general information on the underwriting process

REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL - On amending Regulation (EC) No 1060/2009 on credit rating agencies ppt

REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL - On amending Regulation (EC) No 1060/2009 on credit rating agencies ppt

Ngày tải lên : 15/03/2014, 07:20
... Regulation, as well as on the seriousness of the on- site inspection and on the nature of the involvement of the person concerned However, the national judicial authority may not call into question the ... registration, the members of the group shall mandate one of their members to submit all the applications to ESMA on behalf of the group The mandated credit rating agency shall provide the information on ... 36b, the Commission shall give the persons which are the subject of the proceedings the opportunity of being heard on the matters to which the Commission has taken objection The Commission shall...
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Tài liệu A Historical Primer on the Business of Credit Ratings docx

Tài liệu A Historical Primer on the Business of Credit Ratings docx

Ngày tải lên : 16/02/2014, 03:20
... the securities from railroad corporations, put their reputations (reputational capital, in the modern jargon) on the line in every such deal The investment banker was the consummate insider The ... much of the money for investors to buy the government bonds, and then went on after the war to increase investor confidence in the financial stability of the country During the 1920s the federal ... found in a Contract with any Sovereign uncontrolled in the exercise of the executive powers Ferguson summarizes this by saying, “In other words, a constitutional monarchy was seen in London as a...
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On the prediction of credit ratings

On the prediction of credit ratings

Ngày tải lên : 04/10/2015, 10:21
... to a final rating without conditioning on the values of the other metrics But the notional univariate ratings are independent of the values of the other metrics From the example presented above, ... formulated, these models are not really designed for prediction over time – they are contemporaneous functions of credit metrics on the one hand and issuer ratings on the other Nevertheless, in ... Figure one might think that given the similarity between the model map and the empirical map, why bother with the model (beyond the need to generate strictly monotonic maps)? We expect the two...
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Paradox of credit ratings

Paradox of credit ratings

Ngày tải lên : 04/10/2015, 10:22
... of the media, to express its opinions in the form of letter symbols.”14 The question remains whether the reputational story is the primary explanation of the credit rating industry, or whether ... participants in a conference on The Role of Credit Reporting Systems in the International Economy, sponsored by the University of Maryland Center for International Economics, the New York University ... vested in the Comptroller of the Currency by Paragraph Seventh of Section 5136 of the Revised Statutes, the following regulation is promulgated as to further limitations and restrictions on the...
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The impact of credit ratings on capital structure (the case of listed companies on hose)

The impact of credit ratings on capital structure (the case of listed companies on hose)

Ngày tải lên : 23/10/2015, 15:38
... Order Theory In the process of the development of capital structure theory, Donaldson (1961) elaborated the Pecking order theory and this theory was clearly articulated by Myers (1984) There ... necessarily spontaneous reconcilable; in consequence there are conflicts between them, especially in the large companies, based on the separation between ownership and management There are two ... First, they offer an independent assessment of the ability of issuers to meet their debt obligations, thereby providing information services‖ that reduce information costs, increase the pool...
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Determinants and Impact of Sovereign Credit Ratings ppt

Determinants and Impact of Sovereign Credit Ratings ppt

Ngày tải lên : 22/03/2014, 18:20
... tests of the information content of corporate bond ratings (Ederington, Yawitz, and Roberts 1987) and municipal bond ratings (Moon and Stotsky 1993) Like the authors of these studies, we conclude ... over the sixty days preceding the event Prior movements in the relative spread may reflect the market’s incorporation of information used by the agency in making the announcement The second proxy ... between the agencies, and other rating announcements— all of which measure conditions before the announcement The first proxy measures the change in relative spread (in the direction of the anticipated...
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International payment service by opening Letter of Credit at Vietnam Eximbank Hanoi Branch.doc

International payment service by opening Letter of Credit at Vietnam Eximbank Hanoi Branch.doc

Ngày tải lên : 27/10/2012, 16:44
... met by the importer The bank also mails the written confirmation of the cable to the corresponding bank for forward delivery to the exporter The bank also sends a copy of the cable and the written ... issues the LC is referred to as the Issuing Bank which is generally in the country of the Buyer The Bank that Advises the LC to the Seller is called the Advising Bank which is generally in the country ... cable to the corresponding bank in the foreign country with a request to notify the exporter of the letter of credit and the terms and conditions which are laid therein The expense of the telegram...
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Understanding and Using Letters of Credit part1

Understanding and Using Letters of Credit part1

Ngày tải lên : 05/11/2012, 16:27
... no other obligation under the letter of credit If the issuing bank does not pay the beneficiary, the advising bank is not obligated to pay Confirming Bank The correspondent bank may confirm the ... serves as the advising bank Once the documents have been presented and meet the terms and conditions in the letter of credit, and the draft is honored, the letter of credit cannot be revoked The revocable ... credit for the beneficiary At the request of the issuing bank, the correspondent obligates itself to insure payment under the letter of credit The confirming bank would not confirm the credit...
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Phương thức tín dụng chứng từ ( letter of credit )

Phương thức tín dụng chứng từ ( letter of credit )

Ngày tải lên : 13/08/2013, 16:11
... xác nhận (confirming bank) - Số tiền thư tín dụng (Amount of money) - Thời hạn hiệu lực (Expiry date) - Thời hạn trả tiền L/C (Latest payment date) - Những nội dung hàng hoá (Description of goods) ... 1.Khái niệm: Phương thức tín dụng chứng từ phương thức toán theo yêu cầu khách hàng ,ngân hàng phát hàn thư gọi L/C cam kết trả tiền chấp nhận hối phiếu cho ... dụng :thường Ngân hàng đại lý Ngân hàng mở thư tín dụng ngân hàng bên bán -Ngân hàng xác nhận (C onf irming bank),ngân hàng chiết khấu((Negotiating bank),Ngân hàng trả tiền ((Reimbursing bank):các...
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Tài liệu Application and Agreement for Standby Letter of Credit pptx

Tài liệu Application and Agreement for Standby Letter of Credit pptx

Ngày tải lên : 20/12/2013, 17:15
... manner in connection with the wording of the Letter of Credit, including the draw conditions or the structuring of the underlying transaction These are our responsibility, undertaken with the opportunity ... in connection therewith at trial and on appeal, and (ii) then, to the payment or reduction of unrepaid drawings under the Letter of Credit and interest accrued and unpaid thereon and to all other ... upon demand, at the office designated on page hereof, in immediately available funds, the amount of each draw on the Letter of Credit, together with interest thereon, such interest to accrue on...
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Tài liệu Security Agreement and Pledge For Use with Letter of Credit pptx

Tài liệu Security Agreement and Pledge For Use with Letter of Credit pptx

Ngày tải lên : 20/12/2013, 17:15
... and that additional information may be required By signing below the Applicant agrees that the Bank may place a hold on the Collateral while the application is under review If the credit request ... The signer(s) authorizes the Bank to obtain credit reports on the Applicant and the individual owners/guarantors from others, including the Internal Revenue Service or the Franchise Tax Board, ... Credit The signer(s) certifies that he/she is authorized to execute this Credit Application on behalf of the Applicant named below, and that all information is true, correct, and complete The signer(s)...
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Tài liệu Letter of credit ppt

Tài liệu Letter of credit ppt

Ngày tải lên : 20/12/2013, 19:15
... After a contract is concluded between buyer and seller, buyer's bank supplies a letter of credit to seller Seller consigns the goods to a carrier in exchange for ... -Any request, send msg to YM: michaelhoan / michaelhoan@gmail.com Documentation Sponsored Links ...
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Tài liệu DENIAL OF CREDIT ppt

Tài liệu DENIAL OF CREDIT ppt

Ngày tải lên : 15/01/2014, 15:59
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Tài liệu An Introduction to Letters of Credit pptx

Tài liệu An Introduction to Letters of Credit pptx

Ngày tải lên : 16/01/2014, 11:37
... other reasons) will not relieve the Confirming Bank of its irrevocable obligation to pay the Beneficiary Therefore, before adding its confirmation, the Confirming Bank must be satisfied that the ... the agreement of the Issuing Bank, the Confirming Bank (if the Letter of Credit is confirmed), and the Beneficiary Illustration on page depicts a revocable letter of credit In its function, the ... strictly with the Letter of Credit The Letter of Credit cannot be amended or canceled without the consent of the Issuing Bank, the Confirming Bank (if the Letter of Credit is confirmed) and the Beneficiary...
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Tài liệu Letter of credit doc

Tài liệu Letter of credit doc

Ngày tải lên : 16/01/2014, 18:20
... After a contract is concluded between buyer and seller, buyer's bank supplies a letter of credit to seller Seller consigns the goods to a carrier in exchange for...
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Tài liệu Understanding and Using Letters of Credit Part 1 pptx

Tài liệu Understanding and Using Letters of Credit Part 1 pptx

Ngày tải lên : 16/01/2014, 18:20
... absolute upon the completion of the terms and conditions of the letter of credit Under the provisions of the Uniform Customs and Practice for Documentary Credits, the bank is given a reasonable amount ... obligation to the buyer, is to examine all documents to insure that they meet all the terms and conditions of the credit Upon requesting demand for payment the beneficiary warrants that all conditions ... no other obligation under the letter of credit If the issuing bank does not pay the beneficiary, the advising bank is not obligated to pay Confirming Bank The correspondent bank may confirm the...
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Tài liệu Understanding and Using Letters of Credit Part 2 doc

Tài liệu Understanding and Using Letters of Credit Part 2 doc

Ngày tải lên : 16/01/2014, 18:20
... correspondent relationships The seller should ensure that the advising/confirming bank is a financially sound institution The seller should confirm the good standing of the buyer's issuing bank if the ... for Purchase contracts and other agreements pertaining to the sale between the buyer and seller are not the concern of the issuing bank Only the letter of credit terms are binding on the bank Documents ... and the insurance document Other documents required may be an inspection certificate, copies of a cable sent to the buyer with shipping information, a confirmation from the shipping company of the...
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Tài liệu Commercial Letter of Credit docx

Tài liệu Commercial Letter of Credit docx

Ngày tải lên : 25/01/2014, 14:20
... the draft on to the importer’s bank Upon tờ hối phiếu tới cho ngân hàng nhà nhập Ở receipt of the document and draft, the giấy biên nhận chứng từ tờ hối phiếu, ngân importer’s bank debits the ... maturity) and conveys the documents, hạn hối phiếu) mang chứng từ xuất trình để representing title to the goods, to the importer nhận hàng hoá, cho nhà nhập L/Cs may be confirmed or unconfirmed and ... unconfirmed irrevocable ngân hàng xác nhận (kiêm ngân hàng thành toán) L/C L/C bears the guarantee of the issuing bank Một thư tín dụng huỷ ngang chưa only, and a revocable L/C carries only the...
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Tài liệu Phương thức tín dụng chứng từ ( Letter of Credit- L/C) pdf

Tài liệu Phương thức tín dụng chứng từ ( Letter of Credit- L/C) pdf

Ngày tải lên : 25/01/2014, 18:20
... xác nhận (confirming bank) - Số tiền thư tín dụng (Amount of money) - Thời hạn hiệu lực (Expiry date) - Thời hạn trả tiền L/C (Latest payment date) - Những nội dung hàng hoá (Description of goods) ... 1.Khái niệm: Phương thức tín dụng chứng từ phương thức toán theo yêu cầu khách hàng ,ngân hàng phát hàn thư gọi L/C cam kết trả tiền chấp nhận hối phiếu cho ... dụng :thường Ngân hàng đại lý Ngân hàng mở thư tín dụng ngân hàng bên bán -Ngân hàng xác nhận (C onf irming bank),ngân hàng chiết khấu((Negotiating bank),Ngân hàng trả tiền ((Reimbursing bank):các...
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Tài liệu The Supply and Demand Side Impacts of Credit Market Information pptx

Tài liệu The Supply and Demand Side Impacts of Credit Market Information pptx

Ngày tải lên : 16/02/2014, 03:20
... showing the flow of money and information in the lending process to illustrate when Genesis shares information on the clients and when it checks them in the bureau The key focus of the information ... selection on estimates of the conditional mean Section V analyzes the impact of improved information on the supply side through the staggered rollout of Crediref, and Section VI gives the corresponding ... in the Crediref records Crediref collects information once a month on each of the loans taken by an individual For group loans, the recorded information is on the total loan to the members of the...
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