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MODELING AND CHARACTERIZATION OF ON-CHIP INTERCONNECTS, INDUCTORS AND TRANSFORMERS KAI KANG NATIONAL UNIVERSITY OF SINGAPORE AND ÉCOLE SUPÉRIEURE D’ÉLECTRICITÉ 2008 MODELING AND CHARACTERIZATION OF ON-CHIP INTERCONNECTS, INDUCTORS AND TRANSFORMERS KAI KANG (B. Eng., Northwestern Polytechnical University, P. R. China) A THESIS SUBMITTED FOR THE JOINT DEGREE OF DOCTOR OF PHILOSOPHY DEPARTMENT OF ELECTRICAL & COMPUTER ENGINEERING NATIONAL UNIVERSITY OF SINGAPORE AND ÉCOLE SUPÉRIEURE D’ÉLECTRICITÉ 2008 Acknowledgements This part of the thesis is probably the hardest to write. It is very difficult for me to find the words conveying the sincerity and magnitude of my gratitude to those who make this thesis possible through their significant supports and encouragements. First and foremost, I would like to thank Prof. Li Le-Wei, my principal thesis supervisor. I really appreciate that he offered me this great opportunity to study in his group at NUS. His kind decision definitely opens a new era of my life. I am grateful to him for creating this particularly stress-free environment which provides a large degree of freedom for me to enjoy my studies and research work. Throughout my time at NUS, I have been repeatedly surprised by the depth and breadth of his knowledge in all aspects of electrical engineering and his instincts for research and development for RF & microwave industries. He also always shares his valuable experiences and his intellectual maturity with me which are undoubtedly useful to my future career. I would also like to thank Prof. Saïd Zouhdi, who offered me the great opportunity to explore French culture and study for a year in Paris, the most beautiful city in the world. Without his support and advice, my studies at Supélec and LGEP could not be so fruitful. I would also like to thank Prof. Yin Wen-Yan at Shanghai Jiao-tong University, China. It was his vision and encouragement that first led me to investigate the modeling of on-chip passive components and consider the new ideas that eventually led to this thesis. He provides not only invaluable advice but also role model for me to explore the unknown scientific world with great interests and perseverance during my graduate studies and even my entire life. I am grateful to his patience and guidance throughout these years. Special thanks to Dr. Koen Mouthaan for his valuable discussion and funding support to the test structures fabrication. He has been -- II exceptionally helpful in my stay at NUS, during which his door has always been open for me. Prof. Yeo Tat-Soon has given me a lot of invaluable feedback on my research and has been very generous with his time on my qualify exam committee. I would also like to thank all of the helpful people I have encountered while working at Institute of Microelectronics. First, I would like to thank Dr. Shi Jinglin, who has given me invaluable advice and help on test structures designs and measurements. Furthermore, I would like to thank Dr. Subhash C. Rustagi, who gave me the chance to work on a project that would help direct my graduate studies. His experiences and advice regarding compact modeling and composing technical papers were very helpful to my research. I am also grateful to other staff at IME: Dr. James Brinkhoff, Dr. Lin Fujiang, Dr. Zheng Yuanjin, Dr. Xiong Yong-Zhong and Dr. Sun Sheng. I have been very lucky to work in a research group with many extraordinarily outstanding students. I am deeply grateful for the help, encouragement and collaboration of Qiu Cheng-Wei, Fei Ting, Yuan Tao, Zhang Lei, Feng Zhuo, Xu Wei, Nan Lan, Gao Yuan, Zhao Guang, Fan Yijin, Li Yanan, She Hao-Yuan and many others. I am also grateful to Dr. Yao Hai-Yin, Dr. Xin Hong, Dr. Zhang Min, Dr. Zhao Weijiang, Dr. Yuan Ning and Dr. Nie Xiaochun for their valuable help and friendship. Special thanks to Mr. Jack Ng for keeping the computer systems up and running. I would like to extend my appreciation to former members of Li group: Dr. Sun Jin, Mr. Pan Shu-Jun, Dr. Liu En-Xiao and many others. My friends at and outside NUS have provided important recreational and emotional support throughout the years: He Li, Dr. Chen Jianfeng, Shi Shaomei, Dr. Guo Rui, Dr. Wang Qiuhong, Li Ling, Wang Yadong, Zhang Tianxia, Dr. Ren Chi, Zhang Li, Darwin Chai, Liu Xiaofeng, Wu Man, Guo Minxuan, Yuan Yin, Dong Yang and many others. I will fondly remember all those -- III dinner gatherings, parties and trips during holidays. Last, but not certainly not least, I would like to thank all my family members for their love, support and constant encouragement in the long course of my study. I am very grateful to my parents in-law for treating me as their own son and for providing the much needed support. I would like to thank my mother and my father who have been there throughout my life and love me unconditionally despite all my failings. One really could not ask for more and I eternally indebted to them. And lastly, I offer my dearest thanks to my wife, Jing, to whom I owe this degree most to. Her constant love, support, kindness and funniness helped me to always keep my perspective and enjoy what I was doing. -- IV Table of Contents ACKNOWLEDGEMENTS II TABLE OF CONTENTS V SUMMARY VIII LIST OF TABLES IX LIST OF FIGURES X CHAPTER 1. INTRODUCTION 1.1 On-Chip Interconnects . 1.1.1 Background . 1.1.2 Motivation . 1.2 On-Chip Inductors and Transformers 1.2.1 Background . 1.2.2 Motivation . 1.3 Thesis Organization . 1.4 Original Contributions . 10 1.5 Publication List 14 CHAPTER 2. MODELING OF ON-CHIP SINGLE INTERCONNECT . 18 2.1 Introduction 18 2.2 A Wideband Scalable and SPICE-Compatible Model . 20 2.2.1 Skin Effect . 21 2.2.2 Proximity and Substrate Skin Effects 23 2.2.3 Substrate Skin Effect and Complex Image Method 26 2.2.4 Model Set-up . 33 2.3 Effect of Dummy Metal Fills . 35 2.4 Empirical Formulas for Elements in Series Branch . 36 2.5 Measurements and De-embedding . 38 2.6 Experimental Results and Model Validation 40 2.7 Summary 45 CHAPTER 3. CHARACTERIZATION OF ON-CHIP COUPLED (A)SYMMETRICAL INTERCONNECTS 46 V 3.1 Introduction 47 3.2 Coupled On-Chip Interconnects 48 3.3 Distributed Parameters and Propagation Constants . 51 3.3.1 Resistances and Inductances 52 3.3.2 Capacitances and Conductances 55 3.3.3 Propagation Constants . 63 3.3.4 Slow-wave Factors 68 3.4 Pulse Responses . 70 3.5 Average Power Handling Capabilities (APHC) . 75 3.6 Test Structure Fabrication and Measurements . 80 3.7 Experimental Results and Discussions 81 3.8 Summary 84 CHAPTER 4. MODELING AND DESIGN OF ON-CHIP INDUCTORS 86 4.1 Introduction 87 4.2 Greenhouse Method Incorporating with CIM Technique 89 4.3 Temperature-Dependent Substrate Conductivity . 93 4.4 Eleven-Element Equivalent Circuit Model of On-chip Inductors . 94 4.5 Results and Discussions . 95 4.5.1 4.5.1.1 4.5.1.2 4.5.2 4.6 Square Spiral Inductor . 95 Variations in the Substrate Conductivity………………………………98 Temperature Effects………………………………………………… 101 Differential Inductor .103 Design of A Vertical Tapered Solenoidal Inductor 105 4.6.1 Theory and Formulation .106 4.6.2 Layout .107 4.6.3 Measurement Results and Discussions .109 4.7 Summary . 111 CHAPTER 5. FREQUENCY-THERMAL CHARACTERIZATION OF ON-CHIP TRANSFORMERS WITH PATTERNED GROUND SHIELDS .113 5.1 Introduction . 114 5.2 Geometries of On-Chip PGS Transformers 116 5.3 Modified Temperature-Dependent Equivalent-Circuit Models 117 5.3.1 Equivalent Circuit Model for an Interleaved Transformer . 117 VI 5.3.2 Equivalent Circuit Model for a Center-tapped Interleaved Transformer 122 5.3.3 Temperature Effects 124 5.4 Fabrication and Measurements .132 5.5 Extraction of Performance Parameters and Discussion 133 5.5.1 Maximum Available Gain (Gmax) 133 5.5.2 Q Factor 137 5.5.3 Power Loss .139 5.6 Summary .140 CHAPTER 6. CONCLUSIONS 141 6.1 Summary .141 6.2 Future Work 144 BIBLIOGRAPHY . 145 VII Summary In today’s semiconductor industries, the mask cost increases dramatically, which makes the cost of a re-design more significant. On the other hand, on-chip passive components such as interconnects, inductors and transformers are widely used in high speed digital, mixed-signal and radio frequency integrated circuits (ICs). Therefore, accurate modeling of circuit behavior, especially for these passive components, is crucial for first-time-right designs. This research focus on modeling and characterization of on-chip interconnects, inductors and transformers. Firstly, a fully scalable and SPICE-compatible interconnects model is established and this model is accurate over a wideband frequency range from DC up to 110 GHz which has been verified by using measured S-parameters. In addition, this model also shows the capability to estimate the impact of metal dummy fills. Secondly, frequency- and temperature-dependent characteristics of on-chip coupled asymmetrical and symmetrical interconnects are investigated in detail, and a model for coupled interconnects is established and compared with experimental results. Furthermore, an eleven-element equivalent circuit model is established for simulating on-chip spiral inductors. The substrate skin effect is correctly characterized by this model. Additionally, a vertical tapered solenoidal inductor is designed to achieve a high resonance frequency. Finally, extensive studies on the performances of on-chip transformers with and without patterned ground shields at different temperatures are carried out. These transformers are fabricated using 0.18-μm RF CMOS processes and are designed to have either interleaved or center-tapped interleave geometries, respectively. VIII List of Tables Table 2.1 The Coefficients of Empirical Formulas for the Elements in Series Branch of the Proposed Model .37 Table 2.2 The Values of Lumped Elements of the Proposed Model for Interconnects with Different Widths and Lengths by Using (2.51) and (2.53)-(2.56) 43 Table 3.1 Coefficients of Aluminum, Gold, and Copper 50 Table 3.2 Effects of Variation in Different Parameters on the Pav (VE: Very Effective; EL: Effective, but Limited) .79 Table 5.1 Coefficients for Different Metals over a Temperature Range of 200 to 900 K 125 Table 5.2 Silicon Resistivity Values at Different Temperatures .129 Table 5.3 Extracted Circuit Parameters of (non)PGS Transformer of Desgin with N = 129 Table 5.4 Extracted Equivalent Circuit Parameters of Transformer of Design with N = .129 IX Chapter Conclusion RFIC designs. 6.2 Future Work As transistors continue to scale to higher operating frequencies, the importance of interconnects will also continue to escalate. Future active areas of research include i) accurate layout parameter extraction tools, ii) hierarchy methodologies and models for full-chip interconnects simulations, and iii) novel test structures to mimic real high speed digital and mixed-signal ICs and to characterize the long range mutual inductive coupling and substrate noise coupling. Over the past decades, on-chip inductors and transformers have established themselves as the standard components in mixed-signal and RFICs. They will continue to determine the overall quality of circuits in the future. 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Kang, K Mouthaan and T.K.S Wong, Characterization and Modeling of CMOS on- chip coupled interconnects”, ESSDERC, Munich, Sep.11-13, 2007 17 Chapter 2 Modeling of On- Chip Single Interconnect Chapter 2 Modeling of On- Chip Single Interconnect A fully scalable and SPICE compatible wideband model of on- chip interconnects valid up to 110 GHz is presented in this chapter The series branches of the proposed... determination of wideband series impedances and shunt conductances, conductive and dielectric attenuation constants of even (c) and odd (π) modes, pulse waveform distortion and crosstalk, and average power handling capability (APHC) Compared with previous studies of coupled symmetrical interconnects, the present work has focused on (i) 11 Chapter 1 Introduction asymmetrical coupled configurations; (ii)... characteristics of on- chip coupled asymmetrical and symmetrical interconnects based on several extended formulas to determine all frequency- and temperature-dependent distributed parameters These characteristics include wideband series impedances and shunt conductances, conductive and dielectric attenuation constants of even (c) and odd (π)- modes, pulse waveform distortion and crosstalk, and average power handling... processes Deep submicron transistors, due to the constantly shrinking feature size of CMOS technologies as mentioned in the previous section, allow the integration of the analog and digital blocks to form mixed-signal ICs for “system -on- chip solutions Fully integrated chip solutions are desired to eliminate off -chip components and to reduce cost The number of board-level passive components and ICs drops with... integration, which reduces the overall costs of assembly and parts Decrease in the number of passive components on board 7 Chapter 1 Introduction leads to smaller board sizes and usually lower power consumption, since there is no need to drive off -chip low impedance components Furthermore, on- chip passive components have the advantage of well controlled interconnecting parasitics over process variation,... reliability and the controllability of the end products Therefore, on- chip passive components, such as resistors, capacitors, inductors and transformers, are widely used in RFICs On- chip inductors and transformers are widely applied for impedance matching, RF filters, voltage controlled oscillators (VCO), power amplifiers (PA) and low noise amplifiers (LNA) In the past, on- chip passive components were... designs In this thesis, modeling and simulation efforts are devoted to exploring the characteristics of on- chip interconnects, inductors and transformers 1.1 On- Chip Interconnects 1.1.1 Background In the past four decades, the semiconductor industry has advanced at an incredible rate in both productivity and performance The size of transistors and the switching delay have been continuously reduced Transistor... system of inductors On- chip transformers have been widely used in designs for on- chip impedance matching, baluns, and low-noise amplifier feedback In addition to the losses caused by similar mechanisms as inductors, on- chip transformers also suffer from losses due to lateral conduction currents flowing in the substrate between the primary and secondary coils Such losses, together with those from shunt conduction... electromagnetic and thermal characteristics; and (iii) all geometric and physical parameters of the configuration, particularly metal line thickness, line conductivity, silicon conductivity and thermal conductivity Based on the numerical examples, effective ways to suppress silicon substrate loss and coupling effects, reduce crosstalk between two interconnects, and enhance their power handling capability... conductive silicon As a result, on- chip inductors typically exhibit the lowest Q-factor of the RF passives In addition, the high operating frequencies, at which deep sub-micron and nano-scale CMOS devices are able to operate, have made RFICs prone to the quality of the passive components [23] Therefore, accurate models of on- chip inductors are highly desired for first-time-right designs A conventional . MODELING AND CHARACTERIZATION OF ON- CHIP INTERCONNECTS, INDUCTORS AND TRANSFORMERS KAI KANG NATIONAL UNIVERSITY OF SINGAPORE AND ÉCOLE SUPÉRIEURE. accurate modeling of circuit behavior, especially for these passive components, is crucial for first-time-right designs. This research focus on modeling and characterization of on- chip interconnects,. INTRODUCTION 1 1.1 On- Chip Interconnects 1 1.1.1 Background 1 1.1.2 Motivation 3 1.2 On- Chip Inductors and Transformers 6 1.2.1 Background 6 1.2.2 Motivation 8 1.3 Thesis Organization 9 1.4