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MINIREVIEW
Structure andfunctionofactive chromatin
and DNaseIhypersensitive sites
Peter N. Cockerill
Experimental Haematology, Leeds Institute of Molecular Medicine, University of Leeds, UK
Introduction
Our current understanding ofchromatin structure
really began in the 1970s when it was demonstrated
that chromatin was built up from nucleosomes [1,2]
and it was found that histones could be acetylated [3].
In the late 1970s and early 1980s it was then recog-
nized that chromatinstructure was likely to play a sig-
nificant role in gene regulation. It was discovered that
(a) histone acetylation is enriched in active genes [4],
(b) active genes adopt a more accessible chromatin
conformation [5–7] and (c) gene regulatory elements
are associated with nucleosome-free regions that came
to be known as DNaseIhypersensitivesites (DHSs)
[7–10]. This remained a relatively obscure field of
research until the mid-1990s when the current intense
interest in chromatin modifications was prompted by
the discovery that transcription factors recruit histone
modifying enzymes [11] andchromatin remodelling
complexes [12,13]. Since then there has been an explo-
sion of papers on the multitude ofchromatin modifica-
tions and the factors that can either create or
recognize them. We now have a very detailed picture
of the chromatin modifications normally associated
with transcription units. Hence, we know that promot-
ers, gene bodies, termination regions and even intro-
n ⁄ exon boundaries have very characteristic signatures
of histone modifications, histone replacements and
Keywords
chromatin; DNaseI hypersensitive; gene
regulation; nucleosome; transcription
Correspondence
P. N. Cockerill, Experimental Haematology,
Leeds Institute of Molecular Medicine,
University of Leeds, Wellcome Trust
Brenner Building, St James’s University
Hospital, Leeds LS9 7TF, UK
Fax: +44 113 343 8502
Tel: +44 113 343 8639
E-mail: p.n.cockerill@leeds.ac.uk
(Received 18 December 2010, revised 10
February 2011, accepted 5 April 2011)
doi:10.1111/j.1742-4658.2011.08128.x
Chromatin is by its very nature a repressive environment which restricts the
recruitment of transcription factors and acts as a barrier to polymerases.
Therefore the complex process of gene activation must operate at two levels.
In the first instance, localized chromatin decondensation and nucleosome
displacement is required to make DNA accessible. Second, sequence-specific
transcription factors need to recruit chromatin modifiers and remodellers to
create a chromatin environment that permits the passage of polymerases. In
this review I will discuss the chromatin structural changes that occur at
active gene loci and at regulatory elements that exist as DNaseI hypersensi-
tive sites.
Abbreviations
BE, boundary element; ChIP, chromatin immunoprecipitation; CTD, C-terminal domain; DHS, DNaseIhypersensitive site; DNMT, DNA
methyltransferase; EM, electron microscopy; GM-CSF, granulocyte macrophage colony-stimulating factor; HAT, histone acetyltransferase;
HDAC, histone deacetylase; Hsp70, heat shock protein 70; IL-4, interleukin-4; LCR, locus control region; MAR, matrix attachment region;
MBD, methyl binding domain; MMTV, mouse mammary tumour virus; MNase, micrococcal nuclease; ncRNA, non-coding RNA; NF1,
nuclear factor 1; NFAT, nuclear factor of activated T cells; PARP, poly(ADP-ribose) polymerase; PEV, position effect variegation;
TCR-a, T cell receptor a; TFIIH, transcription factor II H.
2182 FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS
nucleosome positions [14–16]. However, these advances
have been accompanied by a relative decrease in the
number of studies aimed at gaining an understanding
of the structural conformation of chromatin, and the
changes in chromatinstructure that accompany gene
activation. Furthermore, it has now become common-
place for chromatin immunoprecipitation (ChIP)
assays to be used as a surrogate for true structural
studies. However, these studies cannot by themselves
give a detailed understanding of the relationships
between specific chromatin modifications and chroma-
tin architecture. It is also important to recognize that
the principal functionof many modifications is to
embed a specific recognizable code within chromatin
[14,17] as opposed to directly altering chromatin con-
formation per se.
To understand the basis of the fundamental mecha-
nisms that lead to gene activation it is necessary to
appreciate that chromatin is by its very nature
repressed by nucleosomes and highly inaccessible. The
normal process of gene activation involves the ordered
recruitment of factors that assemble on DNA in a
highly cooperative manner. The key point of control
in this process is the restriction of accessibility to the
DNA sequence. One obvious consequence of this is
the fact that the genome encompasses many cryptic
binding sites for transcription factors that are not uti-
lized because they do not exist in the correct context.
In this review I will therefore focus primarily on the
actual chromatinstructureofactive genes, with regard
to nucleosomal organization and higher order struc-
ture, and the chromatinstructure changes that occur
during locus activation. I will discuss the nature of
transcription factor interactions with chromatin, which
can lead to localized nucleosome displacement at
DHSs within regulatory elements, as well as long
range changes in the organization and accessibility of
nucleosomes within chromatin. During the course of
these discussions I will draw upon our own experi-
ences using the highly inducible human granulocyte-
macrophage colony-stimulating factor (GM-CSF) gene
as a model system that undergoes extensive remodel-
ling. It is beyond the scope of this review to enter
into an extensive discussion of the role of all the vari-
ous specific histone modifications and the activities of
the different ATP-dependent chromatin remodelling
complexes. There are many other reviews on these
subjects by the experts in these fields [18–27]. I will
discuss in detail, however, the structural implications
of the cycle of histone acetylation and deacetylation
that accompanies cycles of transcription, and highlight
the special significance of histone H4 lysine 16 acety-
lation.
Basic features ofchromatin structure
and the influence of transcription
Nucleosomes are the basic building blocks of
chromatin
Chromatin is built up from nucleosomes which com-
prise 146 bp segments of DNA wrapped around a
symmetrical histone octamer core particle containing
two molecules of each of the histones H2A, H2B, H3
and H4 [28–31]. The approximate positions of the hi-
stones within a nucleosome are depicted in Fig. 1,
H3
H3
H4
H4
H2B
H2A
H2B
H2A
Tetramer
Upper
H2A/H2B
dimer
Octamer
+ 146 bp DNA
H2B
H2A
H3
H4
Top half Bottom half
H2B
H2A
H3
H4
Split view
Lower
H2A/H2B
dimer
+
Fig. 1. Composition of nucleosomes. The assembly of the histone
octamer on DNA is represented by this model which depicts the
incorporation of two H3 ⁄ H4 dimers with an inner core of 60 bp
of DNA, followed by the loading of two H2A ⁄ H2B dimers onto the
flanking DNA segments above and below the H3 ⁄ H4 tetramer.
Throughout the nucleosome, each DNA strand of the helix is con-
tacted by histones at 10 bp intervals. The lighter colour shades
depict the bottom half of the nucleosome, and the exploded view
below the octamer depicts the arrangement of the histones con-
tacting 73 bp of DNA within each half. Note that each H4 molecule
actually bridges two turns of the DNA helix, by contacting the inner
core DNA within one half of the nucleosome plus the DNA at the
exit point of the opposite half.
P. N. Cockerill ActivechromatinandDNaseIhypersensitive sites
FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS 2183
which is a greatly simplified version of the X-ray crys-
tal structure obtained at 2.8 A
˚
resolution [32] but is
used here to convey the concept that an H3 ⁄ H4 tetra-
mer making up the inner core is first loaded onto the
central 60 bp of DNA, followed by two H2A ⁄ H2B
dimers which are loaded above and below the H3 ⁄ H4
tetramer onto the flanking DNA segments. Most of
the genome exists in the form of regularly spaced
nucleosomes with a DNA repeat length of 180–
200 bp. Most nucleosomes also recruit either histone
H1 or high mobility group (HMG) proteins (some-
times both) which bind to the outside of the nucleo-
some to form a particle known as the chromatosome,
which occupies 166 bp of DNA [29,33–35]. Within
native chromatin, nucleosomes assemble into higher
order structures, and both the core histone tails and
linker histone H1 (or H5) play major roles in main-
taining higher order chromatin condensation [36–38].
However, even in the absence of histone H1, chains of
nucleosomes spontaneously assemble into a higher
order fibre 30 nm in diameter if physiological levels of
monovalent or divalent cations are present. It requires
just 0.5 mm MgCl
2
,or60mm NaCl, to promote coil-
ing of 10-nm diameter fibres into 30-nm diameter
fibres [37,39]. The 30-nm fibre represents the predomi-
nant type ofchromatinstructure observed in electron
microscopy (EM) studies of either ruptured interphase
nuclei [40] or metaphase chromosomes that have been
partially dissociated in 1 mm MgCl
2
[39]. The exact
nature of the structureof this fibre is still a subject of
intense debate [41], but it can potentially be repre-
sented either by a double helix with crossed linkers,
where the linkers zigzag across the centre of the fibre
[42,43], or alternatively as a simple solenoid made up
of six nucleosomes per coil [44], where the nucleosomes
interdigitate between adjacent coils [45].
Chromatin fibres are naturally highly condensed
in vivo
Under salt-free conditions, and in the absence of his-
tone H1, chains of nucleosomes can be visualized as
unfolded chains of regularly spaced 10-nm diameter
particles, giving rise to the popular ‘beads on a
string’ images. Unfortunately, this textbook image
has led to the popular misconception that active
gene loci decondense completely into these unfolded
10-nm diameter fibres. In reality, the eukaryotic gen-
ome is assembled in a much more condensed state
under physiological conditions, and exists in confor-
mations at least as complex as 30-nm diameter
fibres, within all but the most actively transcribed
genes [46,47].
Micrographic studies of interphase and prophase
nuclei reveal that most of the genome is actually
assembled at degrees of condensation much higher
than even the 30-nm fibre [47–49]. By EM, chromatin
fibres are typically seen to be 110–170 nm in diameter
during interphase [48] and 200–250 nm in diameter
during prophase [49]. These high levels of chromatin
condensation were also observed within active genes
via a different approach whereby megabase segments
of chromatin were fluorescently labelled inside living
cells [47]. By this means it is possible to visualize genes
aligned in a linear array both before and after induc-
tion of transcription. However, after transcription acti-
vation, the level of compaction detected was still 10- to
30-fold higher than the level of the 30-nm fibre [47].
Similar results were obtained using fluorescence
microscopy of arrays of steroid-inducible mouse mam-
mary tumour virus (MMTV) DNA, where a DNA
compaction ratio of 50- to 1300-fold remained after
induction of transcription [50]. Hence, transcribed
genes can in some cases remain compacted to an
extent far greater than the DNA packing ratio of
30–40 predicted for a 30-nm fibre and 5–10 predicted
for a 10-nm fibre. The exceptions to this are the highly
transcribed genes such as the ribosomal RNA genes
which are so heavily loaded with polymerases that
most of the nucleosomes are evicted and no conven-
tional chromatin fibre remains.
The concept of the 30-nm fibre as the universal
building block ofchromatin in vivo has also been chal-
lenged by an independent cryo-EM analysis of meta-
phase chromosomes which depicted homogeneous
grainy images ofchromatin sections with no evidence
for any discrete higher order fibre formation [51]. The
interpretation of these images was that chains of nucle-
osomes within chromosomes exist primarily in a disor-
dered interdigitated state, rather than conforming
to the well organized helical structures observed for
in vitro reconstituted chromatin fibres.
The Balbiani rings observed in polytene chromo-
somes in Chironomus tentans provide another represen-
tation of very actively transcribed genes. These are
looped out domains of highly decondensed chromatin
containing genes heavily loaded with polymerases. The
elegant EM studies of Balbiani rings by Daneholt and
co-workers [52,53] gave us one of our first glimpses of
the true nature of transcribed chromatin. In this model
system, sequences immediately upstream and down-
stream of genes can be seen in most cases to remain
coiled as 30-nm fibres. In the cases where the RNA
polymerases are the most densely packed, the interven-
ing DNA can be seen typically as either nucleosome-
free or as a 10-nm fibre. However, even in these highly
Active chromatinandDNaseIhypersensitivesites P. N. Cockerill
2184 FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS
transcribed structures there sometimes remain stretches
of condensed 30-nm fibres formed in between more
distantly spaced polymerases [52,53]. This suggests that
chromatin can transiently exist as a decondensed
10-nm fibre during transcription, perhaps even nucleo-
some-free, but that coding regions return to a conven-
tional 30-nm diameter chromatin fibre once a
polymerase has passed.
The challenge presented here, then, is to gain a bet-
ter understanding of the significance of the different
degrees ofchromatin condensation and chromatin
modification that prevail in the nucleus, that enable
the appropriate activation of specific gene loci. Clearly,
it is not sufficient to merely think in terms of con-
densed 30-nm chromatin fibres versus open 10-nm
chromatin fibres. We also need to be able to define the
specific mechanisms that create a more dynamic chro-
matin structure in which nucleosomes and chromatin
proteins are more mobile [15,54]. For example, it is
accepted that active gene loci are less condensed and
more accessible than inactive loci, and that a passing
polymerase must at least transiently create openings in
the chromatin fibre. However, in normal interphase
nuclei, it is likely that most sections of most active
genes will remain condensed to at least the level of 30-
nm fibres. The exceptions to this rule will be the actual
sites of ongoing transcription where individual polyme-
rases are bound and any genes which are so loaded
with polymerases that this does not permit the reas-
sembly of nucleosomes.
Active chromatin domains
Evidence from a wide range of sources confirms that
active gene loci are associated with fundamental
changes in chromatin architecture across broad
domains spanning genes. Electron micrographs of
interphase nuclei reveal areas of condensed heterochro-
matin and decondensed euchromatin that are generally
assumed to represent inactive andactivechromatin –
although this is now known to be somewhat of an
over-simplification, as some active genes reside within
heterochromatin. Drosophila polytene chromosomes
offer one of the clearest examples ofactive chromatin
domains whereby active genes appear as highly decon-
densed ‘puffs’.
Active chromatin domains are permissive for
transcription
It is generally accepted that active genes lie within
broad activechromatin domains that carry a variety of
modifications associated with activechromatin [18–23].
The significance of this was highlighted by a study that
found that chromatin domains marked by H3 acetyla-
tion and H3-K4 methylation were permissive for the
stable expression of integrated transgenes, whereas
transgenes integrated at other sites were prone to
silencing [55].
Active genes reside within extensive
nuclease-sensitive domains
It was recognized in the 1970s and 1980s that chroma-
tin domains encompassing active genes are at least
twice as sensitive to DNaseI digestion as non-tran-
scribed genes [5–7,56–62]. These studies used either C
o
t
analysis of DNA hybridization kinetics, slot-blot filter
hybridization, or the disappearance of discrete restric-
tion enzyme DNA fragments as a measure of the rate
of DNaseI digestion. In many cases it was found that
these accessible domains exhibiting general DNase I
sensitivity extended many kilobases upstream and
downstream of the transcription units they encom-
passed. For example, the chicken lysozyme active
domain extends for about 14 kb upstream and 6 kb
downstream of the gene, and is preferentially sensitive
in the oviduct which expresses lysozyme, but not in
liver or erythrocytes which do not [59]. In the chicken
b-globin locus the DNaseI sensitive domain extends
from 6 kb upstream to 8 kb downstream of the gene,
although in this instance the coding sequences are even
more sensitive than the immediate flanking sequences
[7]. In the mouse b-globin locus, the active adult b-glo-
bin genes are in a more nuclease-sensitive domain than
the inactive embryonic globin gene [58]. However,
increased nuclease accessibility does not mean that the
chromatin fibre is completely decondensed. Recent
studies suggest that active genes remain, for the most
part, in a condensed state, with the linker regions pro-
tected within the fibre and no more accessible to
DNase I than the nucleosomes [63]. This study also
suggested that some of the reports of general nuclease
sensitivity might in fact be attributable to the hyper-
sensitivity at the DHSs within these active chromatin
domains.
It was once thought that one DNaseI sensitive
domain would correspond to one gene plus its regula-
tory elements. However, this concept is now outdated,
because regulatory elements can reside far from the
genes they control, sometimes existing within inactive
loci. In the case of the lysozyme locus, which was ini-
tially used to help establish the active domain model,
it was later found that its domain encompasses the
ubiquitously expressed Gas41 gene, even though this
domain was thought to be sensitive in lysozyme-
P. N. Cockerill ActivechromatinandDNaseIhypersensitive sites
FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS 2185
expressing cells only [64]. In chicken embryo erythro-
cytes, the inactive lysozyme gene has almost the same
DNase I sensitivity as the active Gas41 gene [63]. This
issue was also addressed by a genome-wide analysis
which found that open chromatin domains more clo-
sely correlated with gene density than gene activity,
because inactive genes can also be found within active
gene domains [65].
Demarcation ofactivechromatin domains
It was once proposed that activechromatin domains
would be demarcated by the rigid attachment of
nuclear matrix attachment regions (MARs or SARs)
to the nuclear skeleton [66–68]. However, there is little
evidence for this [69], and MARs are often found
inside active domains or associated with enhancers
[66,70]. In contrast, there are numerous examples
where the borders ofactive domains are defined by a
class of DNA elements termed boundary elements
(BEs) (or barrier elements) which block the spread of
repressive chromatin [71,72]. In this regard, BEs may
function in a way that is not quite the same as another
class of elements termed insulators that block enhan-
cer–promoter communication but do not necessarily
demarcate activechromatin domains. The terminology
here can be very confusing, however, because the two
terms are often used interchangeably, and some DNA
elements have both BE and insulator activity [71,72].
BEs were first identified in Drosophila, where they were
found to block position effect variegation (PEV) of
expression of mobile integrated transgenes containing
transposons. One of the best studied such examples
exists in the Drosophila 87A7 heat shock protein 70
(Hsp70) locus where two BEs termed SCS and SCS’
directly flank an inducible activechromatin domain
spanning 12 kb. These BEs function both as enhancer-
blocking insulators [69,73] and as active chromatin
domain boundaries [74,75] that block PEV [76]. The
SCS and SCS’ elements are the prototypes of one of
the major classes of BE in Drosophila, which bind a
protein complex termed BEAF [77]. This complex is
associated with about half of the interbands in poly-
tene chromosomes, and in many cases is present at the
borders ofactive genes within polytene chromosome
puffs [78].
One of the proposed mechanisms of BE function
involves the recruitment ofchromatin modifying com-
plexes that create islands ofactivechromatin which
counteract the repressive complexes that mediate het-
erochromatin spreading [71,72]. Many BEs are known
to have promoter activity and to recruit chromatin
activators, and in yeast some BEs are in fact tRNA
genes [71,72]. This model of BE function is further
supported by the fact that many components of repres-
sive chromatin complexes, such as the histone H3-K9
methyltransferase SUV39H1 [Su(var)3-9 in Drosophila],
were themselves initially identified via mutations that
blocked PEV [79,80]. These proteins are typically
involved in heterochromatin spreading mediated by
HP1 [71,80]. Conversely, enhancer-blocking insulators
can function by an alternative mechanism. Vertebrate
insulators invariably recruit CTCF which in turn
recruits the cohesin chromosomal cohesion complex
[71,81]. This leads to a model whereby CTCF controls
chromatin looping [82] and defines independent func-
tional DNA domains within which enhancers and pro-
moters can cooperate, as opposed to demarcating
active chromatin domains.
Active loci undergo extensive nucleosome
mobilization
Classical models ofchromatin depict chains of regu-
larly spaced nucleosomes that fold up into a helix as
highly ordered chromatin fibres. However, this image
is really only representative of inactive loci that consti-
tute the bulk ofchromatin in the nucleus. The highly
regular ordering of nucleosomes is more closely associ-
ated with gene silencing, and with decreased sensitivity
to DNaseI [83].
Although it is well known that gene activation
induces alterations in chromatin, there are still rela-
tively few studies which have assessed the organization
as opposed to the modification status ofactive chro-
matin. Significantly, those studies which have
addressed this issue have typically found that gene
activation is associated with extensive nucleosome
mobilization which results in the formation of a highly
disorganized nucleosome array incapable of conform-
ing to any of the current models of the higher order
chromatin fibre. It is even possible that this highly dis-
organized form ofchromatin includes some nucleo-
somes fused together, as there is evidence that adjacent
nucleosomes can in some cases merge to form a single
fused particle [84]. This type of information is difficult
to gather from genome-wide studies that have defined
the average nucleosome positions, because this
approach does not necessarily provide a meaningful
picture of how individual nucleosomes are packaged
within chromatin relative to each other in any one cell.
Nucleosome mobilization is best visualized by elec-
trophoretic size fractionation and southern blot
hybridization ofchromatin digested with micrococcal
nuclease (MNase), which cuts primarily in linker
regions. This type of analysis typically reveals ladders
Active chromatinandDNaseIhypersensitivesites P. N. Cockerill
2186 FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS
of regularly spaced discrete oligo-nucleosome bands
for bulk chromatin, but a smeared pattern for active
chromatin. An example of the phenomenon is pre-
sented in Fig. 2A, which shows MNase digestion data
for the human GM-CSF locus in T cells [85,86]. In
unstimulated T cells, where the gene is completely
silent, MNase generates very uniform ladders of evenly
spaced nucleosomes with an average repeat length of
about 190 bp throughout the GM-CSF locus [85,86].
Parallel mapping of nucleosome positions by indirect
end-labelling [85] shows that nucleosomes are posi-
tioned at 200 bp intervals at highly specific locations
throughout at least 6 kb of the locus (Fig. 3A). How-
ever, after gene activation by stimulation of calcium
and kinase signalling pathways, nucleosomes through-
out this 6 kb region adopt a highly disorganized struc-
ture with nucleosomes redistributed to random
positions in both T cells and mast cells. Interestingly,
the degree of nucleosome position randomization is far
more extreme within the first few kilobases of the non-
transcribed upstream region than within the gene itself
(Fig. 2A). This could mean that each cycle of tran-
scription resets the normal spacing of nucleosomes.
Furthermore, for genes undergoing moderate levels of
transcription, it is thought that RNA polymerase II
(Pol II) proceeds via a mechanism that actually pre-
vents nucleosome translocation [87]. However, the situ-
ation may be very different at highly transcribed
genes, where closely spaced Pol II molecules can dis-
place the entire histone octamer [88].
As will be discussed in more detail below, there is
widespread evidence for both nucleosome repositioning
and increased chromatin accessibility in the neighbour-
hood of regulatory elements. For example, in mast
cells, GATA factors are able to bind to an accessible
nucleosome-free linker region within the GM-CSF
enhancer, leading to lineage-specific repositioning of
the flanking nucleosomes (Fig. 3B). This involves the
relocation of the upstream nucleosome N0 to a new
position 100 bp further upstream and the down-
stream nucleosomes about 20–30 bp further down-
stream. A similar finding was obtained in studies of
the MMTV long terminal repeat where Oct1 and
nuclear factor 1 (NF1) were sufficient to direct nucleo-
some repositioning [89]. A further consequence of
GATA factor recruitment at the GM-CSF enhancer is
increased accessibility of the linker regions flanking the
two nucleosomes located immediately downstream of
the GATA sites (Fig. 3A) [85]. This appears to repre-
sent a primed active state that precedes the disruption
of these same two nucleosomes upon subsequent
inducible binding of nuclear factor of activated T cells
(NFAT) and AP-1 (to be discussed in more detail
below). A similar situation may exist in the human
interleukin-4 (IL-4) locus, where a total of six nucleo-
some linker regions at the 5¢ end of the gene are
more accessible specifically in type 2 T helper cells that
express IL-4 [90].
Nucleosome mobilization in the 3 kb region between
the GM-CSF enhancer and promoter is dependent
upon this upstream enhancer [85]. In the absence of
the enhancer, inducible nucleosome mobilization in the
upstream region is completely abolished (Fig. 2B).
These findings suggest that one important aspect of
enhancer function is to direct localized nucleosome
mobilization within an activechromatin domain. This
implies that enhancers can function both by recruiting
GM-CSFEnhancer
–2 to –0.6 kb
+1.2 to 2.6 kb
Gene probe
5′ probe
A
B
Non-stimulated
Stimulated
GM-CSF locus
with the
enhancer
deleted
–3 kb
676
418
175
130
bp
Non- Stim.
stim.
MNase
5′ probe
5′ probe
Non- Stim.
stim.
MNase
1847
bp
Gene probe
–185 bp
+ 150 bp
– 180 bp
+ 160 bp
Non-stimulated
Stimulated
RE
RE
Fig. 2. Nucleosome mobilization within the activated GM-CSF
locus. Southern blot analysis of oligo-nucleosome fragments pro-
duced by increasing amounts of MNase digestion and probed
directly with specific GM-CSF locus probes. In this analysis chroma-
tin fragments were prepared from T cells before or after stimulation
of TCR signalling pathways that induce NFAT and AP-1 [85,86].
Nucleosome mobilization is characterized by a smear of random
products at early digestion points, and by the small proportion of
very close packed nucleosomes that are more resistant to MNase
and remain after increased digestion. In this analysis, nucleosomes
have an average repeat length of 190 bp before mobilization,
whereas the closed packed nucleosomes have a repeat length of
150 bp after mobilization. The densitometric traces of the middle
lanes are shown below each panel and reveal that the predominant
pattern is essentially random after mobilization. (A) Analysis of the
intact GM-CSF locus. (B) Analysis of the GM-CSF locus with a spe-
cific deletion of the 0.7 kb enhancer.
P. N. Cockerill ActivechromatinandDNaseIhypersensitive sites
FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS 2187
remodellers that can act within a few kilobases and by
looping to function over larger distances. GM-CSF
enhancer activation is mediated by the inducible tran-
scription factors NFAT and AP-1 which direct the for-
mation of a DHS (Fig. 4, discussed in more detail
below). NFAT ⁄ AP-1 complexes are thought to recruit
CBP ⁄ P300 family histone acetyltransferases (HATs) as
well as SWI ⁄ SNF family chromatin remodelling com-
plexes which may well account for the observed nucle-
osome mobilization [91].
Within the region of nucleosome mobilization
upstream of the GM-CSF gene, it can also be seen
that a fraction of the nucleosomes end up as fragments
of close packed nucleosomes with a repeat length of
just 150 bp which resist digestion (Fig. 2A). It is
inconceivable that such a close packed arrangement
could either accommodate histone H1 or assemble into
a 30-nm chromatin fibre. I have attempted to depict
this chromatinstructure transition in Fig. 4A, whereby
a well organized inactive chromatin fibre compacted
by histone H1 is converted to a disorganized active
chromatin fibre that is probably depleted of histone
H1. Because it is so disorganized, active chromatin
may have an intrinsic resistance to folding into a rigid
compacted structure.
Similar nucleosome mobilization within active loci
has been observed in many model systems (which I
have summarized previously [85]) and is not just
restricted to transcribed regions. For example, in the
chicken oviduct, a 2.5 kb region ofchromatin just
upstream of the ovalbumin gene undergoes extensive
nucleosome randomization, whereby some chromatin
fragments contract to a nucleosome repeat length of
about 150 bp [92]. This is also observed in mouse B
Nucleosome positions and functional binding sites in the human GM-CSF enhancer
N0 N1 N2 N3
N1 N2 N3
Mast cells
T cells
NFAT
AP-1
Runx1
NFAT
AP
-1
Sp1
GATA
GATA
AP
-1
GATA
-2
GATA-2
1
Bgl II
717
Bgl II
1 800 bp
200
600
400–200
–3289 –2578
Enhancer
GM-CSF
Mast
cells
stim.
T cells
stim.
Mast
cells
non-stim.
T cells
non-stim.
GATA + AP-1
NFAT + AP-1
NFAT + AP-1
GATA
Promoter
Inducible nucleosome reorganisation across the human GM-CSF locus
Enhancer
Strongly positioned
Nucleosome
Runx1
A
B
Fig. 3. Positions of regulatory elements and
nucleosomes within the GM-CSF enhancer.
(A) Relative MNase cleavage at linker
regions that define nucleosome positions in
T cells (blue) and mast cells (red) before and
after stimulation with 4b-phorbol 12-myri-
state 13-acetate and calcium ionophore. The
graphs of MNase cleavage represent the
ratio of the level of MNase digestion in
chromatin divided by the level of cleavage
for purified genomic DNA [85]. The scale
represents position relative to the transcrip-
tion start site. (B) A map showing the posi-
tions of regulatory elements required for
function in either T cells or mast cells.
Shown below are the positions that nucleo-
somes and GATA-2 occupy in unstimulated
T cells and mast cells [85].
Active chromatinandDNaseIhypersensitivesites P. N. Cockerill
2188 FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS
cells expressing Igj within the coding sequences of the
Igj gene, where nucleosome mobilization extends to
just beyond the end of the transcription unit [93,94].
The role of histone H1 in chromatin accessibility
The molecular basis of the general DNaseI sensitivity
observed both within and around genes is likely to be
highly complex. At the simplest level, loss of histone
H1 is sufficient to reduce the level of compaction of
the chromatin fibre, and at active genes the amount of
histone H1 is reduced compared with inactive genes
[95–97]. Conversely, addition of histone H1 to active
chromatin results in gene repression [98]. Although sig-
nificant levels of histone H1 do remain at active loci,
the ratio of histone H1:nucleosomes is less than the
1 : 1 predicted for inactive loci, and this may be suffi-
cient to trigger a breakdown ofchromatin compaction
[95]. Furthermore, chromatin within nuclei stripped of
histone H1 is about two- to three-fold more sensitive
to DNaseI [99], consistent with the increased level of
DNase I sensitivity typically observed at active gene
loci. Histone H1 is also implicated as a factor that
maintains the differential DNaseI sensitivity of the
mouse adult and embryonic b-globin genes [58]. How-
ever, it is probably safe to assume that general DNase
I sensitivity arises from the concerted effects of many
of the chromatin modifications associated with active
genes, plus the act of transcription itself. For example,
a recent study found that both acetylation of H4-K16
and eviction of histone H1 were required for the
decompaction of the 30-nm fibre in vitro [100].
Genetic analyses have found that histone H1 is not
as essential for correct gene regulation as previously
thought [97]. Histone H1 can be eliminated from uni-
cellular organisms without much impact, and reduction
of histone H1 levels in mouse stem cells to 50% of
normal levels results in a global reduction in average
nucleosome linker length but not much effect on gene
expression [97,101]. Although this reduction in H1
A
Anatomy of the inducible DNaseI hypersensitive site in the GM-CSF enhancer in T cells
DNase Iand MNase
Active chromatin with DHS
and mobilised nucleosomes
with less histone H1
Promoter
Condensed chromatin + histone H1
NFAT +
AP-1
Nucleosome N1
Nucleosome N2
400 bp
140 540
GATA + AP-1
Mast
T cells
RE
NFAT + AP-1
NFAT + AP-1
B
-
1 Bgl II
-
717 Bgl II
-
265 Apa I
-
514 Pst I
NFAT
AP-1
Sp1
Runx
SWI/SNF
NFAT
AP
-1
CBP
SWI/SNF
CBP
Runx
Fig. 4. DHS formation and nucleosome
mobilization at the human GM-CSF locus.
(A) Model of the DHS within the human
GM-CSF enhancer induced by activation of
TCR signalling pathways that induce NFAT
and AP-1 [85,86]. Prior to activation, the
locus exists as an array of regularly spaced
nucleosomes assembled as condensed
chromatin. The induction of the DHS is
accompanied by the eviction of two posi-
tioned nucleosomes that otherwise occupy
two discrete sets of factor binding sites and
block binding of the constitutively expressed
factors Sp1 and Runx1. Upon activation,
NFAT and AP-1 bind cooperatively to com-
posite NFAT ⁄ AP-1 elements within each
nucleosome, and are predicted to support
the formation of enhanceosome-like com-
plexes including co-factors such as CBP and
SWI ⁄ SNF [85]. In vivo footprinting con-
firmed inducible binding of NFAT, AP-1, Sp1
and Runx1 [86,233]. Nuclease digestion
studies have determined that the nucleo-
somes normally occupy 150 bp of DNA
before stimulation, and are replaced by
complexes that protect 50 bp of DNA.
(B) High resolution DHS mapping of the
GM-CSF enhancer in activated T cells and
mast cells by indirect end-labelling [85]. The
protected regions between zones of DNase
I hypersensitivity (arrowed) indicate the
potential presence of enhanceosomes.
P. N. Cockerill ActivechromatinandDNaseIhypersensitive sites
FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS 2189
levels is tolerated by stem cells in vitro, the defect is
embryonic-lethal in mice and reveals a need for H1 in
embryonic development.
Histone replacement at active gene loci
It is established that the act of transcription involves
at least partial transient displacement of histones from
nucleosomes, as well as the substitution of some of the
canonical histones with histone variants. It has been
known since 1983 that active genes are enriched in nu-
cleosomes lacking one molecule of each of histones
H2A and H2B, and that these partially disassembled
nucleosomes are preferentially bound by Pol II in vitro
[102]. As depicted in Fig. 5, RNA polymerase can
recruit facilitator ofactive transcription (FACT) which
displaces one H2A ⁄ H2B dimer as each nucleosome is
transcribed [103]. Once the polymerase has passed, the
H2A ⁄ H2B dimer is replaced. There is also evidence for
more substantial histone core displacement during
transcription because histone H3.3 is highly enriched
within transcribed or recently transcribed genes [104–
106]. H3.3 is synthesized during interphase whereas
H3.1 and H3.2 are synthesized during S phase. This
may be one reason why H3.3 is found enriched at
active genes. It was once assumed that the presence of
H3.3 in active genes was of little structural signifi-
cance, because H3 variants are structurally very similar
to each other. However, it is now believed that H3.3-
containing nucleosomes are much less stable than
H3.1-containing nucleosomes [107]. Furthermore, H3.3
may suppress histone H1 mediated chromatin compac-
tion, because H3.3-containing nucleosomes appear to
be unable to recruit histone H1 [108].
Regulation ofchromatinstructure by
poly(ADP-ribose) polymerase (PARP)
Studies in Drosophila and mammals have revealed that
PARP-1, the enzyme that directs modification of
histones by poly ADP ribosylation, can direct either
gene activation or repression [75,109,110]. These
opposing actions appear to work by distinct mecha-
nisms. At repressed loci, PARP-1 can function as a
structural protein whereby it binds to nucleosomes at a
1 : 1 molar ratio in place of histone H1 and, like H1,
it promotes chromatin condensation [110]. In this con-
text, PARP-1 does not PARylate chromatin, and acti-
vation of its enzymatic activity actually relieves
silencing [110]. PARP-1 binds to chromatin by engag-
ing each of the two strands of DNA at the point at
which they exit from the nucleosome, thereby opposing
the actions of transcriptional activators that mobilize
or disassemble nucleosomes [110].
If the enzymatic functions of PARP-1 are activated
in the presence of NAD+ it mediates the PARylation
of both histones and PARP-1 itself, and thereby pro-
motes decondensation of higher order chromatin struc-
ture [75,109]. However, in studies of condensed
chromatin assembled in vitro in the presence of PARP-
1, it was found that chromatin decondensation can be
induced by activation of PARP-1 without PARylation
of the underlying core histones and without disruption
of nucleosomes [110]. In this model system, chromatin
decondensation occurred primarily via auto-PARyla-
tion and loss of binding of PARylated PARP-1 to
chromatin.
PARP-1 was also found to contribute to extensive
remodelling of nucleosomes across the Drosophila
Hsp70 in response to heat shock [75]. This study made
the surprising observation that nucleosomes through-
out the Hsp70A locus were rendered MNase sensitive
after just 1 or 2 min of heat shock. This extensive dis-
ruption or modification of nucleosomes spanned the
entire region defined by the SCS and SCS’ boundary
elements, was independent of transcription, and was
suppressed by RNAi-depletion of PARP-1 [75].
Active genes partition differentially during
chromatin fractionation
Active chromatin has very different physical properties
from inactive chromatin. For example, minichromo-
somes assembled in Xenopus oocytes partition into
inactive soluble chromatinand insoluble active chro-
matin [111]. Early attempts to fractionate native chro-
matin into functionally distinct fractions were
performed by digestion of nuclei with MNase followed
Ac
Ac
HDACs
Histone
hexamer
H2A/H2B
dimer
Pol II
Direction of transcription
HATs
FACT
H3K36
Me2
Ac
RNA
Fig. 5. Model of the chromatinstructure in the vicinity of an elon-
gating Pol II complex. Histone acetylation in advance of polymeras-
es is likely to create an open chromatin structure. The advancing
polymerase recruits FACT which partially disassembles the nucleo-
some, allowing Pol II to pass this barrier. Once Pol II has passed,
HDACs such as Rpd3S can be recruited via dimethylated or trime-
thylated H3-K36 and act to return chromatin to the condensed
state.
Active chromatinandDNaseIhypersensitivesites P. N. Cockerill
2190 FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS
by separation based on solubility under different ionic
conditions [93,112]. This involved progressively
fractionating chromatin into (i) highly soluble small
chromatin fragments readily released from nuclei dur-
ing digestion (fraction S1), (ii) the bulk of the remain-
ing chromatin which could be subsequently solubilized
from digested nuclei by extraction in 2 mm EDTA
(fraction S2), and (iii) the residue comprising highly
insoluble chromatin (fraction P). These studies found
that fraction S1 was predominantly mono-nucleosomal
and was highly enriched in transcribed genes, but was
depleted of inactive genes and histone H1; fraction S2
contained classically organized oligo-nucleosomes
depleted of transcribed genes but retaining most of the
nuclear histone H1; fraction P was composed of disor-
ganized chromatin fragments that were also enriched
in active genes [93]. Hence, the S1 fraction represented
the highly accessible and extensively modified active
gene fraction containing highly acetylated nucleo-
somes, which were more soluble and could be released
from highly remodelled chromatin segments that were
tightly associated with the transcription apparatus
[113].
At first it appears paradoxical that the more accessi-
ble active genes should be split between the most and
the least soluble chromatin fractions. However, the
explanation for this observation lies in the fact that
active genes are tightly associated with multi-compo-
nent transcription factor and polymerase complexes at
sites that have been termed transcription factories
[114–116]. The residual insoluble fraction is in essence
equivalent to the ‘nuclear matrix’ fraction that was
shown to be enriched in active genes [117–119]. While
the ‘nuclear matrix’ was originally proposed to be a
true nuclear skeleton organizing the functions of the
nucleus, it may in reality represent an aggregate of all
the activesites in the nucleus, such as transcription
factories, that remain when the inactive chromatin
fraction is removed. These may be the sites bound by
MARs and may explain why MARs often exist along-
side enhancers.
Chromatin structure regulation by
histone acetylation
The role of histone acetylation
Histone modifications help to create a more accessible
and dynamic chromatin environment and thereby play
a major role in making chromatin permissive for tran-
scription [54]. Acetylation of lysines leads to neutraliza-
tion of the positively charged nitrogen atoms that
mediate contacts between histone tails and DNA, ren-
dering individual nucleosomes more unstable and
mobile. These histone tail contacts occur primarily with
the linker DNA rather than the nucleosomal DNA [21].
In contrast, other non-neutralizing modifications such
as methylation may have a less direct impact on struc-
ture, but serve as docking sites for regulatory molecules
such as chromatin remodelling factors.
Acetylation of histone H4-K16 suppresses
chromatin condensation within active genes
In a study ofchromatin fibre dynamics, it was revealed
that acetylation of lysine 16 on histone H4 (H4-K16)
was the only modification that was able to destabilize
higher order chromatinstructure [120]. In sedimenta-
tion velocity analyses, acetylation of this one amino
acid led to a degree ofchromatin fibre decompaction
equivalent to loss of the entire histone H4 tail [120].
The reason for this may be because H4-K16 mediates
interactions with adjacent stacks of nucleosomes within
the 30-nm fibre and its acetylation disrupts H4 tail
secondary structureand salt bridging [121,122]. Subse-
quent EM studies confirmed that acetylation of H4-
K16 led to a breakdown of 30-nm compacted fibres
[100]. A more recent chromatin sedimentation study
also found that H4-K16 acetylation is sufficient to
greatly reduce chromatin folding, whereas combined
acetylation of H4-K5, K8 and K12 had a much more
modest effect [123].
Acetylation of H4-K16 does appear to have special
significance in vivo [21]. Unlike AcH3-K9, which is
mainly confined to promoters, AcH4-K16 is also pres-
ent at elevated levels throughout the transcribed
regions ofactive genes in human T cells [124]. In a
study in yeast, mutations were introduced alone or in
combination in lysines 5, 8, 12 and 16 in the gene for
histone H4 [125]. Of these, the only mutation that had
a specific effect on patterns of yeast gene expression
was the mutation in H4-K16. In Drosophila, specific
acetylation of H4-K16 is an integral feature of dosage
compensation that results in a global two-fold increase
in gene activity [126]. Interestingly, AcH4-K16 plays
an additional role in countering the repressive effects
of chromatin because it reduces the ability of the ISWI
remodelling complex to reset activechromatin as com-
pacted chromatin [127].
The HAT primarily responsible for the bulk of
AcH4-K16 in vivo is likely to be MOF in mammals
and Drosophila, and its homologue Sas2 in yeast.
MOF is H4-K16 specific and was originally identified
in Drosophila as a component of the dosage compensa-
tion complex [126] in association with MSL1, MSL2
and MSL3 [128,129]. MSL3 specifically binds to
P. N. Cockerill ActivechromatinandDNaseIhypersensitive sites
FEBS Journal 278 (2011) 2182–2210 ª 2011 The Author Journal compilation ª 2011 FEBS 2191
[...]... compilation ª 2011 FEBS 2193 ActivechromatinandDNaseIhypersensitivesites P N Cockerill ylation are (a) which specific histone modifications are the most important to open up chromatinstructure ahead of Pol II and enable efficient transcription, and (b) what specific mechanisms might acetylate active genes in association with the elongating Pol II In addition to yeast SAGA and NuA4, the mammalian... subsequent binding of GATA-1 [244] Conclusions It is clear that activechromatin has a structure that is very different from inactive chromatinand that structural studies are indeed required to gain a detailed understanding of the true nature ofactivechromatin There are many levels at which gene activation is facilitated by increasing chromatin accessibility, whether it be by unfolding 30-nm chromatin fibres,... disruption and ejection of nucleosomes within the enhancer and the mobilization of nucleosomes in the flanking sequences AP-1 function is dependent upon the SWI ⁄ SNF family protein Brg1 [234] NFAT is also known to be required for ActivechromatinandDNaseIhypersensitivesites the recruitment of the SWI ⁄ SNF family protein Brg1 to the DHS at the IL-5 ⁄ IL-4 ⁄ IL-13 LCR in T cells, where Brg1 is required... regions, and is required for efficient recombination, presumably because it establishes an open chromatinstructureActivechromatinandDNaseIhypersensitivesites [191] The IgH locus intronic transcripts may serve the same function in B cells [187] Active promoters appear as nucleosome-free regions together with variant histones As summarized in a recent review paper [26], promoters can be divided into... Constanze Bonifer for her helpful advice and comments on the manuscript, and Karolin Luger and Jacques Cote for informative discussions I thank Graham Goodwin for giving me a good initiation into the study ofactivechromatinI would like to acknowledge the role of the late Dontcho Staynov in initiating the project that resulted in this collection of review papers The work of Peter Cockerill is supported... (1980) Deoxyribonuclease I sensitivity of the nontranscribed sequences flanking the 5¢ and 3¢ ends of the ovomucoid gene and the ovalbumin and its related X and Y genes in hen oviduct nuclei Biochemistry 19, 4403–4441 Wood WI & Felsenfeld G (1982) Chromatinstructureof the chicken beta-globin gene region Sensitivity to DNase I, micrococcal nuclease, andDNase II J Biol Chem 257, 7730–7736 Smith RD, Yu... as is described in more detail in another review paper in this issue [146] This cyclical process is accompanied by transient sequential histone acetylation and deacetyla2192 tion, and transient recruitment of remodellers and transcription factors A cycle of transcription commences with the recruitment of transcription factors and co-factors bound at the promoter, which modify the local chromatin structure. .. to bind to repressed chromatin Transcription factors cooperate to destabilize nucleosomes Several studies have shown that there is an intrinsic cooperativity in the binding of transcription factors to nucleosomes [238–240] Even in the absence of protein–protein interactions, factors can assist each other’s binding to DNA within nucleosomes This principle is illustrated in the model shown in Fig 7A In... a DHS at the Igj enhancer, and is closely linked with DHS induction The challenge in this field will be to distinguish between (a) factors that intrinsically disrupt nucleosomes, analogous to the role of pioneer factors in opening up condensed chromatin fibres, (b) groups ofActivechromatinandDNaseIhypersensitivesites factors that bind en masse to cooperatively disrupt nucleosomes, and (c) factors.. .Active chromatinandDNaseIhypersensitivesites P N Cockerill methylated H3-K36, which promotes recruitment of MOF to recently transcribed regions, especially at the 3¢ ends of genes where H3-K36me3 is enriched [128] In mammalian cells MOF also exists as part of a separate MOF–MSLv1 complex that co-purifies with MLL1 and WDR5 which binds to dimethylated and trimethylated H3-K4, and this is found . MINIREVIEW
Structure and function of active chromatin
and DNase I hypersensitive sites
Peter N. Cockerill
Experimental Haematology, Leeds Institute of. zones of DNase
I hypersensitivity (arrowed) indicate the
potential presence of enhanceosomes.
P. N. Cockerill Active chromatin and DNase I hypersensitive sites
FEBS