Báo cáo tài chính năm 2011 (đã kiểm toán) - Công ty Cổ phần Chứng khoán Quốc tế Hoàng Gia

co PHAN cHLNc rHoAN euoc rn uoANc cra cONG TY B60 c6o tii chinh cho ndm tdi chinh kdt thlic dd dwtc kidm ndn I thdng 12 ndm 20I I CONG Ty c0 PH,LN cHtrNG KHoAN QUOC /,# rE HoANG GIA , o / ^- s6 30 dudng Ncuy6n Du NOIDUNG Tranq BAo cAo CIJA BAN GIAM E6c 02-03 04 BAo cAO KIEI\4 TOAN BAo cAo TAI cHiNH DA DUOC KIEM TOAN 05-24 sANo c.At{ p6t KE roAN 05-07 eAo cAo KEr euA Hoar DoNc KINH DoANH BAo cAo Lw cHUvEtt UEN rE 09-10 BAo cAo TiNH HN.IH BdN EONC V6N CHU Sd HC1J eAN'nJUYEr MrNH BAo cAo (- l rAl 08 cHiNH ll 12-24 i l!1,-c';, l,;l^.s' \ a\ t\Y \\ '' ;*' \ coNG Ty co PHAN cHtlNG KHoAN QUOC Si5 3O ducmg r[ HoANc cIA Ne1ly6n Du ouan Hai Ba Truns Thanh Dh6 Ha N6i BAo cAo ctABAN GIAMEOc Ban Gi6rn di'c C6ng ty C6 pfran Chfng kho6n Qu6c tii Hodng Gia (sau day gAi t6t lA "COng ty") trinh bdy BAo c6o cua minh va Biio crio tdi chinh cta COng ty cho nam tdi chinh k6tthfcngdv3l th6ng 12na,'n 2011 , coNc rY C6ng ty Cd pban Chring khorin Qu6c t6 Hoang cia thdnh lap va hoet dong theo theo Gi6y phdp thdnh lflp vd ho4t d6ng s6 ssrueCK-CpuoKD ngdy 06 th6ng 07 n6m 2007 Uj Ban Chung kho6n Md nuoc cdp Tgn giao djch bing ti6ng Anh cria C6ng ty ld: ROYAL INTERNATIONAL SECUzuTIES Ten vidt tit la: lRS Tru sq chinh cua cdng ty tai: 56 30 dubng Nguyen Du, Qu4n Hai Ba Trung, Tha,nh Ha N9i HOI DONG QUAN TRI, BAN GIAM D6C VA BAN KIEM SOAT Cdc thirnh vien cia HOi tliing Quin tritrong nim Thanh 6ng L€ 6ng Nguy6n Trqng tai ngiy lip Tu6n UY vi€n UY vi€n Cric thirnh vi6n cria Ban Girim tliic dn aiidu henh COng ty Tuin ong NguyEn Trgng Ba Bd Ng6 Hd Nguy6n Thi Minh 6ng Phan Bd va tei ngiy lap b6o crio nly bao girm: Ci6m d6c rdi chinh Hi6u Gi6m d6c giao dich Huy cia Ban Kiim Tran Thj Thu rim Quydn Tdng Cirim di5c Chi Cric thirnb vi6n niy bao gilm: Ph6 Chu tich L€ Thanh Vin b6o c6o ChU tich Hd 6ng Dodn Danh Hung Ong vA Hudlg Gi6m di;c klri5i dlch \1r vdn sorit bao gdm: Trudng ban KITM ToAN VI6N C6ng fy TNHH Dich vu Tu vdn Tai chinh K6 to6n va Kiiim todn (AASC) da thqc hi6n kirim toiin c6c B5o c6o taj chinh cho COng ty I u/ ill I ) c6NG Ty cO PHAN cHtlNG KHoAN QUoc rt soANG GIA s6 30 auung Nguy6n Du Oudn Hai Bir Trune Thanh Dho Ha NOi CONG B0 Tp.ricn NHrPM cIlA BAN GIAM Ddc DdI vdI s,io ci'o rAl cuiNn Ban Gidm diSc Cdng ty chiu tr6ch nhiem vE viQc lip Bdo c6o tdi chinh phan 6nh fung thuc, hgp li tirlh hinh ho4t dong, kiit qud ho4t dQng kinh doanh vd tinh hinh luu chuydn tiAn tQ cia COng ty nam Trong quA flnh lap BAo c6o tai chinh, Ban Gi6m d6c C6ng ty carn kiit dd tudn thri c6c y€u cAu sau: - Lga chgn c6c chinh sdch k6 torin thich hqp va ep dirng c6c chinh s6ch m6t cdch nhdt qudn: Dua c6c ddnh gi6 vd dg do6n hgp }y va than trqngi Ncu ro c6c chuAn mgc k6 to6n dugc 6p dung cd dugc tuan thri hay khong, c6 nbiing 6p dgng sai IQch trpng yilu d6n mrlc c6n phdi cdng b6 vd gidi thich Bdo cAo tdi ahinh hay kh6ng; - Lap vd hinh bdy cdc Brio crio tdi chinh trCn co sd tuan tbri cric chudn muc k6 todn, ch6 d9 kd todn vA cdc quy dlnh cd liCn quan hien hanhi - Lap cec Bao c6o Ai chinh dga fen co sd hoat dong kinh doanh lion tuc tru truong hqp kh6ng thd cho rang Cdng ry se tiiip tuc hoat dOng kinh doanh Ban Gidm di5c C6ng ty ddrn bdo ring cdc s6 k.A toiin duoc luu gin d€ phan dnh t)nh hinh tdi chinh crla COng ty, v6i muc dO trung thpc, hqp li t?i b6t cf thdi di6rn ndo vd ddm b6o ring 86o cdo tAi chlnh tuAn thu c6c quy dinh hien hanh cta Nhd nudc Ddng thdi c6 tr6ch nhiem vigc bao ddm an toan tai san cria C6ng ty vd thgc hien c6c biCn phap thich hgp d6 ngnn chan, phat hien cac hdnh vi gian lan va c6c vi ph?m kh6c Ban Gi6m diic C6ng ty cam k6t dng 860 cao tdi chinh da phan 6nh trung thuc vd hqp li tinh hinh tdi chinh cUa C6ng ty tai rhdi diitm i t thrtng 12 ndm 2011, k5t qui ho4t dQng kinh doanh vd tinh hinh ILru chuydn tian te cho nam di chinh kiit thoc ngdy 3l th6ng 12 nam 201 1, phi hqp vdi chu6n muc, chi! kil toan viet Nam va tuan thu cric quy dinh hiQn hdnh c6 li6n quan cam k6t khdc thong tin.theo Ban Gism d6c cam ki5t rang C6ng ry kh6ng q!nl.t?i Thdng tu s6 gham nqhia Yy :ichinh hudng dan "6le.!6 c6ng bd th6ng rin trcn Th! truong chfng -cuy v€ vi$c o9/2010/.rI-BTc 15/01/2010 cna B0 Tdi kho6n 1/ rc '] {crult \ FHiN rt.oltl ottoc tr irairrue eta V"X ,,,: u.I ong ulam ooc Hd N1i, ngdy 08 tking 02 hnn 2012 cONG ry rNHH DrcH vu ru vAN TAr cHiNH KE-ToAN vA xrEu roAn AUD|TING AND ACCAUNTING FINANCIAI CONSUtIANCy SERVICE COM?ANY LTD (//.SC) S6: 360 /201 2tsC.KTTC-AASC.KT2 BAo CAo KIEM TOAN tii chinh k6t thfc ngdy 3l thing 12 nim cia Cong ty C6 phin Chi'ng khoin Qu6c t6 Honng Gia Vd 860 c6o gti; Kinh tli chinh cho ntrm 2011 Qui C6 t6ng, HOi ddng Quin trivA Ban Gidm d6c Cdng ty Cd phin Chhg khodn Qu6c t6 Hoirng Cia Chnng tOi da kidm toAn 860 cdo tdi chinh cia C6ng ty Cd phdn ChLrng kho6n Qu6c t6 Hodng Gia du.c lQp ngdy 08 than8 02 nnm 2012, gdm: Bdng cdn dOi ki5 todn taj ngdy 3l thdng l2 nam 201 I Bdo cdo kdt qud hoat dong kinh doanh, Bdo clo luu chulAn riin ri Bdo cdo tinh hinh bi6n dQng v5n chLl so hiiu va Bdn rhuy€r minh bdo clo tdi chinh cho nam tdi chinh kitt thic ngdy 3l thang 12 nam 201 I duoc trinh bay tu trang 05 ddn rang 24 kem theo Viec lAp vd trinh bdy 860 cdo tdi chinh ndy thuoc triich nhiem crha Ban Gi6m d6c C6ng ty Tr6ch nhi(m cia chung tOi ld dua j kidn r i clc bdo cdo niy cdn cu tren Let qui kiem to6n crla ching toi Co sd f ki6n ( loi da rhuc hien cdng viec kienr roiin rheo cac chuin muc ki€m todn Viet Nam C6c chudn mvc nar) ldu ciu c6ng rang c6c 860 c6o tdi chinh khdng cdn chfa dung cac (ri s6r rrQng 1du Chnng rdi d; lhgc hiin r iec kidm tra theo phuong phdp chon miu va dp dung cdc thu nghi€m can rhi6t, cdc bing chung xdc minh nhilng thong rin Lrong Bdo cdo liri chinhl dlnh gid \ iec tuin rhi cic chudn muc r d ehe dQ k.: loAn hien hirnh cdc ngu)en tic phuong phdp k€ roln dLroc dp dung cdc uqc tinh v; \et doan quan lrong (-r Ban Ci6m d5c ciing nhu cdch rrinh b)) (dng quAt cdc Blo clo tai chinh Chung toi cho rang cong ti€c kiim toin c-a viec kiem torin ldp ki5 hoach vA thuc hien d6 c6 su ddm bdo hgp chrjng t6i da dua nhnng co 'f scr hqp l)i dd ldm cdn cu cho j li ki6n cria chung tdi ki6n ciia ki6m to6n viOn j kii5n cta chtng t6i, 860 ciio tdi chinh da phan dnh trung thuc vd hop li tren cac khia c4nh yiiu tinh hinh Ai chinh ciaCOngtyC6 phdn Chung k}o6n qu6c t6HoangGia tei ngdy3l th6ngl2nam20ll,cingnhuk6tquikinh doanh vd cdc ludng luu chuy6n tidn tQ cho nam tdi chinh k6t thrlc ngdy 31 th6ng 12 ndm 201 1, phi hgp vdi chuAn muc, ch6 dO k6 toan Viet Nam hiQn hdnh vd cbc quy dinh phap li c6 lien quan Theo Dlch vq Tu v6n Thi chinh c( c tf V[ Xuan Bion Klem toan vren Chrt"ng Ha N'i Chung chi Kiilm todn vi€n si5: 0743,4(TV chiKidm todn vi€n s5: D0052/KTV ngdy 27 tuang 03 niim 2412 Le Phung H eu, Ha No, Vlet Nam Tel.:+84 3824-1990/1 aaschn@hn.vnn \4nwv.aasc.com F ax.:+84-4-3825-397 r) c6NG TY cO PHAN cHi]NG KHOAN QU6C Tf ITOANG GIA Du 56 3o auong Nguyan Quan Hai B; T;g, Bco c'o Thanh ph6 Ha tii chinh cho nam tai chtnh kiit thuc ngdy 3l th6ng l2 nam 20l I NOi BANG cAN DoI KE ToAN Tai rgity 3l th6!g 12 nim 2011 MA so 3U12n0tt 0u20tt VND Thuyiit TAI SAN VND minh I l 100 A TAr s?iN NG^N HAN 110 I Tidn L 113.947 517 ,519 Tien 11 vi cric khoen tuoxg duong tiAr 79.343.840.647 530.609 9'71 1.127.140.000 42.67 11.050.226 t 4s8.324 93 24.500.000 32.960.518.227 34.069.235.41t 2.039.326.421 2.7 48.443,284 1.533.356.895 2.080.096.361 6.039.586.943 (4.s06.230.048) 505.969.532 vo runn Cric khoin tliu tu tiri chinh dii h4n DAu tu chtng khoAn ddi h?n | 655 t 49 47 Giri tri hao mdn Iu! k6 Eiu tu dai (1 t 49 l0 CSNG rir SAN 582) 668.346.923 | 599 201 420 (930.8s4.497) 3.141 689 200 4.7 68.569 496 | 68.569 496 3.000.000.000 3.000.000.000 21.773.562.600 226.707.0r0 11 't2 927 443 23 619 090 412.500 146 -90A-095.7 46 l ) l t I (132.880.296) Du phdng gidm eiA ddu nr tai chinh dai han 270 roNG t7 938) 6.022.386.943 (3 942.290 280.569.496 han kh6c 260 V Tii san dii hetr kh{c 261 l Chi phi tru6c ddi hqn 263 Tidn nQp qui h6 trg toan 268 Tai sar dai h?n kh6c 67.54t.250 7.000.000 Nguy0n gid IV 1.550.366.043 1.398.832.030 DAI H4N 250 253 258 259 929.731.000 96.848.459.659 31.778.831 Tdi san ng6n han khac I at san co ornn 342.885 1.448.661.087 gia ting duoc kh6u trir 228 229 - (r r.000.000.000) Thu6 vd c6c khoan phdi thu N1':d nudc B TAI SAN / 97.814.190.659 36.000.000 Tiri sin ngin h4n khric Chi phi tra trudc ngin han Thu6 gi|tri 855.487.680 (483.122.880) 32.806.482.88s 220 II Tni sen c6 atinh 221 l Tdi san c6 dinh htu hinh 222 - Nguyen gi6 223 - Gi|rihao rndn lu!k6 tz 372.364.800 (t82.07'7.077) 130 IIL Cdc khoir pbAi thu ngin h3n 131 Phdi thu cia kh6ch hdng 132 Tra trudc cho ngudi b6n 135 Phdi thu ho4t dong giao dich chfng kho6n 139 Dg phdng phdi thu ngan han kh6 ddi 2OO 92.579.058.357 348.s32.900 ) 92.579 058,357 343 840.647 79 120 IL Cric khoin tliu tu tii chinh ngin h4n 121 Diu tu ng6n h4n 129 Dg phdng gidm gi6 dAu tu ngin hen 150 V 151 152 154 158 192.31s.979.859 26.552.222.69t 469.26r.843 2.463 548.348 23 619 12.500 226.385.215,330 cONc TY cO PHAN CH(NG KHOAN QU6C T6 HOANG GIA Du 56 30 duong Nguyan QuAn Hai B; Trung, Thanh ph6 Ha Bdo cdo NOi cho nam tai chinh k6t thric tii chinh 3l th6ng l2 narn 201 I BANG CAN DOI KE TOAN Tei ngiry 31 thdng 12 rIm 2011 (ti6p theo) ME so 300 A N0 PIL{! 310 L 312 J ll J 3y12DOtl 0ll0t/2011 VND VND 10.621 4r9 628 73.933.935.853 10.627 4t9 628 73.933.935.853 Thuy6t minh NGUON V6N TRA Nq ngin h4n NSUOI mua tra llen ruoc 314 4, T;6 vd cric khodn phAinQp NhA nudc 316 Chiphi phAi trd 319 Cac khoan phaj tla, phainop ngan l4n klac 320 Phaitra hoat dong giao dich chfng kho6n 321 10 Phdi h0 c0 tuc gdc va lai rriii phieu 226.800.000 l5 410 I V6n chri s& hiu 411 V6n dAu tu cua chrl sd htru 414 C6 phiilu qu! 420 IO Lqi nhuan sau thu6 chua phAn ph6i CQNG NGUdN V6N 69.800.000 16.995.536 '722.156.149 l3 t4 954.57 8.687 t 025 92.\ \ 656.152.943 70 096 606.152 1.706.345.000 90.000 152.451.279 ,477 136.280.676.118 16 80.813.900 136.280.676.118 4oo B voN clrt sd stru 440 r6NG i 5.225.000 PhAitra ngudi b6n 152.45t.279 ,477 135.000.000.000 135.000.000.000 (s.715.000.000) 99 67 6.118 146.908.095.746 17 451 2'19 477 226.385.215.330 ii, i; CONG ry c6 PHAN cHtll\rc KnoAN QUOC rE HoANG GIA Du 56 30 dudng NguyEn Quan Hai Bd Tnme, Thanh ph6 Ha B:io c6o NOi tii chihh cho nam tei chinh kiit thr:c 31 thang 12 nanl 201 I cAc cni Trtu NGoA.I nANc cAN oOI xE roAu Mf cuirrtu 006 Chl[|Dg kho6n luu kt 007 6.1 Chung kho6n giao dich 008 - Chting khodn giao dich cua thdnht'i€n ltru l$ 009 - Chting khodn giao dich cia khdch hdng ttong 0l0 - Thuy6t minh VND ctia c6ng ty t 73.900.040 I78.896.570.000 mroc 347.503.320.000 23.000.000 23.000.000 13.900.000.000 14.835.500.000 200.000.000 200.444.000 t 3.700.000.000 l4_635.500.000 3.587.700.000 41.860.600.000 3.587.700_000 4t.860.600.000 26.902.430.000 17.473.400.000 23.094.540.000 13.312.510.000 23.094.540.000 2.507.890.040 4.153.890.000 1.300.000.000 7.000.000 1300.a00.000 7.000.004 r.488.000.000 cd pnin nfrcno,irvor ,o\ Vr) HOANG GIA r L,ap, 12.510.040 4.153.890.000 chfrg khoin ,;(, / 13.3 2.507.890.000 Chtng khodn chd toan cia khdch hdng tong nlrdc kf 347.'700.220.000 268.030.000 Ch*ng khodn giao dich cia kJtdch hdng nrdc ngodi Chring khodn chta lutl 404.396.320.000 179.187.600.000 012 013 - Chftng khodn tam ngimg giao dich eia thdnh tti€n lw bi' 014 - Chtng khodn tqm nging GD cia khdch hdng nt6c 027 6.5 Chung kloan chd to6n 029 - Ching k-hodn chd bAn cia khdch hdng ntdc 050 Chrhrg khodn lurr ky c6ng ty d4i chring cbua ni6m ydt 051 7.1 Chirng kho6n giao dich 053 - Cking khodn giao dich cia khdch hdng nbc 056 7.2 Chrlng khoan t4m ngung giao dich 058 - Chitng khodn tqm nging GD cia khdch hdng nv'c 071 7.5 Chr.ng khoan chd to6n 083 VND 196.675.300.000 6.2 Chr,'ng kho6n tem ngirng giao d:ch 0'73 0r/0u20tt t2/20r1 ngq r9trg ruan 08 thdng 02 ndn 2012 l ,t, coNc ry c0 pILiN cHrlNG KTIoAN SO QUOC rE HoANG GIA 860 c6o 30 duhng Ncuy6n Du Hai Ba Truns, Thanh cho nam chinh k6t 3l thtus thic tii chhh 12 nam 201I BAo cAo KET QUA HOAT D9NG KINH DOANH Nim 20ll ME so 01 1, NIm 2011 VND ThuySt cHi TItU minh Doanh thu hoat dQng ddu 01.5 46.7 41.825.832 6.500.864 921 Doanh thu hoat d6ng m6i gidi chirng kho6n 01.2 26.825.345 297 66 400.979.501 Doanh thu ho4t dOng tu vdn u chrtng kho6n, gdp vi5n 33.727 Doanh thu thuin 11 Chi phi ho4t tlQng kinh doanh Lqi nhu$n 20 gQp cria Ij Chi phi qudn Lqi nhuin thuin tir ho4t 30.569,805.842 6.084.326.124 16.t54.877.8'75 19 doanh nghiEp along 46.7 41.825.832 10.438.680.716 18 ho4t tlQng kinh doanh 7, 25 (r0.070.ss1.751) kinh doanh 87 32 Thu nhap kh6c Chi phi khdc 40 10, Lqi nhu$n kh6c 50 11, T0ng 5l t2 Chi phi 60 14 Lqi nhu$n sau thu6 thu nhap doanh nghiep 10 15 31 6'71.351 990 '1.699.775.367 8.472.244.623 2.594.440 1.108.664 t.485.776 (10.28s.380.400) 8.473.730.399 110-222.959 2.t05.972.291 _l1q4!lf9i!!2) 6.367.758.108 (11s) 472 20 c6 phiiiu coNG T\ \ci rt*,tr i o\ Horruc Ort V') , (, rrlr,rc Gi6m d6c tai chinh (214.828.649) thu6 thu nhAp doanh nghiQp hien ha,nh Ng6 Hn Chi t6.172.0t 302.500.000 lqi nhu{n k6 torin tru6c thu6 Lni co bin tr6n 439 323 245 694.909.087 t8.820 591 947 16.523.006.840 vi ho4t dQng kinh doanh t0 ',1 549.090.908 Doanh thu kh6c 01.9 VND 16.523.006.840 17 Doatrh thu 0l.l Nnm 2010 ouoc I rQtrg r uan Q.I Ong Uram ooc LAp, 08 thAng 02 ndn 2al2 l' \ '., ,i \ io* ,/ coNG Ty c0 PEAN CHLING KHoAN QUOC rE HoANG GIA Bro cdo tdi chinh 50 JU duong Nglyen Du Hai Bd Truns Thdnh cho nem tei chinh ket thfc 31 thdns 12 nam 201 I BAo cAo Ltlu CHUY]ON TIEN TE (Theo phvong phtip gidn tidp) NIm 201I ME so I Lur chuy5n tiin til 01 l 02 03 05 06 08 3, NIm 2011 Ntm 2010 (r0.28s.380.400) 8.473.730.399 782.264.907 2.755.413.992 Thuy6t minh cHi TITU hoAt along kinh doanh chf'ng kh06r Lqi nhu|n tufic thaC Kh6u hao tai san c6 dinh C6c khoan dg phdng 10.831.834.493 t69 681 Lai, l5 tir hoat dong dau tu (9.383.043.031) (18.871.541.847) 4',1 16.500.000 Chi phi ldi vay Lqi nhuQn kinh doanh trt6c nh,Eng tha! iI6i (8.037.824.031) (7.472.715.98r) vdn hta itQng 09 l0 l! 12 I{ 14 15 16 20 993 428.943 16.565.094.785 324.877.703 (1.008.074.10r ) 306.5r6.22s) 12.65t.554.955 299 045 85'7 T6ng, giAm c6c khoin phdithu 196.4'73.996 53 Tang gilm hdng tdn kho chring kho6n diu ru Tang Bian cAc khoaln phai lra {ki6ng k6 lai va) phai fi thuil thu nh4p doanh nghiQp phii nQp) (63 Tang, giem chi phi trA trudc t len lar vav oa (16.500.000) (110.730.196) Thu6 thu nhap doanh nghiep da nop (4.913 921 5|'t) 100.000.000 TiAn thu kh6c tir ho?t dQng kinh doarih (t 463 894.7 42) Tidn chi kh6c cho ho4t d6ng kinh doanh Lvu chuydn rtn thudn tit hogt d/ng kinh doanh (r8.318.112.691) (2.100.ooo.ooo) I 4.018.412.137 chtng khodn ll 2l l Lru chuydn tiin tir ho4t ttQng diu ru Tiin chi dd mua sim, x6y d1rng riri sdn c5 dlnh c6c (73.148.050) va (l.928.854.255) tdi sdn ddi han kh6c 26 tien thu hdi diu tu g6p v6n vdo don vi kh6c 27 TiAn thu ldi cho vay, c6 fic vd loi nhu6n dugc chia 30 Luu chuydn tiin thuin tir hogt dQng diu nt chuy6n tidn tir hogt dQng tii chinh Tiln chi trA v6n g6p cho ciic chLi so hfiu, mua lai c6 phiilu cria doanh nghiep da phat ha.nh l 488.000.000 9.383.043.031 18.871.541.847 10.797.894.98L L6.942.687 592 IIL LuI 32 33 Tidn vay ngin hen, dai h4n nhan dugc 34 Ti€n chi td ng g6c vay 40 Lna chuyin tiin thaAn tu hogt dOng tdi chinh 50 Luu chuydn tidn thuln k! (5.715.000.000) 9.900.000.000 (9.900.000.000) (s.715.000.000) (t3.23s.2t7.1t0) 30.961.099 ,729 CONG TY cO PH;.N cHi'NG KIIOAN QUOC 56:0 duing NguyEn ou Quan Hai Bt Trune, Thenh Tf HOANC GIA 860 cio tai chinh ph6 Ha NOi cho nirll tai chinh kdt thtc ngAv 3l thang 12 nem 2Ol BAo cAo LI.ru cHUYfN TrEN TE (Theo phtrong phrip gidn tidp) NIm 201I ME so 20ll Nem 2010 VND Nnm Thuy6t minh cEi TITU VND 60 TiAn vA cdc dAu kj 92-579.058.357 61.617.9s8.628 70 Tiin vir cdc khoin tucng duong tidn tdn cutii kj 79.343.840.647 92.579 058.357 khoin tuorg tlucng tiiln tiin 1* 1's-\ w /q7 / \ pHAN \ rror,n cuic rt u'Jllc i{cruruc c0 Qfi^ :% Chi NgA Hi ,\ri)(rram doc fal Cnlnh Trgng Tu6n Q.T6ng Gi6m d6c (- LAp, ngdy A8 thdng 02 nd.n 2012 i it' ,i 'il\ i,i,i\l iJt iii tl, \'l,ii l0 CONG Ty c0 p&iN crritNc KHoAN QUOC Quar Hai Bn Tnmg Hoi.NG GIA Beo cro Ngly6n Du si5 30 duong rt Thbh ph6 Ha NOi cho nbm tei chinh k6t BAo cAo riNH HINH BIrtNEQNGvoN cHU tbic nsay 3l thrhg tii chinh 12 narn 2011 sdntlu Nim 20ll Dau n5m Ntm Ting VND I nnu?r sau tnue cnua pnan pnol coNG voN cntr sd Hr,tr t7.45t.279.411 152.451.219 ,477 Diu dAu VND I0.455.603.359) 6.995.676.1l8 llg,!l9.q9i!!2r 136.280.676.118 ( tu cia chtl so htu sau thu6 chua phdn ntrm Ting trorg nIm VN'D NIm trufc Lgi nhudn cu6i nam r35.000.000.000 (5.715.000.000) -15.000.000.000 Lo pnleu quy v6n Giem ndm VND 15.715.000.000) V6n ddu tu cua chrl sd htru Lfl n5m Vl,lD Giim nim VND VND 135.000.000.000 ph6i 6.367.758.108 1l.083.521,369 coNG v6N Cnr sd Hf,tI Luor nam VND 135.000.000.000 t7.45t.279.41't 152.451,219 ,417 ra/ CON6 TY CO PHAN i:.-> ,'"-{ cfrlNc KHorN olJ0b *lcrLt 'l,r:.i ru-r\ HclANG GIA v) | Ne6 H Chi GiAm d6c tii '''l\r ''.$,0 TrQng T /^4, chinh t Q.T6ng Gi6rn d6c LAp, ngAy 08 ttuing 02 hdtl 2012 I 1l coNG ry cO PHAN cHtNc KItoAN ou 3o cuong NguyEn QuAn Hai Bd Trung Thanh phd Ha Si5 QUOC rt Hoi.NG GIA 860 c6o thi chinh NOi "ho nat ti,i@ BAN THUYfT MINH BAO CAO TAI CHINH Nnm 2011 rudNc rrN cnuNc Hinh thric s& hiiu viin COng ry C6 phAn Chtng khodn Qu6c t6 Hoirrg Gia rhdnh ldp vir hoat dQng theo theo Gidy phdp thdnh Idp vd hoat AOnc s6 SaAIBCf-CPHDKD 06 thdng 07 nam 2007 Uj Ban Chfng kho6n Nhir nudc cdp Tlu sd chinh ctra Cdng ty tei: 56 30 dudng Nguy6n Du, Qufn Hai BdL Trung, Thdnh ph6 Ha NOi V6n didu lQ cua COng fy lA: 135.000.000.000 \4{D (MOt farn ba muoi ndm cd phdn, mQnh gi6 mQt c6 phan la 10.000 U.ID' Ngitrh ngha kinh doanh chinh cia - COng ty ti diing) Tucmg duong 13.500.000 Ii: Mdi gidi chtng kho6n; Tu doanh chtng khoan; Tu v6n ddu tu chrlng kho6n; Luu cHi H chLlng kho5n D9 vA cHiNH SACH Kj ki todn ilox vi Kt kii toAn nnm cua COng ty Dor vi tidn Chuin tC su dung mr.rc Chd dO ke tiin tQ sri Kf TOAN AP DIJNG TAI CONG TY dgng k6 rorin b{t ddu tu ngdy 01/01 vA kitt thic vAo ngdy 31/12 hang nam ghi chdp k6 to6n Ia dbng viet Nam On'JD) vir Ch6 dO k6 toAtr dp dqng bdn dp d4ng C6ng ty 6p dpng Ch6 dO K6 to6n doanh nghiQp ban hdnh theo Quy6t dinh s6 15/2006/QD-BTC ngdv 20 theng 03 n6m 2006 dd dugc sta d6i, b6 sung theo quy dinh tai Th6ng tu 244l2009,Tf-BTC ngdv 31 thAng 12 nbm 2009 cua BO rruong BO Tai chinh vd Th6ng tu s6 95/ZOOS,/m-BTC ngAy 24 th6ng I0 ndm 2008 crha 86 T?ri chjnh vE viQc Hu&rg OAn t6 toan 6p dpng diii vdi c6ng ry cbLrng khodn da dugc sira ddi, b6 sung theo Th6ng tu l62l2OrcfTT-BTC ngdy 20 th4ng 10 nam 2010 cia B0 Tai chinh' Tuy€n b6 vi ttiQc tudn thu Chuiin muc ki todn vd Chd dO taj tdn C6ng fy da 6p dl'ng c6c Chuen mgc k6 to6n Viet Nam va cAc van ban hudng dln Chudn mqc Nhd nudc dd ban hanh c6c b6o cao tai chinh dugc lap va trinh bay theo dring moi quy dinh cria ting chudn mgc, th6ng tu hu6ng d6n thgc hi€n chuAn mFc vd Chii dO kii to6n hign hdnh dang 6p dUng jnnh thic kti todn dp dung C6ng ry 6p dllng hinh thtc kii to6n tlen m6y vi tinh Tiin vir cic khoin tuang duang tidn Tian vd c6c khoAn tuong duong tidn bao g6m tidn m{t t4i qu!, tiin gui ng6n hang, c6c khoan ddu tu ng6n hAn c6 thdi gian d6o h4n kh6ng qu6 03 thring, c6 tinh khoan cao, c6 khd ning chuyiln doi d6 dang thdnh c6c lugr]g tiAn xac dinh va khOng c6 nhi€u rui ro ctruydn d6i thdnh tian l2 coNG ry co PHAN cHtJNc KHoAN QUOC rE HoANG GIA B:io cio 55 30 duong Nguy6n Du Oudn Hai Bd Tnme, Thanh Ha tii chinh cho ndrn tdi chinh kiSt thuc 31 th6ng 12 nam 201 N6i I Cec khoAtr phei thu t C6c khoAn phdi thu dugc nh bdy tr€n 86o cao tai chinh theo gi6 td ghi s6 cdc k}o2rn phdi thu khdch hirng vA phdi thu kh6c sau tru di c6c khodn dg phdng dugc lap cho cec khoan ng phai thu kh6 ddi Dy phdng ng phd,i thu kh6 ddi dugc trich l{p cho tirng khoan phai thu kh6 ddi cin cri vdo tu6i no qud han cia c6c khodn nq hoic dg kiiin mrlc t6n th6t cd th6 xdy ra" Hirng tdn kho Hang t6n kho duoc tinh theo gi6 g6c Trudng hgp gi6 tri thuan c6 the thvc hien dugc thap hsn gid goc thi hdng tdn kho dugc tinh theo gi5 tr! thuAn c6 th.; thuc hicn dugc Gi6 g6c hang tdn kho bao g6m chi phi mua, chi phi ch6 bidn vi c5c chi phi licn quan ugc ri6p kh6c phdt sinh d6 cd duqc hing r6n k}o o dia didm r d rr4ng thdi hi6n r?i Gi6 tri hang t6n kho dugc xac dinh theo phuong ph6p binh quAn gia quyAn Phuong phrip xdc dinh gi6 bi san pham dd dang: chi phi san xuat kinh doanh dd dang duoc lap hgp rheo ttrng c6ng finh chua hodn ho4c chua ghi nhAn doanh thu Hdng tdn kho dugc h?ch todn theo phuong ph6p k€ khai thudng xuy€n Dg phong giam gid hirng riin kho duqc lep viro thdi di6m cu6i nam Ia s6 chenh lqch gi0a gi6 g6c crla hirng rdn kio kh hon gid ni thuAn cd thd thrrc hien dugc Tii sin c6 alinh vd khdu hao tdi sin c6 o ou cuol Dam 493,037.853 2.080.096.361 1.533.356.895 ;fi :d '\t1 1l U 17 coNG Ty c0 PHAN cHirNc KHoAN QU6c rE HoANc cIA 860 cdo 36 30 dudng Nguy6n Du Quan Hai Ba Trune Thanh ph6 Ha Noi cho n6m riri chinh k6r Lhric ngdy 3l lh6ng l2 tii chinh q4m 201 I rAr sAN cO DINH v0 HiNH Bdn quydn, bang s6ng chi! PhAn mBrn giao dlcn, Ke toan c0ng VND \4'iD VND 1.599.201,420 L599.20t.120 55.948.050 55.948.050 s5.948.050 55.948.050 NGUYIN GIA s6 du diu nim 56 ting troDg nim - Mua s6m m6i 56 giim nim 1.655.149 470 s6 du cu6i nem 1.655.149.470 GLi TRI HAO MON LUY KE 56 du ddu 56 - nim ting I 930.854.497 2r8.325,441 Sii giim rrtl 1.149.179.938 ,$/ 668.346.923 668.346.923 "1 505.969.532 sos.969.s32 1.t 49.179.938 Sii du ttAu nlm so du cDot nam 2t8.325.441 nim sii du cu6i nam GIA TRI CON LAI 10 218.325.441 218.325.441 tram ncn xnau nao 930.854.497 CAC KHOAN DAU TIJ TAI CHiNH DAI chfrg khodn dii h4n ,., 280.569.496 li -'i it II4N ;li 0l /01/201 I 31/12/20t1 \4.{D DAu tu ,/a \,'tJD 1.7 68.s69 496 - Chung khodn ni€m yi5t chrmg ldoan chua nrem Yet Diu tu dii h4n kh6c 3.000.000.000 3.000.000.000 - G6p v6n vdo Cong ty CP Cong nghiep Khodng san Vi Xuyen 3.000.000.000 3.000.000.000 DE phdtrg giem giA IAu 280.569.496 280.569.496 l tu tAi chinh dii h4n (*) 488.000.000 (132.880.296) 3.t41.689,200 4.168.569.496 (*) Co sd trlch lip dU phdng giAm gi6 di5i v6i chrlng klo6n niem yiit t4i Sd giao dich Chrlng khoAn Ha NOi la gi6 binh quan, d6i vdi chung khodn niern yiit tai So giao dich chtng kho6n Thdnh ph6 Hd Chi Minh ld gid ddng cta taj ryiiy 31/12/2011 c '!( P X t( ( 18 coNG ry cO PH-AN cHuxc KHoAN Du 56 30 auong NguyEn Quan Hai Bd Trung, Thanh ph6 Hd 1I QUOC rE Hoi.NG GIA Blio c6o NOi CHI PHi TR,{ TRtI6C DAI cho nam tai chinh kdt thnc | thdng l2 tii chihh nam 201 I Il{N Nam 201 I l,ND 469.26t.843 685.277.089 25.856.000 486.893.913 (268.410.833) (702.909.159) s6 du dau nam Si5 Nam 2010 \}JD tang nim 56 da k6t chuy6n vAo chi phi sdn xudt kinh doanh nam 226.701.010 469.261.843 3t/rz/201], 0l/01/2011 \,t'JD sii du cu6i nam \'l.JD Trong d6 chi ti6t s6 du cu6i nim bao girm: , th6ng m4ng 0udc dai b?n khdc TIIi,N NQP 153.813.74s 315.448.098 469.261.843 01/01/201I \N.ID 12 td hQ 102.542.485 3|12/201t Chi phi 124.164.525 226.707.010 Chi phi hoan thien vdn phdng, VND QUi H6 TRg THANH TOAN 120.000.000 I ren lal pnan D0 u'ong nam 120.000.000 662.353 265 2.288 466.503 145.089.825 I ren nop oan oau Tidn nQp b6 sung 55.081.845 13 dr rEUf 3.927.443.090 cu6i uem 2.463.544344 3r/t2/2011 \,ND Si5 0t/0u2at1 vA cAc KHoAN PH^I NoP NHi Nudc 'l-huii ci6 ri V}JD 75.380.488 gia tang 16.995.s36 879.198.199 16.995.536 I hue I hu nh?p ca nnan 954.578.681 viic iip dung luat va.cAc qui dinh va thu6 euy6r rodn rhu6 cua Cdng ry se chiu sy kldm rra cria cq quan rhu6 Do dbi vdi nhidu loai giao dich khiic c6 thA duqc giai thich theo nhi6u c6ch kh6c nhau, sii thui5 duqc tdnh bay quan thu6 trdn B6o c6o tii chinh c6 the bi thay d6i th"o quy6t dinh c'la "o 14 CHI PHi PH-AI TR,i 3tfiznltt o1/01/20tr \,}ID Trich trudc chi phi tiCn dien vd th6ng tin lien l?c Chi phi giao dich phai tra HNX vd HOSE \n{D 60.000.000 99.000.000 18.156.149 566.337.238 600.000.000 3t6.454.87 44.000.000 Trich tru6c ohi phl luong thuong cu6i nam Chi phi phai tra kh6c 44.000.000 1, tl 722.156.t49 r9 t.025.792.1r4 CONG Ty cO P}I,LN cHtNc KIToAN QU6c rE soiNc GIA Beo c6o s6 30 dudng Ncly6n Du Thanh DhO Ha BA 15 ut cAc KHoAN PHiI TR,i, PEiI chrnh Ket thuc tli chinh I 31 thane 12 nam 201 NOP NGAN HAN KHTIC 3|\2/20n 0t/01/20]r \,.1,{D Nhan ry quY, Iq cuqc ngin h?n t6 Cric giao dich v6 v6n vdi cdc chll sA biiu ve phan ph6i c6 70 70.096.606.152 092.07 4.7 8'7 VON DAU TLT CTA CHT Sd HtTU a) 4.531.365 9.656.152.943 Kinh phi cong doan VND 8.493.790 647 659 153 tfc, chia lgi nhuan Nam nav NAm trudc \,l.JD \ND von oau tu cua cnu sq nuu 135.000.000.000 - b) 135.000.000.000 t/on gop aau nam I35.000.000.000 r 35.000.004.000 g6p cu6i ndm 135.000.000.000 I35.0A0.000.000 lriSn c6 phi6u LUOt nam 13.500.000 56 luqng c6 phiiiu ddng hy' ph6t hdnh - 13.500.000 13.500.000 13.500.000 I3.50A.0A4 lucmg cd phieu da b6n cdng ching LO phteu pno Inong Si5 t)au nam I3.500.040 luqrg c6 phi.iu duoc mua l4i SO - i ,l',1:l 317.500 -r'j tll 3I7.500 co phteu pno Inong 13.182.500 56 lugng c6 phiiiu dang luu hanh LO pnteu pno tnong - MQnh ei6 c6 phi6u da luu hanh ,.r 13 r82.5AA 10.000 (\rND) 13.500.00; 13.540.000 10.000 ii$ trlt t" 't ( l\ t{, , 20 CONG TY cO P}LIN 56 17 :o cHiNG KHOAN QU6C TT HOANG GIA Beo c6o tAi chinh duong NguyEn ou Hai Ba Trune, Thdnh cho nam tdi chinh kiit thtic 3l thAns l2 nnm 2011 DOANH THU HOAT DONG KINH DOANII CHTNG KHOAN Ntm 2010 Nam 201I \t{D \4\iD Doanh thu ho?t ttQng kinh doanh chfng khodn 16.523.006.840 46.7 41.825.832 Trong d6: - Doanh thu hoat dong mOi gi6i chfng kbo6n 6.500.864.92r Doanh thu hoat dQng diu ru chirng kho6n g6p v6n 26.825 Doanh thu kh6c 439 323 245 29'7 694.909.087 s49.090.908 Doanh thu ho4t d$ng tu v6n 45 400.979.50i 33.72'7.7 66 18.820.591.947 16.s23.006.840 IS 46,1 41.825.832 Nem 201 I Doanh thu thuin vd hoat atong kinh doanh Nam 2010 CHI PHi HO4T DSNG KINH DOANH CIIITNC KHOAN VND Chi phi hoat dQng mdi gidi chung kho6n Chi phi hoal dQng dau tu chung khodn gop v6n VND 2.297.986.873 5.584.520.343 450.400.103 14.2r 27 8.450 Chi phi ho4t dong tu vdn t85.244.364 78.608.000 Chi phi hoet dQng luu lry chrlng khodn Chi phi du phdng 344.'100.621 193.360.356 (168.165.507) 169.68t.47 514.'7 81 73.786.167 Chi phi tr.uc ti6p chung 't.152.999.481 10.254.571.051 - 2.846.434.95l 2.924.909.127 324.441.735 626.189.793 t7 Chi phi khAc pht nhdn vi2n Chi phi vQt liQu, c6ng c4 dltng c4 Chi phi khdu hao rdi sanco dinh Chi ph[ dichty mua ngodi Chi 966.043.68l 5.354.841.004 229.t03.t64 386.587.446 10,438.680.716 19 fi2.4I4.476 3.420.649.I59 30.569.805.842 Nam 2011 Nam 2010 VND l,.tJD 3.306.625.810 2.872.043 390 Lhl pht lhac DanS nen CHI PHi QUAN Lf DOANH NGTIIEP Chi phi nh6n vi€n quan l! t hue, 581.502.427 148.095.368 Chi phi vat ijeu, c6ng cu dUng cu Lhl phl khau hao tal san co olnn 449.854.43r 370.3 I 3.000.000 3.000.000 pnl va rq pnl 89 I 1.000.000.000 Chi phi dU phdng Chi phi dlch vp mua ngodi 213 t'7 373 2.t23 551 186 33.584.893 Chi phi kh6c bAng ti5n 16,154.877.875 330.308.0s3 699 7 5.367 i ,lc A 21 coNG SO 20 ry c0 PHAN CHTING Kr{oAN QUOC rf Bro cro tiri chinh 30 dudng Nguy6n Du Bd Truns Thanh HoANc cLA cho nam tdi chinh k6t 3l th6ns thlic 12 nam 201 I THUf THU NIIAP DOANH NGHIPP Thu6 thu nhAp doanh nghiep hietr hAnh Nam 201 Ndm 2010 l'ND T6ng lqi nhufur ke to6n trudc $uC cac khoan dleu chinh tang hoac glam lgl nnu4n Ke Ioan oe xac dinh lgi nhuan chiu thui! thu nhQp doanh nghigp - VND (r 0.28s.380.400) 8.4'/ (49 10.966.2'72.234 730.399 84t 236) Cdc khoan didu chinh tdng I t.000.004.000 r.108.661 Lac lJloan dleu chlnn gtam (3s.727.766) (5A.949.900) 680.891.834 8.423.889.163 680.891.834 8.423.889.163 25o/o z5% I Ong tJlu nn?p cnlu uue Thu nh6p tinh thui! Thu6 su6t thuiS thu nh4p doanh nghiQp Chi phi thu6 Thu nhAp doanh nghiep tinh rr€n thu nhip chiu thu6 ndm hiQn hinh t'7 Chi phi thu6 thu 21 rhip 972.291 2.105.912.291 L70.222.959 doanh nghiQp hiQn hhnh LAI cO BAN TRTN C6 2.1 05 0.222.9 59 PHI}OU Viec tinh toan ldi co ban tren c6 phi6u cd th6 phan ph6i cho c5c cti d6ng so hou c6 phan th6ng cia Cong ty dugc th{c hien dua tr€n c6c s6 liQu sau : Nbm 201 I Nam 2010 VND \'T.JD T6ng lgi nhu{n sau thu6 Lqi nhu?n hofc 16 phan bd cho c6 d6ng so hiru c6 phi6u ph6 th6ng C6 phiiiu ph6 thOne luu hanh binh quan nAm Lni co bin tr0u 22 , c6 (10.4s5.603.359) 6.367.758.108 (10.455.603.3s9) 6.36?.758.108 13.499.128 13.500.000 phi5u CAC KHOAN TIEN VA TT'ONG DLTONG TIt,N DoANH NGHIDP NAM GItT NHTNG KHONG DI'O C Sr/ DUNG Uac Rhoan tlen nh4n KY quY, 3r/t2/2011 -JJE) VND ry 9.684.503.543 cuoc 0r /01/201 I \',\iD '1;ir 0.305.37 6.419 $l\'t\]l r\\ i'\\l 9.684.503.543 23 NHTING S\J KII'N PHAT SINH SAU NGAY KET THIJC Kh6ng c6 sU kien hgng y6u niro 860 c6o tai chinh xdLy Ki 70.305.376.419 , - \lr, I )",: K-6 TOAN NAM sau ngdy lap 86o cAo tdi chinh ddi hdi dugc diAu chinh hay cOng bii tren ) r€' / , 22 ;,\ -tr -E -gl' i=l : ;it i: Fr g "5El FI (s n *.i 1l I b! 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