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Ngthi hffilg Thtrung mai Co phn Tien Phong Bao tho tai chinh QuS, 111.2017 Tluing 10 - 2017 MVC LI,JC TjLaLig BANG CAN DOI KE TOAN BAO CAO KET QUA HOAT EING KINH DOANH BAO CAO LtrU CHUYEN TI\1 TE BAN THUYET MINH BAO CAO TAI CH1NH -3 5-6 7- 28 NOn heIng TMCP Ti&z Phong BAO CAO TAI CH1NH QUI'' III 2017 C2kN 1)45I Id TO.AN 13A.NG Tgi nOy 30 tithng 09 tuirn 2017 Thuyet minh Chi tffit STT A TAI SAN I Tien m4 vkig b?c, (U qu5, II Tien giri tai NHNN Tien, 'ng giri tai ck TCTD khk N, cho vay ck III TCTD khk IV Ti&I, vkig giri tai ck TCTD khk Cho vay ck t'6 chirc tin dung khk Du ph6ng rUi ro cho vay ck TCTD khk Chfrng khoAn kinh doanh Chimg khoki kinh doanh Dkr ph6ng giffin gia ch(rng khoki kinh doanh Ck c6ng cu tai chinh phM sinh vit ck tain tai chinh khk VI Cho vay khkhlng Cho vay khkh Ung Du ph6ng rUi ro cho vay khkh hbg VII Hoat diing mua no Mua nq Tri4 VND 114.467.609 1.031.154 755.056 31/12/2016 Tri4 VND 105.812.063 815.147 1.362.317 23.785.324 23.784.661 21.835.324 1.950.000 19.237.389 4.547.272 - V 30/09/2017 56.128.928 46.211.261 56.708.156 46.642.977 10 (579.228) (431.716) 11 607.677 677.530 612.430 682.805 (4.753) (5.275) 28.050.940 29.901.653 27.632.547 997.424 (579.031) 29.175.883 1.019.638 (293.868) 182.576 144.374 13 107.895 275.157 (167.262) 100.386 239.253 (138.867) 14 74.681 155.357 (80.676) 43.988 103.947 (59.959) Dkr ph6ng ri ro hoat d6ng mua nq VIII Chthg khokt dAu ttr 12 Chimg khok) du ttr s6 sffilg de Un Chirng khokl du ttr giir d'6 ng4/ han Dtr ph6ng giffin gia chirng khokl du ttr IX G6p vOn, dAu ttr dM han 1)11tu vo ceog ty V6n g6p li'h doanh D'u tu Nik) c6ng ty lith k& D'thi tu di han khk Dkr ph6ng giffin gia du tu sfii han X Ti sin c6 dinh Ti san c6 dinh hiru hinh a - Nguy&I gia TSCD b - Hao mbn TSCD Ti sfti c6 dinh thue tai chinh a - Nguyb gia TSCD b - Hao m6n TSCD Ti skl c6 dinh v6 hinh a - Nguyb gia TSCD b - Hao m6n TSCD XI Bat Ong san dAu tir - Nguy&I gia BDSDT - Hao m6n BDSDT 29.149 NOn Ithng TMCP Tien Phong BAD C.,40 TAI CH1NH QU1'' III 2017 Thuyet minh 15 Chi tieu STT sUn Co khk Ck khok phai thu Ck khokt phi phai thu Tai san thue TNDN ho'a'n lai Tai san Co khk Cac khok du ph6ng rui ro cho cac ffl sk Co n6i bkg khk B NQ PffikI TRA VA Vs5N CH S(I HirU 30/09/2017 31/12/2016 Triu VND 3.925.954 2.119.576 Trieu VND 2.885.971 1.269.899 1.447.905 1.309.974 1.247.162 1.191.527 (888.689) (885.429) 114.467.609 105.812.063 I Ck khoa'n no Chinh phU va NOn Ung Nha ntthc 16 1.121.230 1.500.282 II Tien giri va vay ck tO chirc tin dung khk 17 43.696.380 41.245.246 Tien giri ca ck t6 chirc tin dung khk 30.108.459 24.734.799 Vay ck t6 chirc tin dung khk 13.587.921 16.510.447 55.082.028 III Tien giri cUa khkh hitng Citc cng cu thi chinh phi sinh vU ck khoUn no tai IV chinh khk 18 58.903.556 91.497 Ven tai irq, ity thk dAu tir, cho vay TCTD chiu rUi ro 19 2.202.060 20 294.256 21 1.730.025 1.089.724 1.021.381 857.998 708.644 231.726 6.428.605 5.682.859 5.545.896 5.842.105 5.040.123 5.842.105 (240.726) (55.483) (718.829) (83.153) 160.932 10.101 76.150 711.676 566.586 V VI PhUt hUnh giay t?r c6 giU VII Ck khoUn Ck khok lai, phi phai tth Thue thu nh4 doanh nghiep hok lai Ck khok phi tth va c6ng nq khk Du ph6ng nii ro khk (Du ph6ng cho c6ng nq tiem cam ket ngoai bkg) VIII Ven chU a b c d e g khk 22 hfru V6n cua t6 chirc tin dung - V6n dieu le • - V6n dau tv x4/ dung co ban - Thkg du v6n c6 phk - Co phieu quy - Co phieu tru - VOn khk Quy dia to chirc tin dung Chbh lech ty gia hOi doM Chenh l'ech dkh gia lai Lqi nhuk chtra phk phOi/ L6 luy ke 1.211.924 NOn W:Ing TMCP Ti&z Phong BAO CAO TAI CHINH QUY IlI 2017 CHI TItti NGOAI BANG CAN DOI KE TOAN STT Thuyet minh Chi tieu Nghla vu nq tiem an B;io lAnh vay v6n Cam k giao dich hoi doM Cam k6't mua ngoai t" Cam k&t bAn ngoai t" Cam ket giao dich hoAn doi Cam ket giao dich ttrong lai Cam Ict cho vay khng hy ngang Cam Ict nghip vu LC 13Ao lAnh khk II Cc cam ket dtra Ck cam ket khk I 30/09/2017 Trksu VND 31/12/2016 Triu VND 7.171.527 2.453.282 2.458.405 2.259.840 34.490.811 2.507.665 2.529.796 29.453.350 1.382.512 5.975.359 4.851.507 4.851.507 1.554.894 5.361.860 5.716.000 5.716.000 Ha NQi, n ; ?.11 Ithng 10 n&n 2017 27 LAP BIft KIVI SOEkT;17 DUYET NGAN HANG tu THUONG Pt1A1 CO 1)Wk '/41" 14714 NGUY N TRA MY Chuy n vien P.KTTH & CSKT PHON LE CAM TU K‘ tocin tridmg Ki(m - / bsI H U"N G rdng Gicim ctdc NOn ffing TMCP Tien Phong CHiNH QU III 201 BAO CAO Kft QUA KINH DOANH otpiliniint 2017 Ley ke tir d'du nam den cuoi qujr n ay Quy III Thuyet minh STT Chi tieu Thu nhap lai va cac khoan thu nhap tuong tir Chi phi lai va cac chi phi tucmg tu I Thu nhap Iai thidin Thu nhap tir hoat dqng dich VI,1 Chi phi hoat Ong dich vu LM/1() thuh tir hoat deng dich NrƠ 18 thuAn tir hoat deng kinh doanh ngoai hei Lai/lOthuAn tir mua chfrng IV khoan kinh doanh • thuAn tir mua ban chirng V khoan dau ttr Thu nhap tif hoat Ong khac Chi phi hoat dOng khac VI L i/ lo thuAn tir hoat deng khc Na'm Nam trurerc Nm Na'm trirekc Tri4 VND Trk'u VND Tri4 VND Trieu VND 23 1.952.434 1.333.858 5.326.467 3.645.082 24 (1.052.022) 900.412 70.173 (23.103) (783.818) 550.040 38.596 (15.969) (3.123.123) 2.203.344 188.628 (62.547) (2.217.917) 1.427.165 101.376 (38.372) 25 47.070 22.627 126.081 63.004 26 14.136 (8.839) (25.591) (19.043) 27 25.734 1.017 173.327 27.058 28 6.629 (823) 5.806 2.354 (1.274) 1.080 20.962 (4.762) 16.200 2.774 (5.834) (3.060) 29 (451.301) (374.908) (1.244.089) (966.637) 541.857 191.017 1.249.272 528.487 (217.880) (41.606) (442.513) (174.027) 323.977 149.411 806.759 354.460 (90.000) (10.000) (95.083) (15.000) 233.977 139.411 711.676 339.460 VII Thu nhap tir g6p von, mua co ph?in VIII Chi phi hoat deng Loi nhuen thuAn tir hoat deng kinh IX doanh trulk chi phi dg ph6ng rui ro tin dvng X Chi phi dty ph6ng rei ro tin dvng XI Teng loti nhuen trtr6.c thue XII Chi phi thue thu nhap doanh nghiep tam tinh XIII LQi nhuen sau thue H' L4P BIEU KIEM SolkT g 10 nam 2017 DIJYT t4GMJ Hkkt4t ‘\ MIJONGMAlcO Nkw,- TItNPRON 714V NGUYN TRA MY LE C.A.M TU NGUYN HIING Chuy&I vien P.KTTH & CSKT K'J tocin trzthng Dfing Githn cMc Ng "cin Ithng TMCP Tien Phong Bi40 CAO TAI CH1NH QU1' 111 201 13/4.0 CAO LUIU CHUYEN TIEN QUy III NAm 2017 Thuyet minh STT CHI TItU Tir 01/01/2017 den 30/09/2017 Tir 01/01/2016 den 30/09/2016 Triu VND Tri& VND 5.244.644 3.357.617 (2.926.124) 126.081 (1.871.021) 66.880 51.103 13.700 (3.118) LITU CHUYN TIEN THUAN Tir HOAT DQNG KINH DOANH 01 Thu nhAp lAi vA cAc khoAn thu nhAp tuang tv nhAn dtrqc Chi phi lAi vA cAc chi phi tucrng tkr trA Thu nhAp tir hoat dbng dich vv nhAn dtrqc Chbh lgch sb tin thvc thu/thvc chi tir hoat dbng kinh doanh (ngoai te, vAng bac, chirng khoAn) Thu nhAp khAc Ti6 thu cAc khoAn nq dA duqc xir ly xoA, bu dAp bAng ngutnt rui ro Ti&'n chi trA cho nhAn vien vA hoat dbng quAn cbng vu 2.500 (1.194.815) (156.425) (934.968) (77.639) 1.176.441 584.979 (8.651.416) (16.403.658) 669.999 1.543.335 (1.251.603) (2.244.351) 29.149 3.011 (9.972.590) (15.998) (905.311) (9.953.276) (23.049) (2.934.390) Nhirng thay doi ve cng nd hodt cVng 7.800.111 12.210.552 (TAng)/GiAm cAc khoAn nq chinh phivA NHNN (TAng)/GiAm cAc khoAn ti&'n giri, ti&n vay cAc TCTD (TAng)/GiAm ti6 giri cUa khAch hAng (379.052) 2.451.134 3.821.528 (884.413) 6.363.998 6.293.564 Tin thue thu nhAp thvc nbp nAm Ltru chuyen tien thiAn tir hoat Ong kinh doanh trulk nhirng thay doi ve tai san v6 vOn lum Ong Nhimg thay doi ve tdi sdn hoat crdng (TAng)/GiAm cAc khoAn tien giri vA cho vay cAc TCTD khAc 10 (TAng)/ GiAm cAc khoAn v& kinh doanh chting khoAn 11 (TAng)/GiAm cAc cbng cu tAi chinh phAi sinh vA cAc tAi sAn tAi chinh khAc 12 (TAng)/GiAm cAc khoAn cho vay khAch hAng t6n thAt cAc khoAn 13 GiAm ngub'n dv phbng de bit 14 (TAng)/GiAm khAc ve tAi sAn hoat dbng 15 16 17 18 63.005 (TAng)/GiAm phAt hAnh giAy to cb giA (ngoai trir giAy ta cb giA phAt hAnh duqc tinh vAo hoat dbng tAi chinh) 19 (TAng)/GiAm vitm tAi trq, uy thAc du tu, cho vay mA TCTD chju rui ro 20 (TAng)/GiAm cAc cbng cv tAi chinh phi sinh vA cAc khoAn nq tAi chinh khAc 294.256 990.136 199.776 91.497 21 (TAng)/GiAm khAc ‘," cbng nq hoat dbng 22 Chi tir quy cVa to chtic tin dvng 530.612 237.627 I 325.136 (3.608.127) Luv chuen tien thuAn tir ho?t d(?'ng kinh doanh Ngthn hthng TMCP 7-Mn Phong BA CAO TAI CHINH QUI'' III 2017 Thuyet minh STT CHi TIEU Tir 01/01/2017 den 30/09/2017 Tir 01/01/2016 den 30/09/2016 Tri4 VND Triu VND (87.492) (34.043) 16 62 (4) (87.476) (33.985) LU'U CHUYN TIfN THUAN HOAT DONG Dik.0 TU' Mua s'am ffi san c6 dinh Tin thu tir ly, nhuvng ban ffi san c6 dinh Tin chi tir ly, nhuqng ban san c6 dinh Mua s&ri bk d6ng san dau tu Tin thu tir ban, ly bat d6ng san dau tu Tin chi ban, 1j, bk d6ng san d'an ttr Tin chi dau tu, g6p v6n van cac dcm vi khk (Chi d'u tu mua c6ng ty con, g6p v6n lien doanh, lien ket, va cac khoan dau tu dai han khk) Tin thu tir dan tu, g6p v6n van cac don vj khk (Thu ban, 1j, c6ng ty con, g6p v6n lien doanh, lien ket, dc kho'an dan tu cffii hankhk) Ti6 hut c6rctiva lqi nhuan duvc chia tir dc khoan d'an ttr, g6p v6n dffi han II Ltru chuyen tien thuAn tir hoat LU'U CHUYN ttr HOAT DONG T)t.I CHNH Tang v6n c6 ph'an tir phk hanh c6 phi&I Tin thu/(chi) tir phk hanh giay t?y c6 gia dai han c6 tinh van v6n tur co Nth cac khoan v6n vay dai han khk Tin chi toan giay to c6 han co du diti kien tinh van v6n tu co va cac khoan v6n vay dai han khk Co ttic tth cho c6 d6ng, lqi nhuan chia 403.105 05 Tien chi mua c6 phiungan quy 06 Tin thu duqc ban c6 phi&I ngan quy 31.647 III Ltru chuyen tien thuAn tir ho?t Ong tai chinh 31.647 403.105 269.307 (3.239.007) kho'n ttrong dtro'ng tien dAu ky 22.292.126 19.223.804 VI Dieu chinh 'anh htrii•ng ca thay t57gU x x VI Ti n khoan ttr(mg dtroeng tien cumkS, 10.101 23.636 22.571.534 16.008.433 IV Ltru chuyen tien than 1c3, V Tien 30 Hth Noi, ngthy.2o ththng 10 n'thm 2017 LAP BIEU KIEM SO:ATrfr PHE DUYET 1.744.96; t4Glx% Nk!1G ' IHOGMAICO P //'' /3 o Ilt14 ?11.° I ii '4., NGUYN T12;s, MY Chuy&I vi'n P.KTTH & CSKT LE CAM T K'J tothn trwthng ;IL'N HIYNG Tdng Githm cidc Ngcin Wang TMCP Tien Phong BAO Cik) TAI CHINH QUI'' III 2017 THUY1T MINH BAO Ci&O TAI CHINH 13en 30 thcing 09 nihn 2017 1:04c diem ho?t Ong cita te chirc tin dung GiAy phep Ngan 1ng so Giay dang kj, kinh doanh s6 123/14H-GP lan dau cua Ngan hang duvc clang kj, thang nam 2008 va thrgc dang kj, thay d6i lan thir 23 vao 04/10/2016 Giay phep Ngan hang Ngan hang Nha ntffic Viet Nam cap va c6 gia tri 99 nam ke tir ghi tren giay phep Hqi diing Qin trj HQ ten Ong ~o Minh Phu Chirc vu Chu tich Ng), be nhiem/ Ngy het nhiem 1(57 B6 nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 01/2013/NQ-TPB.DHDCD 12/04/2013 va Nghi quyet s6 10/2013/NQ-TPB.HDQT 12/04/2013 Ph6 Chu tich B6 nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 01/2013/N Q-TPB.DHDCD 12/04/2013 va Nghi quyet s6 10/2013/NQ-TPB.HDQT 12/04/2013 Ph6 Chu tich B6 nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 01/2013/NQ-TPB.DHDCD 12/04/2013 va Nghi quyet s6 10/2013/NQ-TPB.HDQT 12/04/2013 Ong Shuzo Shikata Ph6 Chu tich B6 nhi'em cho nhiem kj, 2013-2018 theo Nghi quyet s6 01/2016/NQ-TPB.DHDCD 22/04/2016 B6 nhiem giff chirc vu Ph6 Chu tich HDQT theo Nghi quyet s6 08/2016/NQ - TPB.HDQT 13/05/2016 Ba Nguy'en Thu Ha B6' nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 Thanh vien dqc lap 01/2013/NQ-TPB.DHDCD 12/04/2013 va Nghi quyet s6 10/2013/NQ-TPB.HDQT 12/04/2013 Ong Le Quang Tien Ong D76 Anh Tu Ong Pham C6ng Tir Ong Phan Tuan Anh Thanh vien B6 nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 01/2013/NQ-TPB.DHDCD 12/04/2013 va Nghi quyet s6 10/2013/NQ-TPB.HDQT 12/04/2013 Thanh vien B6 nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 o1/2013/NQ-TPB.DHDCD 12/04/2013 va Nghi quyet s6 10/2013/NQ-TPB.HDQT 12/04/2013 Ong Kento Tokimori Thanh vien Ong Ha Hong Sik Thanh vien B6 nhiem cho nhiem kj, 2013-2018 theo Nghi quyet s6 01/2017/NQ-TPB.DHDCD 21/04/2017 Mien nhiem chirc danh Thanh vien BKS — Nhiern kj, 20132018 theo Nghi quyet s6 01/2017/NQ-TPB.DHDCD 21/04/2017 Mien nhiem chirc danh Thanh vien HDQT — Nhiern kj, 2018 theo Nghi quyet s6 01/2017/NQ-TPB.DHDCD 21/04/2017 Ngdn hcZng TMCP Tien Phong C/i0 TAI CHINH QU1'' III 2017 Ban kiem sok HQ ten Chtire vu NOy bi) nhi01/ NgAy het nhigm k57 136 nhi"ern cho nhiern ky 2013-2018 theo nghi quyet s6 01/2013/NQ-TPB.DHDCD ngAy 12/04/2013 vA nghi quyet s6 10/2013/NQ-TPB.HDQT ngAy 12/04/2013 BA Nguye'n Thi BAo Tru&ng ban Ong ThAi Duy Nghia ThAnh vien chuye'n trAch 136 nhie'm cho nhi'em ky 2013-2018 theo nghi quy& s6 01 /2013/NQ-TPB.DHDCD ngAy 12/04/2013 vA nghi quyet s6 10/2013/NQ-TPB.HDQT ngAy 12/04/2013 B6 nhi'ern cho nhie'm ky 2013-2018 theo Nghi quyet s6 01/2017/NQ-TPB.DHDCD ngAy 21/04/2017 Ong Tomohiro Yamaguchi ThAnh vie'n Ban Dieu Unh vii Ke toki tridrng HQ ten Chirc NOy bo nhi@n/ NOy mien nhWm Ong Nguy'e giao - Thu tir kinh doanh vkig - Thu tir cac c6ng cu tffi chinh phi sinh ti6 te Chi phi ho?t d'o5'ng kinh doanh ngo0 hOi - Chi v&' kinh doanh ngoi te giao - Chi ve kinh doanh vkig - Chi ve cac c6ng cu tai chinh phai sinh ti6 ths Tir 01/01/2017 den 30/09/2017 Triu VND 223.316 94.364 1.788 127.164 (248.907) (46.560) (44) (202.303) Tir 01/01/2016 den 30/09/2016 Tri& VND 127.529 40.133 2.364 85.032 (146.572) (34.593) (165) (111.814) (25.591) (19.043) LM/1O thtAn tir hot d(mg kinh doanh ngo?i hOi 27 LM/15 thuAn tir hot Ong mua ban chfrng khon dAu ttr Thu nh4 tir mua bn chirng khond&'u tu Chi phi ve mua bn chirng khon d&•ti tu Dkr ph6ng rui ro chirng khon d'u tu thuAn tir ho?t di)ng mua bffit chfrng khon dAu tu Tfr 01/01/2017 den 30/09/2017 Tri& VND 185.035 (2.841) (8.867) Tir 01/01/2016 den 30/09/2016 Tri& VND 80.925 (14.254) (39.613) 173.327 27.058 Tir 01/01/2017 den 30/09/2017 Tir 01/01/2016 den 30/09/2016 Triu VND 20.962 Triu VND 2.774 28 LM/Iii thuAn tir ho?t d(ing khk Thu nh4 tir ho?t d(ing khk - Thu tir khon nq s;Z duqc xir 15/ xok bu dap b&ng ngu6n rui ro - Thu tir hoat d6ng kinh doanh khk - Thu tir 1Y, nhuqng ban tai sffil c6 dinh Chi phi lien quan den ho?t d(Mg khk 18.446 16 (4.762) 2.712 62 (5.834) - Chi phi lien quan den hoat d6ng kinh doanh khk (4.746) (5.830) - Chi tir thanh1}5, nluNmg c6' dinh LAi/1"6 thuAn tir cac ho?t d(ing kinh doanh khk (16) (4) 16.200 (3.060) 27 2.500 Ngcin - Ithng TMCP Tibz Phong BAO CAO TAI CHINHQUYIII2017 29 Chi phi ho?t 4ng Tir 01/01/2017 den 30/09/2017 Tir 01/01/2016 den 30/09/2016 Triu VND 325 623.980 209.322 49.274 390.189 20.273 1.244.089 Triu VND 313 433.912 138.494 31.002 378.804 15.114 966.637 Chi ni5p thue va cac khokl phi, le phi Chi phi cho nhn vien Chi v&' tai san Trong c7: Khim hao tai stin co dinh Chi cho hoat Ong quan ly cng vu Chi nop phi bao hi&n, bao dam tien giri ca khach hang Timg 30.Tien va ttro.ng durcrng tien va cac khoan tuung dutmg tien tai quy Ti6 giri tai Nga'n hang Nha ndrc Ti&n, vang giri va cho vay tai cac chirc tin dung khac (g'dinz kliling ky han) vang giri va cho vay tai cac to chirc tin dkIng khac (c6 k5, han kh6ng qzth 90 ng(sly) Tling 30/09/2017 30/9/2016 Triu VND 1.031.154 Triu VND 684.695 755.056 912.888 12.312.854 4.950.659 8.472.470 9.460.191 22.571.534 16.008.433 30/09/2017 31/12/2016 VND 22.470 26.814 17.798 18.283 30.369 202,06 16.736 415 2.912 3.416 682,62 23.412 16.421 19,90 3.652.000 VND 22.159 24.026 16.524 16.910 27.997 195,91 15.763 377 2.936 3.279 635,14 22.347 15.867 18,88 3.630.000 31.Ty gia mi5't so ngo?ii te vko thM diem cuOi 1(57 Loai tien USD EUR AUD CAD GBP JPY SGD RUB HKD CNY THB CHF NZD KRW XAU Phe duyetlAo co tai chinh Bao cao tai chinh duvc Ban Diuhanh phe duyt vao LAP BIEU thang 10 n-am 2017 KIEM SO/kT71-k DUYET 74 *9 WAN t 4• +IONG 20 TILN PHONG NGUYN TRA MY Chuy&z vibz P.KTTH & CSKT LE CAM TU Ke tocin trzthng 28 ki tM "4 HING g Githm ctdc ... 09/09/2014 TAi b6 rihi'ern ngAy 01/07/2017 Tru s& chinh: NgAn hAng co tru ss5 chinh tai T6a nhA TPBank, 57 Ly Thutng Kiet, HoAn Ki&n, HA Nqi, Viet Nam Tai ngAy 30 thAng 09 nAm 2017, NgAn hAng