oracle apos s governance risk and compliance footprint

... controls Oracle' s GRC Manager and Intelligence risk assessment and control verification system Assessment workflow in Oracle GRC Manager Initiating assessment Assessing risks Reviewing risks Verifying ... Controls Certifying assessment Evaluating assessment Assessing quantitative risks in Oracle GRC Intelligence Conduct quantitative risk assessment Summary Chapter 6: Documenting Your Controls Process ... the assessment templates Creating an assessment plan Assigning the delegate Initiating/completing the assessment Reviewing the assessment results Closing an assessment 198 199 200 200 202 203 Summary...

Ngày tải lên: 06/03/2014, 03:20

... controls Oracle' s GRC Manager and Intelligence risk assessment and control verification system Assessment workflow in Oracle GRC Manager Initiating assessment Assessing risks Reviewing risks Verifying ... Manager assessments 197 Creating the assessment templates Creating an assessment plan Assigning the delegate Initiating/completing the assessment Reviewing the assessment results Closing an assessment ... Controls Certifying assessment Evaluating assessment Assessing quantitative risks in Oracle GRC Intelligence Conduct quantitative risk assessment Summary Chapter 6: Documenting Your Controls Process...

Ngày tải lên: 23/03/2014, 02:20

... & D Risk Rule Risk Rule Risk Rule Risk Rule Risk Rule Risk Rule Risk Rule Risk Rule Risk Rule Risk Rule “n” Risk Rule 10 Risk Rule 11 Risk Rule 12 Risk Rule 13 Risk Rule 14 Risk Rule 15 Risk Rule ... Process / Risk / Control Hierarchy Significant Account Business Operation Location/ Operating Unit Assessments Sub process Assertions Risks/Control Objectives Controls Assertions Control Tests (Manual/Auto) ... Process Orientated Risks and Regulations Industry specific solutions Cross industry solution GRC Suite Access Control Process Control Risk Management Global Trade Services (GTS) SAP GRC Access Control...

Ngày tải lên: 05/03/2014, 19:20

... regulatory regimes However, As Figure shows, their greatest concern is simply the cost of the systems and process redesign necessary to achieve standardised and automated financial processes The integration ... the first is the business itself in its control selfassessment capacity; the second comprises the various independent control functions corresponding to Strengthening governance, risk and compliance ... processes result in a glut of data, causing delays in recognising and reacting to risks Pighi emphasises the need to align risks and controls properly at the outset and refine them continually as...

Ngày tải lên: 06/12/2015, 23:13

... improving its financial processes? Select all that apply (% respondents) Increase level of automation for processes in general 76 Prioritise controls based on risk assessments 50 Increase level ... understand local risks and aggregate them up through various levels of the organisation Zurich has also instituted what it calls Total Risk Profiling, which identifies and records risk at all levels ... redundant data from disparate sources To some degree insurers are more concerned about the risks of improving their processes than the risks those processes can reveal, as illustrated by Figure Nearly...

Ngày tải lên: 06/12/2015, 23:13

... operating businesses at GSK – and awareness of risk and compliance issues are widespread across the organization Nevertheless, says Mr Hirons, “as with many large organizations, these systems haven’t ... the newspapers; it also simplifies business processes and systems Such a process has worked well for US-based Ventura Foods, a manufacturer of vegetable-oil based 1  For the purposes of this report, organisations with annual revenue in excess of US$10bn ... across all areas, and must be by risk, by business unit and across geographical boundaries,” says GSK s Mr Hirons “Businesses are becoming more complex, and without this multidimensional approach...

Ngày tải lên: 06/12/2015, 23:16

... it s spread out across the business,” says Sam Harris, Director of Enterprise Risk Management at Teradata, an analytics specialist “GRC involves different business units, it involves different systems, ... the business to assume a more senior position,” says Dr Lee Maybank is adopting a similar approach with its risk management professionals As the business moves into new markets, Dr Lee is keen ... policies and procedures Assigning clear responsibilities and reporting lines 17% Minimizing duplication of resources 16% Sharing information and resources across functions 14% Consistency across geographic...

Ngày tải lên: 06/12/2015, 23:16

... processes to identify and evaluate business areas' operating risks and risk and control self-assessments Manage the process for developing operational risk policies and procedures, risk limits and ... company 's assets, both in the near and long term Responsibilities: • Responsible to ensure that Dealer Business Risk Managers, Dealer Business Coordinators and Dealer Business Documentation Specialists ... operating members (EOMs) and strategic business units (SBUs) The VPCA will establish compliance program standards and ensure that such standards are implemented within the EOMs and SBUs to reasonably...

Ngày tải lên: 27/06/2014, 23:20

... for analyzing business strategies, informing business decisions, identifying and measuring risks, valuing exposures, instruments or positions, conducting stress testing, assessing adequacy of ... and business uses Effective validation helps ensure that models are sound It also identifies potential limitations and assumptions, and assesses their possible impact As with other aspects of ... of losses in excess of a single VaR percentile estimator, banks should use other tests, such as assessing any clustering of exceptions and checking the distribution of losses against other estimated...

Ngày tải lên: 27/06/2014, 23:20

... processes to identify and evaluate business areas' operating risks and risk and control self-assessments Manage the process for developing operational risk policies and procedures, risk limits and ... company 's assets, both in the near and long term Responsibilities: • Responsible to ensure that Dealer Business Risk Managers, Dealer Business Coordinators and Dealer Business Documentation Specialists ... operating members (EOMs) and strategic business units (SBUs) The VPCA will establish compliance program standards and ensure that such standards are implemented within the EOMs and SBUs to reasonably...

Ngày tải lên: 21/02/2015, 07:29

... risk and controls also benefits lines of business because managers gain greater awareness of the connection between the two concepts “By consolidating risk and controls, we benefit the business, ... action points for those charged with implementing risk and compliance management l Help the business owners “own” the risk and compliance issues that arise from their businesses The idea is not to ... balancing risk and reward, and complying with the law It will also attract customers who want to business with reliable, trusted and respected organisations.” Nasty surprises provide an impetus These...

Ngày tải lên: 06/12/2015, 23:06

... that risk management must deliver transparency and insight Insurers will need to understand their risk profile across their business operations and product lines, and across their different risk ... interface—either personally or by means of risk systems and IT infrastructure—successful integration can demand considerable time and resources Much depends on the extent to which existing risk processes have ... related problems: how to manage risk across business operations, and to ensure that top executives have access to accurate risk information on the business issues that matter most Barclays Bank PLC,...

Ngày tải lên: 06/12/2015, 23:08

... propensity score matching and estimation based on robust standard errors found similar results for R&D; more mixed results for short-term expenses suggest greater sensitivity of short-term responses ... relationships by assessing year-to-year changes in a matched set of U .S and foreign crosslisted high-technology firms ********** Figure 1.2 ********** Data sources and sample of U .S and foreign cross-listed ... RESULTS Hypothesis 1: Baseline results and robustness tests Table 1.2 reports DID estimates that support H1, which expected managerial risk preferences to shift away from long-term toward short-term...

Ngày tải lên: 09/09/2015, 11:28

... QLLC QPSIP R&D REACH REDD RGGI RJSC ROZs RPC S& P SBP SCEEMAS Sch SCR SCRA SEBI SEBI Act SEC SECP SEE SEED SERM SET SETC SFO SHSE SICA SIR SMEs SOEs Personal Digital Assistant Politically exposed ... 402(k)(2)(A)–(C) s 402(k)(3) s 404 s 404(a) s 404(b) s 407 s 407(b)(1)–(4) s 408(a) s 408(b) s 408(c) s 409(1) s 701 s 702 s 703 s 704 s 705 ss 801–807 s 803 s 804 s 806 ss 901–906 s 906 s 906(b) s 906(c) s ... the USA by J Sarracino American Society for Industrial Security guidance Private security assessment options Case studies are instructive on the cost and benefits of risk assessment Case study...

Ngày tải lên: 16/03/2014, 17:20

... 4.5.2 Regression Results and Robustness Tests 164 4.5.3 Discussions 167 4.6 Conclusions and Comments 171 Appendix A Proofs of Propositions, Corollaries and Results ... across outlets as well as phases Finally, we close the study with an empirical analysis on strategic interactions among franchise chains Although such an issue, sometimes also referred to as “reaction ... Collection and Sample Descriptions 152 4.4.2 Measurement of Variables and Descriptive Statistics 159 4.5 Results and Discussions 161 4.5.1 Preliminary Specification Tests ...

Ngày tải lên: 03/06/2014, 02:02

... Corporate Governance Die betriebliche Funktion des Controlling ist Gegenstand eines beispielhaften wissenschaftlichen Selbstfindungsprozesses.71 Während sich bisher kein einheitliches Verständnis des ... eines Prüfungsausschusses bzw Audit Committees zu nennen.95 Nach § 107 Abs S AktG befasst sich dieser vor allem mit den Themen Finanzberichterstattung, Abschlussprüfung, Rechnungslegungsprozess ... Internes Kontrollsystem, Risikomanagementsystem, Internes Revisionssystem, Compliance- System und Whistleblowing Die Etablierung des Audit Committees solle zu einer stärkeren Formalisierung der Beschäftigung...

Ngày tải lên: 28/06/2014, 17:20

... it signifies a strong link between sustainability and risk analysis Since risk analysis in sustainability assessment largely involves the investigation of causal relationships between inputs and ... evaluation ICM success and sustainability Stakeholder perceptions projects MPA evaluation Crosscomparisons MPA success and sustainability Stakeholder perceptions MPAs Crossconclusions Figure 2.1 ... Seas of East Asia Province People 's Committee PPP Public Private Partnership PS Perceived Success Factor SDS-SEA Sustainable Development Strategy for the Seas of East Asia SF Success Factor SLR...

Ngày tải lên: 22/09/2015, 15:17

... comparison, the change in month short rate Δr (t ) is used in a separate contemporaneous regression analysis and the results are consistent with those using shocks Table summarizes the results There ... • Section discusses the data and variable specification • Section describes historical correlation findings using aggregated data • Section presents the results from regression specifications ... quality of issuers, bond maturities, credit sources, and time periods studied There is no consensus on the correlations between changes in credit spread and changes in interest rate slopes, or the...

Ngày tải lên: 26/10/2012, 11:21

... risk of medicinal products causes several hazards First, many pregnant women not get the necessary drug treatment and it results in serious consequences both for the mothers and their fetuses ... products was not considered In general, similar drugs were evaluated together such as penicillins, tetracyclines, cephalosporins (or sometimes as “antibiotics”) and sulfonamides in the past This approach ... when the blastocyst finds its site in the uterus However, the zygotes and blastocysts have continuous mitoses producing totipotent stem cells during this period Serious damage can cause their death,...

Ngày tải lên: 02/11/2012, 11:12