disclosure+of+market+data+by+trade+repositories

Technical Committee of the International Organization of Securities Commissions : Principles for financial market infrastructures ppt

Technical Committee of the International Organization of Securities Commissions : Principles for financial market infrastructures ppt

... Principle 23: Disclosure of rules, key procedures, and market data 121 Principle 24: Disclosure of market data by trade repositories 124 4.0 Responsibilities of central banks, market regulators, ... 23 Disclosure of rules, key procedures, and market data ● ● ● ● ● 24 Disclosure of market data by trade repositories ● This table depicts the applicability of the principles to each type of FMI ... the data maintained by a TR may be used by a number of stakeholders, the continuous availability, reliability, and accuracy of such data are critical Box Public policy benefits of trade repositories...

Ngày tải lên: 15/03/2014, 10:20

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Tài liệu Supervision and Regulation doc

Tài liệu Supervision and Regulation doc

... Representative of ces FR / FDIC OCC /FR/ FDIC FR NOTE: FR = Federal Reserve; OCC = Of ce of the Comptroller of the Currency; FDIC = Federal Deposit Insurance Corporation; OTS = Of ce of Thrift Supervision ... continuous operation of financial markets and to ensure the continuity of Federal Reserve operations in the event of a future crisis The process of strengthening the resilience of the private-sector ... new office or subsidiary, the financial and managerial resources of the foreign bank, the condition of any existing U.S offices, the bank’s compliance with U.S law, the extent of access by the...

Ngày tải lên: 16/02/2014, 11:20

16 232 0
Financial Regulatory Reform - A New Foundation: Rebuiding Financial Supervision and Regulation docx

Financial Regulatory Reform - A New Foundation: Rebuiding Financial Supervision and Regulation docx

... transparent electronic trade execution systems for OTC derivatives and by requiring development of a system for timely reporting of trades and prompt dissemination of prices and other trade information ... and regulation of national banks and federal branches and agencies of foreign banks This agency would take over the prudential responsibilities of the Office of the Comptroller of the Currency, ... use of regulated exchange-traded derivatives Competition between appropriately regulated OTC derivatives markets and regulated exchanges would make both sets of markets more efficient and thereby...

Ngày tải lên: 15/03/2014, 19:20

89 351 0
Cambridge.University.Press.An.Introduction.to.Law.and.Regulation.Text.and.Materials.Apr.2007.pdf

Cambridge.University.Press.An.Introduction.to.Law.and.Regulation.Text.and.Materials.Apr.2007.pdf

... ofmarket failure’’ is supplemented by a range of other defects in market ordering A general regime of deliberate preference-shaping through governmental control of desires and beliefs is of ... that of maximising general welfare, conceived in terms of maximising allocative efficiency Regulation may this by correcting market failures, enhancing the efficiency of market- based ways of deciding ... particularly analyses by public lawyers of the exercise of legal discretion by independent regulatory agencies; and the second concerning the role of courts and the growing juridification of regulation...

Ngày tải lên: 21/09/2012, 10:39

373 1.2K 5
Regulation above and beyond the state

Regulation above and beyond the state

... resolving trade- offs across policy sectors: it is reflected in the lack of any annual budget which policy departments fight over Of course, issues of policy trade- offs arise and are often fiercely ... stability of the global monetary system, thereby serving the interests of ‘lending’ states By establishing a network of these conditional loan agreements with developing states in receipt of IMF ... making of political trade- offs which the limited expert community cannot claim to make on behalf of the broader global community affected by the relevant activity Moreover, the legitimacy of expertbased...

Ngày tải lên: 01/11/2013, 07:20

41 335 0
Tài liệu Quản lý và giám sát ( Supervision and Management ) docx

Tài liệu Quản lý và giám sát ( Supervision and Management ) docx

... problem In your discussion with the employee, what items of information will be of the most importance? What are the characteristics of an effective supervisor? What qualities make for a good ... handle this situation? You supervise a group of employees, one employee complains that the office is too hot, another employee complains that the office is too cold How will you handle this? ... influence What action will you take? Two of your staff are involved in a verbal altercation in your office area How will you handle this situation? One of your employees is using derogatory language...

Ngày tải lên: 24/01/2014, 06:20

6 439 2
Tài liệu Bank regulation, capital and credit supply: Measuring the impact of Prudential Standards pptx

Tài liệu Bank regulation, capital and credit supply: Measuring the impact of Prudential Standards pptx

... Index).27 As a measure of the tightness of monetary policy, we include changes in the official bank rate set by monetary authorities (BANKR) As a measure of the stage of the credit cycle (which ... Panel B of Table shows our simulation of the impact of a counter cyclical capital requirement At the time of writing, the details of how exactly such a counter-cyclical 33 The immediate impact of ... focuses on providing measures of the effects of more stringent capital policies on bank lending and other measures of the scale of a bank’s intermediation activity such as off-balance sheet assets...

Ngày tải lên: 16/02/2014, 10:20

43 611 0
Tài liệu Báo cáo khoa học: Brain angiogenesis in developmental and pathological processes: regulation, molecular and cellular communication at the neurovascular interface pdf

Tài liệu Báo cáo khoa học: Brain angiogenesis in developmental and pathological processes: regulation, molecular and cellular communication at the neurovascular interface pdf

... and barriergenesis of the brain vasculature occur via the complex coordination of various molecules The molecular dynamics of this process involve several different types of cells surrounding ... clearance of neurotransmitters and ions is accompanied by the movement of water, which is buffered by astrocytes The increased Na+ concentration caused by glutamate transport, and increased intracellular ... cytotoxic edema by reducing the flow of water into the brain [71] vSMCs vSMCs are myocytes that mediate vasoconstriction and vasodilation The thickness of the vSMC layer dif- Regulation of angiogenesis...

Ngày tải lên: 18/02/2014, 11:20

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Bank Risk-Taking, Securitization, Supervision, and Low Interest Rates: Evidence from Lending Standards pptx

Bank Risk-Taking, Securitization, Supervision, and Low Interest Rates: Evidence from Lending Standards pptx

... on the US market, we analyze the drivers of the crisis in the other major developed market – i.e the Euro Area – by making use of a very rich dataset on lending standards By using this dataset ... triggered by the collapse of the subprime mortgage market We analyze the drivers of the crisis in the other major developed market, the Euro Area, by making use of a very rich dataset We ultimately ... composition of USD foreign exchange reserves that can be gleaned from the US Treasury International Capital data suggests that over half of foreign official holdings of US securities has a maturity of...

Ngày tải lên: 06/03/2014, 14:20

57 466 0
Báo cáo khoa học: "All Words Domain Adapted WSD: Finding a Middle Ground between Supervision and Unsupervision" pptx

Báo cáo khoa học: "All Words Domain Adapted WSD: Finding a Middle Ground between Supervision and Unsupervision" pptx

... reported by Chan and Ng (2007) and Agirre and de Lacalle (2009) The former showed that adding just 30% of the target data to the source data achieved the same performance as that obtained by taking ... the main focus of interest in the paper We augment the training data which could be from one domain or mixed domain with a small amount of data from the target domain This combined data is then ... size of the Health corpus Tables and summarize the average degree of Wordnet polysemy and corpus polysemy of the polysemous words in the corpus Wordnet polysemy is the number of senses of a word...

Ngày tải lên: 17/03/2014, 00:20

10 337 1
Audit Stewardship and Oversight of Large and Innovatively Funded Projects in Europe ppt

Audit Stewardship and Oversight of Large and Innovatively Funded Projects in Europe ppt

... evaluation of work performed, use of project costing standards, distribution of profits from concessions, compliance with contract provisions, and an evaluation of overall price and quality of services ... evaluation of work performed, use of project costing standards, distribution of profits from concessions, compliance with contract provisions, and an evaluation of overall price and quality of services ... Inspector General Office, Ministry of Finance, Republic of Portugal Figure An EU example of audit authority structure services and audits of economy, efficiency, and effectiveness of operations similar...

Ngày tải lên: 23/03/2014, 04:20

60 285 0
Bank Risk-Taking, Securitization, Supervision, and Low Interest Rates: Evidence from Lending Standards potx

Bank Risk-Taking, Securitization, Supervision, and Low Interest Rates: Evidence from Lending Standards potx

... impact on the softening of lending standards of both short and long-term rates, of securitization and of banking supervision regulation Moreover, we want to analyze whether the softening of standards ... available data on the composition of USD foreign exchange reserves that can be gleaned from the US Treasury International Capital data suggests that over half of foreign official holdings of US securities ... of 2.59, a minimum value of -9.58 and a maximum of 3.47, i.e there is ample variation of Taylor-rule implied rates over the sample Securitization has an average of 1.76 with a maximum value of...

Ngày tải lên: 29/03/2014, 13:20

56 299 0
association for supervision and curriculum development.ascd, 1984–2004 defining moments, future prospects

association for supervision and curriculum development.ascd, 1984–2004 defining moments, future prospects

... preferences One of the most important grew out of scholarship offering broader definitions of “IQ” than the typical intelligence test score of the psychometricians In 1983, Howard Gardner of Harvard ... implications of brain research, ASCD went to the experts The array of neuroscientists ASCD staff consulted included Steven Petersen of Washington University; Andrew Meltzoff of the University of Washington; ... of thinking The resulting Thinking Skills Conference at the Wingspread Conference Center, Racine, Wisconsin (1984–85) was chaired by Stuart Rankin of the University of Michigan and attended by...

Ngày tải lên: 03/06/2014, 01:20

106 216 0
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