals and conferences She is also member of the editorial board for three international journals b3060_FM.indd 31-01-2018 11:32:31 “9x6” b3060 Researching Open Innovation About the Contributors ix Marcel Bogers is a Professor of Innovation and Entrepreneurship at the Department of Food and Resource Economics (Unit for Innovation, Entrepreneurship and Management at the Section for Production, Markets and Policy), University of Copenhagen He obtained a combined BSc and MSc in Technology and Society (Innovation Sciences) from Eindhoven University of Technology and a PhD in Management of Technology from Ecole Polytechnique Fédérale de Lausanne (Swiss Federal Institute of Technology) He previously held (visiting) positions at University of Southern Denmark (where this research was conducted), Chalmers University of Technology, and University of Trento His main interests center on the design, organization and management of technology, innovation, and entrepreneurship in general, and on openness and participation in innovation and entrepreneurial processes in particular More specifically, he has studied areas such as business models, open innovation, users as innovators, collaborative prototyping, family firms, improvisation, learning-by-doing, and universityindustry relations Henry W Chesbrough is best known as “the father of Open Innovation.” He teaches at the Haas School of Business at the University of California-Berkeley, where he heads the Garwood Center for Open Innovation His research focuses on managing technology and innovation His first book was Open Innovation (Harvard Business School Press, 2003), where he discussed why companies must access external as well as internal technologies, and take them to market through internal and external paths His next book, Open Business Models (Harvard Business School Press, 2006), extended his analysis of innovation to business model innovation, intellectual property management, and markets for innovation Open Services Innovation (Jossey-Bass, 2011) studies open innovation in the services realm and examines the business model implications of shifting from products to services He has been recognized as one of the leading business thinkers by Thinkers50 He received an Innovation Luminary award from the European Commission and Intel in 2014 He received the Industrial Research Institute Medal of Achievement in 2017, and b3060_FM.indd 31-01-2018 11:32:31 ... enquiries@stallionpress.com Printed in Singapore Herbert Moses - 10733 - Researching Open Innovation in SMEs. indd 26-01-18 12:03:33 PM “9x6” b3060 Researching Open Innovation About the Editors Federico Frattini is... and Cristina Rossi-Lamastra Part V Measuring, Evaluating and Stimulating Open Innovation in SMEs Chapter 13 Measuring Open Innovation in SMEs Dylan Jones-Evans, Aineias Gkikas, Martin Rhisiart... as Open Innovation, Crowdsourcing, Crowdfunding, Frugal Innovation, Reverse Innovation, Grassroots Innovation, and Business Model Innovation He also has a good understanding of some emerging