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Enhancing quality management capacity in tra fish basa fish in hung ca company limited

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wy t ` gể he ky si ý a Brussels School eS

4 Economics & Management rò

Master in Business Quality and Performance Management | | FINAL REPORT Subject: y | Y ee

ENHANCING QUALITY MANAGEMENT CAPACITY IN TRA FISH- BASA FISH IN HUNG CA COMPANY LIMITED say ae # Ì 4< << — ====== Instructed by: Dr Jacques Martin —=== =

Student > Tran Quoc Truong

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STATEMENT OF AUTHORSHIP

I certify that this project entitled “Status of Quality Management and proposal for enhancing quality managem¢ capacity in Pangasius Hypophthalmus (Tra fish) — Pangasius Bocourti (Basa fish) in HungCa company limites is my responsibility to manage and development

Except where reference is made in the text of the project , this project contain material published elsewhere

extracted in whole or in part from a project by which I have qualified for or been awarded another degree No other person‘s work has been used without due acknowledgement in the main text of the project

Ho Chi Minh City, September 2014

Tran Quoc Truong

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ACKNOWLEDGMENTS

I would like to express my deeply thankful to Dr Jacques Martin who has been providing tk fully support and direction in this final report I hereby express my thanks for his sustain efforts j providing knowledge and teaching during the course which has benefited to all members

I am thankful to all professors and lecturers who taught the syllabus for master degree i business quality and performance management to me

Warm thanks to Ms Hien and Ms Thuy — coordinators of the program - who made the gre; connection between me and the course

I am also indebted to my colleagues and classmates to support me about performance apprais; process or contributing their opinion or sending the material to me for my report, especially M Nguyen Van Thien, my classmate to MBQPM3 class

I would like to thanks to my family who have support and encourage me all the time in thị course And finally, I offer my regards and blessings to all of those who supported or encouraged m in any respect during the completion of my report

Tran Quoc Truong

aT

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TABLE OF CONTENTS

PART A: INTRODUCTION OF HUNG CA COMPANY LIMITED .- 55555555 L¡ F.ĐWOIWWDIHỗtntahuihbridttiiiktagg10GL360L2A,1604100ELLGIÁ6G1ảãu830464-3530380uã<k9Ä/3504i0xamfidierrosotorxrmnremli=EmororerrergtoHrt ion gi rơm 7

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a Biological characteristics of Pangasius Hypophthalmus and Pangasius Bocourti 13

b Purchase of raw materials .cccccssssssessesesscscsssscsecscssssssecsscscsessseecsesacsecetsceecaeescacersaes 15

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f Identification and evaluation of quality of raw materiaÌS - ¿- 6+ ss s2 £+E E2 £se£zzcczz

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CHAPTER 2: STATUS OEF QUALITY MANAGEMENT << 55 5S se se 30

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2.1.2 Some criteria for frozen fillet products of Pangasius Hypophthalmus and Pangasius BOGOUTEL cnnnsennansemscunsnsnanavavinniacthsasckinaaantamenneamnnx nhpterteinynvetiSi-eLEESUEDEEISSS01190000000107506008010006500/018500052816 31

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CHAPTER 3: PROPOSAL OF MEASURES TO IMPROVE QUALITY MANAGEMENT 3§

3.1 General comment and assessment of current quality management at the plant 34 me ẽẽố ẽố ẽ ẽố NT NA NỀN NY ABBE 34 3.1.2, Weaknesses ssscsvassorsissssonenesecesorsessessssusssssessenssastsassssteseesesssassssveensesoseseeseses,,,,,, MORE 39 3.1.3 Causes of weaknesses c0 c2 22tr 38 3.2 Proposal of measures to improve QUALITY MANAGEMENT cccccsssssssssssssesssssescoseess 39 l9 (0 CC ASGQUQ 69 REFERENCES ằỏồầồầ7ầ7ẰẤẶóá/1,11 69 INDEX 1: Figures Figure Ì HT HH Hee ổ Figure 2 HH Hee DO 8 na ,.75ĂẦ55g , HA 9 — ề.ẻ ề Q 9 "5>" 10 PAGUIC 6 .-cveveroonvenssvssensssnnsisessansasvuscoecesssnngsesueyssnnssosvretbthsnvsssecacnevereensranveavnagennantdeneeesccce , , oe 13

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PART A: INTRODUCTION OF HUNG CA COMPANY LIMITED 1 FOREWORDS:

Fisheries have long been one of key economic sectors of the country, in which frozen fillet

Pangasius Hypophthalmus (tra fish) and Pangasius Bocourti ((basafish) are staples

Strong development of Pangasius Hypophthalmus and Pangasius Bocourti culture in Mekong Delta has brought here tremendous fishery benefits Together with this development is the advent of a mass of Pangasius Hypophthalmus and Pangasius Bocourti processing companies The problem to be posed is how to raise the value of Pangasius Hypophthalmus and Pangasius

Bocourti to increase incomes for people to order to encourage them to expand culture area to

obtain abundant output for processing To achieve this goal, it is necessary to boost export through close quality management from culture to processing to meet strict quality demands of the world market and create new products for the common goal of diversifying aquaculture products, meeting increasing demands of consumers and ensuring food quality and safety for everyone

With strengths in raw materials, modern equipment and technology, skilled workers and quality management under HACCP standard, Hung Ca company's quality of products is always guaranteed to meet increasing demands of customers

With a desire to apply the learned knowledge as well as contribute a small part to improving quality of frozen fillet Pangasius Bocourti products, I have made the topic with the contents above to improve the management and control of the plant’s fish processing

2 History of formation

a General information about the Company :

Hung Ca Co., Ltd was official established in February 2006 in Thanh Binh Industrial Zone, Dong

Thap Province with 250 ha of farming area and the investment capital USD 45,000,000, at the present, spending seven years establishing and development, Hungca becomes one of Vietnam’s most prestigious and biggest companies in cultivating, processing, exporting Pangasius Nowaday, Hungca owns the farming area increases up 700 hectares across 5 areas in DongThap province such as Hong Ngu, Tam Nong, Thanh Binh, Cao Lanh, Tan Hong, includes 80 hectares and certified by “Global G.A.P” Hungca is proud of one of these enterprises which have the largest

Pangasius farming area in Cuu Long delta

NSCOR MME ARP ACURA DE ETL METIS EU AESLCER EAN TTL TSS D I ISOLA OAS UH RNS ES CS ES ES OU A DENSE BIS BC US NE USER RN

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Figure 1: Hungca factory and Van Y factory, reaching the total capacity of 370 MT of raw material/day

Figure 2: With 700 hectares farming area in Hong Ngu, Tam Nong, Thanh Binh, etc HUNGCA becomes one of the companies that have the biggest Pangasius farming area in Mekong Delta

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Figure 3: Global Gap farm area

Aim to supply the best Tra & Basa products, HungCa applied the international certificates as: ISO

2000:2005, BRC certificate, HACCP, IFS, HALAL, GLOBAL GAP and ASC - (Aquaculture

Stewardship Council which is published by WWF and IDH) for HungCa factory and farming areas

GLOBALG.A.P The Global Partnership for Good Agricultural Practice

Figure 4: International farming and processing standards HACCP, BRC, HALAL, ISO 22000, IFS, GLOBAL GAP

Specializing in Tra & Basa Products such as Pangasius fillet, portion, skewer, steak, roll, value added products and industrial block, Hung Ca is the top supplier of many importers all over the world With more than 4,000 young and skillful workers and excellent specialists, by each product, Hung Ca gives the best message of quality, prestige and professional

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Figure 5: With main functions in cultivating, processing, and exporting Pangasius fillet From then, Hungca brand has been presented in many countries over the world and got significant successful in seafood field

b General information of the Company’s development process from establishment date :

» 1979 Beginning |

With more than 30 years experienced in farming Basa & Tra Pangasius fish in Mekong delta, Mr Tran Van Hung — Hung Ca founder carried out to exploit a large number of canal areas in Hong Ngu

— Dong Thap, starting in to farm and exploit in large scale

» 1989 Expanding farm scale

Expanding farm scale, focus on Thuong Lai Commune, Hong Ngu District, Dong Thap Province

The harvest capacity is about 70 MT per day, providing mainly for domestic market

» 1992 Investment

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Investing in farming in floating raft, including 9 big rafts, providing 100 — 300 MT Pangasius raw

material for the processing factories

1996 Development

Widening the lake and raft’s area, standardizing farming and production 2003 Turning-point

Dong Thap Province appealed for developing the farming seafood career in alluvial flat HungCa

invested in dredging 34 ha hillock in Tan Thanh and Tan Binh Commune, Thanh Binh District in order to continue to expanding the farm

Besides expanding the farm, HungCa focuses on improving the fountain-head, raise fish by industrial feed meal made from broken rice, bran, marine fish that improved the fish’s quality, reduced farming

cost, enhanced the cost price, tended to the exportation

Getting successful in farming and providing high quality Pangasius raw material, HungCa built the prestige gradually in the seafood field and tended to expand the distribution channel, especially in exportation

2006 Hung Ca Establishment

April 2006: Hung Ca built the processing seafood factory in Dong Thap Province with capacity 45,000 raw material per year that completes Hung Ca’s close process: Farming — Processing —

Exporting From then, Hung Ca became the unique exporter which had close process that helped

control the raw material and be flexible in exportation

6 Feb 2006: Hung Ca Co., Ltd was official established with 80 ponds along Hong Ngu, Tam Nong and Thanh Binh, and | processing factory with capacity 50,000 MT per year

26 Dec 2006: Hung Ca Branch was founded in Ho Chi Minh City Hung Ca Products, Pangasius fillet

has been launched in the international market, especially in Europe, Middle East, Russia, Asia, South America

2008 Achievements

Hung Ca got the EU code — DL 126

Hung Ca got many certificates continuously including: ISO 22000:2005, BRC, HACCP, IFS 2010 Improvement

June 2010: Hung Ca is one of six companies who get Global Gap certificate that helps Hung Ca penetrate easily to the strict markets and consolidate Hung Ca trade mark in the international market

August 2010: Putting the second Seafood processing — Van Y in operation with the capacity 80.000 MT per year, getting the total capacity 120.000 MT per year

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b Functions and duties of each department

- Board of Directors is the highest unit which has power to manage all activities of the company

in accordance with plans, policies and laws of the State

- Sales Department: acts as a counselor for the Board of Directors on production, raw material

plan; coordinates with the Export Department to seek customers at home and abroad; associates with the Quality Control Department to check sanitary condition and maintenance of equipment

for production

- Farming Department is responsible for managing and providing raw fish for Supply

Department

- Supply Department: is responsible for providing input materials as required by the plant

- Production Executive Board: coordinates with departments to regulate production, perform contracts of goods supply

- Accounting Department: is responsible for financial monitoring, full and prompt reporting on financial data as required by the Board of Directors, payment of wages to workers, accounting for payment to State budget, funds statistics, stipulation of selling price and management of

finished products in warehouse

- Import - Export Department: is responsible for seeking new customers to expand export markets, making pricing negotiations with customers, delivery procedures, calculating

production costs, contacting carriers to pull Containers to the Company for packing export

goods

Quality Control Department: is responsible for managing quality and food safety of all products produced by the Company, desiging packages, making insurance registration procedures at appropriate authorities (NFIQAVED)

- Warehouse Control Department: is under management of Accounting Department - Import - Export Department; is responsible for importing - exporting frozen seafood products for export as required by the company; keeps the goods in the warehouses at export quality

i _ guợgg

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PART B: ENHANCING QUALITY MANAGEMENT CAPACITY IN TRA FISH - BASA FISH IN HUNG CA COMPANY LIMITED

CHAPTER I: PROCESSING TECHNOLOGY AND EQUIPMENT 1.1 Processing technology

1.1.1 Raw material

Figure 6 : Pangasius Hypophthalmus

a Biological characteristics of Pangasius Hypophthalmus and Pangasius Bocourti _ Classification

Pangasius Hypophthalmus and Pangasius Bocourti are species of Pangasiidae family distributed

in Mekong River basin, present in all four countries of Laos, Cambodia, Vietnam, Thailand According to the classification system, Pangasius Hypophthalmus and Pangasius Bocourti are

sorted out as follows: Siluriformes Pangasiidae Pangasianodon

Pangasius Hypophthalmus (tra fish), Pangasius Bocourti ((basa fish)

(Sauvage, 1878 cited by Vo Quoc Van, 2004)

Pangasiidae family includes 07 groups of 30 species, there are 16 species in Vietnam, of which 05 species are similar in appearance Typical biological habit is that Pangasius Hypophthalmus

and Pangasius Bocourti are cultured on a large scale in ponds and cages in Mekong Delta _ Morphological characteristics

These two species of fish are rhombic, have a long body and flat sides; their length is four times

longer than their width They do not have scales; their back is grey black and their belly is

silverish; their skin is thick and covered in a viscous layer, their mouth is wide two long

antennae

Pangasius Hypophthalmus can live in all water layers, but usually live in static and flowing water

basins Their absorption organs are skin and air bubble, so they are able to live in rough water

pond, lacking oxygen They are capable of living at high density, living very long in mud on land,

in narrow ponds and lakes, but there should be enough moisture for skin

RR AR AP VRS LOG SEES A SREB SCS SNES EES EST SUR RU raeA HSRR

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Pangasius Bocourti live mainly in flowing water areas, cultured in cages, large lakes, warm

temperature Pangasius Bocourti need more oxygen than Pangasius Hypophthalmus, if oxygen is

low, they will be asphyxiated because their adaptability to narrow spaces is worse than Pangasius

Hypophthalmus ®, this is a point we should pay attention to during transportation to keep fish

from being dead

_ Nutritional characteristics

Pangasius Bocourti and Pangasius Hypophthalmus are omnivorous, but inclined to eat preys of animal origin and they easily change types of feed At the oocyte stage, they like fresh prey,

ephemeral of size matching their mouths as rotifers, budding, oocyte even eat each other in nursing tanks

In ponds, Pangasius Hypophthalmus adapt to a variety of feeds including organic feed detritus,

bran, vegetables, organic fertilizer, bottom animals, compound feed, animal feces, etc Pangasius

Bocourti also eat different feeds such as bran, vegetables, chipped fish (cooked), they less fight for bait and are bulimic, so they are suitable for culturing in cages

_ Growth characteristics

Pangasius Hypophthalmus in the nature can live over 20 years, and there has been natural Pangasius Hypophthalmus of 18 kg in weight or 1.8 m in length Pangasius Hypophthalmus quickly grow in normal culture condition A Pangasius Hypophthalmus fingerling reaches 1-1.2 kg after one year of culture, 1.5-2 kg after 2 years of culture, 2.5-3.5 kg after 3 years of culture Pangasius Bocourti also gain weight quite rapidly A Pangasius Bocourti finglerling reaches 0.7-

1.3 kg after one year of culture and 2.5 kg after two years if it is cultured in cage

_ Reproductive characteristics

Mature age: male fish is at the second year, female fish is at the third year They do not have external genitalia, it is very difficult to distinguish male, female superficially Maturation period,

the male gonads in development referred to as sperms in male fish, ovaries in female fish Fish

mature season in the nature starts from May to June of lunar month, fish habit is swimming

upstream to migrate to spawning grounds

In terms of artificial breeding, fish may be maturing and spawning sooner (3 months) Re-

spawning is not seen in in the nature, only in artificial condition, fish can spawn 1-2 times a year

In farmers’ fish ponds in Mekong Delta, spawning of Pangasius Hypophthalmus g is rarely seen due to lack of feed, inadequate nutritional composition, short breeding period of 1-2 years

_ Distinction between Pangasius Hypophthalmus and Pangasius Bocourti

Length: Pangasius Hypophthalmus is longer than Pangasius Bocourti

Color: Pangasius Bocourti’s back has lighter blue than Pangasius Hypophthalmus’s, Pangasius Bocourti’s belly is silvery (whiter than Pangasius Hypophthalmus’s belly)

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Shape: Pangasius Bocourti’s belly is bigger than Pangasius Hypophthalmus’s because it has much more abdominal fat

(Tra Vinh University, Lecture ‘on fish culture techniques) b Purchase of raw materials

The company's agents directly purchase and transport raw materials to the company for processing Agents assign their staff cages, ponds to collect samples and send them for testing, agree on prices and make purchase contracts (including material declaration, affidavit and antibiotic test results), then transport to the company

c Transportation

Transportation by waterway: mainly transport live fish from An Giang, Dong Thap Means of transport are specialized boats This method is safe and economical The top and end of the boat with holes for water in and out freely to prolong fish lifetime During transportation, attention

should be paid to the following:

Shipping boats must be clean to avoid infecting material Avoid transporting at too high density

During transportation, avoid stopping along the way, if there is any incident, it is obligatory to

find a place with clean water, shade for mooring

Transportation by frozen truck: transport fish from Vung Tau Fish is killed before being put into the truck to avoid hurting each other due to long distance

d Preservation of materials

_ Transportation by boat

When fish are on board, the transport must be done within the day

Make sure the water temperature in the boat is appropriate to keep fish from being dead

The fish should be taken for processing as quickly as possible right after arrival at the port

_ Transportation by truck

Raw material transported in truck with refrigeration systems to preserve materials during transport to the company Refrigeration system in the truck is operated about 4h before the

materials are put in the truck During transport, the refrigeration system is operated by the

transmitter on the truck Fish must also be handled as quickly as possible when arriving at the

company to limit loss because fish has been dead before transport

e Perishing phenomena of raw materials

During transport, materials collide or crash into the hull of boat, truck leading to hemorrhage and accumulation of bruises, detract significantly perceptible In addition, most materials are damaged due to viral infections and parasites, common diseases such as:

Bacterial infections:

Blood bacterial infections caused by Aeromonas

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Bacterial infections caused by Pseudomonas (Red spot disease) Blood Bacterial infections caused by Edwardsiella (Edwarsiellosis) Aquatic fungus disease

Cá Tra giống bị xuat huyết

do nhiễm khuẩn (BVL)

Breeding Catfish experienced hemorrhage caused by BVL

Figure 7: Pangasius Hypophthalmus experienced hemorrhage caused by White skin disease (loss of viscosity)

- Diseases caused by parasites:

Parasites and other pests will reduce, or even loss of the safety of food, so during

processing to remove immediately to prevent the possible contamination of harmful microorganisms in a batch Common diseases caused by parasitic infections such as rotifers Disease, Ichthyophthyrius multifiliis, White spot disease (WSD), monogenean,

Lernaea - Anchor Worm, Argulus

Some diseases caused by a lack or im-balancing of nutrients

If feed lacks amino acids, especially the essential amino acids as Arginin, Lysine, Methionine will make fish stunted, growth retardation and disease susceptibility If feed lacks essential

minerals for fish, such lack of selenium (Se), fish will be susceptible to edema Lack of zinc (Zn), fish is easily blurred vision, cataract These vitamins are essential for fish, fish feed lack of

vitamin C, fish is experienced locking gill, spinal deformities, especially in breeding fish of

rearing period Commercial fish without vitamin C may lead to yellow meat, poor quality meat,

low protein (protein) in meat If severe shortage, fish’s resistance will be decreased, disease susceptibility, weak immune systems, fish color is darker, slow-growing fish, weedy If lack of

essential vitamins such as vitamins A, B12, Folic Acid, Thiamine that will make fish anorexia, anemia, skinny If Biotin or Vitamin E is deficient, it will make fish fat and meat yellow

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N6

Thịt cá Tra bị vàng đo thiếu đỉnh đưỡng, vitamin (DHCT)

Figure 8: Pangasius Hypophthalmus become yellow due to lack of nutrition, vitamin

(http://www cuulongfeed.com) J Identification and evaluation of quality of raw materials

- Standard materials

Material sources to supply the company are mostly from fish cages in An Giang, Dong Thap, but fish are also bought from Vung Tau and transported by frozen truck Raw materials are purchased through the company's agents, transported by specialized boats Before buying fish, agents must collect samples and send them to appropriate authorities for antibiotics test, if the no antibiotics as well as harmful substances are deteted, then fish are harvested and brought to the company

- Method of checking freshness of raw materials

There are many methods of checking freshness of raw materials, but the company often uses the sensory method to carry out the test The sensory method is based on the following characteristics:

Fish body

Fresh Fish: Hard body, un-bent body when being held at the center of the body, solid meat, elasticity, a dent emerge after the fish body is deeply pressed by a finger

Stale fish: limp body, bent body when being held at the center of the body, soft meat, un- elasticity, a dent remaining after the fish body is deeply pressed by a finger

Examining fish color, viscosity sticking to fish skin

Fresh fish: Outside pink, bright and polish fin, stick on the body, normal shape, transparent mucus, high adhesion of viscosity, natural stinking smell (natural stinking of pond mud)

Stale fish: soft body, bulging belly, loose fins, easy peeling, faded color, darker outer surface,

viscous lump, reduced and dull viscosity, stinking smell, back color usually transferred to brown

or red

Mouth and gills

Fresh fish: closed mouth and gill, gill in dark red or bright pink, no viscosity, no stinking smelly, natural fishy smell

Stale fish: mouth slowly opens, the opened wider the mouth is the more spoilage is, spoiled gill is

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dark or pale, gills wide open in the turbid viscosity liquid, sour, rotten smell Fish eye

Fresh Fish: transparent cornea, bright, bulging eyeball, black iris

Stale fish: dim opaque cornea, eyeball recessed below retina, may be broken off, deeply recessed

eyes, white membrane, pale white, black and red irises, iris open, sometimes due to internal movement blood around the eyes pink

Using knife to cut fin and observing cuts:

Fresh fish: bright red cuts, see green trace at cross-section of the fillet, there may be another

color, elasticity, meat close to the bone, the bone still uncertain, especial fishy smell

Stale fish: dark gray cuts, no cross-elasticity, loose meat, close to the bone, bad smell, sometimes stinking smell

Observing abdomen and anus

Fresh fish: normal slim belly, belly bulge is not hard, anal concave rim, white or pale pink fish Stale fish: bulging belly, flabby, distended abdomen when cracked, sometimes green-bellied, red

rim anal, not fresh, convex, if anal rim is completely convex out with dark red, fish is stale

(Source: Publication of Science and Technology Information, Dong Nai, No 01/2006 http://agriviet.com) | Lên — [checking parasites 1.1.2 Processing | |

Figure 9: General processing of frozen fillet Pangasius Hypophthalmus, Pangasius Bocourti

After being transported to the port by boats, raw materials will be taken to the reception area of

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raw materials, raw materials will taken straight to the reception area if they are transported by trucks Fish in the reception area will be killed and taken into filleting step, after filleting is finished, then washed, skinned off and transferred to shaping step After being shaped, fish is

transferred to molding step and freezing Finally, packaging and storage are conducted

1.1.3 Main production areas a Worshop 1: Filleting

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Figure 10: Filleting process

Figure 11: Production process at filleting step

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_ Scaling

To make the statistics on fish amount brought in the company

_ Bleeding

Purpose: To avoid stagnation of blood in the fish's body and make clean white fish muscle while maintaining the beauty and quality of products

Operation: a hand holding the fish head, a hand cutting off the gill and jaw with a specialized,

make the aorta to rupture for blood running out of the body and then push fish into the water tank to wash

_ Washing

Purpose: to clean viscosity, contaminants and microorganisms attached on the fish, wash off

blood

This step consists of two clean water tanks, normal temperature and chlorine concentration of 50

ppm After being bleed, fish is pushed into one of two tanks to wash, remaining tank for rotation, rotation time between two tanks about 8-10 minutes, then take fish and bring to the fillet table

_ Filleting

Reject unused part as organ, bone, head, just take meat of both sides

Operation: Put fish on the cutting board, fish head towards the left side, fish back facing fillet worker; right hand using a knife to make a cut beneath the fin (fish belly), left hand pressing down on the fish body, lean the knife to the right to make a line from mid of the fish body to fish tail, then turn the knife and make a cut to the fish head; use thumb and indicator finger to turn the

fresh cut meat, use the remaining three fingers press the fish belly, lean up the blade to cut along the ribs of the fish, tough and rough cut from the belly to tail throughout, finally separate the fillet

out of the fish body; Fillet table with a fish washing plumbing system, keep water drop to rinse the fish blood and the adhesive substances in the fillet process; turn the rest part of fish body, the back is also towards to the fillet worker, lean the knife to cut along the spine from the dorsal to the tail; Continue to cut the other side of the back, remove the ribs out and cut off the excess meat adhere to the fillet pieces Fish fillet kept in baskets of the fillet worker, then weigh for output

calculation and wash

_ Washing

Clean the remaining fish blood, microorganisms and fat stick on fillet pieces

After the filleting step, the fish is transferred to the washing step At this step, the fillet pieces

washed in static water tanks with chlorine concentration of 30 ppm Washing tank of 1000 liters, the volume of fish for about 12 to 15 kg, change water after 40 washing times and then change to

the skinning off step The skinning off is done by machine

_ Skinning off

Remove skin from the fillet pieces to facilitate the shaping process easier

Fillet pieces is placed on the skin slicing machine, the skin exposed to the machine, the head upward, the tail toward the blade, gently push the fillet pieces for the tail to expose the blade, the blade rotates in a clockwise direction to take away the skin and the fillet pieces is skinned off and

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smooth After filleting step is finished, forward to shaping step to trim

b Worshop 2: Shaping

Figure 12: Process of shaping

Figure 13: Production process at shaping step

_ First Scaling

Making the norm for semi-finished products and the output calculation of workers; after the

skinning step is finished, fillet pieces are forwards to the shaping step, 5kg weight each basket,

weight must be accurate in order not to affect worker’s productivity _ Washing 1

Each worker takes a fish basket to the shaping table Before shaping, fish must be washed in cold water with chlorine concentration of 7ppm, to wash fish cleaner, remove microorganisms and

easily shape _ Shaping

Remove red meat, ribs, remaining skin, blood vein and remove the damaged meat during the process of fillet, cut the tail end to be flat; fish will be shaped upon requests, fish shaped with fat and trimmed fish (fish bone is trimmed)

Operation: put fish on the cutting board, skinning off side facing down, place a knife at an angle

of about 30°, gently trim to separate the fat, bone from the belly, then turn up the fish, lean the

knife to remove the red meat from the back, trim the piece; use the knife tip to make a line on the

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back, gently trim the blood vein from near the middle of the back up, then use a knife edge at the holder to remove the remaining blood vein until the tail, cut the tail flatly Use ice water during the shaping step to ensure that the temperature is always less than 6°C, to limit the growth of microorganisms

Do not make overtrimming, loss nor for shaped fish is 27%, fatty shaped fish is 22%; After shaping, fillet pieces must be flat, the head, tail are not torn, no red meat, bone and fat left

_ Washing 2

After being shaped, fish will be washed in clean water tank at a temperature of less than 6°C, to wash away the fat meat parts clinging on fish, after being washed, fillet pieces will be more

clean, beautiful

_ Checking out

QC checks whether fat, skin, red meat, bone left or torn rate to assess worker’s productivity, if less than 3 basketballs are completed a day, such working day is considered to be off Workers

shall be reviewed for reward at the end of the year upon their fish basket weight After being shaped, fish will be checked parasite to detect and remove promptly fillet pieces infected with

parasite

Fish is placed on the stage to scan quickly and continuously at a cold temperature, each fish piece is scanned by light to detect parasite, the infected fillet pieces will be removed and treated, the fillet pieces are not infected to be passed to molding step

Notes:

During production process, fish must be kept in cold water and ensure clean according to the directed process

Be sure to use the correct tools so as not to lose fish, keep the cutting board clean wihout blood fat Regularly change washing water, chlorine water, cooled in ice water It is obligatory to be gentle with fillet, don’t put fillet too much in the basket and cover chip ice on fillet layer

c Workshop 3: Molding

Figure 13: Molding Step

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Figure 14: Production process at molding step

_ Preliminary sizing, sorting

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170-220 220-Up Export to USA : 2-4 4-6 (oz) 6-8 8-10

After sorting, sizing, fillet pieces will be scaled to calculate the weight to put into additive mixing, weighing S5kg/basket Then wash through 3 water tanks: Tank 1 of cold water of 5 ppm chlorine, Tank 2 of 5 ppm chlorine and Tank 3 of clean water, all three tanks at water temperature of less than 5°C After being washed, fillet pieces are stacked, waiting for water running off, then additive mixing

_ Additive mixing

Purpose: to make fillet pieces polished, water retention and weight gain

After running out of water, fillet pieces are put in the spinning tank of 200kg (20 baskets) mixed with 70 liters of water with additives Infusion of 50 liters of water, 2 kg of additives (2 types of

polyphosphate, each 1kg), 0.5kg and 17kg scale ice Spinning time depends on the size of fillet, it takes more time for large size of fillet than small size of fillet The same amount of chemicals, the same amount of fish, but if small size of fillet is mixed with large size of fillet, small size of fillet

will be soft, torn loose, unsatisplant; after the additive mixing step, fillet pieces are polished, weight increased by about 5-10%

If after sizing and sorting are complete, the additive mixing step cannot be done promptly,

preservation by icing for a short time to wait for additive mixing Freezing by dry ice (crushed ice)

Use insulated tank with close lids and drainage holes under the tank bottom, add a grinded ice layer 3-4 cm thick on the bottom, then line a PE layer on the surface of the ice layer, then lay fillet pieces on, one PE layer on one ice layer in turns until filling with a tank The ice layer on the surface is the most thickness

Freezing by wet ice

Less use because it is not highly effective and short preservation, often freeze fish skin in a short time for the trip But also use insulated tank, but put water and ice to form cold water liquid for

preservation

_ Sizing (2"! time)

After the additive mixing step, fillet will be placed on table, workers will make sizing upon requirements This sizing accuracy is high thanks to 2kg quantitative weight to size according to the requirements, suitable sizes Sizing is completed, fillet is transferred to the sorting table for

the 2" sorting, because in each Tl, T2, T3, T4, there are two distinct types After sorting,

different weight is done upon PO and sizing and sorting tag attached to each basket

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Requirements: avoid wrong tag, proper weight scaling must be made in accordance with requirement, it is not advisable to keep the fillet on molding table

_ Molding

After weighing, fillet is dipped, then place on molding table, the molding is advanced prepared,

cleaned with soap, then wash via water with chlorine, and finally clean water, turn down the mold

to dry Large and small PE bags are washed and dried before laying fish Molding method

For frozen block fillet: Lay a large PE layer on mold and press flat angle close to the mold Fillet

pieces are arranged upside down and not touch each other, depending on the size of fillet pieces

to apply different arrangement methods For large size, arrange 3 pieces, 2 pieces at width and 1 at the remaining width, the head turns into the mold wall Then line a small PE sheet on, turn up

and stroke the PE pieces stick to fillet pieces (chasing air out fillet pieces) and put back The next

layer is PE layer, lay the fillet pieces belly up and lay between the two sides in length, keep a layer of fillet pieces, a PE layer, and lay alternate layers until the basket is empty If small size is

5 pieces, 4 pieces in four corners and 1 in the middle, lay 1 small PE layer above, lay 4 pieces

interspersed gaps in between 4 edges And continue until the basket is empty, after fillet pieces are run off, fold one side of a large PE sheet, lay the tag of sorting, sizing and fold the rest sides of PE sheet

For frozen bulk fillet: Lay a large PE sheet in a similar way, lay each fillet piece separated from

each other, and head back out into the mold wall, also depending on the fillet size, then lay 3

pieces or 5 pieces The fillet layers are separated from each other by small PE layers, about half a basket of fillet, then fold the large PE sheet, then lay another large PE sheet into another mold to _ do the same until the fillet basket is empty, fold one side of PE sheet, then place a tag and fold

another side, turn and put PE down Fillet pieces are placed down from beginning to end

Requirements: It is obligatory to keep fillet pieces flat and neatly, disadvantage can reduce

sensory perception must be hidden inside, fillet pieces must be placed as required and the size tag, use hand to stroke fillet pieces after molding for being polished before setting up another PE

layer

_ Freezing waiting

After completion of molding, if freezing step cannot be immediately done due to lack of freezer or the amount is not enough for a freezing batch, put the molds in the pending freezer at temperature from -1 to 4°C, freezing waiting time £ 4 hours To limit the growth of microorganisms, maintain state and product quality while waiting for freezing

d Workshop 4: Finished product

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Figure 15: Production process at finished product step _ Freezing

In order to transfer products from natural condition into freezing in at a high minus temperature

to prevent the activity of microorganisms and extend the preservation time

For freezing exposure, wind freezing: fillet pieces are placed on trolley transported to freezer

Freezer must be clean, start machine prior to lower the temperature down to -10 to -20 °C lay the molds into the freezer in order from bottom to top For wind freezing, put the mold on a large tray and put in the freezer Close freezer and start freezing, about 1.5 times to 2 hours, freezer time

can wind a little longer When the temperature reaches about -40 to -45°C in the freezer, central heat £ -18°C products Check perceptible gain or view product: the product surface hiss, color

white, type in voice heard in, stick it to the freezer

For IQF conveyor: from the steps of molding, trimming and waiting for running out of water,

transfer semi-products to the conveyor, lay semi-products on the conveyor, lay fillet pieces face- down, head towards the direction of the conveyor and tail towards out, fillet pieces are slowly moved into freezing chamber The conveyor is also started up prior to cool down -40 degrees to -

45°C,

_ Molding off - Glazing

Glazing is the process of freezing by | ice water layer on the surface of the product After wetting the surface of the product kept in air, water and get cold from food and crystalize on food surface

to form an ice surface layer adhering on food surface It is not advisable to extend glazing time to

increase the glazing layer, this will de-freeze, but it is advisable to do several times, alternating between each subsequent cooling food The glazing has the following effects:

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_ Keeping food colder for long preservation Molding off

Frozen block: dip the mold bottom into the water tank continuously then separate the block from

the mold Cover | PE layer and put in packing tank

Frozen bulk: tap the mold on the table surface to separate the mold and mold off fish on the table until the fillet pieces apart, separate PE bag, weigh upon demand, 10% extra weight

For fillet frozen by IQF conveyor, fillet pieces, after going out of the freezing conveyor, are

glazed through the cold water tank then re-frozen and packed Glazing

There are many methods of glazing, but the company applies the method of direct dipping into cold water at a temperature of 0 - 4°C, time depending on the glazing rate of 5%, 10%, 20% or 30% Advantage of the method of direct dipping into cold water is fast and does not require an expensive technology However, there are also weaknesses because the temperature is not fixed and changes over the time of dipping that leads to ice thickness change, making glazing ratio difficult to control, water becomes dirty after a few times of dipping so the company uses tanks with continuous supply of cold water and keeps water overflow

Packing

To isolate products from the external environment, prevent infection, help the shipping process easy, increase the value of products and attract customers and promote products

Upon customer requirements, products are weighed and packed from | - 5 kg, seal by pressing machines and put in carton boxes for a maximum of 10kg, cover the box, use tape to seal the box by straps roping 2 horizontal and 2 vertical bands straightly and firmly, belt color upon customer requirements Outside the box is full of information about product: product name, size, net

weight, production date, expiry date, name and address of the manufacturer, storage conditions

and batch code

Note: If products are not shipped immediately, the products should be temporarily pack and

kept in finished product warehouse, just open and pack by PE bags and shipping boxes on the

shipping day The boxes are marked full details as required by the finished product specification Table 1: Loss norm from processing step to finished product step

Types of} Raw Fillet (kg) Skinning off (kg) |Shaping (kg) Delivery

fish material (extra %)

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Big fish is less loss than small fish, the process of filleting and shaping is easier for big fish, so there fewer defects; however, loss rate between, big fish and small fish is also nearly equal The

loss rate at the fillet step is the most against other steps because fillet step is to take meat on both

sides, reject head, viscera, bone which accounts for the most of the fish, the loss is about 50% The min loss rate is in the skinning off step because just reject the outer skin, less weight, the loss rate is about 27% in shaping step

1.2 Freezing system

1.2.1 What is freezing?

Freezin is the process of cooling seafood due to heat absorption of the refrigerant to bring the initial temperature of the seafood down to the freezing point

1.2.2 Why to freeze seafood?

Foods at a high temperature under the effect of enzymes of itself and microorganisms will take place the process of changing in substance, leading to being damaged, rotten When the food

temperature is lower down and the said process will be inhibited and restricted, the speed of biochemical reactions will decrease The lower the temperature is, the stronger the resolution will

be As temperature decreases, the activity of living cells is reduced by: _ Cellular structures are shrunk

_ Viscosity of cellular liquid increases

_ Diffusion of water and cell solutes decrease

_ Activity of enzymes in the cells decreases Low temperature inhibits the rate of biochemical

reactions in food

Therefore, decomposition process of the food will be delayed or stopped entirely at low

temperature due to:

_ Activity of the enzyme resolution is suspended

_ The growth of microorganisms is inhibited, the majority of microorganisms stops working

at -3°C + -10°C But at -10°C micrococcuss is still alive but slow growing The mold is better

cold tolerance, up to -15°C mold can only live at moisture of at least 15% When the temperature drops -18°C, water in food can freeze to 86%, meeting the said requirement So the best preserving temperature is from -1 8°C or less for the whole microorganisms and mold

to stop working entirely

1.2.3 Freezing mechanism in frozen food

Because solutes are dissolved in water of food, freezing temperature is lower than 0°C When lowering food temperature down, water in food gradually freezes, depending on their association with cells

When the temperature drops as low as freezing temperature, ice crystals first appear in cell space (the space between the cells) When reaching the freezing point, water in the cell space

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crystallizes and increases solute concentration higher in cells Thus, osmotic pressure increases, the water in the cells tends to space out through the cell, through the cell's semi-permeable screen If the cooling rate is slow, water in cell will make the crystals grow up without the presence of new crystals

If the cooling speed is rapid, crystals will create both outside and inside the cell, ice crystals will be fine and even So if temperature slows down, cells will be dehydrated and ice crystals will be big and pinch and tear the cell membrane, muscle tissue distorted, reduce product quality When

free water is frozen, to combined water, starting from weak combined water to strong combined

water

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CHAPTER 2: STATUS OF QUALITY MANAGEMENT 2.1 Quality management in the company

2.1.1 Applied quality standards

a ISO 9000 :

Philosophy of quality (ISO 9000), includes the 4 following main items:

+ Product quality is decided by the management system

+ Do it right from the start, best quality, most economical and lowest cost

+ Give prominence to management by process and make decisions upon facts, data + Tactical action "Prevention is the main task"

The foregoing philosophies are comprehensive and concretized into 8 guidelines for the entire process

of construction and operation of the quality management system + Eight Principles of ISO 9000 ap and complied in Hung Ca:

Principle 1: Customer focus Principle 2: Leadership

Principle 3: Involvement of People

Principle 4: Process Approach

Principle 5: System approach to management Principle 6: Continual Improvement

Principle 7: Factual approach to decision making

Principle 8: Mutually beneficial supplier relationship

b HACCP :

- HACCP is a systematic approach to the identification, evaluation, and control of food safety hazards and first used by Pillsbury and NASA in the 60’s HACCP is a management tool used to protect the

food supply against biological, chemical and physical hazards HACCP is preventive, not reactive and is designed to prevent, eliminate and/or reduce, to an acceptable level, all hazards which have a reasonable likelihood of occurrence

- Seven Principles of HACCP applied and complied in Hung Ca: Conduct a hazard analysis

Determine the critical control points (CCPs) in the process

Establish critical limits

Establish monitoring procedures Establish corrective actions

Establish record-keeping and documentation procedures

Establish verification procedures

NDB

WN

HACCP (Hazard Analysis Critical Control Points) HACCP planning process

- Establish HACCP team - Describe product

- Schedule product using methods

- Prepare technological process layout

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- Check the technological process layout in fact - Analyze hazard and propose preventive measures

- Identify critical control points (CCP) - Establish critical limits for each CCP

- Establish a monitoring program for each CCP - Determine the corrective action

- Establish verification procedures

- Establish procedures for record keeping c SA8000

SA8000 is a system of social accountability standards to improve working conditions for

employees in enterprises, farms or offices developed and supervised by Social Accountability

International (SAI)

SA8000 prescribes accountability in the field of "Safety and Health" for workplace as follows: Safety and health at workplace: The rules of operation, use of machines, equipment,

environmental conditions such as lighting, noise, air pollution, water and soil, temperature at workplace or ventilation air, routine and periodic medical track and care (special regimes for

Jemale employees), labor protection equipment that employees need to be provided to use upon the workplace, the fire protection equipment as well as instructions, expiry date, the issues of evacuation plans and escape in the event of an explosion, chemical safety substance (MSDS) Understand 8 quality control principles of ISO 9000, 7 principles of HACCP, use SA8000

social accountability standard and apply different quality standards, Hung Ca Company Limited has implemented a quality management system consistent with characteristics, requirements and specific activity situation at Hung Ca as well as circumstances, environmental conditions in the fishery production in Dong Thap province of Vietnam 2.1.2 Some criteria for frozen fillet products of Pangasius Hypophthalmus and Pangasius Bocourti a Sensory criterion Table 2: Sensory criterion for frozen fillet Pangasius Hypophthalmus and Pangasius Bocourti Criterion Requirements name

Color Natural White for product features, no strange color

Smell Typical smell for the product, no strange smell Taste Typical taste for the product, no strange taste

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b Chemical criterion

Table 3: Chemical criterion for frozen fillet Pangasius Hypophthalmus and Pangasius

Bocourti

Criterion name Allowable rate

1 Concentration of total evaporated nitrogen, measured by 25 mg in 100 g of product, not more than

2 Borate concentration, measured by mg in 1 kg of product _| Not allowed

3 Antibiotic residues, measured by mg in 1 kg of product Not allowed

4 Residues of plant protection chemicals, measured by mg Not allowed lkg of product (Fisheries sector standards, 28 BC 117: 1998) c Microbiological Criterion Table 4: Microbiological criteria for frozen fillet Pangasius Hypophthalmus and Pangasius Bocourti

No | Criterion name Rate

| | Total aerobic microorganisms, measured by the amount of colonies 1.000.000 in | gram of product, not more

2 | Total Coliform, measured by the amount of colonies in 1 gram of 200 product, not more

3 | Staphylococus aureus, measured by the amount of colonies in 1 100

gram of product, not more

4 | E coli, measured by colonies in 1 gram of product Not allowed 5 | Salmonella, measured by the amount of colonies in 25g of Not allowed

product

6 | Vibrio cholera, measured by the amount of colonies in 25g of Not allowed

product

(Fisheries sector standards, 28 BC 117: 1998) 2.2 Food hygiene and safety in Pangasius Bocourti processing

2.2.1 Water supply

a Requirement

Water contacting food or food surface used to make ice water must ensure safety and hygience and meet drinking water standards

b Layout of water treatment system

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Spring water Ỳ Mist sprayer Vv Raw water reservoir |- Chlorine Ỳ Coarse filtration system r Softening system \ Fine filtration system Ỳ Ultraviolet sterilization Vv Clean water reservoir Ỳ High-pressure tank r Water for use

Figure 16: Supplied water treatment system

Water source: Use 4 groundwater wells, depth of 160m or more, supply capacity of 50m*/h After the treatment process, water meets safe hygienic standard 28 TCN 130 1998 TC

1329/2002/BYT/QD, 98/83/EC dated November 3rd, 1998 periodically tested Chemistry,

Physics, Microbiology by management agency

The treatment system capacity is relatively large, including a redundant system, motors, generators, so the plant’s water source is guaranteed for production

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The systems of clean water supply and untreated water are separate

Water treatment system is as follows: _ Mist sprayer

Water from the wells is pumped to the mist sprayer, the oxygen in the air to oxidation of Fe?” to

Fe’ precipitates and some multivalent metals are oxidized and precipitated here At the same time a number of unpleasant odors are also removed at this step, then the water is put into the sedimentation tank

The process of pumping from wells to mist sprayer with pump quantitative of Chlorine,

metabolism Fe** to Fe** occurs faster, besides chlorine also has an effect of sterilization by using oxidizing agents of Chlorine destroying cell membranes of microorganisms in the water

_ Coarse filtration system

After settling in the sedimentation tank, water is pumped through the filtration system, which acts to retain precipitation and precipitation cotton buds crystallization process precipitated by

creating and prevent sediment [1m size, so that the water reaches the acceptable purity After

going through the coarse filtration equipment, iron in water fell by 0.3 mg / I At the same time the part helps the following part work better, the system equipped with a back relief valve to wash & filter

_ Softening system

After going the softening equipment, the iron content is at allowable standards of 0.1 - 0.2 mg/l Hardness also meets standard in seafood processing This system reconstitutes with 200 | of NaCl 5% for filter cleaning

_ Fine filtration system

Preventing residues 1L , bringing water to the allowable purity _ Sterilization with ultraviolet ray (UV ray)

Wavelength of 252 nm, 99.9% sterilization efficiency, lifespan of 8000 continuous hours

Treated water goes through the ultraviolet light system to sterilize, then goes into the reservoir and then pumped to the water fountain to put into production

iii Required operations

_ Get water samples for microbiological test once a month, testing physics, chemistry every

6 months at the appropriate authority

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_ For filtration at the pressure meter of 1.8 - 2 kg/cm *, then proceed to wash & filter _ Fine filtration at pressure meter of 2 kg / cm >, then proceed to replace filter

_ Softeners reconstitute after 14 days

_ Pipeline system of water distribution for production is sterilized every month / time

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Wastewater from the production workshop is gathered to the processing system according to its separate pipeline Water is passed through raw waste strain to separate solids of large size and

flow into the collection tank, then pumped to the fatting off tank to separate grease out of the

water Next, wastewater is brought into balancing tank to regulate flow and components of BOD,

COD of waste water Supplied by oxygen from the air blowers, waste water is mixed that helps

suspended solids not settle in the tank, avoid anaerobic fermentation and reduce a portion of BOD, COD concentration in the wastewater

In the flotation tank, the tiny fat remaining in the wastewater is separated The solids in the water adhesive with tiny bubbles that make up the cotton residue, gradually increased in size increasing

performance to separate solid-liquid In the pressure tank of the flotation tank, water saturation at

pressure 3-4 atm, when put into the flotation device at atmospheric pressure, gas supersaturated

will separate from water forming micro bubble 30(1m size 20 The bubbles will stick with cotton

residue formed earlier, reducing specific weight and pulling onto the surface of the flotation device Here, they are collected by a sediment collection device to be taken out Some residues of large density do not float on the surface, but settle to the bottom and taken by a sludge settler to the sludge thickener Part of clear water continues to be taken to biological tank for biological

treatment

In the process of biological treatment, organic contaminants continue to be handled by the suspended growth of microorganisms, they use organic matters in the water as a source of energy to survive and thrive From the biological tank, wastewater flows into the sedimentation tank

The process of activated sludge and treated wastewater separation takes place here After being

clarified, water continues to be finally handled in the sterilization tank After being sterilized,

wastewater meets TCVN B 5945 - 1995 standard and is discharged to Hau River Table 5: Description of wastewater characteristics No | Name of criteron Unit Synthesis 1 | Flow MÔ 400 2 |COD Mgi] 1217.3 3 |BODs Mg/1 917.5 4 |SS Mgi] 1020

5_ | Vegetable oil and grease Mgi] 39.4 6 | Total phosph otal phosphorus Mg/I g 228

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6 | Total Phosphate Mgi] 0

7 | Amount of oil & grease Mgil 0 8 | Coliform MPN/100ml 0 00

9 |pH 5.5 -9

2.2.3 Industrial hygiene, occupational safety _Cleaning machines and equipment

Machines and equipment are cleaned before and after use or when transferred to other production items All machines and equipment for production are repaired, checked and cleaned regularly

Freezer is cleaned by spraying water after every taking products from freezer, cold stores or containers are cleaned periodically

_ Cleaning processing tools

Tools for production, such as wash basin, basket, table, cut, scissors are cleaned before and after processing, cleaning is done through the following steps: wash with clean water, wash with

soap, wash with chlorine and finally re-wash with clean water for removal of chlorine _ Personal hygience and labor protection

All officers and employees, visitors, supervisors of processed goods should wear labor

protection when entering into the workshop

People with infectious diseases, limb wounds, pimples are not permitted to enter into the workshop Absolutely not bring jewelry, watches, and do not nourish long fingernails Do not

polish nails, smoke, talk and spit in production area

When entering into the workshop, workers go through the tank containing chlorine solution to dip their boots and wash hands as stipulated:

Dip hands from the elbow downwards in water

Apply soap on hands, rub both arms, hands several times Wash hands with clean water until soap is off

Dry hands with a towel

At the beginning and the end of the working shift, workers are required to do personal hygiene Coveralls and boots are cleaned with soap and water after the production hour Gloves are

cleaned 2 hours / time, when moving from the step to other step, replace gloves to avoid cross

contamination

Workers should take off labor protection devices when going to toilet and wash hands as stipulated after returning Workers should wear gloves, overalls suitable to each step Do not

wear labor protection devices out of the company _ Environment

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The company equips containers of scrap, waste in the production The containers of scrap, waste have lids

By-products (fish heads, fish bones, fish skin .) after being moved out of the treatment area are kept in the by-product area and quickly transported, sold to farmers as animal feed, or sold to the feed processing plant

For solid waste: The company has contracts with urban construction companies for collection PE bags are collected and recycled at the company

_ Occupational safety

Freezing chamber and storage warehouse have low temperature, so they are equipped with warm clothes, hats and gloves to anti the cold, and avoid cold burn Ensuring the health of the mothers

after birth, pregnant women only working in office hours, no overtime and maternity leave regime as prescribed Workers have medical check-up once a year The company has a medical team on duty during working hours, which is fully equipped with beds and medicines to cater for workers

The outer parts of the stages of equipment, gear belt barriers shielding the main areas prone to accidents equipped with lights For safe use of machines, there are manuals at the machine place,

complicated machines are operated by specialized section Always keep a safe distance between

machines and workers

Arrange appropriate number of workers in each production area to ensure a safe distance between workers in production process

There are also measures to prevent noise in production, reduce noise at places of generation and transmission, use the vehicle for personal protection to avoid fatigue, effects on hearing, startle, earache

The boot dipping tanks are arranged in the entrance area of production and frequent water

changes Lavatory faucets and downspouts meet the needs of workers during peak hours, taps are controlled by foot, with dry hand towel shelf troughs, in addition to drinking water bottles for

workers

Toilets are located far away from the production, number of toilet rooms in accordance with the number of workers, the walls are painted with waterproof paint, trash bins are opened and closed

by foot

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CHAPTER 3:

PROPOSAL OF NEW MEASURES TO IMPROVE QUALITY MANAGEMENT EFFICIENCY IN PLANT

3.1 General comment and assessment of current quality management at the plant

3.1.1 Strengths

The quality management system ISO 9001 has been implemented and other quality standards (such

as DL 126 - HACCP, HALAL, BRC, IFS, ISO 22000, ISO 9001, BMP, GLOBAL GAP, ASC) have

been complied at the request of customers and markets 3.1.2 Weaknesses

- Quality tools to measure the process capability, effectiveness evaluation of each step in the production process have not been applied

- Some sanitary problems in production stipulated under guidance of the Pre-Requisite programs HACCP (such as GMP and SSOP) need to be improved

3.1.3 Causes of weaknesses

Proper attention has not been paid to guidance and advanced training on statistical tools in Hung Ca Company, so they are not applied

3.2 Proposals of measures to improve quality management

Establish improvement under the following 5 groups of measures: - Group of quality management at every step of the process

- Group of cost reduction in processing

- Group of on-time delivery capacity enhancement

- Group of food safety and hygiene

- Group of professional ethics improvement

There are 12 detected problems in the review, evaluation process in 2014 and the improvement is proposed by this report preparer according to contents presented in the following sections

1 Detected problem: Hand washing process at the plant 1.1 Status

The plant has:

- Notified the handwashing process which consists of 5 steps which are drawn on the plastic board on the wall at the entrance to the production area

- Installed 6 handwashing faucets controlled by foot, water flow into downspouts - Hand wash soap is liquid water in 6 faucet bottles

- Water valve is located in a convenient place so that the washer can easily turn off the faucet without touching Savon or valve

For dry hands after washing, use tissue and reject immediately after use 1.2 Risk Identification

- Dirt on the plastic board is the inhabitation for all kinds of microorganisms (bacteria, parasites) - Employees can ignore or distract themselves by washing hands without anyone monitoring;

- Hand washing process does not detail hand washing action;

- Hand washing process does not use antiseptic;

- Hand washing procedure does not specify cutting nails, fake nails,

1.3 Proposal for improvement to reduce risk

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- Compliance with hygiene regulations are monitored regularly;

- Improve handwashing quality

b) Improvement measures:

- Clean the plastic Board of handwashing procedures weekly, the board is dirty;

- Install the surveillance camera at this site to anyone who goes through it will be noted that they

wear protective clothing, boots, gloves, masks, hats and wash hands properly

- Improve handwashing under | additional process and equip the necessary facilities for hand washing which will be presented below

c) Hand washing process is improved as follows:

(i) Interpretation of improved regulations is as follows:

- Wash hands in accordance with steps to eliminate microorganisms on hands because the warm moist environment inside the glove can stimulate the growth of microorganisms available on hand if washing hands are not carefull to contaminate for semi-finished or finished products

- Time for hand washing is about 3 minutes

- Use soap to kill bacteria (such as Lifebuoy soap a brand available on the market that is committed to the protection from bacteria 99.9%) or antiseptic liquid water

- It is obligatory to keep short nails, no nail polish, don’t wear artificial nails (ii) Time for hand washing:

Except for the case of an emergency, workers should wash their hands The appropriate time for hand washing might be "before" and "after" the facts as presented below before entering production areas:

BEFORE:

1 Before direct contact with all the tools and all materials and semi-finished products;

2 Before a new operation in different steps in production process to prevent cross- contamination of finished products or processes in different positions in the production area (for

example, when moving from Filleting step which is likely to contaminate cleaning position of fillet in

the sizing and sorting step); 3 Before wearing gloves;

4 Before eating;

5 Before leaving the plant to home

AFTER:

1 After arriving at the plant;

2 After exposing to work tools, supplies and semi-finished products;

3 After exposing to body fluids, mucous membranes, skin, fish or any part of the fish;

4 After exposing to instruments that are likely to be infected with a large number of bacteria, parasites, microorganisms generally; including measurement devices in the production area or store tanks of fish by-products;

5 After exposing to fixed objects in the environment surrounding the production; 6 After removing gloves;

7 After using toilet

(iii) Flowchart of improved handwashing process:

xa =~ Step 1: Remove jewelry (rings, watches, bracelets ) on the hand and wrist

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H_ Step 3: Clean under nails with files and brushes

|

C} Step4: Puthands on the elbows Use soap or antiseptic water Start from the fingers

of a hand, wash in circles down to elbow to make sure all surfaces clean Wash the other hand in the same way

Hi Step5: Run water into cach hand to separate water from fingertips to elbow

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— Step6: Use sterilized tissue, wipe your fingers, hands and then arms Use different

NI “© side of tissue for each hand Ow N 7 | fA — —“Step7: Keep your hands obove the waist with fingers putting upward Do not touch ` ae | 3 | x} /⁄ anything else before wearing gloves `" / † ⁄

d) Equipped with necessary facilities for hand washing

(i) Besides the existing facilities at the plant (tap water, soap, tissues to dry hands) equipped with sanding, clean nail brush set available at the appropriate location in the washing areas

(ii) Providing soap and hand cleanser as directed below:

- Soap is regular (neutral briquettes, or liquid): Soap-esterified fatty acid and sodium or potassium hydroxide helps take away the current strains of microorganisms on the skin loose grip The hand washing solution can be used as Pose liquid soap

- Sterilizing soap (cake form or liquid form) contain antiseptic soap Para -chloro xytenol -

meta often used as the main active ingredient of antiseptic soaps

- Antiseptic hand wash solution contains 2% - 4% chlorhexidine; or 5% - 7% iodine

providone; or 1% triclosan The type of antiseptic hand cleanser recommended using Microshield 2% or 4%

- Antiseptic liquid: May contain one of the following chemicals: Alcohol, chlorhexidine, chlorine, hexachlorophene, iodine, Para chloro meta xylenol, grade ammonium compounds 4 and substance associated Triclosan and skin lotions Solution container labeled hand lotions, wall positioned in users

- Ifthere is no liquid soap, bar of soap to be placed on a soap box with a small hole down to the water after use Cut soap into small pieces rather than regular soap, to prevent the

growth of microorganisms (iii) Drying hands

- Must reject used tissue Use a tissue or disposable cotton fiber towel, daily washing, with a

clean box and place in a convenient location

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