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June 24, 1998
A GlobalModelfor Regulatory
Reform
Northeast Product Safety
Society
Boxboro, MA
24 June 1998
Michael Neuffer
Manager, Corporate Product Safety
and Regulations
Digital Equipment Corp.
Speaking for …. ITI, The Information
Technology Industry Council
June 24, 1998
Information Technology Industry
Council
ITI represents the leading providers
of information technology products and
services
•
$420 B worldwide revenue in 1997
•
1.2 million employed in the U.S.
•
IT Sector expected to be 20%of the U.S. GDP by the Year 2000
AMP Incorporated IBM Corporation Philips Key Modules
Apple Computer, Inc. Information Handling Services Samsung Electronics
America, Inc.
AT&T Intel Corp Silicon Graphics, Inc.
Bull HN Information Systems Inc. Lexmark International, Inc. Sony Electronics, Inc.
Compaq Computer Corporation Lucent Technologies, Inc. Storage Technology
Corporation
Digital Equipment Corporation Motorola, Inc Symbol
Technologies, Inc.
Eastman Kodak Company NCR Corporation Tandem Computers Incorporated
Gateway 2000, Inc. Panasonic Communications and Tektronix, Inc
Hewlett-Packard Company Systems Company Texas Instruments
Incorporated
Hitachi Computer Products (America), Inc. Xerox Corporation
See “Product Regulations in Global Markets: How product regulations can best facilitate
global commerce.” 13-Aug-97, under http://www.itic.org/
June 24, 1998
Does this growth
represent REAL
VALUE to either
Customers or to
Society?
A Snapshot of Growth in Global
Regulatory Standards and
Certifications
Data provided by Hewlett-Packard
Company
Information Technology Equipment
1989 90 91 92 93 94 95 96 1997
0
1
2
3
4
5
6
7
Year
Relative No.
Stds & Regs Certifications
6 X
June 24, 1998
Product Safety and EMI
Regulations
Two areas that countries increasingly
regulate
Product Safety
Electromagnetic Interference (EMI)
June 24, 1998
Values
Government role
Governments establish regulations to protect the safety
and health of their citizens, to manage their environment
and resources, and to ensure national security.
Citizen value
Citizens benefit from regulations that provide protection
AND facilitate market development, technology diffusion,
and business investment.
Customer value
Customers benefit when industry creates or provides
something that has meaningful value to them. Customers
reward us when we provide a service or product that they
value.
June 24, 1998
“Getting Higher Value …”
The key question is …
How do you optimize the Value
of Information Technology (IT) products
for both Customers and Citizens?
June 24, 1998
The Opportunity is Based on
Three Concepts
For IT Regulations
1
of Product Safety and
Electromagnetic Interference (EMI) …
“One Standard - …
“One Test
An Implementation Model Based on a Supplier’s Declaration of
Conformity
2
1
Other regulated sectors such as Telecom support “one suite” on
internationally recognized standards.
2
Supplier’s Declaration of Conformity as an regulatory option to third-party
certification.
June 24, 1998
“One Standard” - Product Safety and
EMI
Use one standard
Use country-unique standards
or deviations
No position
What is the value to customers
and citizens for country-unique
standards or deviations ?
Product Safety and EMI
regulations in APEC
countries
June 24, 1998
“One Test*” - Product Safety and
EMI
Accept one test
Require unique test
No position
What is the value to customers
and citizens for having
redundant or country-unique
tests ?
* One Test includes Supplier’s Declaration of Conformity option
Product Safety and EMI
regulations in APEC
countries
June 24, 1998
Model forRegulatory
Reform
One Standard One Test
Market Surveillance
Tested once at supplier or
third-party test facility.
Accepted equally without
restriction of test location.
Designed once to
internationally-accepted
global standards
SDoC or third-party
certification accepted
globally
Product sample and audit.
Customs inspection for SDoC.
Marketplace complaints.
After-market surveillance.
feedback
feedback
f
e
e
d
b
a
c
k
Supplier’s Declaration
of Conformity (SDoC)
[...]... (US) … years this form since An ITI principal for many but articulated in July 1997 Trans-Atlantic Business Dialogue CEO Roundtable in Rome (US and Europe) … Adopted November 1997 World Trade Organization Information Technology Agreement II … are countries on use of standards and SDoC US and EU have asked for talks leading to a signed agreement APEC World Trade Organizations surveying …… APEC has endorsed... “One Standard - One Test, SDoC” Possible? Yes! For the IT sector … Many countries’ regulations already reference “one standard”, recognize “one test”, and accept “SDoC” Australia - EMI Czech Republic - EMI, Safety Canada - EMI EU - EMC Safety HK - Safety US* - EMI *requirement for FCC - acceptable accredited test labs June 24, 1998 Progress Toward One StandardOne Test, SDoC for IT Products Information... third party test facility conforming to ISO/IEC Guide 25, without restriction on location Allow for Supplier’s Declaration of Conformity option – Communicate administrative requirements for testing and SDoC – Example; Publicly available documents, WEB, Publications, seminars, etc Establishes the appropriate market surveillance system to assure protection for health and safety June 24, 1998 – Example; audits... requirements and content of a Compliance Folder and a Declaration of Conformity Guidance on market surveillance methods that a government should consider Conform to administrative and international requirements for testing and SDoC – ISO/IEC Guide 22, 25, and “to be developed” international administrative requirements Self-regulate to assure protection for health and safety – Timely response to known violations... concept June 24, 1998 Call to Action - Regulators For Product Safety and EMI, each government, in cooperation … Matches regulations to the global model of “One StandardOne Test, Supplier’s Declaration of Conformity” – Use internationally accepted standards from ISO and IEC Work to – eliminate local and national deviations and unique requirements Provide for one time testing of a given product by either... SDoC elements and compliance folder, investigates complaints, cites penalties of violators, and public registry of violators Call to Action - Industry For Product Safety and EMI, industry takes the lead to … Develop ISO/IEC standards and guides on “how” to implement “One Standard-One Test, SDoC” – Guidance on how government should reference internationally accepted – – standards Standard on what are...The “One Standard-One Test, SDoC” Model Offers Improved Customer and Citizen Value Speeds up products-tomarket Reduces redundant costs for customers and frees resources for governments Maintains protection of public health and safety June 24, 1998 Fewer Negotiations Move from To Bilateral Agreement Model One Std-One Test, SDoC Model Number of bilateral agreements = n (n-1)/2 No reciprocities... improvements to internationally accepted standards and SDoC requirements ITI Contact For Regulators and Industry who support the “One Standard-One Test, Supplier’s Declaration of Conformity” and seek help in regulatory implementation … Information Technology Industry Council 1250 Eye Street, NW Suite 200, Washington, DC 20005 – John Wilson, Vice President, Technology Policy Phone 202-626-5735, Fax 202-638-4922... Policy Phone 202-626-5735, Fax 202-638-4922 jwilson@itic.nw.dc.us – John Godfrey, Director, Technology Policy Phone 202-626-5734, Fax 202-638-4922 jgodfrey@itic.nw,dc.us See “Product Regulations in Global Markets: How product regulations can best facilitate global commerce.” 13-Aug-97, under http://www.itic.org June 24, 1998 . 1998
A Global Model for Regulatory
Reform
Northeast Product Safety
Society
Boxboro, MA
24 June 1998
Michael Neuffer
Manager, Corporate Product Safety
and.
standards and SDoC. US and
EU have asked for talks leading to a
signed agreement.
APEC …… APEC has endorsed the
concept.
June 24, 1998
Call to Action