Bao cao ket qua GDCP cua co dong lien quan CDNB PENM IV 14 03.17 tài liệu, giáo án, bài giảng , luận văn, luận án, đồ án...
PHl,J Ll,JC so 12 APPENDIX 12 PHIEU/CHLrNG CHi QUY COA NGU'O'I NOI BO vA NGU'O'I CO LIEN QUAN REPORT ON RESUL TS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNAL PERSON AND AFFILIA TED PERSONS (Ban henn kem theo Thong tV's6 155120151TT-BTC 06 thang 10 nem 2015 cue Be) Tei chinh huong dan cong b8 thOng tin tren thi trU'&ng chung khoen) (Promulgated with the Circular No 155/2015ITT-BTC on October 06, 2015 of the Ministry of Finance guiding the Information disclosure on securities markets) BAo cAo KET QuA GIAO O!CH co CQNG HOA xA HQI CHI) NGHiA VI~T NAM DQc I~p - Tl,Vdo - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Tp HCM 14 thang 03 nem 2017 HCM City, 14 March 2017 co BAo cAo K~T QUA GIAO D!CH PHI~U COA NGU'O'I NQI BQ COA CONG TY £)~I CHUNG, NGU'O'I NQI BQ COA QU? D~I CHUNG vA NGU'O'I CO LIEN QUAN COA NGU'O'I NQI BO REPORT ON RESUL TS OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS OF INTERNAL PERSON Kfnh gut To: - Oy ban ChiYng khoan Nha nuoc Giao dich chiYng khoan TP HCM - Cong Ty C6 Phan Tap Dean Hoa Phat ("HPG") - Sa - The State Securities Commission - Hochiminh Stock Exchange - Hoa Phat Group Joint Stock Company ("HPG'J Thong tin ve to chuc thuc hien giao dich: Information on organization that conducts the transfer: HQ va ten Ten to chuc: Name of organization: PENM IV GERMANY GMBH & CO KG Ouoc tich/ Nationality: Duc So Gi~y chtrnq nhan dang ky doanh nqhiep: Certificate of business registration No Ngay c~p/Date of issue: 11/06/2015 HRA 8538 NO'icap/Place of issue: Tea An Dia Phuonq Bonn Local Court Bonn Dia chi lien MIDia chi tru sa chinhl Address: C/O Johanna Beteiligungsverwaltungs GmbH Johanna-Kinkel-Str 2.4, 53175 Bonn, Due Di$n thoai/ Telephone: +84838242601 Fax: +84838242597 Email: nko@penmpartners.com Website: www.penmpartners.com Chuc Co dong Vl,J hien tal cong ty dai chUng: Shareholder Current position in the public company: Thong tin ve ngU'oi noi bQ cua cong ty dai chunq la ngU'oi c6 lien quan cua to chuc thuc hien giao dich (doi v&i truonq hop ngU'oi thuc hlen giao dich la ngU'oi c6 lien quan cua ngU'oi nQi bQ cua cong ty dc;iichung)/ Information about internal person of the public company is related person of trading organization (in case trader is related person of internal person of the public company): Ho va ten ngU'oi nQi bQ/ Name of internal person: Hans Christian jacobsen Quoc tich/ Nationality: Dan Mach So CMND, HQ chieu, The can cU'&c/ 10 card/Passport No.: 205422705 Dia chi thU'ong tru/ Permanent address: Dan Mach Di$n thoai lien h$/Tel: +84 3824 2601 Fax: +84 3824 2597 Chuc Vl,J Email: tal cong ty dato chuc thuc hien giao dich voi ngU'oi nQi be: Relationship of organization executing transaction with internal person: Thanh Vien HQiDong Ouan Tri BOD Member Giarn Doc Dieu Hanh General Manager se 1U'Q'ng,ty 1$co prueu rna ngU'di noi bO dang nam giO>(neu c6)/ Number, ownership proportion of shares held by the internal (if any): Khong c6/No Ma chl1ng khoan giao djch/ Securities code: Cac tai khoan giao dich c6 co phieu neu tai rnuc 3: Trading account number with shares mentioned above: So 1U'Q'ng,ty 1$co phieu nam giQ>truo'c thuc hien giao dich: Number, ownership proportion of shares HPG SCBFCA8956 tai nqan hang luu ky Ngan Hang TNHH M(Jt Thanh VifJ/1 Standard Chartered (Vi?t Nam) SCBFCA8956 at Standard Chartered (Viet Nam) LLC 3.000.000 co phieu, 0,36% held before transaction: se co 1U'Q'ng phieu dang ky mua: 3,000, 000 shares, 0.36% co Number of shares registered to purchase: 5.500.000 phieu 5,500, 000 shares s6 IUQ'ng.ty Ie co phiE§uda giao 5.500.000 dich: Number, ownership proportion of shares purchased: se IUQ'ng.ty 1$co phieu co phieu, 0,65% 5,500, 000 shares, 0.65% narn giG> sau thuc hien giao dich: 8.500.000 Number, ownership proportion of shares after the transaction: 8,500,000 shares, 1.01% Phuong thuc giao dich: Khop lenh va/hoac co phieu, 1,01% thea thuan Mode of transaction: 10 Thai gian thuc hien giao dich: Matching order and/or put through tu nqay 08 thanq 03 narn 2017 dE§n nqay 14 thanq nam 2017 Transaction period: from March 2017 to 14 March 2017 cA NHANITO CHLrC BAo cAol NGU'O'I DU'Q'C UY QUY~N CONG BO THONG TIN NAME OF REPORTING ORGANIZA TlONIINDIVIDUAUPERSONS AUTHORIZED TO DISCLOSE INFORMA TlON (Ky, ghi tio ten, cJ6ng d~u - nEWco) (Signature, full name and seal - in case of organization) SENDING REPORT Mar 14 2017 05:23PM YOUR LOGO YOUR FAX NO NO 01 OTHER FRCSIMILE 0439747750 STRRT TIME Mar.14 05:21PM USRGE TIME 01'31 TO TURN OFF REPORT, PRESS 'MENU' t:t04 THEN SELECT OFF BY USING '+' OR '-' MODE SND BRNKINIJEST 08 8242597 PRGES RESULT' 04 OK SEf'lDIHG PEPORT Mar 14 2017 05:20PM YOUR LOGO YOUR FAX NO NO 01 OTHER FACSIMILE 0439340739 START TIME Mar.1405:19PM USAGE TlME 01'28 TO TURN OFF REPORT, PRESS 'MENU' 004 THEN SELECT OFF BY USING '+' OR '_' MODE SND BANKINlJEST 08 8242597 PAGES RESULT 04 OK SEND It-lGREPORT Mar 14 2017 05:18PM YOUR LOGO YOUR FAX NO NO 01 OTHER FACSIMILE 38217452 START TIME USAGE TIME Mar 14 05: 15Pt1 01'39 TO TURN OFF REPORT, PRESS 'MENU' 1:*04 THEN SELECT OFF BY USING '+' OR '-' MODE SND BANK INVEST 08 8242597 PAGES RESULT 04 OK ...Email: nko@penmpartners.com Website: www.penmpartners.com Chuc Co dong Vl,J hien tal cong ty dai chUng: Shareholder Current position in the public company: Thong tin ve ngU'oi noi bQ cua cong ty... cong ty dai chunq la ngU'oi c6 lien quan cua to chuc thuc hien giao dich (doi v&i truonq hop ngU'oi thuc hlen giao dich la ngU'oi c6 lien quan cua ngU'oi nQi bQ cua cong ty dc;iichung)/ Information... Transaction period: from March 2017 to 14 March 2017 cA NHANITO CHLrC BAo cAol NGU'O'I DU'Q'C UY QUY~N CONG BO THONG TIN NAME OF REPORTING ORGANIZA TlONIINDIVIDUAUPERSONS AUTHORIZED TO DISCLOSE