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Factors altering the P–V curve Duration of disease The modifications of the P–V curve during the course of ARDS were described by Matamis et al., who used the super-syringe method [9]. They showed that in the early stage of ARDS, although the LIP could be detected the compliance calculated using the linear segment was normal. The late stage of the disease (approximately 2 weeks after its onset) was accompanied by the absence of LIP and a smaller compliance, probably due to the development of interstitial fibrosis [4, 9]. The LIP seen in the early stage ofARDS was believed to representthe reopening of collapsed airways and alveolar units during inspiration, while its absence in the late stage could reflect a stiffer lung. Use of PEEP During inspiration two phenomena may occur: recruitment and distension of the distal air spaces. Whe n the alveoli open up com pliance increases, and it persists throughout alveolar recruitment. However, after a certain point com- pliance falls. The benefits of the use of PEEP come in part from the resulting increase in FRC. The shape of the P–V curve and the value of LIP may vary according to the end-expiratory lung volume that marks the beginning of inspiration [14]. Increas- ing PEEP values can eliminate the LIP and decrease the compliance at the linear portion of the curve. These phenomena may theoretically reflect recruitment of some parts of the lung and distension or overdistension of other regions. The effect of PEEP on LIP may indicate good lung recruitment [14, 31, 32]. Effect of the chest wall The effects of the chest wall on the slope of the P–V curve have been investigated by many researchers [33–35]. In patients in whom ARDS was consequent on major abdominal surgery, a rightward shift of the thoracic and abdominal V–P curves was observed. The flattening of the P–V curve of the respiratory system and lung was attributed in part to the higher abdominal pressure, which increases chest wall stiffness and decreases its compliance, displacing the P–V curve to the right. A variety of clinical situations yielding higher abdominal pressure, such as positive fluid balance, abdominal distension, pleural effusion and oedema of soft tissue can induce the same findings [33]. The chest wall’s mechanical properties can also affect the UIP and LIP [33, 34]. In the presence of chest wall mechanics altered by abdominal distension, the tidal volume at which compliance starts to decrease is an average of 28% greater in the lung P–V curve than in the respiratory system curve [33]. For the same reason, LIP determined on the lung P–V curve underestimates that determined in the respira- 34 V.R. Cagido, W.A. Zin tory system curve by 25–30% [33], since the chest wall adds between 0 and 5cmH 2 O to the LIP observed [34]. Effect of intrinsic PEEP Intrinsic PEEP has been reported to produce a fallacious LIP [32, 36]. An uneven distribution of distal airway resistance in ARDS may result in the association of a “fast compartment” with a short time constant with a “slow compartment” char- acterised by a relatively long time constant [23]. This longer time constant limited to an alveolar zone is responsible for airflow limitation and the appearance of intrinsic positive end-expiratory pressure (PEEPi). It is suggested that the initial lung compliance of the P–V curve is progressively decreased by an increasing proportion of theslowcompartment and LIP mightrepresent the opening pressure of the slow compartment. Then, patients with PEEPi display LIP, while patients without PEEPi do not show LIP. When an extrinsic PEEP is applied the slow compartment opens, disappearance of PEEPi ensues and the inspiratory limb of the P–V curve becomes almost linear [23]. Effect of mechanical inhomogeneities The P–V curve of an inhomogeneous lung having an infinite number of time constants and alveolar threshold opening pressures will not show a LIP. In this situation, the different alveolar compartments are opened one after another as the pressure increases, thus blurring the LIP on the P–V curve [37]. At the beginning of the disease, with a mild degree of inhomogeneity, there is a loss of gas volume because of oedema, but these alveoli are still recruitable, as indicated by the presence of a LIP.Later on fibroelastosis ensues and the possibility of recruitment diminishes [38]. A study comparing respiratory mechanics, computed tomography (CT) and radiological images of the lung in two groups of patients with and without LIP revealed that the former group had a much smaller volume of normally aerated lung and that their lungs were characterised by extensive diffuse radiological opacities, homogeneously distributed [39]. The latter group showed opacities predominating inthe lower lobes,and the aeration of the upper lobes was relatively well preserved. PEEP induced overdistension only in those without a LIP, repre- senting a risk of barotrauma. With LIP there is no hyperdistension in already distended regions. In nonaer- ated areas the two types of P–V curve display similar results in the face of PEEP [39]. In ARDS patients with focal loss of aeration, interpretation of the P–V curve is even more complex. The shape of the curve results from the sum behaviour of the lung, which remains normally aerated at ZEEP with recruitment of the nonaerated lung regions (Fig. 2) [20, 40]. The lower and upper inflexion points can be absent or hardly prominent. The normal regions are inflated and distended before the recruitment of nonaerated lung regions commences. In the linear part of thecurve, The pressure–volume curve 35 distension and recruitment occur simultaneously in different parts of the lung. At high pressures, overdistension of the normal lung may appear, while lung recruit- ment of nonaerated regions continues. Consequently, the slope of the P–V curve reflects not only the potential for recruitment butalsothecomplianceoftheaerated lung [20]. Effect of body posture The effects of prone position on the respiratory system, chest wall and lung P–V curves of severely hyperinflated chronic obstructive pulmonary disease (COPD) patients were investigated by Mentzelopoulos et al. [41]. Pronation shifted the lung P–V curve to the left, yielded greater compliance, reduced the pressure at LIP and led to a higher UIP volume, when present. The chest wall P–V curve showed lower compliance and a higher pressure at LIP, while the respiratory system P–V curve did not exhibit posture-related differences on its variables. Prone position facilitated inspiratory peripheral airway reopening and is con- sistent with the observed association between posturaldecreases in PEEPiand lung LIP pressure [41]. Fig. 2. Respiratory pressure–volume (P–V) curve obtained in the presence of zero end-expi- ratory pressure (ZEEP) in a patient with acute respiratory distress syndrome (ARDS) characterised by a focal loss of aeration. The upper, solid curve represents the P–V relation- ship of normal regions at ZEEP, and the lower solid curve reflects the behaviour of poorly aerated and nonaerated regions at ZEEP. The broken curve results from the sum of these two effects. (Modified from [20]) 36 V.R. Cagido, W.A. Zin Present views Initially, LIP, UIP and closing pressure were identified manually. The lack of standard procedures to determine these points led Venegas et al. [42] to create a method for evaluation of P–V curve parameters [43]. Their approach is applicable both to the inspiratory and expiratory limbs of the curve and depends on a mathematical fitting procedure to the P–V curve. Mathematic modelling andexperimental and clinical data indicatethat alveolar recruitment takes place over the entire range of the P–V curve [31, 44, 45]. Alveolar recruitment is a complex phenomenon that cannot be signalled by the LIP alone. It represents the simultaneous opening of various alveoli, whereas its absence reflects different pressure thresholds for recruitment. Then, LIP seems to indicate a need for recruiting alveoli but may be of little help in determining optimal PEEP. On the other hand, the UIP may imply that recruitment is over and does not necessarily indicate only hyperdistension [14, 31, 32]. Moreover, the regional P–V curve of thethorax shows ahigher LIP inthe posterior region, indicating adiffering recruitment behaviour according to the lung region [45, 46]. Studies suggest that the presence of LIP represents a qualitative marker for a recruitable lung, reflecting recruitment after a prolonged expiration, which proba- bly differs from recruitment during tidal ventilation [14, 32]. The compliance of the linear segment of the P–V curve is also a good indicator of lung recruitability. In lungs affected by acute lung injury (ALI), a progressive decrease in PEEP is associated with alveolarderecruitment across a widerangeofpressures,which may be explained by the alveolar heterogeneity and high pleural pressure gradient caused by increased lung density in ALI [32]. Since ventilation occurs across the deflation limbofthepressure–volume curve, especially in recruited lungs [47], some authors have proposed that it might be more useful to set PEEP on the basis of the closing pressure derived from the deflation limb of the P–V curve, where a substantial fraction of alveoli remain in the open state. This limb of the curve displays a variable number of distinct subsections depending on the degree of lung injury and the maximum inspiratory pressure achieved in the respiratory system during the previous inspiration [26]. The use of the deflation limb to identify the distribution of closing pressures might better identify the optimal PEEP to prevent derecruitment of alveolar units[29, 31]. Although the use of the deflation limb to set PEEP in ALI patients was related to an increase in oxygenation, recruitment and alveolar stability, increase in hyperin- flated lung tissue and signs of overstretching relative to a PEEP level above the LIP of the inflation limb of the P–V curve have also been reported [48]. When tidal volume was kept constant, the PEEP level set by the closing pressure had both benefits and drawbacks [48]. For many years, modifications of the P–V curve in ARDS were attributed to changes in lung compliance. More recently, the role of the chest wall in the slope of the curve has been stressed, showing that the chest wall properties should also be taken into account. The pressure–volume curve 37 In patients with inhomogeneously distributed ARDS interpretation of the P–V curve is a rather difficult task. Its shape depends on the normally aerated lung in ZEEP and on recruitment of the nonaerated lung. In these patients, who are the majority, keeping the plateau pressure below the UIP does not assure an absolute protection against hyperdistension. The P–V curve might possibly represent the sum behaviour of all lung units, and given the heterogeneity of the lungs it may not allow the determination of ideal points of recruitment or overdistension [29]. Conclusions The pressure–volume curve of the respiratory system has been widely used in attempts to increase our understanding of the mechanisms involved in alveolar recruitment/derecruitment, the lung impairment during acute respiratory lung disease/acute lung injury, and it has been advocated as a tool to develop lung protective ventilation strategies.However,itsinterpretationremainscontroversial, and its pathophysiological significance clearly deserves thorough re-evaluation. References 1. Rahn H, Fenn WO, Otis AB (1946) The pressure–volume diagram of the thorax and the lung. Am J Physiol 146:161–178 2. Harris RS (2005) Pressure–volume curves of the respiratory system. Respir Care 50(1):78–98 3. Lu Q, Rouby JJ (2000) Measurement of pressure–volume curves in patients on mecha- nical ventilation: methods and significance. Crit Care 4(2):91–100 4. Maggiore SM, Richard J-C, Brochard L (2003) What has been learnt from P/V curves in patients with acute lung injury/acute respiratory distress syndrome. Eur Respir J 22: Suppl 42, 22s–26s 5. Marini JJ (1990) Lung mechanics in the adult respiratory distress syndrome. Recent conceptual advances and implications for management. Clin Chest Med 11(4):673–690 6. Agostini E, Hyatt RE (1986) Static behavior of the respiratory system. In: Geiger SR (ed) Handbook of physiology. American Physiological Society, Bethesda, pp 113–130 7. Mead J, Whittenberger JL, Radford EP (1957) Surface tension as a factor in pulmonary volume–pressure hysteresis. J Appl Physiol 10(2):191–196 8. Radford EP Jr (1964–1965) Static mechanical properties of mammalian lungs. In: Fenn WO (ed) Handbook of physiology. American Physiological Society, Bethesda, pp 429–449 9. Matamis D, Lemaire F, Harf A (1984) Total respiratory pressure–volume curves in the adult respiratory distress syndrome. Chest 86:58–66 10. Levy P, Similowski T, Corbeil C (1989) A method for studying the static volume–pres- sure curves of the respiratory system during mechanical ventilation. J Crit Care 4:83–89 11. Suratt PM,OwensDH,KilgoreWTetal(1980) A pulse method ofmeasuring respiratory system compliance. J Appl Physiol 49:1116–1121 12. Suratt PM, Owens DH (1981) A pulse method of measuring respiratory system com- pliance in ventilated patients. Chest 80:34–38 38 V.R. Cagido, W.A. Zin 13. Ranieri VM, Zhang H, Mascia L et al (2000) Pressure time curve predicts minimally injurious ventilatory strategyin an isolatedrat lungmodel.Anesthesiology 93:1320–1328 14. Jonson B, Richard J-C, Straus C et al (1999) Pressure–volume curves and compliance in acute lung injury. Am J Respir Crit Care Med 159:1172–1178 15. Servillo G, Svantesson C, Beydon L et al (1997) Pressure–volume curves in acute respiratory failure. Automated low flow inflation versus occlusion. Am J Respir Crit Care Med 155:1629–1636 16. Lu Q, Vieira S, Richecoeur J (1999) A simple automated method for measuring pressu- re–volume curve during mechanical ventilation.Am J RespirCrit Care Med 159:275–282 17. Adams AB, Cakar N, Marini JJ (2001) Static and dynamic pressure–volume curves reflect different aspects of respiratory system mechanics in experimental acute respi- ratory distress syndrome. Respir Care 46:686–693 18. Stahl CA, Möller K, Schumann S et al (2006) Dynamic versus static respiratory mecha- nics in acute lung injury and acute respiratory distress syndrome. Crit Care Med 34 34(8):2090–2098 19. Terragni PP, Rosboch GL, Lisi A et al (2003) How respiratory system mechanics may help in minimizing ventilator-induced lung injury in ARDS patients. Eur Respir J 22 Suppl 42, 15s–21s 20. RoubyJJ, LuQ,VieiraS(2003)Pressure/volumecurvesandlungcomputed tomography in acute respiratory distress syndrome. Eur Respir J 22 Suppl.42, 27s–36s 21. Zin WA,Milic-Emili J(2005)Esophagealpressuremeasurement.In: HamidQ,Shannon J, Martin J, (eds) Physiologic basis of pulmonary diseases. BC Decker, Hamilton, Canada, pp 639–647 22. Baydur A, Behrakis PK, Zin WA et al (1982) A simple method for assessing the validity of the esophageal balloon technique. Am Rev Respir Dis 126:788–791 23. Vieillard-Baron A, Prin S, Schmitt JM et al (2002) Pressure–volume curves in acute respiratory distress syndrome: clinical demonstration of the influence of expiratory flow limitation on the initial slope. Am J Respir Care Med 165:1107–1112 24. Hickling GK (2002) Reinterpreting the pressure–volume curve in patients with acute respiratory distress syndrome. Curr Opin Crit Care 8:32–38 25. Kallet RH (2003) Pressure–volume curves in the management of acute respiratory distress syndrome. Respir Care Clin N Am 9(3):321–341 26. Barbas CSV, Matos GFJ, Okamoto V et al (2003) Lung recruitment maneuvers in acute respiratory distress syndrome. Respir Care Clin N Am 9(4):401–418 27. Suter PM, Fairley B, Isenberg MD (1975) Optimal end-expiratory airway pressure in patients with acute pulmonary failure. N Engl J Med 292(6):284–289 28. Peták F, Habre W, Babik B et al (2006) Crackle-sound recording to monitor airway closure and recruitment in ventilated pigs. Eur Respir J 27:808–816 29. Kim HY, Lee KS, Kang EH et al (2004) Acute respiratory distress syndrome. Computed tomography findings and their applications to mechanical ventilation therapy. J Com- put Assist Tomogr 28(5):686–696 30. Bugedo G, Bruhn A, Hernandez G et al (2003) Lung computed tomography during a lung recruitment maneuver in patients with acute lung injury. Intensive Care Med 29:218–225 31. Hickling KG (1998) The pressure–volume curve is modified by recruitment: a mathe- matical model of ARDS lungs. Am J Respir Crit Care Med 158:194–202 32. Maggiore SM, Jonson B, Richard J-C et al (2001) Alveolar derecruitment at decremental positive end-expiratory pressure levels in acute lung injury. Comparison with the lower inflexion point, oxygenation, and compliance. Am J Respir Crit Care Med 164:795–801 The pressure–volume curve 39 33. Ranieri VM, Brienza N, Santostasi S et al (1997) Impairment of lung and chest wall mechanics in patients with acute respiratory distress syndrome: role of abdominal distension. Am J Respir Crit Care Med 156:1082–1091 34. Mergoni M, Martelli A, Volpi A et al (1997) Impact of positive end-expiratory pressure on chest wall and lung pressure volume curve in acute respiratory failure. Am J Respir Crit Care Med 156:846–854 35. Mutoh T, Lamm WJE, Emdree LJ et al (1992) Volume infusion produces abdominal distension,lungcompression,and chest wallstiffeningin pigs.J Appl Physiol72:575–582 36. Fernandez R, Mancebo J,BlanchL et al (1990) Intrinsic PEEPonstatic pressure–volume curves. Intensive Care Med 16:233–236 37. Jonson B, Svantesson C (1999) Elastic pressure–volume curves: what information do they convey? Thorax 54:82–87 38. Benito S, LeMaire F (1990) Pulmonary pressure–volume relationship in acute respira- tory distress syndrome in adults: role of positive end-expiratory pressure. J Crit Care 5:27–34 39. Vieira S, Puybasset L, Lu Q et al (1999) A scanographic assessment of pulmonary morphology in acute lung injury: signification of the lower inflexion point detected on the lung pressure–volume curve. Am J Respir Crit Care Med 159:1612–1623 40. Puybasset L, Cluzel P, Gusman P et al (2000) Regional distribution of gas and tissue in acute respiratory distress syndrome. I. Consequences for lung morphology. CT Scan ARDS Study Group. Intensive Care Med 26:857–869 41. Mentzelopoulos SD, Sigala J, Roussos C et al (2006) Static pressure–volume curves and body posture in severe chronic bronchitis. Eur Respir J 28:165–173 42. Venegas JG, Harris RS, Simon BA (1998) A comprhensive equation for the pulmonary pressure–volume curve. J Appl Physiol 84:389–395 43. GattinoniL,EleonoraC,CaironiP (2005) Monitorin1gofpulmonarymechanics inacute respiratory distress syndrometo titrate therapy. Curr Opin Crit Care 11:252–258 44. Amato MBP, Barbas CSV, Medeiros DM et al (1998) Effect of prospective-ventilation strategy on mortality in the acute respiratory distress syndrome. N Engl J Med 338:347–354 45. Barbas CSV(2003)Lung recruitment maneuversin acute respiratorydistresssyndrome and facilitating resolution. Crit Care Med 31(4) Suppl s265–s271 46. Knust PWA, Bohm SH, de Anda GV et al (2000) Regional pressure volume curves by electrical impedance tomography in a model of acute lung injury. Crit Care Med 28:178–183 47. Rimensberger PC, Cox PN, Frndova H et al (1999) The open lung during small tidal volume ventilation: concepts of recruitment and “optimal” positive end-expiratory pressure. Crit Care Med 27:1946–1652 48. Albaiceta GM, Luyando LH, ParraD et al(2005)Inspiratory vs.expiratory pressure–vo- lume curves to set end-expiratory pressure in acute lung injury. Intensive Care Med 31:1370–1378 40 V.R. Cagido, W.A. Zin Methods for assessing expiratory flow limitation during tidal breathing N.G. KOULOURIS, S A. GENNIMATA,A.KOUTSOUKOU The term expiratory flow limitation (EFL) is used to indicate that maximal expira- tory flow is achieved during tidal breathing at rest or during exercise and is characteristic of intrathoracic flow limitation [1] (Fig. 1, right). There are several methods of assessing EFL. Oesophageal balloon technique By definition, EFL implies that an increase in transpulmonary pressure will cause no increase in expiratory flow [2]. Therefore, direct assessment of expiratory flow limitation requires determination of iso-volume relationships between flow and transpulmonary pressure (V’-P). Fry et al. [3] were the first to develop such curves, in the 1950s and early 1960s. The explanation of an iso-volumic pressure flow curve lies in understanding its construction. Flow, volume and oesophageal pressure Chapter 5 Fig. 1. Tidal breaths at rest and during maximal exercise compared to maximal expiratory (MEFV) and maximal inspiratory (MIFV) flow-volume curves ina normal subject (left) and a COPD patient (right). (Modified from [1]) (Poes) are measured simultaneously duringthe performance of repeated expiratory vital capacity efforts by a subject seated in a volume body plethysmograph, which corrects for gas compression. The subject is instructed to exhale with varying amounts of effort, which are reflected in changes of Poes. From a series of such efforts (~30) it is possible to plotflow against Poesat any given lung volume (Fig. 2) [2]. Figure 2 shows a case where flow reached a plateau at a low positive pleural pressure and once maximum flow for that volume was reachedit remainedconstant despite increasing Poes achieved by means of expiratory efforts of increasing intensity. The Mead-Whittenberger method [4] relates alveolar pressure directly to flow. Mead-Whittenberger graphs canbe obtained by plotting the flow measured at the airway opening against the resistive pressure drop during a single breath (Fig. 3, upperpanel). In thisway the phenomenon of flow limitation is documented. These methods used tobe the goldstandard in assessing expiratory flow-limitation, but they are technically complex and time consuming. Furthermore, these are invasive, requiring passage of an oesophageal balloon [2, 4]. Fig. 2. Expiratory iso-volume flow-pressure curve at 60% vital capacity (VC) constructed after a series of measurements. Flow does not increase after a certain flow is reached by increasing pleural pressure (flow limitation). (Modified from [2]) 42 N.G. Koulouris, S A. Gennimata, A. Koutsoukou Conventional (Hyatt’s) method Until recently, the conventional method used to detect EFL during tidal breathing was the one proposed by Hyatt [5] in 1961. It consists in correctly superimposing a flow-volume loop (F–V) of a tidal breath within a maximum flow–volume curve. This analysis and the “concept of EFL” are the key to any understanding of respiratory dynamics. Flow limitation is not present when the patient breathes below the maximal expiratory flow–volume (MEFV) curve (Fig. 1, left). According to this technique, normal subjects do not reach flow limitation even at maximum exercise [1, 6]. In contrast,flowlimitation is present when a patient seeks to breathe tidally along orabove the MEFV curve (Fig.1, right). It has long been suggested that patients with severe chronic obstructive pulmonary disease (COPD) may exhibit Fig. 3. Mead and Whittenberger graphs (upper panels) obtained by plotting the airway opening flow versus the resistive pressure drop (Pfr) during a single breath. Left panels show data from a healthy subject, middle panels data from a non-flow-limited and right panels data from a flow-limited COPD patient. The regression lines in the left and in the middle graph represent airway resistance at breathing frequency. In the right graph expiratory flow limitation is demonstrated by the presence of a region in which airway opening flow is decreasing while Pfr is increasing. Traces obtained during FOT application (lower panels) show the corresponding time courses of Pfr (continuous line) and Xrs (dashed line). The arrows indicate end-inspiration, i.e. time before this point is inspiration, afterwards is expiration. (Modified from [41]) Flow–limitation assessment 43 [...]... 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