Global Catastrophic Risks Edited by Nick Bostrom Milan M. Cirkovic OXPORD UNIVERSITY PRESS Contents Acknowledgements 10 MartinJ.Rees.Foreword 11 Contents 15 1.NickBostromandMilanM.Cirkoviс.Introduction 23 1.1Why? 23 1.2Taxonomyandorganization 24 1.3PartI:Background 27 1.4PartII:Risksfromnature 31 1.5PartIII:Risksfromunintendedconsequences 32 PartI.Background 43 2. Fred C. Adams . Long‐termastrophysicalprocesses 43 2.1Introduction:physicaleschatology 43 2.2FateoftheEarth 43 2.3Isolationofthelocalgroup 45 2.4 Collision with Andromeda 45 2.5Theendofstellarevolution 46 2.6Theeraofdegenerateremnants 47 2.7Theeraofblackholes 48 2.8TheDarkEraandbeyond 49 2.9Lifeandinformationprocessing 50 2.10Conclusion 50 Suggestionsforfurtherreading 51 References 51 3.ChristopherWills.Evolutiontheoryandthefutureofhumanity 54 3.1Introduction 54 3.2Thecausesofevolutionarychange 54 3.3Environmentalchangesandevolutionarychanges 55 3.3.1Extremeevolutionarychanges 56 3.3.2Ongoingevolutionarychanges 57 3.3.3Changesintheculturalenvironment 59 3.4Ongoinghumanevolution 62 3.4.1Behaviouralevolution 63 3.5Futureevolutionarydirections 66 Suggestionsforfurtherreading 68 4.JamesJ.Hughes.Millennialtendenciesinresponsestoapocalypticthr eats 72 4.1Introduction 72 4.2Typesofmillennialism 72 4.3Messianismandmillenarianism 74 4.4Positiveornegativeteleologies:utopianismandapocalypticism 74 4.5Contemporarytechno‐millennialism 75 4.6Techno‐apocalypticism 77 4.7Symptomsofdysfunctionalmillennialisminassessingfuturescenarios 79 4.8Conclusions 80 Suggestionsforfurtherreading 80 5. Eliezer Yudkowsky. Cognitivebiasespotentiallyaffectingjudgement ofglobalrisks 85 5.1Introduction 85 1:Availability 85 2:Hindsightbias 86 3:BlackSwans 87 4:Theconjunctionfallacy 88 5:Confirmationbias 90 6:Anchoring,adjustment,andcontamination 92 7:Theaffectheuristic 94 8:Scopeneglect 95 9:Calibrationandoverconfidence 96 10:Bystanderapathy 98 Afinalcaution 99 Conclusion 100 6.Milan M. Cirkovic. Observationselectioneffectsandglobalcatastrophicrisks 106 6.1Introduction:anthropicreasoningandglobalrisks 106 6.3DoomsdayArgument 112 6.4Fermi'sparadox 113 6.5TheSimulationArgument 118 6.6Makingprogressinstudyingobservationselectioneffects 119 7. Yacov Y. Haimes. Systems‐basedriskanalysis 121 7.1Introduction 121 7.2Risktointerdependentinfrastructureandsectorsoftheeconomy 122 7.3Hierarchicalholographicmodellingandthetheoryofscenariostructuring 123 7.4Phantomsystemmodelsforriskmanagementofemergentmulti‐scalesystems 125 7.5Riskofextremeandcatastrophicevents 127 8. Peter Taylor. Catastrophesandinsurance 135 8.1Introduction 135 8.2Catastrophes 136 8.3Whatthebusinessworldthinks 138 8.4Insurance 138 8.5Pricingtherisk 141 8.6Catastrophelossmodels 142 8.7Whatisrisk? 143 8.8Priceandprobability 145 8.9Theageofuncertainty 146 8.10Newtechniques 148 8.11Conclusion:againstthegods? 148 9. Richard A. Posner. Publicpolicytowardscatastrophe 150 PartII.Risksfromnature 162 10. Michael R. Rampino. Super‐volcanismandothergeophysicalprocessesofcatastrophicimport 163 10.1Introduction 163 10.2Atmosphericimpactofasuper‐er uption 163 10.3Volcanicwinter 164 10.4Possibleenvironmentaleffectsofasuper‐eruption 166 10.5Super‐eruptionsandhumanpopulation 167 10.6Frequencyofsuper‐eruptions 168 10.7Effectsofasuper‐eruptionsoncivilization 168 10.8Super‐eruptionsandlifeintheuniverse 169 11. William Napier. Hazardsfromcometsandasteroids 175 11.1Somethinglikeahugemountain 175 11.2Howoftenarewestruck? 175 11.3Theeffectsofimpact 179 11.4Theroleofdust 181 11.5Groundtruth? 183 12.Arnon Dar. InfluenceofSupernovae,gamma‐raybursts,solarflares,andcosmicraysonthe terrestrialenvironment 187 12.1Introduction 187 12.2Radiationthreats 187 12.2.2Solarflares 190 12.3Cosmicraythreats 194 PARTIII.RISKSFROMUNTINTENDEDCONSEQUENSES 203 13. David Frame and Myles R. Allen. Climatechangeandglobalrisk 203 13.1Introduction 203 13.2Modellingclimatechange 204 13.3Asimplemodelofclimatechange 204 13.5Definingdangerousclimatechange 210 13.6Regionalclimateriskunderanthropogenicchange 211 13.7Climateriskandmitigationpolicy 212 13.8Discussionandconclusions 214 14. Edwin Dennis Kilbourne. Plaguesandpandemics:past,present,andfuture 218 14.1Introduction 218 14.2Thebaseline:thechronicandpersistingburden of infectious disease 218 14.3Thecausationofpandemics 219 14.4Thenatureandsourceoftheparasites 219 14.6Natureofthediseaseimpact:highmorbidity,highmortality,orboth 222 14.11Plaguesofhistoricalnote 225 14.12Contemporaryplaguesandpandemics 226 14.14Discussionandconclusions 228 15.EliezerYudkowsky.ArtificialIntelli genceasapositiveandnegativefactoringlobalrisk 232 15.1Introduction 232 1:Anthropomorphicbias 232 2:Predictionanddesign 235 3:Underestimatingthepowerofintelligence 235 4:Capabilityandmotive 237 5:FriendlyAI 239 6:Technicalfailureandphilosophicalfail ure 240 7:Ratesofintelligenceincrease 243 8:Hardware 247 9:Threatsandpromises 248 10:Localandmajoritarianstrategies 251 11:AIversushumanintelligenceenhancement 254 12:InteractionsofAIwithothertechnologies 257 13:MakingprogressonFriendlyAI 258 Conclusion 260 16.FrankWilczek.Bigtroubles,imaginedandreal 264 16.1Whylookfortrouble? 264 16.2Lookingbeforeleaping 264 16.4Wondering 273 17. Robin Hanson. Catastrophe, Social Collapse, and Human Extinction 276 SocialGrowth 277 SocialCollapse 278 TheDistributionofDisaster 279 ExistentialDisasters 280 PARTIV.Risksfromhostileacts. 287 18.JosephCirincion.Thecontinuingthreatofnuclearwar 288 18.1Introduction 288 18.2CalculatingArmageddon 291 18.3Thecurrentnuclearbalance 296 18.4Thegoodnewsaboutproliferation 299 18.5Acomprehensiveapproach 299 18.6Conclusion 301 19. Gary Ackerman and William С. Potter. Catastrophicnuclearterrorism:apreventableperil 303 19.1Introduction 303 19.2Historicalrecognitionoftheriskofnuclearterrorism 304 19.3Motivationsandcapabilitiesfornuclearterrorism 305 19.5Consequencesofnuclearterrorism 319 19.6Riskassessmentandriskreduction 323 20.AliNounandChristopherF.Chyba.Biotechnologyandbiosecurity 336 20.1Introduction 336 20.2Biologicalweaponsandrisks 337 20.3Biologicalweaponsaredistinctfromotherso‐calledweaponsofmassdestruction 338 20.4Benefitscomewithrisks 339 20.5Biotechnologyrisksgobeyondtraditionalvirology,micro‐andmolecularbiology 341 20.6Addressingbiotechnologyrisks 342 20.7Catastrophicbiologicalattacks 346 20.8Strengtheningdiseasesurveillanceandresponse 348 20.9Towardsabiologicallysecurefuture 351 21. Chris Phoenix and Mike Treder. Nanotechnologyasglobalcatastrophicrisk 357 21.2Molecularmanufacturing 358 21.3Mitigationofmolecularmanufacturingrisks 365 21.4Discussionandconclusion 367 22. Bryan Caplan. Thetotalitarianthreat 371 22.1Totalitarianism:whathappenedandwhyit(mostly)ended 371 22.2Stabletotalitarianism 372 22.3Riskfactorsforstabletotalitarianism 375 22.4Totalitarianriskmanagement 378 Authors'biographies 382 OXFORD UNIVERSITY PRESS Great Clarendon Street, Oxford 0X2 6DP Oxford University Press is a department of the University of Oxford. It furthers the University's objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dares Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City NairobiNew Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Oxford University Press 2008 The moral rights of the authors have been asserted Database right Oxford University Press (maker) First published 2008 All rights reserved. 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Enquiries concerning reproductionoutside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available Typeset by Newgen Imaging Systems (P) Ltd., Chennai, India Printed in Great Britain on acid-free paper by CPI Antony Rowe, Chippenham, Wiltshire ISBN 978-0-19-857050-9 (Hbk) 135 79 10 8642 Acknowledgements It is our pleasure to acknowledge the many people and institutions who have in one way or another contributed to the completion of this book. Our home institutions - the Future of Humanity Institute in the James Martin 21st Century School at Oxford University and the Astronomical Observatory of Belgrade - have offered environments conducive to our cross- disciplinary undertaking. Milan wishes to acknowledge the Oxford Colleges Hospitality Scheme and the Open Society Foundation of Belgrade for a pleasant time in Oxford back in 2004 during which this book project was conceived. Nick wishes to thank especially James Martin and Lou Salkind for their visionary support. Physicist and polymath Cosma R. Shalizi gave an entire draft of the book a close, erudite and immensely helpful critical reading. We owe a great debt of gratitude to Alison Jones, Jessica Churchman and Dewi Jackson of Oxford University Press, who took so much interest in the project and helped shepherd it across a range of time scales. We are also appreciative of the scientific assistance by Peter Taylor and Rafaela Hillerbrand and for administrative support by Rachel Woodcock, Miriam Wood and Jo Armitage. We thank John Leslie for stimulating our interest in extreme risk many years ago. We thank Mathew Gaverick, Julian Savulescu, Steve Rayner, Irena Diklic, Slobodan Popovic, Tanja Beric, Ken D. Olum, Istvan Aranyosi, Max Tegmark, Vesna Milosevic-Zdjelar, Toby Ord, Anders Sandberg, Bill Joy, Maja Bulatovic, Alan Robertson, James Hughes, Robert J. Bradbury, Zoran Zivkovic, Michael Vasser, Zoran Knezevic, Ivana Dragicevic, and Susan Rogers for pleasant and useful discussions of issues relevant to this book. Despairing of producing an exhaustive acknowledgement of even our most direct and immediate intellectual debts - which extend beyond science into the humanities and even music, literature, and art - we humbly apologize to all whom we have egregiously neglected. Finally, let all the faults and shortcomings of this study be an impetus for others to do better. We thank in advance those who take up this challenge. [...]... applied to many different risks and used to improve our assessments across the board 2 Global catastrophic risks Beyond these theoretical commonalities, there are also pragmatic reasons for addressing global catastrophic risks as a single field Attention is scarce Mitigation is costly To decide how to allocate effort and resources, we must make comparative judgements If we treat risks singly, and never... quality of life) In this taxonomy, global catastrophic risks occupy the four risks classes in the high-severity upper-right corner of the figure: a global catastrophic risk is of either global or trans-generational scope, and of either endurable or terminal intensity In principle, as suggested in the figure, the axes can be extended to encompass conceptually possible risks that are even more extreme... the extent to which global catastrophic risks can be privately insured is severely limited for reasons having to do with both their scope and their type Although insurance and reinsurance companies have paid relatively scant attention to global catastrophic risks, they have accumulated plenty of experience with smaller risks Some of the concepts and methods used can be applied to risks at any scale... use is a book on global catastrophic risk? The risks under consideration seem to have little in common, so does 'global catastrophic risk' even make sense as a topic? Or is the book that you hold in your hands as ill-conceived and unfocused a project as a volume on 'Gardening, Matrix Algebra, and the History of Byzantium'? We are confident that a comprehensive treatment of global catastrophic risk... about big risks and mitigation strategies The existence of an interdisciplinary community of experts and laypeople knowledgeable about global catastrophic risks will, we believe, improve the odds that good solutions will be found and implemented to the great challenges of the twenty-first century 1.2 Taxonomy and organization Let us look more closely at what would, and would not, count as a global catastrophic. .. 115 References 115 6 Observation selection effects and global catastrophic risks 120 Milan M Cirkovic 6.1 Introduction: anthropic reasoning and global risks 120 6.2 Past-future asymmetry and risk inferences 121 6.2.1 A simplified model 122 6.2.2 Anthropic overconfidence bias 124 6.2.3 Applicability class of risks 126 6.2.4 Additional astrobiological information 128 6.3... 476 21 Nanotechnology as global catastrophic risk 481 Chris Phoenix and Mikg Treder 21.1 Nanoscale technologies 482 21.1.1 Necessary simplicity of products 482 21.1.2 Risks associated with nanoscale technologies 483 21.2 Molecular manufacturing 484 21.2.1 Products of molecular manufacturing 486 21.2.2 Nano-built weaponry 487 21.2.3 Global catastrophic risks 488 21.3 Mitigation... not spending enough on mitigation.7 Posner maintains that the world is, indeed, under-investing in mitigation of several global catastrophic risks 1.4 Part II: Risks from nature Volcanic eruptions in recent historical times have had measurable effects on global climate, causing global cooling by a few tenths of one degree, the effect lasting perhaps a year But as Michael Rampino explains in Chapter... and comets are not the only potential global catastrophic threats from space Other cosmic hazards include global climatic change from fluctuations in solar activity, and very large fluxes from radiation and cosmic rays from supernova explosions or gamma ray bursts These risks are examined in Chapter 12 by Arnon Dar The findings on these risks are favourable: the risks appear to be very small No particular... for causing global disasters The objective risk is probably zero, as believed by most experts But just how confident can we be that there is no objective risk? If we are not certain that there is no objective risk, then there is a risk at least in a subjective sense Such subjective risks can be worthy of serious consideration, and we include them in our definition of global catastrophic risks The distinction . 100 6.Milan M. Cirkovic. Observationselectioneffectsand global catastrophic risks 106 6.1Introduction:anthropicreasoningand global risks 106 6.3DoomsdayArgument 112 6.4Fermi'sparadox. References 115 6 Observation selection effects and global catastrophic risks 120 Milan M. Cirkovic 6.1 Introduction: anthropic reasoning and global risks 120 6.2 Past-future asymmetry and risk. 336 20.2Biologicalweaponsand risks 337 20.3Biologicalweaponsaredistinctfromotherso‐calledweaponsofmassdestruction 338 20.4Benefitscomewith risks 339 20.5Biotechnology risks gobeyondtraditionalvirology,micro‐andmolecularbiology