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MINISTRY OF EDUCATION AND TRAINING FOREIGN TRADE UNIVERSITY MASTER THESIS DISPOSITIONS ON SANITARY AND PHYTOSANITARY (SPS) MEASURES IN THE NEW GENERATION OF FREE TRADE AGREEMENTS OF VIETNAM Specialization: International Trade Policy and Law FULL NAME: LE NGOC TRAM Hanoi – 2019 download by : skknchat@gmail.com MINISTRY OF EDUCATION AND TRAINING FOREIGN TRADE UNIVERSITY MASTER THESIS DISPOSITIONS ON SANITARY AND PHYTOSANITARY (SPS) MEASURES IN THE NEW GENERATION OF FREE TRADE AGREEMENTS OF VIETNAM Major: International Economics Specialization: International Trade Policy and Law Code: 8310106 Full name: Le Ngoc Tram Supervisor: Dr Nguyen Ngoc Ha Hanoi - 2019 download by : skknchat@gmail.com STATEMENT OF ORIGINAL AUTHORSHIP I hereby declare that this master thesis is my own scientific research which is made under the guidance of my supervisor, Dr Nguyen Ngoc Ha The contents and results of this research are completely honest The information, data and documents which are collected from various sources for analysis and evaluation have been fully cited in the main content and in the references list of this master thesis as well Student, Le Ngoc Tram download by : skknchat@gmail.com CONTENTS ACKNOWLEDGEMENTS i LIST OF TABLES ii LIST OF ABRREVIATIONS iii ABSTRACT .v INTRODUCTION .1 Research rationale Literature review 2.1 Analysis of new generation free trade agreements and SPS measures within the framework of WTO 2.2 SPS measures in the context of free trade agreements and dispositions of SPS measures in the new generation free trade agreements of Vietnam .4 2.3 Vietnam’s legislation in compliance with SPS commitments in NGFTAs Research objectives .8 Research questions .8 Scope of research Research methodology .9 Structure of thesis 10 CHAPTER 1: OVERVIEW OF SPS PROVISIONS IN THE NEW GENERATION FREE TRADE AGREEMENTS .11 1.1 Overview of new generation free trade agreements .11 1.1.1 Definition of new generation free trade agreements 11 1.1.2 Legal basis of new generation free trade agreements 12 1.1.3 Characteristics of new generation free trade agreements 13 1.1.4 Roles of new generation free trade agreements .16 download by : skknchat@gmail.com 1.1.5 New generation free trade agreements of Vietnam 19 1.2 Legal basis of SPS provisions in the new generation free trade agreements 24 1.2.1 SPS Agreement in WTO 24 1.2.2 Legal basis of SPS measures in the new generation free trade agreements 35 1.2.3 Criteria to assess Vietnam’s legislation on SPS measures .36 CHAPTER 2: DISPOSITIONS ON SPS MEASURES IN THE NEW GENERATION FREE TRADE AGREEMENTS OF VIETNAM 38 2.1 A confirmation of WTO’s SPS obligations 40 2.1.1 Definitions, rights and obligations 40 2.1.2 Special and differential treatment 41 2.1.3 Dispute settlement in accordance with WTO’s provisions 41 2.2 Supplements beyond WTO’s SPS obligations .43 2.2.1 Equivalence 43 2.2.2 Risk assessment 45 2.2.3 Regionalized concept .46 2.2.4 Transparency, competent authorities and contact points 48 2.2.5 Dispute settlement beyond WTO’s obligations .51 2.2.6 SPS Committee .52 2.2.7 Emergency measures 53 2.2.8 Cooperation 54 2.2.9 Control, inspection and approval procedural specifics 57 2.2.10 Tobacco control measures and Halal requirements 62 2.3 General evaluations on SPS measures in the new generation free trade agreements .63 download by : skknchat@gmail.com 2.3.1 Having broader scope .63 2.3.2 Being more specific and comprehensive 64 2.3.3 Containing more specific procedures .65 2.3.4 Enhancing the transparency 66 CHAPTER 3: VIETNAM’S SPS MEASURES LEGISLATION AND RECOMMENDATIONS FOR VIETNAM IN THE IMPLEMENTATION OF SPS PROVISIONS IN ITS NEW GENERATION FREE TRADE AGREEMENTS 67 3.1 SPS measures legal framework of Vietnam 67 3.1.1 Overview of Vietnam’s SPS measures legislation 67 3.1.2 Sources of SPS measures legislation in Vietnam .71 3.2 The compatibility of Vietnam’s legal framework with its new generation free trade agreements’ SPS commitments 74 3.2.1 New generation free trade agreements’ commitments that Vietnam’s legislation is compatible .74 3.2.2 New generation free trade agreements’ commitments that Vietnam’s legislation has not been compatible with 82 3.3 Effects of SPS measures in the new generation free trade agreements’ on Vietnam’s legislation .88 3.4 Recommendations for Vietnam in the implementation of SPS dispositions in the new generation free trade agreements .89 3.4.1 Improving provisions in Vietnam’s legislation in accordance with regulations of new generation free trade agreements 89 3.4.2 Raising awareness of SPS measures in the new generation free trade agreements 95 download by : skknchat@gmail.com 3.4.3 Taking advantage of cooperation and technical support in SPS measures 96 CONCLUSION 97 LIST OF REFERENCES .99 download by : skknchat@gmail.com luan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.t luan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.t i ACKNOWLEDGEMENTS In order to complete this master thesis, I have been received enthusiastic guidance and support from my lectures, family and friends From the bottom of my heart, I would like to express my thanks to them Firstly, I would like to express the sincerest thanks to my supervisor, Dr Nguyen Ngoc Ha who has supported, guided and encouraged me during the completion of this master thesis from choosing the topic, outlining the main ideas, turning those ideas into this thesis to editing this paper Without his enthusiastic and excellent guidance and support, I could not have completed this master thesis Also, I would like to express my special thanks to all lectures of the Master of International Policy and Law program, Foreign Trade University as well as World Trade Institute who gave me the chance to broaden my humble horizon in the field of economics and laws Last but not least, I would like to express my warm thanks to my family, my colleagues and my friends who never stop supporting, encouraging and giving me the favorable conditions to complete this master thesis download by : skknchat@gmail.com luan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.t luan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.t 105 64 American Cancer Society Cancer Action Network, Trans – Pacific Partnership Trade Agreement Protects Tobacco Control Laws from Tobacco Industry Assault, 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luan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.tluan.van.thac.si.dispositions.on.sanitary.and.phytosanitary.sps.measures.in.the.new.generation.of.free.t 106 Issues, a comprehensive online resource, 2018, at , accessed on 03rd Jan 2019 71 Vu Van Ha, Vai trò hiệp định thương mại tự hệ thương mại quốc tế (Roles of new 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