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MIS)Managing contested trans boundary resources along the se san river, lower mekong basin

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(MIS)MANAGING CONTESTED TRANS-BOUNDARY RESOURCES ALONG THE SE SAN RIVER, LOWER MEKONG BASIN UFFE RAUNSHOLT POULSEN (BSc International Trade, Copenhagen Business School, MA Environment and Development, SOAS, University of London) A THESIS SUBMITTED FOR THE DEGREE OF DOCTOR OF PHILOSOPHY DEPARTMENT OF GEOGRAPHY NATIONAL UNIVERSITY OF SINGAPORE 2009 Acknowledgements I would like to thank all of those who helped my thesis become reality. First of all my supervisor Dr. Carl Grundy-Warr from NUS (National University of Singapore – Department of Geography) who’s valuable assistance proved very helpful in many cases. Also I would like to thank Associate Professor Victor R. Savage and Associate Professor Lu Xixi (also NUS Department of Geography) for their assistance on my first submission and I would like to thank the NUS Registrars Office and the Faculty of Arts and Social Sciences for allowing me to complete this re-submission. Further I would like to thank all the people I worked with at the MRCS – The Mekong River Commission Secretariat in Phnom Penh, Cambodia, especially the former CEO Mr. Joern Kristensen, who offered me a great opportunity to learn about Mekong Cooperation and the gaps and challenges facing the region. Then I would like to thank all the people in Cambodia, particularly in the villages along the Se San River who helped me put into practice my ideas from the NUS Campus and Library. Also I would like to thank the SPN (Se San Protection Network) NGO which helped me get valuable access to the villages and fishermen along the Se San River, Gordon Paterson for sharing his longstanding knowledge on Natural Resources issues and Mr Kamduan the 2nd District Head of Andoung Meas which helped me with access to water level data and last but not least Ian Baird, one of the researchers with the most intimate knowledge of the Se San Basin. Also thanks to the others in the Se San Basin, mostly fishermen and villagers who contributed to my research. Also I would like to thank my current and previous employers UNDP and UNICEF as well as previous employer, the UN Secretariat and the people I have worked with who have always supported me in my research. And last but not least a big thank to the NUS Department of Geography and its staff members and examiners, and especially Professor Henry Yeung, Associate Proessor Susanne Schech, and Associate Professor Tim Bunnell for guiding me through my Oral Exam. Table of Contents Page Summary Chapter 1: Introduction: Hydropower, Tangled Nets and Cross-Border Tensions 1. Introduction: Hydropower, Tangled Nets and Cross-Border Tensions 1.1 The Yali Dam and hydropower developments affecting the Se San Watershed 1.2 The Yali Falls trans-border incidents 14 1.3 Thematic foci 16 1.4 Road Map (of subsequent chapters) 19 Chapter 2: Concepts and the Trans-border Mekong Basin 22 2. Concepts and the Trans-border Mekong Basin 23 2.1 Mekong River Basin and Trans-border Resource Politics 23 2.2 International Legal Frameworks 28 2.3 Hydro-politics 31 2.4 Watershed Management 33 2.5 Political Ecology 35 2.6 International Legal Doctrines and Principles 38 2.7 Politics of ‘Scale’, ‘Position’ and ‘Place’ 44 Chapter 3: Methodology 50 3. Methodology 51 3.1 Questions and Methods 51 3.2 Research as an ‘insider’ via internships 52 3.3 Official, confidential, and unofficial sources 59 3.4 Fieldwork and observations 62 3.5 Languages and interpretation 64 Chapter 4: Geopolitics of Contested Borderlands Space and Resources in the Mekong 68 4. Geopolitics of Contested Borderlands Space and Resources 69 in the Mekong 4.1 Geopolitical boundaries in the Mekong past and present 70 4.2 Political Boundaries partitioning the Mekong 79 4.3 Boundary clashes between Cambodia and Viet Nam 86 4.4 Ratanakiri as a Khmer Rouge base 88 4.5 Mekong Committee and Cold War geopolitics 93 4.6 Regional ‘resource geopolitics’ and hydropower markets 97 4.7 Geopolitics, ‘resource frontiers’ and indigenous peoples 102 Chapter 5: The MRC negotiating the obstacles of political sovereignty and trans-border politics 108 5. The MRC negotiating the obstacles of political sovereignty and trans-border politics 109 5.1 Politics of ‘scale’ and the role of MRC in trans-border water governance 112 5.2 Political definitions of ‘nature” and ‘natural’ limits to the MRC mandate 117 5.3 Clashes in conceptions of the MRC’s ‘social’ role and responsibilities 121 5.4 Role and influence of the MRC Secretariat and of MRCS CEO’s 125 5.5 Major state players, national economic interests, nationalism and sovereignty hindering genuine trans-border MRC cooperation 129 5.6 Country issues 130 5.6.1 Thailand 130 5.6.2 Lao PDR 133 5.6.3 Cambodia 135 5.6.4 Viet Nam 137 5.6.5 China: The dragon of absolute sovereignty 139 5.7 The MRC in relation to the Se San and Sre Pok Rivers 140 5.8 Environmental Impact Assessments (EIA’s) 146 5.9 Multi-scaled cross-border politics, civil society and the MRC 150 Chapter 6: Sovereignty, trans-border ‘local resources’ and indigenous knowledge 158 6. Sovereignty, trans-border ‘local resources’ and indigenous knowledge 159 6.1 Peripheral and marginal within and between nation-states 161 6.2 The question of social and environmental impact assessments 162 6.3 ‘Local’ downstream impacts and questions of ‘scale’ 164 6.4 Trans-border ‘local’ impacts of dams and hydrology and water levels 170 6.5 Trans-border ‘local’ impacts upon fisheries and fish-based livelihoods 178 6.6 Trans-border ‘local’ impacts on riverbank gardens 184 6.7 Indigenous livelihoods and food security 185 6.8 Negotiating indigenous livelihoods and civil society politics in the Mekong 194 Chapter 7: Collaborative Knowledge and Pro-active Alliances in Mekong Politics 199 7. Collaborative Knowledge and Pro-active Alliances in Mekong Politics 200 7.1 Story-lines and stereotypes 200 7.2 ‘Trans-border scale’ politics and the national geographic 203 7.3 Community-based politics of ‘scale’, ‘position’ and ‘place’ 205 7.4 Producing ‘natural capital’, merging methods and agendas 208 7.5 MRC as a knowledge producer and data-broker 213 7.6 Water quality and public health: Gaps in knowledge and participation 215 7.7 Comparative science for mitigation of adverse impacts 218 7.8 Multi-pronged preventative diplomacy 219 Chapter 8: Conclusion: (Mis) Managing Contested Mekong Waters. New Challenges, Conflicts and Directions 223 8. Conclusion: (Mis) Managing Contested Mekong Waters. New Challenges, Conflicts and Directions 224 8.1 Critical Reflections 224 8.2 Ss Basins versus 3SPN: Clashing Conceptions of Waterscapes 228 8.3 Implications of Lower Mekong Mainstream Dams: The Case of Xayaburi Dam in Lao PDR 235 8.4 Future Research on Trans-Border Resource Governance in the Mekong 239 9. Appendices 243 10. Bibliography 271 List of Figures 1.1.1 Figure Se San Watershed 1.1.2 Historically proposed hydropower schemes in the Se San River Basin 1.1.3 Location of hydropower projects in the Se San River Basin 11 4.1.1 Map of Burma, Siam and French Indochina 71 4.1.2 Fisherman crossing the Khone Falls 74 4.2.1 Physical and political boundaries of the Mekong Basin 80 4.2.2 Bio-geographical zones of the Mekong Basin 81 5.1.1 MRC Governance Structure 114 6.3.1 Map of the Se San, Sre Pok and Se Kong Rivers in Cambodia Viet Nam border area 168 6.4.1 Map of the Se San River Basin 172 6.4.2 Simulated and observed water levels at Andoung Meas – dry season 174 6.4.3 Simulated water levels at Andoung Meas – rainy season 174 6.5.1 Impact of Dam on Se San River Ecosystem Structure 180 List of Appendices: 1: List of people interviewed during fieldwork 243 2: Basin Development Plan Programme Phase 2, 2006-2010 Programme Document Final Version 15 August 2006 – Executive Summary 244 3: EVN News 248 4: Letter to the Cambodian Minister for Water Management and 251 Meteorology (and Chairperson of the CNMC) on the planned Don Sahong Dam (English Version) 5: Possible Mainstream Projects on the Mekong River 1961 254 6: Images from the Se San River 255 7: Letters from concerned scientists (AMRC and World Fish Center letterheads) 266 Summary The thesis discusses the issues related to (mis)management of the Se San River in Ratanakiri Province in Northeast Cambodia, as part of the Mekong River Basin. Dam construction on the Vietnamese side of the border of this trans-boundary river (and other rivers in the same basin) has been a contributing factor to infrequent water levels on both sides of the river, resulting in a loss of food security and lacking both environmental and social assessments, especially in Cambodia and Laos. The rivers of the Mekong Basin are truly borderless in nature and therefore the thesis also examines the geopolitical issues between the countries of the Mekong Basin and in particular the issues between the countries of Cambodia and Vietnam. The historical events in the Mekong Basin since colonial times for which especially the French but also the British to a large extent were responsible have in many ways defined what the Basin is today. Subsequent upheaval and war in Cambodia set this country back many years and it did not receive much help from its neighbours in getting back on its feet. Only in recent years has the country benefited from strong economic growth and discovery of mineral resources off-shore. However the country itself is abundant in natural resources and should be counted among the largest potential producers of rice (in the Mekong plains) and also its forests’ give life to fish and rivers in the region. I became most interested in the issues related to Cambodia, The Mekong Basin and in particular the Se San River through my internships with UNESCAP in Bangkok (Water Security Section) and the MRC Secretariat in Phnom Penh and they helped me define the contents of this thesis. Being a microcosm of the Mekong Basin as such, the Se San River Basin is affected by multi-scale politics, sovereignty issues and mis-management of valuable environmental resources. Simultaneously, the thesis argues that questions of race and ethnicity (related to the people living in the highlands) are deeply implicated in issues related to social and environmental issues in river (highland) areas of the Mekong Basin. The people of Ratanakiri province are to a great extent indigenous and did originally not receive great attention from the central government in Phnom Penh, which was a contributing factor to the lack of focus on the issues of the Se San River. However in recent years UNDP and other UN agencies and a wide range of NGOs have been working with the government on the issues challenging the indigenous communities of North-East Cambodia, both in terms of natural resources management and good governance as well as human protection. 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Vietnam and three for Cambodia Till the Asian Development Bank's involvement in the 1990s, the 1984 review was the "authoritative study" in use.3 Proposed Hydropower Schemes in Se San River Basin 4 Schemes proposed Mekong Secretariat (1970) Lower Se San no.1 Lower Se San 2 & Lower Sre Pok no 2 Lower Se San 3 Prek Liang no.1 Prek Liang no.2 Upper Se San 4 & Dak Hodrai Upper Se San 3 Yali Falls Plei Krong Dak... 2010) The study area of this thesis focuses on the trans- border tributary rivers of the Se San, Sre Pok and Se Kong Rather than focus my attention on the whole of the River Basin which is an enormous zone spanning the international boundaries of six countries I view the Se San, Sre Pok and Se Kong river basins as having many of the attributes of resource politics in the Mekong Basin as a whole First, the. .. affecting the Se San watershed 5 1.1.1 Figure Se San Watershed (with Sre Pok and Se Kong Rivers) (3 SPN) 6 The Se San watershed is in many respects the focus of this study (Figure 1.1.1), although the thematic focus on trans- boundary resource management’ and on the cultural politics of environmental resources should have wider intellectual and practical resonance The Se San River has two big tributaries, the. .. large-scale hydro dams in the Se San River cascade (Se San 3, Plei Krong, Se San 3A, and Se San 4) with installed capacity ranging from 100 MW to 720 MW on the upper Se San s upper reaches (Figure 1.1.3) 10 Figure 1.1.3 Location of hydropower projects in the Se San River Basin, 2004 (3 SPN) 11 Numerous researchers and local studies indicated serious changes, based on detailed local studies, to the hydrological... Cambodia The Se San joins the Sre Pok about 35 km upstream of Stung Treng town, and the Se Kong River about 5 km upstream of the same town These form the basis of a trans- border watershed zone across the Vietnam and Cambodia border, which is vitally connected with the broader Mekong Basin Scientific hydrological studies indicate the importance of tributaries during the dry and wet seasons to the Mekong. .. ones (see in maps 4.2.1 and 4.2.2 how these differ on the Mekong River) A river basin is interconnected through the flow of the river’s waters Thus the use of the waters in one part of the basin may affect the use in another part Water abstraction, waste discharges, flow regulation – all can have basin- wide impacts The boundaries that cut across or follow a river do not confine those impacts to the originating... environmental processes within the Mekong Basin as a whole Thus, the projects ‘one of the most important tributaries’ Se San River have impacts in the trans- border valley itself as well as broader implications for the Lower Mekong (Baird, 1995) 7 Hydropower development has a long history in the Mekong, although the actual implementation of many hydro-electric dam projects along the mainstream and tributaries... development instead of having to follow the interests of national governments, who might have lost the links to their local representatives if these have not been empowered and supported by their local communities 21 Chapter 2: Concepts and the Trans- border Mekong Basin 22 2 Concepts and the Trans- border Mekong Basin 2.1 Mekong River Basin and Trans- border Resource Politics This thesis is informed mainly by geographic... of transborder rivers and other environmental resources The MRC and trans- border water governance One of the key trans- border water governance institutions is clearly the Mekong River Commission (MRC) A significant part of my analysis is devoted to examining the work and response of the MRC in relation to trans- border problems, such as those highlighted in the Se San River Valley My analysis of the. .. in the Se San River can be traced back to the 1961 Mekong Reconnaissance Team study (TERRA, 2000) The Mekong Committee issued a 1970 Indicative Basin Plan with numerous hydropower plants proposed (see figure 1.1.2 below), including five in Cambodia and ten in Vietnam (Australian Mekong Resource Center, November 2002; Mekong Secretariat, 1971) However, the 1970s were turbulent years in the Lower Mekong, . use.3 Proposed Hydropower Schemes in Se San River Basin 4 Schemes proposed by Mekong Secretariat (1970) Schemes proposed by WATCO (1984) Lower Se San no.1 Not recommended Lower Se San. (Water Security Section) and the MRC Secretariat in Phnom Penh and they helped me define the contents of this thesis. 2 Being a microcosm of the Mekong Basin as such, the Se San River Basin. (MIS)MANAGING CONTESTED TRANS- BOUNDARY RESOURCES ALONG THE SE SAN RIVER, LOWER MEKONG BASIN UFFE RAUNSHOLT POULSEN (BSc International Trade,

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