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1 DH LUAT HA NQI - DH LUND DH LU AT THANH PHO HO CHI MINH Strengthening Legal Education in Vietnam A SlDA SUPPORTED PROJECT HET QUYEN DOI V0I NHAN HIEU VA NHlTNG DE XU AT NHAM HO AN THIEN PHAP LUAT NHAN HIEU CUA VIET NAM NCS: Th.s Nguyen NhirQuynh Ngiroi hirerng dan: PGS.TS Katarina Olsson va TS Bui Dang Hieu THANG NAM 2010 DH LUAT HA NQI - DH LUND DH LUAT THANH PHO HO CHI MINH HET QUYEN DOI VOI NHAN Hlf U VA NHLfNG DE XUAT NHAM HOAN THIEN PHAP LUAT NHAN HIEU CUA VlfiT NAM • • TT TT-Thu1 vi$n DH Lu$t TP.HCM ri » ■ J J i lllllllllllllllll A 4210003333 NCS: Th.s Nguyen Nhir Quynh Ngircri hirong dan: PGS.TS Katarina Olsson va TS Bui Dang Hieu THANG NAM 2010 LOI NOI DAU Cung nhu het quydn SHTT noi chung, het quyen doi voi nh£n hi^u la ngoai le doi voi quyen SHTT Thua nhan hdt quyen SHTT nhdm can bdng gitta lai ich cua chu the ndm gift quyen SHTT va lpi ich cua ngudi tieu dung; giOra bao h$ quyen SHTT vd dam bao luu thong cua hang hod, dich vy tren thi trudng cung nhu canh tranh lanh manh Ap dung nguyen tdc het quyen doi voi nh2n hieu dupe khdng dinh la can thiet va dem lai nhttng gid tri nhat dinh Tuy vay, ca cdc nude phdt trien va cdc nude dang phdt trien deu gdp nhumg kho khan xay dung phap luat va xu ly nhung van dd lien quan den hdt quyen doi voi nhan hieu Nhieu van de lien quan den thuyet hdt quyen va lien quan den het quyen doi voi nhan hieu gay tranh edi, ddc bi?t la nhung vdn de ve khia canh kinh te cua het quydn Day chinh la nhung ly nghien cuu sinh bat tay vao nghien cuu va nghien cuu sinh co thd tiep tuc nghien cuu sau hon nura co co h$i tuong lai Nghien cuu sinh hy vong rdng nghien cuu la tai lieu tham khao cho nhung ngudi quan tarn den thuyet het quyen va het quyen doi voi nh£n hi?u, ddc biet la cac van de: dieu kien dan den het quyen doi voi nhdn hieu, he qua phap ly cua hdt quydn doi voi nhan hi?u, co chd hdt quydn danh cho nh£n hi?u va NKSS hdng hod dupe bao hp nhdn hQ, sua chua hang hod mang nh£n hieu dupe bao ho va thoa thuan gidi han hop dong lien quan den nhan hieu Hon ntta, nghien cuu cung dua mQt sd dd xudt cho cac nha lam luat cung nhu cac nha hoach dinh chinh sach - dac biet cac nha lam luat va hoach dinh chinh sach cua Viet Nam - xay dung phap luat va chinh sach vd cac van dd vua neu Ban thao la ket qua nghien cuu cua nghien cuu sinh sau hon ba ndm Nghien cuu sinh nhan thuc sau sdc rdng day la nghien cuu chua hoan chinh va nghien cuu sinh edn phai no luc horn nura de hoan thipn phdn vidt hipn Nghien cuu sinh mong muon nhan dupe nhung y kien dong gop quy bau tu cac vien Hoi ddng va cac thdy cd cung nhu cac dong nghiep khac Day thqrc sp la nguon ddng gop gid tri, giup nghien cuu sinh tiep tuc hoan thien ban thao thdi gian lai Trong qua trinh nghien cuu, nghien cuu sinh da nhan dupe su khich 1? va giup quy bau tu cac giao su, chuyen gia, thu thu va can bo khac cua nhidu td chuc, ddc bipt la: Truong Dai hQC Luat Ha NQi (Viet Nam), Truong Dai hQC Lund (Thuy Dien), Du an tdng cudng giao due phap luat d Viet Nam (do Quy hpp tac phdt trien quoc te Thuy Dien tai Uqt), Truong Dai hQC Suffolk (My), WIPO, Vi?n nghien cuu Max Plack (Due), Co quan Sang chd Chau Au, Thanh tra Bq Khoa hQC va Cong nghe (Viet Nam), Cue SHTT Bq Khoa hQC va Cong nghQ (Viet Nam), Cyc Quan ly canh tranh - Bq Cong thuong (ViQt Nam), Cyc Quan ly xuat nhap khau - Bq Cong thuong (Vi§t Nam), Cue Quan ly duQC - Bq Y t£ (Viet Nam), Tdng cyc Hai quan - Bq Tai chinh (Vi§t Nam) va Toa an nhan dan toi cao (Vi?t Nam) Nghien cuu sinh bay to su biet on dac biet doi vdi nhttng to chuc cung nhu vien cua nhung to chuc Nghien cuu sinh xin bay to sy biet om sau sac doi vdi hai giao vien hudng dan - Pho giao su Katarina Olsson va Tidn si Bui Dang Hidu - nhttng ngudi da va dang chia se kien thuc, kinh nghiem va thdi gian quy bau vdi nghien cuu sinh Dong thdi, nghien cuu sinh cam on gia dinh da dong vien va ho try nghien cuu sinh vuyt qua nhung kho khan qua trinh thuc hien nghien cuu Cudi cung, nghien cuu sinh thua nhan rang hinh thuc cua ban thao hien chua hoan thien (dac biet la doi vdi cac chu thich) Hom nua, ngon ngu cua ban thao edn duyc kiem tra Nhung van de sd duoc giai quydt bao thao cudi cung Nghien cuu sinh chju hoan toan tfach nhiem ddi vdi bdt ky loi nao phan viet hi$n Phap luat duyc de cap ban thao hi$u luc vao 12 thang nam 2010 Ha N$i, 12 thang nam 2010 Nguyen Nhu Quynh MVC LVC CHlTONG Gidi THIEL 1.1 Ly chyn de tai 1.2 Myc dich 1.3 Gidi han 1.4 Phuong phap 12 1.5 Tinh hinh nghien ciru va tai lieu 14 1.6 Ket cau 17 CHlTONG 20 LY LUAN VE HET QUYEN SCI HUE TRI TUE VA 20 HET QUYEN D6l VOI NHAN HIEU 20 2.1 Ly luan ve het quyen SHTT 20 2.1.1 Thuyet het quyen 21 2.1.1.1 Sy hinh va phat trien cua thuyet het quyen 21 2.1.1.2 Mdi quan he gitta thuyet het quyen voi thuyet ban lan dau tien va thuyet cho phep ngu y 29 2.1.2 H^t quyen SHTT 32 2.1.2.1 Khai mem het quyen SHTT 32 2.1.2.2 Dieu kien het quyen SHTT 33 2.1.2.3 H? qua phap ly cua het quyen SHTT 37 2.1.3 Cac co che het quyen 39 2.1.3.1 Het quyen quoc gia 39 2.1.3.2 Het quyen khu vuc 43 2.1.3.3 Het quyen quoc te 44 2.1.3.4 Ket luan 50 2.2 Ly luan ve het quyen doi voi nhan hieu 52 2.2.1 Dinh nghTa va chuc n£ng cua nhan hieu 52 2.2.2 Kha nang ap dung thuyet het quyen doi voi nhan hieu 55 2.2.3 D£c diem het quyen doi voi nhan hieu 58 2.2.3.1 Het quyen quoc te phu hop hon doi voi nhan hieu 58 2.2.3.2 Het quyen doi vdi nhan hieu tac dong dang ke den mot so san pham 60 2.2.4 Het quyen doi voi nhan hieu mot so hoat dong thuong mai 61 2.2.4.1 NKSS hang hoa mang nhan hieu diroc bao ho 61 2.2.4.2 Sua chua hang hoa mang nhan hieu duyc bao ho .65 2.2.4.3 Thoa thuan gioi han hyp ddng lien quan den nhan hieu 67 2.3 Ket luan 72 CHVQNG3 74 HET QUYEN DOI VOI NHAN HIEU THEO QUY DINH 74 CUA Hlf P DINH TRIPS .74 3.1 Gioi thieu 74 3.2 Cac cong uoc quoc te lien quan den het quyen doi voi nhan hieu 74 3.2.1 Cong uoc Paris 77 3.2.2 Hiep dinh GATT , 80 3.3 Tong quan ve Hiep dinh TRIPS 81 3.3.1 DSc diem cua Hiep dinh TRIPS 81 3.3.2 Cac nguyen tac cua Hiep dinh TRIPS 84 3.3.3 Su* phu hop vdi Hiep dinh TRIPS 87 3.4 Cac van de lien quan den het quyen doi voi nhanhieu theo quy dinh cua Hiep dinh TRIPS 88 3.4.1 Dieu kien het quyen doi voi nhan hieu 89 3.4.2 He qua phap ly cua het quyen doi voi nhan hieu 91 3.4.3 Co che het quyen doi voi nhan hieu theo quy dinh cua Hiep dinh TRIPS 94 3.4.3.1 Nhtrng quy dinh nghi cua Hiep dinh TRIPS ve co che het quyen 94 3.4.3.2 Quan he voi Cong uoc Paris va Hiep dinh GATT 100 3.4.4 H6t quyen doi voi nhan hieu trudng hop sua chua hang hoa mang nhan hieu dupe bao ho 102 3.4.5 Cac nguyen tac canh tranh dieu chinh thuc te chong canh tranh lien quan den quyen SHTT 103 3.4.5.1 Nhung quy dinh nghi 105 3.4.5.2 Nhung tieu chuan toi thieu 108 3.5 Ket luan 110 CHUONG 112 HET QUYEN DOI VOI NHAN HIEU TRONG PHAP LUAT VA THUC TIEN CUA MY VA LIEN MINH CHAU AU 112 • 4.1.My 112 4.1.1 Co so phap ly cua het quyen doi voi nhan hieu 112 4.1.2 Dieu kien va he qua phap ly cua het quyen doi voi nhan hieu 114 4.1.2.1 Dieu kien dan den het quyen doi voi nhan hieu 114 4.1.2.2 He qua phap ly cua het quyen doi voi nhan hieu 117 4.1.3 Co che het quyen doi voi nhan hieu va NKSS 118 4.1.3.1 Nhung no luc lien tiep nham ngan chan NKSS 119 4.1.3.2 Cim NKSS thu6c 130 4.1.4 H$t quyen doi vai nhan hieu trirang hap sira chtra hang hoa mang nhan hieu dirac bao ho 132 4.1.4.1 Tinh hap phap cua sira chua hang hoa mang nhan hieu duoc bao hp 132 4.1.4.2 Phan biet giua sua chtra, tao moi va tai che 133 4.1.4.3 Sira chtra hop phap va xam pham quyen doi vai nhan hieu 135 4.1.5 Het quyen doi vai nhan hieu trirang hap ton tai thoa thuan giai han hap dong 140 4.1.5.1 Kha nang ngan chan het quyen doi vai nhan hieu cua thoa thuan giai han hap dong 140 4.1.5.2 Het quyen doi vai nhan hieu trirang hap vi pham dieu khoan giai han hop dong 143 4.1.6 K6t luan 147 4.2 Cong dong Chau Au 148 4.2.1 Co sa phap ly cho het quyen doi vai nhan hieu 148 4.2.2 Dieu kien dan den het quyen va he qua cua het quyen doi vai nhan hieu 152 4.2.2.1 Dieu kien dan den het quyen pham vi Cong dong 152 4.2.2.2 He qua phap ly cua het quyen pham vi Cong dong 157 4.2.3 Co che het quyen khu virc va NKSS 158 4.2.3.1 Co che het quyen khu vtrc 158 4.2.3.2 Dong goi lai thuoc NKSS 163 4.2.4 Het quyen doi vai nhan hieu tnrang hap sira chira hang hoal70 4.2.5 Het quyen doi vai nhan hieu trirang hap ton tai thoa thuan giai han theo hap dong 175 4.2.5.1 Kha nang ngan chan het quyen doi vai nhan hieu cua thoa thuan giai han theo hop dong 175 4.2.5.2 Het quyen doi vai nhan hieu trirang hap vi pham thoa thuan giai han theo hap dong 176 183 CHUONG5 185 EN DOI ven NHAN HIEU TRONG PHAP LUAT VA THIJC TIEN CUA VIfT NAM 185 5.1 Giai thieu .185 5.2 Ca sa phap ly cua het quyen doi vai nhan hieu 186 5.2.1 Vai net ve phap luat SHTT Viet Nam 186 5.2.2 Cac quy dinh phap luat ve het quyen doi vai nhan hieu 190 5.3 Dieu kien va he qua phap ly cua het quyen doi vai nhan hieu 192 5.3.1 Dieu kien dan den het quyen doi vai nhan hi?u 193 5.3.1.1 Quy dinh tai Didu 125(2)(b) cua Luat SHTT 193 5.3.1.2 Vu vide TRIBECO\ Didu kien het quyen 196 5.3.2 H? qua phap ly cua hdt quydn ddi vdi nhan hieu 200 5.4 Co che hdt quyen va NKSS 201 5.4.1 Nghi dinh 63/CP: Quy dinh khong rd rang ca che het quyen 201 5.4.2 Thong tu 825/2000/TT-BKHCNMT: Thua nhan het quyen quoc te vaNKSS 202 5.4.3 Luat SHTT: Khing dinh hdt quydn quoc te va NKSS 204 5.4.3.1 Co che het quyen quoc te ap dung cho nhan hieu 205 5.4.3.2 Vu vi?c KINGMAX' NKSS hay xam pham quyen doi vdi nhan hieu 208 5.4.4 NKSS thudc 211 5.4.4.1 Dinh nghTaNKSS thudc 212 5.4.4.2 Didu ki?n NKSS thudc 212 5.4.4.3 Cac trudng hop NKSS thuoc 213 5.4.4.4 Dong goi lai va dan nhan phu 214 5.5 Hdt quydn doi voi nhan hieu trudng hop sua chtta hang hoa 216 5.5.1 Quy dinh phap luat 216 5.5.2 Sua chda hang hoa mang nhan hieu thuc te 218 5.6 Hdt quyen doi voi nhan hi§u trudng hap ton tai thoa thuan gidi han hgp ddng 219 5.6.1 Gidi han 13nh tho hap ddng su dung nhan hieu 219 5.6.2 Gidi han lanh tho va hdt quyen ddi vdi nhan hieu 221 ^J^£t4yan 226 CHVONG 6J 228 THAP-EtfAT VA THlTC TIEN VIET NAM VE HET QUYEN DOI V6l NHAN HIEU - SO SANH V6l HIEP DINH TRIPS, MY VA LIEN MINH CHAU AU 228 6.1 Gidi thi?u 228 6.2 Co sd phap ly cho het quyen ddi vdi nhan hieu 229 6.3.1 Didu kien het quyen doi vdi nhan hieu 229 6.3.1.1 Didu ki^n ddng y 229 6.3.1.2 Dieu kien dua thi trudng 231 6.3.2 He qua phap ly cua het quyen ddi vdi nhSn hi?u 233 6.4 Co che hdt quydn va NKSS 234 6.4.1 Quy dinh nghi cua Hiep dinh TRIPS va nhung khac biet lira chon co che hdt quydn 234 6.4.2 Lap luan ve su khac biet 235 6.4.2.1 My va Lien minh Chau Au: vai tro cua chinh sach lyra chQn co chd hdt quydn 236 6.4.2.2 Viet Nam: lya chQn co chd hdt quydn phu h(yp vdi didu kien kinh td-xa hpi va chinh sdch lien quan 239 6.5 Hdt quyen ddi vdi nhan hieu trudng hop sua chtta hang hoa 248 6.5.1 Cong nhyn sua chtta: phu hyp vdi Hiep dinh TRIPS 248 6.5.2 Quy djnh khong ddy du cua phap luat Viet Nam va tham khao phap lu§t My 248 6.6 Hdt quydn doi vdi nhan hieu trudng hop tdn tai thoa thuan gidi han hop dong 250 6.6.1 Phu hyp vdi Hiep djnh TRIPS 250 6.6.2 So sanh vdi My va C$ng ddng Chau Au 251 6.6.2.1 Kha nSng ngin chan hdt quydn cua thoa thuan gidi han hop ddng 251 6.6.2.2 Hdt quydn ddi vdi nhan hieu trudng hop vi pham thoa thuan gidi han hop ddng 252 6.6.2.3 Moi quan he gitta phap luat SHTT, phap luat hyp ddng va phap luat canh tranh ddi vdi vide didu chinh nhung thoa thuyn gidi han hyp ddng lien quan den nhan hieu 254 6.7 Kdt luan 255 CHV0NG7 257 NHUNG DE XUAT NHAM HOAN THIf.N PHAP LI AT VIET NAM Vt HET QUYEN Ddi VOI NHAN HIEU 257 7.1 Gidi thieu 257 7.2 Muc dich va nguyen tAc 257 7.3 Dd xuat chung 258 7.4 NhOng dd xuAt cy thd 264 7.4.1 Co sd phap ly cho hdt quydn doi vdi nhan hieu 264 7.4.2 Dieu kien va he qua hdt quydn doi vdi nhan hieu 266 7.4.3 Co chd hdt quydn va NKSS 267 7.4.4 Hdt quydn ddi vdi nhan hieu trudng hyp sua chtta hang hoa mang nhan hieu duyc bao hQ 273 7.4.5 Hdt quydn doi vdi nhan hieu ddi vdi trudng hop tdn tai dieu khoan gidi han hop ddng 276 KET LUAN 280 PHV LVC 283 PHU LUC 1: Dorn xin cap van bang bao hQ va van bang duQrc cap 2007-2009 283 PHU LUC 2: Co chd hdt quydn d m$t sd qudc gia/vung lanh tho 284 PHU LUC 3: MOi quan he gitta quySn SHTT va m$t sd san pham 285 PHU LUC 4: H6t quy6n ddi vai nhan hi$u theo phap luat My 286 PHU LUC 5: Mirai mat hang xu£t khau chinh cua Viet Nam 2004-2008 287 PHU LUC 6: Mirai m$t hang nhap khau chinh cua Viet Nam 2004-2008 287 PHU LUC 7: Xuit khiu hang hoa cua Vi§t Nam theo khu vuc kinh td 20042008 288 PHU LUC 8: Nhap kh&u hang hoa cua Viet Nam theo khu virc kinh td 20042008 288 PHU LUC 9: Ca ch€ h£t quyBn a mot s6 nirac dang phat tridn 289 PHU LUC 10: H£t quySn phap luat va thirc tien Vi?t Nam - So sdnh vdi Hiep dinh TRIPS, My va Lien minh Chau Au .290 DANH MUC CAC Vy VIEC 293 DANH MUC VAN BAN 298 DANH MUC CAC BAI VIET 304 tyrberg, Peter, For EEA Exhaustion to apply, who has to prove the marketing of the •ade marked goods in the EEA-the trade mark owner or the defendant? 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