B KHOA HQC va CONG NGH c NG HOA XA h i c

BNG HOA XA H(>I CHU NGHiA VI~T NAM DQc l~p - T\f - H~nh phuc S6: oct /2018/TT-BKHCN Hd Nc}i, ngayAS thang nam 2018 THONGTU Quy dinh ch~ dQ bao cao thl}'c hi~n hQ'p dang chuy~n giao cong ngh~ thuQc Danh ml]c cong ngh~ h~n ch~ chuy~n giao; miu van ban ho~t dQng cfip Gifiy phep chuy~n giao cong ngh~, dang ky gia h~n, sua d8i, b8 sung nQi dung chuy~n giao cong ngh~ Can cu Lug,t Chuyin giao cong ngh¢ 19 thang nam 2017; Can Clf Nghj ajnh s6 95/2017/ND-CP 16 thang nam 2017 ·cila Chinh phil quy ajnh chuc nang, nhiÂm vƠ, quy~n h(;mva ca cdu t6 chuc cila Bi) Khoa hQc va Cong ngh¢; Theo a~ nghj cila V¥ truang V¥ Danh gia, Thdm ajnh va Giam ajnh cong ngh va VƠ truang VƠ Phap chi; B6 tru6ng B6 Khoa hQc va Cong ngh¢ ban hanh Thong tu quy tJinh chi a6 bao cao th1!c hi¢n hfJp a6ng chuyin giao cong ngh¢ thu6c Danh mƠc ding ngh hgn chi chuyJn giao; mdu van bim hogt ai)ng cdp Gidy phep chuyin giao cong ngh¢, aang leY gia hgn, sua a6i, b6 sung ni)i dung chuyJn giao cong ngh¢ Di~u Ph~m vi di~u chinh va dBi tU'Q'ng ap dl]ng Ph~m vi diSu chinh: Thong tu mly hu6ng dfu1 khmm DiSu 28, khoan DiSu 29, khoan DiSu 30 va khoan DiSu 33 cua Lu~t ChuySn giao cong ngh~ vS chS d9 bao cao th\Ic hi~n hQ'Pd6ng chuySn giao cong ngh~ thuQcDanh m\lc cong ngh~ h~ chS chuySn giao va ffiQts6 m§.u van ban ho~t dQng c~p Gi~y phep chuySn giao cong ngh~, dang kY gia h~n, sua d6i, b6 sung nQidung chuySn giao cong ngh~ Mfiu Don dang kY chuySn giao cong ngh~, Gi~y chUng nh~ chuySn giao cong ngh~ th\Ic hi~n theo quy dinh cua Chinh phu dang kY D6i tUQ'Ilgap d\illg: a) CO' quan co th~m quySn c~p Gi~y phep chuySn giao cong ngh~, c~p Gi~y chUng nh~n dang kY gia h~, sua d6i, b6 sung nQi dung chuySn giao cong ngh~; b) T6 chuc, ca nhful dS nghi c~p Gi~y phep chuySn giao cong ngh~, bao cao th\Ic hi~n hQ'Pd6ng chuySn giao cong ngh~ thuQc Danh m\lc cong ngh~ h~ chS chuySn giao, dS nghi dang kY gia h~n, sua d6i, b6 sung nQi dung chuySn giao congngh~; {'" c) Td chuc, ca nhan khac co lien quan f)i~u Ch~ dQ bao cao th\l'c hi~n hgp dang chuy~n giao cong ngh~ thuQc Danh m\lc cong ngh~ h~n ch~ chuy~n giao Dinh ky h&ng narn, t6 chuc, ca nhan quy dinh t~i kho8n DiSu 28 cua Lu~t ChuySn giao cong ngh~ gui bao cao thvc hi~n hQ'P d6ng chuySn giao cong ngh~ thuQc Danh m\lc cong ngh~ h~n chS chuySn giao (theo M~u s6 05 PhVlvc ban hanh kern theo Thong ill nay) vS BQ Khoa hQC va Cong ngh~ tru6c 31 thang 12 cua narn bao cao 86 li~u bao cao duQ'c lAy ill 15 thang 12 cua nam tru6c liSn kS dSn hSt 14 thang 12 cua narn bao cao D6i v6i truemg hQ'P lc1ndAu bao cao thvc hi~n hQ'P d6ng chuySn giao cong ngh~ thuQc Danh mvc cong ngh~ h~ chS chuySn giao ma thai gian thvc hi~n hQ'P d6ng chua du 01 nam, ben co trach nhi~m bao cao quy dinh t~i khmin DiSu gui bao cao VaGnam kS tiSp va s6 li~u bao cao bao g6m toan bQ thai gian da thvc hi~n hQ'Pd6ng chuySn giao cong ngh~ tru6c Hinh thuc bao cao duqc thS hi~n b&ng van ban, bao g6rn ban bao cao giAy va ban bao cao di~n ill: a) Ban bao cao giAy phai co chfr kY cua Thu wOng don vi va dong dAu theo quy dinh (d6i v6i t6 chuc); kY va ghi r5 hQ ten (d6i v6i ca nhan); b) Ban bao cao di~n ill phai su dVng diM d~g Portable Document (.pdt), phong chfr tiSng Vi~t cua bQ ma kY tv Unicode theo Tieu chuful Vi~t Nam TCVN 6909:2001, nQi dung phai thS hi~n dung v6i ban bao cao giAy Phuong thuc gui bao cao T6 chuc, ca nhan nQp trvc tiSp ho~c gui qua duemg bUll chinh ban bao cao giAy vS BQ Khoa hQc va Cong ngh~, d6ng thai glii ban bao cao di~n ill vS dia chi email: vudtg@rnost.gov.vn f)i~u Cac m§u van ban ban hanh kern theo Thong trr D6i v6i ho~t dQng cAp GiAy phep chuySn giao cong ngh~: a) M~u van ban dS nghi chAp thu~n chuySn giao cong ngh~ (M~u s6 01); b) M~u tai li~u giai trinh vS cong ngh~ (M~u s6 02); c) M~u van ban dS nghi cAp GiAy phep chuySn giao cong ngh~ (M~u s6 03); d) M~u GiAy phep chuySn giao cong ngh~ (M~u s6 04) M~u bao cao thvc hi~n hQ'P d6ng chuySn giao cong ngh~ thuQc Danh m\lC cong ngh~ h~ chS chuySn giao (M~u s6 05) D6i v6i ho~t dQng dang kY gia h~n, sua d6i, b6 sung nQi dung chuySn giao cong ngh~: a) M~u van ban de ngh! dang kY gia h~n, sua d6i, b6 sung nQi dung chuy~n giao cong ngh~ (M~u s6 06); b) M~u Gi~y chUng nh~n dang kY gia h~n, sua d6i, b6 sung ne)i dung chuy@n giao cong ngh~ (M~u s6 07) f)i~u Hi~u ll}'c thi himh va tB·chuc thl}'c hi~n Thong tu co hi~u l\fc thi hanh k@ill 01 thang nam 2018 BQ Khoa hQCva Cong ngh~ giao V\l Banh gia, Thfun dinh va Giam dinh cong ngh~ lam dftu m6i tri@nkhai th\fc hi~n Thong tu Cac Be), co quan ngang Be), co quan thue)c Chinh phil, Uy ban nhan dan cac tinh, ph6 tf\fc thue)c Trung uang va t6 chuc, ca nhan co lien quan chiu trach nhi~m thi hanh Thong tu Trang qua trinh th\fC hi~n Thong tu nay, nSu co vcln dS vuOng m~c dS nghi cac co quan, t6 chuc, ca nhan phan anh kip thai vS BQ Khoa hQc va Cong ngh~ d@sua d6i, b6 sung cho phu h9P.I Nui nhfjn: - Thil tuang Chinh phil; - Cac Ph6 Thil tuang Chinh phil; - Cac Bl), cO'quan ngang Bl), CO' quan thul)c Chinh phil; - Van phong Qu6c hQi; - Van phOng Chil tjch nuac; - Van phong Chinh phil; - UBND cac tinh, ph6 trvc thul)c Trung uO'ng; - Vi~n Ki6m sat nhan dan t6i cao; - Toa an nhan dan t6i cao; - Ki~m toan Nha nuac; - Cvc Ki6m tra VBQPPL (Bl) Tu phap); - Cong bao, Website Chinh phil; - Luu: VT, Vv DTG 1 M&u s6 01: Van b~md~ nghi ch§'pthu~n chuy@ngiao cong ngh~ M&u s6 02: Tai li~u giai trinh v~ cong ngh~ M&u s6 03: Van ban d~ nghi c§.pGi§'yphep chuy@ngiao cong ngh~ M&u s6 04: Gi§'yphep chuy@ngiao cong ngh~ M&u s6 05: Bao cao vi~c th\Xchi~n hQ'Pd6ng chuy@n giao cong ngh~ thuQc Danh m\lc cong ngh~ hl;lnchS chuy@ngiao M&u s6 06: Van ban d~ nghi dang ky gia hl;ln,sua d6i, b6 sung nQi dung chuy@ngiao cong ngh~ M&u s6 07: Gi§'y chUng nh~n dang dung chuy@ngiao cong ngh~ ky gia hl;ln, sua d6i, b6 sung nQi M6u sr5 01 02/2018/TT-BKHCN eGNG HOA xA HGI eHU NGHiA VIET NAM DQc l~p - TV - Hl;lnh phtic Tinh (thanh phr5), VAN BAN thimg nam DE NGHI CHAP THUAN CHUYEN GIAO CONG NGHE KiOOgui: BQ Khoa hQc va Cong ngh~ " to;:.ch'UC,ca'00"an: Ten I)'!a c h?1: S,{d'" lyn th olin: (1) E'lInal: (2) DS nghi BQ Khoa hQc va Cong ngh~ xern xet, chAp thu~ " (3), " d cong ng h"y Val nQl ung ch;:" uyen glao 00 U sau: chuy@n giao I Cae Ben tham gia ehuy~n giao eong ngh~ Ben giao cong ngh~: " (t;:'0 ch'UC,ca, 00"an )(4) - Ten - Dia chi: - Di~n tho~i (tel): Fax: , d allen: - N gUOl d'" Email: Website: - Lroo V\fCsan xuAt, kiOOdoaOOchioo: Ben OO~ncong ngh~: " (tA0 ch'UC,ca, 00"an )(4) - Ten - Dia chi: - Di~n tho~i (tel): Fax: - Nguai d~i di~n: Email: Website: Chuc daoo: - Lroo V\fCsfm xuAt, kiOOdoanh chioo: II NQi dung ehuy~n giao eong ngh~ Cong ngh~ chuy@ngiao - Ten cong ngh~: - Thai h~n chuy@ngiao cong ngh~: LIoo v\fc: (3) Ubi tUQ'11g c6ng ngh~ chuy~n giao B i quySt ky thu~t, bi quySt cong ngh~ Phuang an, quy trinh cong ngh~; giai phap, thong s6, ban ve, sa d6 ky thu~t; cong thilc, ph~n mSm may tinh, thong tin dfr li~u Giai phap hgp ly h6a san xu~t, d6i m6i cong ngh~ May m6c, thiSt bi di kern cong ngh~ chuySn giao sa ChuySn giao quySn d6i v6i cac d6i tUQ11g hfru tri tu~: - Ten d5i tUQ'ng hfru tri tu~: + Van b&ngbao h9 ho~c 86 dOll dang ky (twang hgp chua duQ'c c~p van b&ngbao h9): (s6, c~p, gia h~n) + Gi~y chUng nh~n dang kY hgp d6ng chuySn quySn su d\lng d6i tUQ'llg sa hfru cong nghi~p (truang hQ'p chuySn quySn su d\lng): (s6, c~p, gia h~n) sa D\I kiSn san phftm cong ngh~ t~o ra: - Ten, ky hi~u san phftm; - Tieu chuftn ch~t luQ11g(theo TCVN, QCVN, tieu chuftn qu6c tS, ) III Cae van ban, tili li~u kern theo Ban sac Gifiy ChUng nh~n dang ky d~u tu (ho~c Gifiy ChUng nh~n dang ky doanh nghi~p ho~c Gi~p phep kinh doanh, ) cua Ben dS nghi Ban sac van ban xac nh~n tu cach phap ly cua nguai d~i di~n ben dS nghi Ban sac chUng minh thu nhan dan/the can cu6c cong danlh9 chiSu (con thai h~n theo quy dinh) d6i v6i ca nhan tham gia chuySn giao cong ngh~ ho~c nguai d~i di~n theo phap lu~t cua t6 chilc Tai li~u giai trinh vS cong ngh~ (5) Tai li~u giai trinh vS diSu ki~n sir d\lng cong ngh~ theo quy dinh cua phap lu~t (6) Tai li~u vS vi~c phil hqp v6i quy dinh cua phap lu~t vS tieu chuftn va quy chuftn ky thu~t (7) B~m g6c Gifiy uy quySn (trong twang hgp ben thil ba duQ'c uy quySn th\Ic hi~n thu t\lC dS nghi ch~p thu~n chuySn giao cong ngh~) Vt'cac B"en th am gm ch uyen A • " (3)· xm (1) t h ay me;t glao cong ng h"t; chiu trach nhi~m tru6c phap lu~t vS tinh chinh xac va tinh hgp phap cua cac n9i dung duQ'c neu tren day va tai li~u kem thea N~u duQ'c ch~p thu~n, cac ben tham gia chuySn giao c6ng ngh~ cam kSt tuan thli dung cac quy dinh cua phap lu~t v~ chuySn giao c6ng ngh~ J)~I DI:¢N TO CHUC, cA NHAN(l) (Chu ky, ten, cht'rc V\lngmJi ky va dong d~U)(8) Ghi chu: - (1): Ben giao cong ngM truOng h9'P chuy~n giao cong ngh~ tir Vi~t Nam nu6'c ngoai; Ben co nhu du ti~p nh~ cong ngh~ truOng h9'P chuy~n giao cong ngh~ tir nu6'c ngoai vao Vi~t Nam va chuy~n giao cong ngM nu6'c; Ben tht'r ba duQ'c uy quySn thvc hi~n thu t\lCdS nghi chfip thu~ chuySn giao cong ngh~ - (2): Uia chi, thong tin lien l~c cua (1) - (3): Cong ngh~ dS nghi ch~p thu~; LInh vvc cong ngh~ theo cht'rc nang quan ly cua cac B9, nganh - (4): TruOng h9'P la ca nhan phai cung cfip thong tin ca nhan g5rn: ChUng rninh thu nhan dan/The can cu6'c cong dfu1/H9 chi~u (con thai h~ theo quy dinh) s6 Ngay cfip: NO'ic~p: - (5): M&u s6 02 Ph\ll\lc ban hanh kern theo Thong tu - (6): Tai li~u giai trinh vi~c dap Ung diSu ki~n sir d\lllg cong ngh~ thee quy dinh cua phap lu~t co lien quan - (7): Giai trinh cac n9i dung quy dinh cua phap lu~t vS tieu chuful ky thu~t cua nganh, tieu chuful vS tieu hao nang luqng, thai, nu6'c thai, cac tieu chuful, quy chuful vS bao v~ moi truOng, - (8): TruOng h9'P la ca nhan chi can ky, ghi hQ ten - U6i v6'i tr6ng 0, n~u co (ho~c dung) thi danh d~u "./" vao tr6ng MJus602 02/2018/TT-BKHCN TAl LIEU GIAITRlNH VE CONG NGHE (kern theo Van him tlJ nghi chap thucln chuyin giao cong ngh¢) S\f cAn thi~t phai chuy~n giao cong ngh~ a) Phan tich, danh gia, so sanh vS cac cong ngh~ cling 10(;lihi~n dang ap d\lng nu6c, tren th@gi6i, khu V\IC d6i v6i cong ngh~ dS nghi chap thu~n b) Nhu c§.uchuySn giao cong ngh~ Thuy~t minh v~ cong ngh~ Thuy@tminh vS cong ngh~ thS hi~n cac nQi dung sau: a) Ten cong ngh~; b) Ngu6n g6c xuat xu cong ngh~; c) San ph~m cong ngh~ t(;lOra; d) Thi truemg tieu th\l san ph~m (xuat kh~u, tieu th\l nQi dia); d) Cong ngh~ da: duQ'c kiSm chUng, ung d\lng van thl!c t@(t(;linhUng qu6c gia llllo) ho~c chua duQ'cap d\lng; e) NQi dung cong ngh~ chuySn giao: - D6i tUQ'llgcong ngh~ chuySn giao; - Ph(;lmvi quySn chuySn giao cong ngh~ g) Sa d6, quy trinh va thong s6 ky thu~t chinh cua cong ngh~; h) May mac, thi@tbi, day chuySn cong ngh~ di kern (dv ki@ndanh m\lc, tinh tr(;lllg,thong s6 ky thu~t cua may mac, thi@tbi chinh day chuySn cong ngh~); i) Cac yeu c§.uvS nhan Ivc d6i v6'i Ben ca nhu c§.uti@pnh~n cong ngh~; k) Nhu c§.usir d\lng nguyen, nhien, v~t li~u d6i v6'i cong ngh~ chuySn giao; 1)Cac Co' sa h(;lt§.ng c§.nthi@ttrong truang hQ'Pti@pnh~n cong ngh~ D\f ki~n k~t qua chuy~n giao cong ngh~