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ptg 1414 CHAPTER 38 Database Design and Performance Au_id Au_Iname Au_fname SocialSec# BirthDate Homephone Workphone Cellphone Addr1 Addr2 City Zip State Authors Au_id Au_Iname Au_fname SocialSec# Author_primary Au_id BirthDate Homephone Workphone Cellphone Addr1 Addr2 City Zip State Author_secondary FIGURE 38.2 Vertical partitioning of data. which in turn reduces the number of I/Os on the table. Vertical splitting is a method of reducing the width of a table by splitting the columns of the table into multiple tables. Usually, all frequently used columns are kept in one table, and others are kept in the other table. This way, more records can be accommodated per page, fewer I/Os are generated, and more data can be cached into SQL Server memory. Figure 38.2 illustrates a vertically partitioned table. The frequently accessed columns of the authors table are stored in the author_primary table, whereas less frequently used columns are stored in the author_secondary table. TIP Make the decision to split data very carefully, especially when the system is already in production. Changing the data structure might have a system-wide impact on a large number of queries that reference the old definition of the object. In such cases, to min- imize risks, you might want to use SQL Server views to hide the vertical partitioning of data. Also, if you find that users and developers are frequently joining between the ver- tically split tables because they need to pull data together from the two tables, you might want to reconsider the split point or the splitting of the table itself. Doing fre- quent joins between split tables with smaller rows requires more I/Os to retrieve the same data than if the data resided in a single table with wider rows. ptg 1415 Database Filegroups and Performance 38 Performance Implications of Zero-to-One Relationships Suppose that one of the development managers in your company, Bob, approaches you to discuss some database schema changes. He is one of several managers whose groups all use the central User table in your database. Bob’s application makes use of about 5% of the users in the User table. Bob has a requirement to track five yes/no/undecided flags associ- ated with those users. He would like you to add five one-character columns to the User table to track this information. What do you tell Bob? Bob has a classic zero-to-one problem. He has some data he needs to track, but it applies to only a small subset of the data in the table. You can approach this problem in one of three ways: . Option 1: Add the columns to the User table—In this case, 95% of your users will have NULL values in those columns, and the table will become wider for every- body. . Option 2: Create a new table with a vertical partition of the User table—The new table will contain the User primary key and Bob’s five flags. In this case, 95% of your users will still have NULL data in the new table, but the User table is protected against these effects. Because other groups don’t need to use the new partition table, this is a nice compromise. . Option 3: Create a new vertically partitioned table as in Option 2 but popu- late it only with rows that have at least one non-NULL value for the columns in the new partition—This option is great for database performance, and searches in the new table will be wonderfully fast. The only drawback to this approach is that Bob’s developers will have to add additional logic to their applications to determine whether a row exists during updates. Bob’s folks will need to use an outer join to the table to cover the possibility that a row doesn’t exist. Depending on the goals of the project, any one of these options can be appropriate. Option 1 is simple and is the easiest to code for and understand. Option 2 is a good compromise between performance and simplicity. Option 3 gives the best performance in certain circumstances but impacts performance in certain other situations and definitely requires more coding work to be done. Database Filegroups and Performance Filegroups allow you to decide where on disk a particular object should be placed. You can do this by defining a filegroup within a database, extending the database onto a different drive or set of drives, and then placing a database object on the new filegroup. Every database, by default, has a primary filegroup that contains the primary data file. There can be only one primary filegroup. This primary filegroup contains all the pages ptg 1416 CHAPTER 38 Database Design and Performance assigned to system tables. It also contains any additional database files created without specifying filegroup. Initially, the primary filegroup is also the default file group. There can be only one default filegroup, and indexes and tables that are created without specify- ing a filegroup are placed in the default filegroup. You can change the default filegroup to another filegroup after it has been created for a database. In addition to the primary filegroup, you can add one or more additional filegroups to the database that are named user-defined filegroups. Each of those filegroups can contain one or more files. The main purpose of using filegroups is to provide more control over the placement of files and data on the server. When you create a table or an index, you can map it to a specific filegroup, thus controlling the placement of data. A typical SQL Server database installation generally uses a single RAID array to spread I/O across disks and create all files in the primary filegroup; more advanced installations or installations with very large databases spread across multiple array sets can benefit from the finer level of control of file and data placement afforded by additional filegroups. For example, for a simple database such as AdventureWorks2008, you can create just one primary file that contains all data and objects and a log file that contains the transaction log information. For a larger and more complex database, such as a securities trading system, where large data volumes and strict performance criteria are the norm, you might create the database with one primary file and four secondary files. You can then set up filegroups so you can place the data and objects within the database across all five files. If you have a table that itself needs to be spread across multiple disk arrays for performance reasons, you can place multiple files in a filegroup, each of which resides on a different disk, and create the table on that filegroup. For example, you can create three files ( Data1.ndf, Data2.ndf, and Data3.ndf) on three disk arrays and then assign them to the filegroup called spread_group. Your table can then be created specifically on the spread_group filegroup. Queries for data from the table are then spread across the three disk arrays, thereby improving I/O performance. Filegroups are most often used in high-performance environments to isolate key tables or indexes on their own set of disks, which are in turn typically part of a high-performance RAID array. Assuming that you start with a database that has just a PRIMARY filegroup (the default), the following example shows how you would add an index filegroup on a new drive and move some nonclustered indexes to it: add the filegroup alter database Grocer add filegroup FG_INDEX Create a new database file and add it to the FG_INDEX filegroup alter database Grocer add file( NAME = Grocer_Index, FILENAME = ‘g:\Grocer_Index.ndf’, SIZE = 2048MB, MAXSIZE = 8192MB, ptg 1417 RAID Technology 38 FILEGROWTH = 10% ) to filegroup FG_INDEX create nonclustered index xOrderDetail_ScanDT on OrderDetail(ScanDT) on FG_INDEX Moving the indexes to a separate RAID array minimizes I/O contention by spreading out the I/O generated by updates to the data that affect data rows and require changes to index rows as well. NOTE Because the leaf level of a clustered index is the data page, if you create a clustered index on a filegroup, the entire table moves from the existing filegroup to the new file- group. If you want to put indexes on a separate filegroup, you should reserve that space for nonclustered indexes only. Having your indexes on a separate filegroup gives you the following advantages: . Index scans and index page reads come from a separate disk, so they need not compete with other database processes for disk time. . Inserts, updates, and deletes on the table are spread across two separate disk arrays. The clustered index, including all the table data, is on a separate array from the nonclustered indexes. . You can target your budget dollars more precisely because the faster disks improve system performance more if they are given to the index filegroup rather than the database as a whole. The next section gives specific recommendations on how to architect a hardware solution based on using separate filegroups for data and indexes. RAID Technology Redundant array of inexpensive disks (RAID) is used to configure a disk subsystem to provide better performance and fault tolerance for an application. The basic idea behind using RAID is that you spread data across multiple disk drives so that I/Os are spread across these drives. RAID has special significance for database-related applications, where you want to spread random I/Os (data changes) and sequential I/Os (for the transaction ptg 1418 CHAPTER 38 Database Design and Performance log) across different disk subsystems to minimize disk head movement and maximize I/O performance. The four significant levels of RAID implementation that are of most interest in database implementations are as follows: . RAID 0 is data striping with no redundancy or fault tolerance. . RAID 1 is mirroring, where every disk in the array has a mirror (copy). . RAID 5 is striping with parity, where parity information for data on one disk is spread across the other disks in the array. The contents of a single disk can be re- created from the parity information stored on the other disks in the array. . RAID 10, or 1+0, is a combination of RAID 1 and RAID 0. Data is striped across all drives in the array, and each disk has a mirrored duplicate, offering the fault toler- ance of RAID 1 with the performance advantages of RAID 0. RAID Level 0 RAID Level 0 provides the best I/O performance among all other RAID levels. A file has sequential segments striped across each drive in the array. Data is written in a round- robin fashion to ensure that data is evenly balanced across all drives in the array. However, if a media failure occurs, no fault tolerance is provided, and all data stored in the array is lost. RAID 0 should not be used for a production database where data loss or loss of system availability is not acceptable. RAID 0 is occasionally used for tempdb to provide the best possible read and (especially) write performance. RAID 0 is helpful for random read requirements, such as those that occur on tempdb and in data segments. TIP Although the data stored in tempdb is temporary and noncritical data, failure of a RAID 0 stripeset containing tempdb results in loss of system availability because SQL Server requires a functioning tempdb to carry out many of its activities. If loss of system avail- ability is not an option, you should not put tempdb on a RAID 0 array. You should use one of the RAID technologies that provides redundancy. If momentary loss of system availability is acceptable in exchange for the improved I/O and reduced cost of RAID 0, recovery of tempdb is relatively simple. The tempdb data- base is re-created each time the SQL Server instance is restarted. If the disk that con- tained your tempdb was lost, you could replace the failed disk, restart SQL Server, and the files would automatically be re-created. This scenario is complicated if the failed disk with the tempdb file also contains your master database or other system databas- es. See Chapter 14, “Database Backup and Restore,” for a more detailed discussion of restoring system databases. ptg 1419 RAID Technology 38 RAID 0 is the least expensive of the RAID configurations because 100% of the disks in the array are available for data, and none are used to provide fault tolerance. Performance is also the best of the RAID configurations because there is no overhead required to main- tain redundant data. Figure 38.3 depicts a RAID 0 disk array configuration. RAID Level 1 With RAID 1, known as disk mirroring, every write to the primary disk is written to the mirror set. Either member of the set can satisfy a read request. RAID 1 devices provide excellent fault tolerance because in the event of a media failure, either on the primary disk or mirrored disk, the system can still continue to run. Writes are much faster than with RAID 5 arrays because no parity information needs to be calculated first. The data is simply written twice. RAID 1 arrays are best for transaction logs and index filegroups. RAID 1 provides the best fault tolerance and best write performance, which is critical to log and index performance. Because log writes are sequential write operations and not random access operations, they are best supported by a RAID 1 configuration. RAID 1 arrays are the most expensive RAID configurations because only 50% of total disk space is available for actual storage. The rest is used to provide fault tolerance. Figure 38.4 shows a RAID 1 configuration. Array Controller D1 D5 D9 D2 D6 D10 D3 D7 D11 D4 D8 D12 FIGURE 38.3 RAID Level 0. ptg 1420 CHAPTER 38 Database Design and Performance Disk 1 Disk 2 Disk 3 Disk 4 Disk 1 Disk 2 Disk 3 Disk 4 Array Controller FIGURE 38.4 RAID Level 1. Because RAID 1 requires that the same data be written to two drives at the same time, write performance is slightly less than when writing data to a single drive because the write is not considered complete until both writes have been done. Using a disk controller with a battery-backed write cache can mitigate this write penalty because the write is considered complete when it occurs to the battery-backed cache. The actual writes to the disks occur in the background. RAID 1 read performance is often better than that of a single disk drive because most controllers now support split seeks. Split seeks allow each disk in the mirror set to be read independently of each other, thereby supporting concurrent reads. RAID Level 10 RAID 10, or RAID 1+0, is a combination of mirroring and striping. It is implemented as a stripe of mirrored drives. The drives are mirrored first, and then a stripe is created across the mirrors to improve performance. This should not be confused with RAID 0+1, which is different and is implemented by first striping the disks and then mirroring. Many businesses with high-volume OLTP applications opt for RAID 10 configurations. The shrinking cost of disk drives and the heavy database demands of today’s business applica- tions are making this a much more viable option. If you find that your transaction log or index segment is pegging your RAID 1 array at 100% usage, you can implement a RAID 10 array to get better performance. This type of RAID carries with it all the fault tolerance (and cost!) of a RAID 1 array, with all the performance benefits of RAID 0 striping. ptg 1421 RAID Technology 38 RAID Level 5 RAID 5 is most commonly known as striping with parity. In this configuration, data is striped across multiple disks in large blocks. At the same time, parity bits are written across all the disks for a given block. Information is always stored in such a way that any one disk can be lost without any information in the array being lost. In the event of a disk failure, the system can still continue to run (at a reduced performance level) without downtime by using the parity information to reconstruct the data lost on the missing drive. Some arrays provide “hot-standby” disks. The RAID controller uses the standby disk to rebuild a failed drive automatically, using the parity information stored on all the other drives in the array. During the rebuild process, performance is markedly worse. The fault tolerance of RAID 5 is usually sufficient, but if more than one drive in the array fails, you lose the entire array. It is recommended that a spare drive be kept on hand in the event of a drive failure, so the failed drive can be replaced quickly before any other drives fail. NOTE Many of the RAID solutions available today support “hot-spare” drives. A hot-spare drive is connected to the array but doesn’t store any data. When the RAID system detects a drive failure, the contents of the failed drive are re-created on the hot-spare drive, and it is automatically swapped into the array in place of the failed drive. The failed drive can then be manually removed from the array and replaced with a working drive, which becomes the new hot spare. RAID 5 provides excellent read performance but expensive write performance. A write oper- ation on a RAID 5 array requires two writes: one to the data drive and one to the parity drive. After the writes are complete, the controller reads the data to ensure that the infor- mation matches (that is, that no hardware failure has occurred). A single write operation causes four I/Os on a RAID 5 array. For this reason, putting log files or tempdb on a RAID 5 array is not recommended. Index filegroups, which suffer worse than data filegroups from bad write performance, are also poor candidates for RAID 5 arrays. Data filegroups where more than 10% of the I/Os are writes are also not good candidates for RAID 5 arrays. Note that if write performance is not an issue in your environment—for example, in a DSS/data warehousing environment—you should, by all means, use RAID 5 for your data and index segments. In any environment, you should avoid putting tempdb on a RAID 5 array. tempdb typically receives heavy write activity, and it performs better on a RAID 1 or RAID 0 array. RAID 5 is a relatively economical means of providing fault tolerance. No matter how many drives are in the array, only the space equivalent to a single drive is used to support ptg 1422 CHAPTER 38 Database Design and Performance Array Controller D1 D5 Parity D2 Parity D6 Parity D3 D7 D4 D8 Parity FIGURE 38.5 RAID Level 5. fault tolerance. This method becomes more economical with more drives in the array. You must have at least three drives in a RAID 5 array. Three drives would require that 33% of available disk space be used for fault tolerance, four would require 25%, five would require 20%, and so on. Figure 38.5 shows a RAID 5 configuration. NOTE Although the recommendations for using the various RAID levels presented here can help ensure that your database performance will be optimal, reality often dictates that your optimum disk configuration might not be available. You may be given a server with a single RAID 5 array and told to make it work. Although RAID 5 is not optimal for tempdb or transaction logs, the write performance can be mitigated by using a controller with a battery-backed write cache. If possible, you should also try to stripe database activity across multiple RAID 5 arrays rather than a single large RAID 5 array to avoid overdriving the disks in the array. SQL Server and SAN Technology With to the increased use of storage area networks (SANs) in SQL Server environments, it is important to understand the design and performance implications of implementing SQL Server databases on SANs. SANs are becoming increasingly more common in SQL Server environments these days for a number of reasons: ptg 1423 SQL Server and SAN Technology 38 . Increasing database sizes . The increasing prevalence of clustered environments . The performance advantages and storage efficiencies and flexibilities of SANs . The increasing needs of recoverability and disaster recovery . Simplified disk administration In large enterprises, a SAN can be used to connect multiple servers to a centralized pool of disk storage. Compared to managing hundreds of servers, each with its own separate disk arrays, SANs help simplify disk administration by treating all the company’s storage as a single resource. Disk allocation, maintenance, and routine backups are easier to manage, schedule, and control. In some SANs, the disks themselves can copy data to other disks for backup without any processing overhead at the host computers. What Is a SAN? A SAN contains multiple high-performance hard drives coupled with high-performance caching controllers. The hard drives are often configured into various RAID configura- tions. These drive configurations are virtualized so that the consumer does not know which hard drives a SQL Server or other device connected to the SAN will access. Essentially, the SAN presents blocks of storage to servers that can consist of a single hard drive, multiple hard drives, or portions of hard drives in a logical unit called a Logical Unit Number (LUN). Connection to a SAN is typically through fiber channel, a high-speed optical network. SANS can provide advantages over locally attached storage. Most SANs provide features that allow you to clone, snapshot, or rapidly move data (replicate) from one location to another, much faster than file copies or data transfers over your network. This increases the usefulness of SANs for disaster recovery. SANs also provide a shared disk resource for building server clusters, even allowing a cluster or server to boot off a SAN. Another reason for the increased use of SANs is that they offer increased utilization of storage. With locally attached storage, large amounts of disk space can end up being wasted. With a SAN, you can expand or contract the amount of disk space allocated to a server or cluster as needed. Due to their cost and complexity, however, SANs are not for everybody. They only really make sense in large enterprises. They are not a good choice for small environments with relatively small databases, for companies with limited budgets (SANs are expensive), or for companies that require disaster recovery on only one or a few SQL Servers. SAN Considerations for SQL Server Before you rush out and purchase a SAN or two for your SQL Server environments, there are some considerations to keep in mind when using SANs with SQL Server. . implications of implementing SQL Server databases on SANs. SANs are becoming increasingly more common in SQL Server environments these days for a number of reasons: ptg 1423 SQL Server and SAN Technology 38 require disaster recovery on only one or a few SQL Servers. SAN Considerations for SQL Server Before you rush out and purchase a SAN or two for your SQL Server environments, there are some considerations. data- base is re-created each time the SQL Server instance is restarted. If the disk that con- tained your tempdb was lost, you could replace the failed disk, restart SQL Server, and the files would automatically

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