Gaps between Consecutive Primes

Mแป™t phแบงn cแปงa tร i liแป‡u Number theory rรณbert freud, edit gyarmati (Trang 146 - 152)

We show first that there occur arbitrarily large gaps between consecutive primes:

Theorem 5.5.1. For any positive integer๐พthere exist๐พconsecutive composite numbers.

โ™ฃ Proof. Take any๐‘ > ๐พ, and consider the integers๐‘Ž๐‘– = ๐‘! +๐‘–,๐‘– = 2,3, . . . , ๐พ + 1.

Clearly,๐‘– โˆฃ ๐‘Ž๐‘–and๐‘Ž๐‘– > ๐‘–, hence every๐‘Ž๐‘–is composite. โ–ก Remark: We can replace๐‘!in the proof by the product of primes not exceeding๐‘.

Generalizing Theorem 5.5.1, we prove now that even both of two consecutive gaps can be arbitrarily large, i.e. there exist primes surrounded by many composite numbers from both sides (these are calledsolitaryprimes).

5.5. Gaps between Consecutive Primes 135

Theorem 5.5.2. For any positive integer๐พthere exists a prime๐‘such that all numbers

๐‘ ยฑ 1,๐‘ ยฑ 2, . . . ,๐‘ ยฑ ๐พare composite. โ™ฃ

Proof. We choose a prime๐‘ž โ‰ฅ ๐พ + 2, and consider

๐‘‘ = 2 โ‹… 3 . . . (๐‘ž โˆ’ 2)(๐‘ž โˆ’ 1)(๐‘ž + 1)(๐‘ž + 2) . . . (2๐‘ž โˆ’ 2) =(2๐‘ž โˆ’ 2)!

๐‘ž .

Here(๐‘ž, ๐‘‘) = 1, thus there exist (infinitely many)๐‘˜ > 0for which๐‘ = ๐‘ž + ๐‘‘๐‘˜is a prime. We show that such a๐‘meets the requirements. For any1 โ‰ค ๐‘— โ‰ค ๐‘ž โˆ’ 2we have

๐‘ ยฑ ๐‘— = ๐‘ž + ๐‘˜๐‘‘ ยฑ ๐‘— = (๐‘ž ยฑ ๐‘—) +๐‘˜(2๐‘ž โˆ’ 2)!

๐‘ž = (๐‘ž ยฑ ๐‘—)(1 + ๐‘๐‘—),

where๐‘๐‘—is a positive integer. Thus every๐‘ ยฑ ๐‘—is composite. โ–ก Now we prove Chebyshevโ€™s Theorem stating that there must occur a prime be- tween any number and its double.

Theorem 5.5.3(Chebyshevโ€™s Theorem). For any integer๐‘› โ‰ฅ 1there exists a prime๐‘

satisfying๐‘› < ๐‘ โ‰ค 2๐‘›. โ™ฃ

This obviously implies that the theorem remains valid for any real numbers๐‘› โ‰ฅ 1 (instead of integers).

Another name for this result isBertrandโ€™s postulate, because the conjecture was first formulated in 1845 by Bertrand in a slightly stronger form: To every๐‘› > 3there is a prime๐‘satisfying๐‘› < ๐‘ โ‰ค 2๐‘› โˆ’ 2. (This version is true as well, and even much stronger results hold, see assertions (A) in Theorems 5.5.4 and 5.5.5.) Theorem 5.5.3 was proved by Chebyshev in 1852. The proof below was found by Erdล‘s when he was 19years old.

Proof. The basic idea is to observe that the product of primes between๐‘›and2๐‘›is closely related to the binomial coefficient(2๐‘›๐‘›). We assume๐‘› โ‰ฅ 5from now on.

I. We write the standard form of(2๐‘›๐‘›)and break it into the product of three factors according to the size of the primes the following way:

(5.5.1) (2๐‘› ๐‘›) = โˆ

๐‘โ‰ค2๐‘›

๐‘๐œˆ๐‘= โˆ

๐‘โ‰คโˆš2๐‘›

๐‘๐œˆ๐‘โ‹… โˆ

โˆš2๐‘›<๐‘โ‰ค๐‘›

๐‘๐œˆ๐‘โ‹… โˆ

๐‘›+1โ‰ค๐‘โ‰ค2๐‘›

๐‘๐œˆ๐‘.

We denote the three subproducts on the right-hand side of (5.5.1) by๐ด,๐ต, and ๐ถ. It is sufficient to show ๐ถ > 1, since then there must exist a prime๐‘satisfying ๐‘› + 1 โ‰ค ๐‘ โ‰ค 2๐‘›. (It can be easily shown that every exponent๐œˆ๐‘in๐ถis1, so๐ถequals the product of primes between๐‘›and2๐‘›, see Exercise 5.5.7a.)

To verify๐ถ > 1, we establish upper bounds for๐ดand๐ต, and a lower bound for (2๐‘›๐‘›).

II. Lower bound for(2๐‘›๐‘›): Since(2๐‘›๐‘˜) โ‰ค (2๐‘›๐‘›)for every0 โ‰ค ๐‘˜ โ‰ค 2๐‘›(see Exercise 5.5.5) (2๐‘› + 1)(2๐‘›

๐‘›) >

2๐‘›

โˆ‘

๐‘˜=0

(2๐‘› ๐‘˜) = 22๐‘›,

So

(5.5.2) (2๐‘›

๐‘›) > 4๐‘› 2๐‘› + 1.

III. Upper bound for๐ด: By Lemma 5.4.4, we have๐‘๐œˆ๐‘ โ‰ค 2๐‘›, hence

(5.5.3) ๐ด = โˆ

๐‘โ‰คโˆš2๐‘›

๐‘๐œˆ๐‘โ‰ค (2๐‘›)๐œ‹(โˆš2๐‘›)< (2๐‘›)โˆš2๐‘›.

IV. Upper bound for๐ต: Again,๐‘๐œˆ๐‘โ‰ค 2๐‘›, by Lemma 5.4.4, and since๐‘ > โˆš2๐‘›, this implies๐œˆ๐‘โ‰ค 1.

We show that๐œˆ๐‘= 0for (๐‘ > 2and)2๐‘›/3 < ๐‘ โ‰ค ๐‘›. Indeed, such a๐‘occurs exactly to the first power both in the numerator and denominator of

(2๐‘›

๐‘›) = 2๐‘›(2๐‘› โˆ’ 1) . . . (๐‘› + 1)

๐‘›! ,

it appears only in the factor2๐‘in the numerator, and in the factor๐‘in the denominator.

Hence

(5.5.4) ๐ต = โˆ

โˆš2๐‘›<๐‘โ‰ค๐‘›

๐‘๐œˆ๐‘ = โˆ

โˆš2๐‘›<๐‘โ‰ค2๐‘›/3

๐‘๐œˆ๐‘ โ‰ค โˆ

โˆš2๐‘›<๐‘โ‰ค2๐‘›/3

๐‘.

This and Lemma 5.4.5 imply

(5.5.5) ๐ต < โˆ

๐‘โ‰ค2๐‘›/3

๐‘ < 42๐‘›/3.

V. Substituting (5.5.2), (5.5.3), and (5.5.5) into (5.5.1), and expressing๐ถ, we get

(5.5.6) ๐ถ > 4๐‘›

(2๐‘› + 1)(2๐‘›)โˆš2๐‘›โ‹… 42๐‘›/3 > 4๐‘›/3 (2๐‘› + 1)1+โˆš2๐‘›.

To prove๐ถ > 1it is sufficient to verify that the logarithm of the expression๐‘ ๐‘›on the right-hand side of (5.5.6) is positive. Since

(5.5.7) log ๐‘ ๐‘›= ๐‘› log 4

3 โˆ’ (1 + โˆš2๐‘›) log(2๐‘› + 1) โ†’ โˆž as๐‘› โ†’ โˆž,

log ๐‘ ๐‘›> 0if๐‘›is large enough. A calculation shows that๐‘› > 511guarantees positivity, hence๐ถ > 1for๐‘› > 511.

VI. Finally, we verify the statement directly for๐‘› โ‰ค 511. This can be done by generating a sequence of primes starting with2where every element is less than the double of the previous element:2,3,5,7,13,23,43,83,163,317,631is such a sequence.

(It is Chebyshevโ€™s Theorem which guarantees the existence of aninfinitesequence with

this property.) โ–ก

Related to Chebyshevโ€™s Theorem the following more general problem arises con- cerning the โ€œgap functionโ€:

For which functionsโ„Ž(๐‘›)is it true that the open interval(๐‘›, ๐‘› + โ„Ž(๐‘›))always con- tains a prime if๐‘›is large enough?

5.5. Gaps between Consecutive Primes 137

Chebyshevโ€™s Theorem asserts thatโ„Ž(๐‘›) = ๐‘›works, but according to Theorem 5.5.1, a constantโ„Ž(๐‘›)is not suitable, as the interval(๐‘›, ๐‘› + ๐พ)is primefree for infinitely many ๐‘›however we fix๐พ.

The order of magnitude of the bestโ„Ž(๐‘›)is a famous unsolved problem. We state the related strongest results without proof:

Theorem 5.5.4. (A) Let๐œƒ = 0.525. Then the interval(๐‘›, ๐‘› + ๐‘›๐œƒ)contains a prime for every๐‘›is large enough.

(B) There exists a constant๐‘ > 0such that the interval

(๐‘›, ๐‘› +๐‘ โ‹… log ๐‘› โ‹… log log ๐‘› โ‹… log log log log ๐‘› log log log ๐‘› )

is primefree for infinitely many positive integers๐‘›. โ™ฃ Both assertions in Theorem 5.5.4 are very deep results (they are much sharper than the ones deducible from the Prime Number Theorem, see Theorem 5.5.5). There is, however, an enormous gulf between them:โ„Ž(๐‘›)can be chosen as๐‘›๐œƒ, and cannot be chosen as a function not much bigger than the logarithm. Some probabilistic consid- erations suggest that the boundary should be around(log ๐‘›)2.

It is interesting to note that (A) does not imply even the innocent looking conjec- ture mentioned in Section 5.1 claiming that every interval between two consecutive squares contains a prime. To prove this conjecture one has to reduce the exponent๐œƒ to1/2which could not be verified even assuming the famous unproved Riemann Hy- pothesis.

Another remarkable fact about the difficulties in this field is that the previous best result concerning primefree intervals was achieved in 1936(!), which differed from(๐ต) just in the denominator being squared, and there was no progress at all for nearly 80(!) years, in spite of all efforts and a prize of 10000(!) US dollars offered by Erdล‘s.

The five authors of this slight improvement thus got the biggest prize ever given (now with the contribution of Ron Graham) for the solution of an Erdล‘s problem.

In what follows, we show how the results of Theorems 5.5.3 and 5.5.1 can be sharp- ened using the Prime Number Theorem.

Theorem 5.5.5. (A) For any๐œ€ > 0there exists an๐‘›0(depending on๐œ€) such that the interval(๐‘›, (1 + ๐œ€)๐‘›)contains a prime for every๐‘› > ๐‘›0.

(B) For any0 < ๐œ€ < 1there exist infinitely many positive integers so that the interval

(๐‘›, ๐‘› + (1 โˆ’ ๐œ€) log ๐‘›)is primefree. โ™ฃ

Proof. To prove (A), we have to verify

(5.5.8) ๐œ‹((1 + ๐œ€)๐‘›) โˆ’ ๐œ‹(๐‘›) > 0

for every๐‘›large enough. Using the Prime Number Theorem in two different directions, we get

(5.5.9) ๐œ‹(๐‘›) < (1 + ๐œ€

4) โ‹… ๐‘› log ๐‘›

on the one hand, and

(5.5.10) ๐œ‹((1 + ๐œ€)๐‘›) > (1 โˆ’ ๐œ€

4) โ‹… (1 + ๐œ€)๐‘› log((1 + ๐œ€)๐‘›) on the other hand, if๐‘›is sufficiently large. Further,

(5.5.11) log((1 + ๐œ€)๐‘›) = log(1 + ๐œ€) + log ๐‘› < (1 +๐œ€ 4) log ๐‘›.

From (5.5.9), (5.5.10), and (5.5.11) we get

(5.5.12) ๐œ‹((1 + ๐œ€)๐‘›) โˆ’ ๐œ‹(๐‘›) > ((1 โˆ’๐œ€4)(1 + ๐œ€)

1 + 4๐œ€ โˆ’ (1 + ๐œ€ 4)) ๐‘›

log ๐‘›. The coefficient of๐‘›/ log ๐‘›on the right-hand side of (5.5.12) is

(1 โˆ’ ๐œ€4)(1 + ๐œ€) โˆ’ (1 + 4๐œ€)2

1 +4๐œ€ =

๐œ€

4(1 โˆ’5๐œ€4) 1 +4๐œ€ > 0 (since we may assume๐œ€ < 4/5), hence (5.5.8) follows from (5.5.12).

We apply a proof by contradiction for (B): we assume that the interval (๐‘›, ๐‘› + (1 โˆ’ ๐œ€) log ๐‘›)contains a prime for every๐‘› > ๐‘›0 for some given๐œ€ > 0and ๐‘›0.

We fix a large integer๐‘ and consider all primes between๐‘›0and๐‘: ๐‘›0 < ๐‘๐‘Ÿ <

๐‘๐‘Ÿ+1< โ‹ฏ < ๐‘๐‘˜โ‰ค ๐‘. Using our assumption, we obtain the inequalities

(5.5.13)

๐‘๐‘Ÿ+1< ๐‘๐‘Ÿ+ (1 โˆ’ ๐œ€) log ๐‘๐‘Ÿ ๐‘๐‘Ÿ+2< ๐‘๐‘Ÿ+1+ (1 โˆ’ ๐œ€) log ๐‘๐‘Ÿ+1

โ‹ฎ

๐‘๐‘˜+1< ๐‘๐‘˜+ (1 โˆ’ ๐œ€) log ๐‘๐‘˜.

Summing the inequalities in (5.5.13), the terms๐‘๐‘Ÿ+1, . . . ,๐‘๐‘˜get cancelled, and we obtain

(5.5.14) ๐‘๐‘˜+1< ๐‘๐‘Ÿ+ (1 โˆ’ ๐œ€)

๐‘˜

โˆ‘

๐‘—=๐‘Ÿ

log ๐‘๐‘—.

By the definition of๐‘๐‘˜, we have๐‘๐‘˜+1> ๐‘, thus to get a contradiction it is sufficient to show that the right-hand side of (5.5.14) is less than๐‘.

To achieve this, we estimate the right-hand side of (5.5.14) from above the follow- ing way:

(5.5.15) ๐‘๐‘Ÿ+ (1 โˆ’ ๐œ€)

๐‘˜

โˆ‘

๐‘—=๐‘Ÿ

log ๐‘๐‘—< ๐‘๐‘Ÿ+ (1 โˆ’ ๐œ€)๐œ‹(๐‘) log ๐‘.

If๐‘is large enough, then

(5.5.16) ๐œ‹(๐‘) < (1 +๐œ€

4) ๐‘ log ๐‘ by the Prime Number Theorem and

(5.5.17) ๐‘๐‘Ÿ< ๐œ€๐‘

4

Exercises 5.5 139

if๐‘is large enough. Substituting (5.5.16) and (5.5.17) into (5.5.15), we obtain that the right-hand side of (5.5.14) is less than

((1 โˆ’ ๐œ€)(1 +๐œ€ 4) +๐œ€

4) ๐‘ < (1 โˆ’ ๐œ€

2)๐‘ < ๐‘,

yielding the desired contradiction. โ–ก

Exercises 5.5

1. Prove that๐‘›!is not a perfect power if๐‘› > 1.

2. Verify that at least one of any two consecutive integers is representable as the sum of distinct primes (we allow sums consisting of a single term).

3. Demonstrate that infinitely many primes have (a) 1as first digit

(b) 4as the first thousand digits in decimal system.

4. Prove that neither of the following sums is an integer for1 โ‰ค ๐‘˜ < ๐‘›:

(a)

๐‘›

โˆ‘

๐‘—=1

1 ๐‘— (b)

๐‘›

โˆ‘

๐‘—=๐‘˜

1 ๐‘—.

5. Show that(2๐‘›๐‘›)is the largest among the binomial coefficients(2๐‘›๐‘˜),0 โ‰ค ๐‘˜ โ‰ค 2๐‘›.

6. Give another proof for Theorem 5.5.2 on the following lines: Choose2๐พprimes greater than๐พ,๐‘1, . . . ,๐‘๐พ,๐‘ž1, . . . ,๐‘ž๐พ, and consider the system of simultaneous congruences

๐‘ฅ โ‰ก ๐‘— (mod ๐‘๐‘—) , ๐‘ฅ โ‰ก โˆ’๐‘— (mod ๐‘ž๐‘—) , ๐‘— = 1, 2, . . . , ๐พ.

Show that the solutions contain (infinitely many) primes๐‘and they meet the re- quirements of the theorem.

7. (a) Prove that(2๐‘›๐‘›)is divisible by exactly the first power of every prime๐‘› + 1 โ‰ค ๐‘ โ‰ค 2๐‘›.

(b) Show that if๐‘ > 3is a prime and2๐‘›/5 < ๐‘ โ‰ค ๐‘›/2, then(2๐‘›๐‘›)is not divisible by ๐‘. How can we generalize this observation?

8. Show that the proof of Chebyshevโ€™s Theorem yields the following stronger result (for๐‘› โ‰ฅ 2): There are more than๐‘๐‘›/ log ๐‘›primes between๐‘›and2๐‘›where๐‘is a suitable positive constant.

S 9. (a) Using (A) in Theorem 5.5.4, verify that there is a prime between any two suf- ficiently large consecutive cubes.

* (b) Prove the existence of a real number๐›ผ > 1such thatโŒŠ๐›ผ3๐‘›โŒ‹is a prime for every positive integer๐‘›.

(c) Why can one not generate large primes practically with the formula in (b)?

10. Establish results similar to (B) in Theorem 5.5.5 using the following facts or meth- ods instead of the Prime Number Theorem:

(a) Theorem 5.4.3

(b) the proof of Theorem 5.5.1

(c) the Remark after the proof of Theorem 5.5.1.

* 11. (Cf. with Remark2on twin primes in Section 5.1.) Prove that for any๐œ€ > 0there exist infinitely many positive integers๐‘›satisfying๐‘๐‘›+1โˆ’ ๐‘๐‘› < (1 + ๐œ€) log ๐‘›. (As usual,๐‘๐‘›denotes the๐‘›th prime.)

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