MINIREVIEW
Huntington’s disease:degradationofmutant huntingtin
by autophagy
Sovan Sarkar and David C. Rubinsztein
Department of Medical Genetics, University of Cambridge, Cambridge Institute for Medical Research, Addenbrooke’s Hospital, UK
Autophagy
Degradation of cellular proteins occurs by two path-
ways. The proteasomes predominantly degrade short-
lived nuclear and cytosolic proteins. These substrates
are generally selected for degradation after they are
tagged with polyubiquitin chains. The narrow pore of
the proteasome precludes entry of protein complexes
and organelles. The bulk degradationof cytoplasmic
proteins or organelles is mediated largely by macro-
autophagy, generally referred to as autophagy [1].
Autophagy substrates generally have long half-lives
and can include protein complexes or damaged cellular
organelles. This process involves the formation of
small double-membrane structures of unknown ori-
gin(s) called phagophores, which elongate to form
autophagosomes. Autophagosomes ultimately fuse
with mammalian lysosomes (or yeast vacuoles) to form
autolysosomes, where their contents are degraded by
acidic lysosomal hydrolases [1] (Fig. 1).
During autophagosome formation, the elongation of
the phagophore involves a ubiquitin-like conjugation
Keywords
autophagy; Huntington’s disease; lithium;
mTOR; polyglutamine; rapamycin
Correspondence
S. Sarkar, Department of Medical Genetics,
University of Cambridge, Cambridge
Institute for Medical Research,
Addenbrooke’s Hospital, Hills Road,
Cambridge CB2 0XY, UK
Fax: +44 1223 331206
Tel: +44 1223 331139
E-mail: ss457@cam.ac.uk
D. C. Rubinsztein, Department of Medical
Genetics, University of Cambridge,
Cambridge Institute for Medical Research,
Addenbrooke’s Hospital, Hills Road,
Cambridge CB2 0XY, UK
Fax: +44 1223 331206
Tel: +44 1223 762608
E-mail: dcr1000@hermes.cam.ac.uk
(Received 29 February 2008, accepted 9
May 2008)
doi:10.1111/j.1742-4658.2008.06562.x
Autophagy is a nonspecific bulk degradation pathway for long-lived cyto-
plasmic proteins, protein complexes, or damaged organelles. This process is
also a major degradation pathway for many aggregate-prone, disease-cau-
sing proteins associated with neurodegenerative disorders, such as mutant
huntingtin in Huntington’s disease. In this review, we discuss factors regu-
lating the degradationofmutanthuntingtinby autophagy. We also report
the growing list of new drugs ⁄ pathways that upregulate autophagy to
enhance the clearance of this mutant protein, as autophagy upregulation
may be a tractable strategy for the treatment ofHuntington’s disease.
Abbreviations
3-MA, 3-methyladenine; AD, Alzheimer’s disease; ALS, amyotrophic lateral sclerosis; Ab, amyloid-b; GSK-3b, glycogen synthase kinase-3b;
HD, Huntington’s disease; IMPase, inositol monophosphatase; IP
3
, inositol 1,4,5-trisphosphate; LC3, microtubule-associated protein 1 light
chain 3; mTOR, mammalian target of rapamycin; SMER, small-molecule enhancer of rapamycin.
FEBS Journal 275 (2008) 4263–4270 ª 2008 The Authors Journal compilation ª 2008 FEBS 4263
system, in which mammalian Atg12 is conjugated to
Atg5. The Atg12–Atg5 conjugate then forms a com-
plex with Atg16L. This complex associates with the
isolation membrane for the duration of autophago-
some formation, but dissociates upon its completion
[2] (Fig. 1). The function of the Atg12 system is closely
linked to another ubiquitin-like system involving
microtubule-associated protein 1 light chain 3 (LC3),
which is the mammalian ortholog of yeast Atg8 and
the only known mammalian protein that specifically
associates with the autophagosome membrane [3]. LC3
is cleaved to form cytosolic LC3-I. After autophagy
induction, LC3-I is conjugated with phosphatidyletha-
nolamine, resulting in the LC3-II species that associ-
ates with autophagosomes [3]. The membrane
targeting of LC3 depends on Atg5 [4].
The formation of autophagosome precursors is
prevented by 3-methyladenine (3-MA) or wortmanin,
which are inhibitors of phosphatidylinositol-3-kinases,
and class III phosphatidylinositol-3-kinase is required
for autophagy [5–7] (Fig. 1). Autophagy is negatively
regulated by the mammalian target of rapamycin
(mTOR). Inhibition of mTOR by rapamycin induces
autophagy, but its mechanism of action in mammalian
cells is still unknown [8]. At a physiological level, auto-
phagy is induced by amino acid deprivation [9].
Autophagy regulates the clearance of aggregate-
prone disease-causing proteins associated with various
neurodegenerative disorders, such as mutant huntingtin
[causing Huntington’s disease (HD)], ataxin-3 (causing
spinocerebellar ataxia 3), forms of tau (causing fronto-
temporal dementias), the A53T and A30P a-synuclein
mutants (causing familial Parkinson’s disease), and
mutant forms of superoxide dismutase 1 [causing famil-
ial amyotrophic lateral sclerosis (ALS)] [10–14]. Two
recent landmark studies highlighted the strong link
between autophagy and neurodegeneration, where loss
of basal autophagy in mouse neuronal cells mediated
by knockdown of the essential autophagy genes, Atg5
or Atg7, resulted in progressive motor deficits, cytoplas-
mic aggregates, and neurodegeneration [15,16].
Autophagy in HD
HD is a progressive, autosomal dominant, neurode-
generative disorder caused by the expansion of a CAG
trinucleotide repeat (> 35 repeats) in the huntingtin
gene, which is translated into an expanded polygluta-
mine tract in the N-terminus of the huntingtin protein.
Mutant huntingtin toxicity is believed to be expressed
after it is cleaved to form N-terminal fragments com-
prising the first 100–150 residues with the expanded
polyglutamine tract, which are also the toxic species
found in aggregates (also called as inclusions) [17].
Although the polyglutamine disorders are associated
with intraneuronal aggregates, it is debatable whether
the aggregates are toxic or protective [18,19]. Recent
studies and reviews have implicated the preaggregate
oligomers as the most toxic species in neurodegenera-
tive diseases [20–25]. However, induction of autophagy
results in decreases of both aggregated and soluble
‘monomeric’ huntingtin species, and results in
decreased toxicity in cell, fly and mouse models of HD
[26]. Phosphorylation of various mutant proteins, such
Autophagosome
Lysosome
Signal
Induction
Formation
Fusion
Breakdown and
recycling
Baf
Degradation of
aggregate-prone
proteins
Phagophore
LC3
Atg12-Atg5.Atg16L
3-MA
Aggregate-prone
proteins, e.g.,
mutant huntingtin
Autolysosome
Fig. 1. The mammalian autophagy–lysosomal pathway. A signal
(such as starvation under physiological conditions) induces the for-
mation of double-membrane structures (phagophores) that seques-
ter portions of cytoplasm along with proteins or damaged cell
organelles to be degraded. Aggregate-prone proteins such as
mutant huntingtin can also be sequestered in this way. The Atg12–
Atg5–Atg16L complex and LC3 localize to the phagophore through-
out its elongation process. Upon completion of autophagosome
formation, the Atg12–Atg5–Atg16L complex dissociates from the
membrane, whereas LC3-II remains on it. The autophagosome ulti-
mately fuses with the lysosome to form an autolysosome, where
its contents are degraded by acidic proteases. Breakdown within
the autolysosome allows recycling of the degraded cargo (amino
acids, fatty acids, sugars, and nucleotides) during starvation condi-
tions. Autophagy can be inhibited by drugs such as 3-MA at the
formation of autophagic vacuole stage, and by bafilomycin A1 (baf)
at the fusion stage between autophagic vacuole and lysosome.
Degradation ofmutanthuntingtinbyautophagy S. Sarkar and D. C. Rubinsztein
4264 FEBS Journal 275 (2008) 4263–4270 ª 2008 The Authors Journal compilation ª 2008 FEBS
as huntingtin, ataxin-1, and ataxin-3, may regulate
neurodegeneration in these disease conditions [27–32],
but does not primarily influence the process of auto-
phagy, as far as we are aware. However, hyperphosph-
orylation of tau, causing neurofibrillary tangles in
Alzheimer’s disease (AD) [33], may influence its loca-
tion, dependence on autophagy, and accessibility to
autophagy.
Increased autophagy has been reported in HD.
Mouse clonal striatal cells transiently transfected with
truncated and full-length human wild-type and mutant
huntingtin show the presence of both normal and
mutant proteins in dispersed and perinuclear vacuoles
[34]. Furthermore, huntingtin-labeled vacuoles display
the ultrastructural features of early and late autophago-
somes, and huntingtin-enriched cytoplasmic vacuoles
appear to be more abundant in cells expressing mutant
huntingtin [35]. Similar features have been seen in
brains from HD patients and transgenic mice, where
there are excessive endosomal–lysosomal-like organ-
elles, tubulovesicular structures, and multiple vesicular
bodies [36,37]. Increased autophagosome–lysosomal
bodies have also been found in primary striatal neurons
from HD mice expressing truncated mutant huntingtin
following dopamine-stimulated oxidative stress [38].
Moreover, increased numbers of autophagosomes have
been found in lymphoblasts of HD patients as com-
pared to the control lymphoblasts [39].
Degradation ofmutanthuntingtin by
autophagy
Previous work from our laboratory demonstrated that
mutant huntingtin is an autophagy substrate [11]. Inhi-
bition ofautophagy at the level of autophagosome
formation by 3-MA [6], or at the level of autopha-
gosome–lysosome fusion using bafilomycin A1 [40], slo-
wed mutanthuntingtin clearance and increased the
levels of soluble and aggregated mutanthuntingtin in
HD cell models [11]. Furthermore, rapamycin treatment
increased mutanthuntingtin clearance and decreased
the levels of soluble proteins and aggregates [11]
(Fig. 2). Yuan and colleagues have demonstrated that
autophagy clears full-length mutanthuntingtin [41].
No discernible perturbation of wild-type huntingtin
clearance was seen with these autophagy modulators
[11,42]. These data suggest that the aggregate-prone
mutant form of huntingtin, unlike the wild-type
huntingtin, is strongly dependent on autophagy for its
clearance.
Interestingly, we found that mTOR was sequestered
in mutanthuntingtin aggregates in HD cell models,
transgenic mice, and patients’ brain. This sequestration
impaired mTOR kinase activity, thereby inducing
autophagy. Therefore, this study identified a new
protective role for mutanthuntingtin aggregates in
inducing autophagy for their self-destruction by
β-catenin-Tcf
transcription
Cytoprotection
Autophagy
Rap
Clearance
of mutant
huntingtin
Additive
protective
effects
LiCl
Autophagy
Clearance of
mutant huntingtin
GSK-3β
Ins
IP
1
IP
2
IP
3
Phospho-
inositol
signaling
CBZ, VPA
IMPase
mTOR
mTOR
pathway
?
?
SMERs,
Trehalose
Autophagy
?
Clearance
of mutant
huntingtin
Additive
protective
effects
Fig. 2. Schematic representation of autophagy-inducing compounds ⁄ pathways that facilitate the clearance ofmutanthuntingtin in mamma-
lian cells. Autophagy is classically induced with rapamycin (rap), which inhibits mTOR. Upregulation ofautophagy enhances the clearance of
mutant huntingtin and reduces toxicity in various HD models. Autophagy can also be induced with drugs that decrease IP
3
levels in the
phosphoinositol signaling pathway in an mTOR-independent fashion, such as lithium (LiCl), which inhibits inositol monophosphatase
(IMPase), and carbamazepine (CBZ) and valproic acid (VPA), which inhibit inositol (Ins) synthesis. Although lithium also inhibits glycogen syn-
thase kinase-3b (GSK-3b) in the wingless (Wnt) signaling pathway that activates mTOR and inhibits autophagy, the autophagy-inducing effect
of lithium is attributed to IMPase inhibition. Combination treatment with lithium and rapamycin alleviates the block in autophagyby GSK-3b
inhibition, and hence additively enhances autophagy and facilitates greater clearance ofmutant huntingtin. Furthermore, GSK-3b inhibition by
lithium increases b-catenin–Tcf-mediated transcription, which is cytoprotective and can contribute to additional protective effects in this com-
bination treatment for HD. SMERs and trehalose have also been shown to induce mTOR-independent autophagy, and thus can additively
upregulate autophagy when used together with rapamycin by enhancing autophagy through two independent pathways. The precise mecha-
nisms by which all the autophagy-inducing drugs trigger the autophagic machinery are still unclear.
S. Sarkar and D. C. Rubinsztein Degradationofmutanthuntingtinby autophagy
FEBS Journal 275 (2008) 4263–4270 ª 2008 The Authors Journal compilation ª 2008 FEBS 4265
enhancing the clearance of the mutant protein [12]. A
recent study has shown that expanded polyglutamine
with 72 repeats induced autophagy dependent on
eukaryotic translation initiation factor 2a, and this
protected against polyglutamine-induced endoplasmic
reticulum stress-mediated cell death [43].
Inducing autophagy for enhancement
of mutanthuntingtin clearance
Autophagy upregulation may be a therapeutic strategy
for HD and related conditions, where the mutant aggre-
gate-prone proteins are autophagy substrates [8]
(Fig. 2). The autophagic clearance ofmutant huntingtin
aggregates is likely to be a consequence of degrading the
aggregate precursors (soluble and oligomeric species),
rather than large aggregates that are much larger than
typical autophagosomes [8,12]. In this review, we will
restrict our discussion to studies investigating modula-
tion ofautophagy for mutanthuntingtin degradation.
Inducing autophagyby mTOR inhibition
In addition to showing that rapamycin or its analog
CCI-779 was protective in cells, Drosophila and mouse
models of HD, it was also shown that raised intracel-
lular glucose or glucose 6-phosphate induced auto-
phagy by mTOR inhibition, thereby reducing mutant
huntingtin aggregates ⁄ toxicity in HD cell models
[11,12,44]. The mechanism by which mTOR regulates
autophagy remains unclear, and this kinase controls
several cellular processes besides autophagy, probably
contributing to the complications seen with its long-
term use over many months. mTOR is an important
signaling molecule that regulates diverse cellular func-
tions, such as initiation of mRNA translation, ribo-
some biogenesis, transcription, cell growth, and
cytoskeletal reorganization [45]. Inhibition of mTOR
by rapamycin causes cell cycle arrest and leads to poor
wound healing and mouth ulcers [46]. Thus, com-
pounds that induce autophagyby mTOR-independent
mechanisms may be more suitable for the treatment of
such neurodegenerative disorders, which may require
drugs to be taken for decades.
Inositol-lowering agents trigger
autophagy independently of mTOR
We previously showed that lithium induced autophagy
by inhibiting inositol monophosphatase (IMPase; an
intracellular target of lithium), leading to free inositol
depletion, which, in turn, decreased inositol 1,4,5-tris-
phosphate (IP
3
) levels [47,48] (Fig. 2). This effect on
autophagy was mimicked by a specific IMPase inhibi-
tor, L-690,330. Induction ofautophagyby these agents
reduced the proportion of cells with mutant huntingtin
aggregates and enhanced the clearance of soluble
aggregate-prone proteins. Mood-stabilizing drugs such
as carbamazepine and valproic acid, which deplete
inositol levels, also enhanced the clearance of mutant
proteins (Fig. 2). The autophagy-enhancing effect of
lithium was most likely to be mediated at the level of,
or downstream of, lowered IP
3
, as it was abrogated by
pharmacological treatments that increased the level of
IP
3
. Induction ofautophagyby IMPase inhibition was
mTOR-independent. Moreover, IP
3
levels had no
effect on the autophagy-inducing property of mTOR
inhibition by rapamycin, suggesting that these two
pathways are independent of each other [47]. There-
fore, agents that reduce inositol or IP
3
levels may be
possible therapeutic candidates where autophagy is a
protective pathway.
The autophagy-inducing property of lithium has
recently been suggested to contribute to its protective
effects in ALS patients and mouse models, where the
drug treatment increased survival and delayed disease
progression [14]. Remarkably, all the ALS patients on
lithium treatment for 15 months survived, whereas
approximately 30% of control patients matched for
age, disease duration and sex receiving riluzole died
[14]. However, lithium may also be mediating its
effects via autophagy-independent pathways.
Combination treatment with lithium
and rapamycin has additive effects
on autophagy
Although we demonstrated that lithium induced
mTOR-independent autophagyby inhibiting IMPase
[47], we have recently shown that glycogen synthase
kinase-3b (GSK-3b), another intracellular target of
lithium, has opposing effects on autophagy in an
mTOR-dependent fashion [49] (Fig. 2). Inhibition of
GSK-3b by SB216763 inhibited autophagy and
resulted in increased mutanthuntingtin aggregation;
an effect that was also observed in GSK-3b knockout
mouse embryonic fibroblasts. This effect was indepen-
dent of the GSK-3b target, b-catenin. Indeed, inhibi-
tion of GSK-3b activated mTOR by phosphorylating
the tuberous sclerosis complex protein TSC2 [50],
which impaired autophagy. However, lithium or
IMPase inhibitor (L-690,330) reduced the proportion
of cells with mutanthuntingtin aggregates even in
GSK-3b null cells, suggesting that induction of auto-
phagy by lithium due to IMPase inhibition occurred
even in the absence of GSK-3b [49].
Degradation ofmutanthuntingtinbyautophagy S. Sarkar and D. C. Rubinsztein
4266 FEBS Journal 275 (2008) 4263–4270 ª 2008 The Authors Journal compilation ª 2008 FEBS
In order to counteract the autophagy inhibitory
effects of mTOR activation resulting from lithium
treatment due to GSK-3b inhibition, we used the
mTOR inhibitor rapamycin in combination with lith-
ium. This combination enhances autophagy by
mTOR-independent (IMPase inhibition by lithium)
and mTOR-dependent (mTOR inhibition by rapamy-
cin) pathways [47,49] (Fig. 2). Combination treatment
with lithium and rapamycin had additive protective
effects on the autophagic clearance ofmutant hunting-
tin, as compared to either drug alone. We have further
demonstrated proof-of-principle for this rational com-
bination treatment approach in vivo by showing
greater protection against neurodegeneration in an HD
Drosophila model with TOR inhibition and lithium, as
compared to inhibition of either pathway alone [47,49].
Furthermore, this approach may also benefit from the
cytoprotective effects of GSK-3b inhibition, due to
activation of the b-catenin–Tcf pathway (Fig. 2).
Although treatment with lithium on its own is also
likely to mediate antiapoptotic effects in HD models
[51,52], the autophagy-inhibitory effect of GSK-3b
may explain the previous equivocal effects of lithium
in an HD mouse model [53].
The rational combination treatment of HD or
related disorders may be beneficial where the mutant
aggregate-prone proteins are autophagy substrates.
Combination therapy with more moderate IMPase and
mTOR inhibition may also be safer for long-term
treatment than using doses of either inhibitor that
result in more severe perturbations of a single path-
way. This alternative strategy may help to lessen the
drug-specific side-effects.
GSK-3b is also known to hyperphosphorylate tau,
and inhibitors of GSK-3b such as lithium may be used
for preventing accumulation of hyperphosphorylated
tau in AD [33,54]. Furthermore, GSK-3a has been
shown to facilitate amyloid precursor protein process-
ing at the c-secretase step and thereby regulate amy-
loid-b (Ab) production [55]. Lithium reduced Ab
production by inhibiting GSK-3a [55]. Thus, GSK-3
inhibition by lithium may be a tractable therapeutic
strategy in AD, as it reduces the formation of both
neurofibrillary tangles and amyloid plaques. Further-
more, lithium may also potentially enhance autophagic
clearance ofmutant tau, as autophagy induction with
rapamycin has this effect [10].
Trehalose induces mTOR-independent
autophagy
Trehalose, a disaccharide present in many nonmamma-
lian species, functions as a chemical chaperone and
protects cells against various environmental stresses by
preventing protein denaturation [56]. Trehalose has
been shown to alleviate polyglutamine-induced pathol-
ogy in an HD mouse model, and this protective effect
was suggested to be mediated by trehalose binding to
the expanded polyglutamines, thus stabilizing the
partially unfolded mutant protein [57]. We have
recently reported a novel function of trehalose in
inducing autophagy independently of mTOR [42]
(Fig. 2). Trehalose increased autophagic flux in various
cell lines, thereby enhancing the clearance of mutant
huntingtin and a-synuclein mutants and reducing the
toxicity of these mutant proteins. Furthermore, treha-
lose facilitated the clearance of endogenous autophagy
substrates as assessed by reduced mitochondrial load,
and this protected cells against proapoptotic insults by
decreasing active caspase-3 levels [42]. The dual protec-
tive properties of trehalose (‘autophagy induction’ for
enhancing clearance and ‘chemical chaperone’ for
inhibiting aggregation), coupled with its lack of toxic-
ity, suggest that it may be a valuable drug for further
development.
Screens for autophagy modulators
In order to identify further autophagy modulators, we
recently carried out a primary small-molecule screen in
yeast in collaboration with Schreiber and colleagues
[58]. First, novel small-molecule enhancers (SMERs)
and small-molecule inhibitors of the cytostatic effects
of rapamycin were identified in a yeast screen with
50 729 compounds. Three SMERs induced mTOR-
independent autophagy in the absence of rapamycin,
thereby enhancing the clearance ofmutant huntingtin
and A53T a-synuclein in mammalian cells, and attenu-
ated mutanthuntingtin fragment toxicity in HD cells
and Drosophila models [58]. These three SMERs also
had additive effects with rapamycin, and the combined
treatment facilitated greater clearance of mutant
proteins than either of the treatments alone (Fig. 2). A
further screen of structural analogs of these three
SMERs identified 18 additional candidate drugs that
reduced the proportion of cells with mutant huntingtin
aggregates [58].
Yuan and colleagues recently performed an image-
based screen for autophagy inducers by analyzing 480
bioactive compounds in a stable human glioblastoma
cell line expressing green fluorescent protein (GFP)–
LC3 [59]. Analysis ofautophagy was performed by
using GFP–LC3 punctate structures with high-
throughput fluorescence microscopy, and the screen
hits were classified into three groups depending on the
number, size and intensity of the GFP–LC3 vesicles.
S. Sarkar and D. C. Rubinsztein Degradationofmutanthuntingtinby autophagy
FEBS Journal 275 (2008) 4263–4270 ª 2008 The Authors Journal compilation ª 2008 FEBS 4267
Further analysis of the hits was carried out, from
which eight compounds were identified that induced
autophagic degradation without notable cellular dam-
age. These compounds are fluspirilene, trifluoperazine,
pimozide, niguldipine, nicardipine, amiodarone, lopera-
mide, and penitrem A, which did not affect mTOR
activity and reduced the numbers of expanded polyglu-
tamine aggregates in a cell-based assay with the excep-
tion of nicardipine. Some of these new targets may be
beneficial for the treatment of HD, as seven out of the
eight final hits were FDA-approved drugs [59].
Conclusion
Autophagy is a major degradation route for mutant
huntingtin and other aggregate-prone proteins associ-
ated with neurodegenerative disorders. Furthermore,
autophagy induction may also be a valuable strategy
in the treatment of infectious diseases, including tuber-
culosis [60]. Since the first discovery of autophagic
clearance ofmutanthuntingtinby rapamycin was
reported [11], studies have identified novel autophagy-
inducing pathways ⁄ drugs. Although various small mol-
ecules have been identified since then, the key question
now is to understand their targets regulating mamma-
lian autophagy. This remains a daunting task, as it is
still unclear how mTOR regulates autophagy.
Acknowledgements
We are grateful to the Wellcome Trust, Medical
Research Council (MRC), EUROSCA and the National
Institute for Health Research, Biomedical Research
Centre at Addenbrooke’s Hospital for funding.
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Degradation ofmutanthuntingtinbyautophagy S. Sarkar and D. C. Rubinsztein
4270 FEBS Journal 275 (2008) 4263–4270 ª 2008 The Authors Journal compilation ª 2008 FEBS
. MINIREVIEW
Huntington’s disease: degradation of mutant huntingtin
by autophagy
Sovan Sarkar and David C. Rubinsztein
Department of Medical Genetics, University of. lymphoblasts [39].
Degradation of mutant huntingtin by
autophagy
Previous work from our laboratory demonstrated that
mutant huntingtin is an autophagy substrate