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MINISTRY OF EDUCATION AND TRAINING NHA TRANG UNIVERSITY ABOSEDE, FUNMILOLA FANIFOSI EXTRACTION AND ASSESSMENT OF ANTIOXIDANT AND ANTIMICROBIAL ACTIVITIES OF SAPONINS FROM COCOA POD HUSK (Theobroma Cacao L.) MASTER THESIS KHANH HOA - 2020 MINISTRY OF EDUCATION AND TRAINING NHA TRANG UNIVERSITY ABOSEDE, FUNMILOLA FANIFOSI EXTRACTION AND ASSESSMENT OF ANTIOXIDANT AND ANTIMICROBIAL ACTIVITIES OF SAPONINS FROM COCOA POD HUSK (Theobroma Cacao L.) MASTER THESIS Major Food Technology Topic allocation decision 192/QD-DHNT on 03/03/2020 Decision in establishing the Committee 899/QD-DHNT on 04/09/2020 Defense date 17/09/2020 Supervisors Dr Nguyen Van Tang (Principal supervisor) Dr Tran Thi My Hanh (Co-supervisor) Chairman Assoc Prof Dr Huynh Nguyen Duy Bao Department of Graduate Studies KHANH HOA – 2020 UNDERTAKING I undertake that the thesis entitled ―Extraction and assessment of antioxidant and antimicrobial activities of saponins from cocoa pod husk (Theobroma cacao L.)” is my own work The work has not been presented elsewhere for assessment until the time this thesis is submitted 20th August 2020 Fanifosi Abosede Funmilola iii ACKNOWLEDGMENTS Firstly, I want to express my sincere gratitude to God Almighty for protection, provision and help through this program I also would like to express my gratitude to the following organizations and persons for their invaluable support, help and encouragement to me in conducting this study: Faculty of Food Technology, Nha Trang University in VLIR-UOS program for giving me the opportunity to study and conduct this Master thesis on ―Extraction and assessment of antioxidant and antimicrobial activities of saponins from cocoa pod husk (Theobroma cacao L.)‖ Secondly, I would like to express special appreciation to my supervisors Dr Nguyen Van Tang and Dr Tran Thi My Hanh whom I have learned a lot from their guidance, useful advices and valuable comments throughout the period of study My special thank is given to the financial support for my Master thesis through the research project funded by the Ministry of Education and Training, Vietnam entitled ―Extraction of some bioactive compounds from cocoa pod husk for potential application in the functional foods‖ Finally, I would like to express my sincere gratitude to my parent (Engr Olaniyi and Mrs Kikelomo Fanifosi), my uncle and aunt (Mr Olufemi and Mrs Opeyemi Fanifosi), my bachelor‘s degree thesis supervisor (Dr Olugbenga Awolu), friends, classmates and colleagues for their love, encouragement and help Nha Trang, 20th August 2020 Fanifosi Abosede Funmilola iv TABLE OF CONTENTS UNDERTAKING iii ACKNOWLEDGMENTS iv TABLE OF CONTENTS v LIST OF ABBREVIATIONS viii LIST OF TABLES ix LIST OF FIGURES x ABSTRACT .xii CHAPTER : INTRODUCTION 1.1 Aims of the research 1.1.1 Overall aim 1.1.2 Specific aims 1.2 Contents of research CHAPTER : LITERATURE REVIEW 2.1 Cocoa 2.1.1 Cocoa pod husk 2.1.2 Composition (chemical) of CPH 2.2 Bioactive compounds 2.2.1 Polyphenols 2.2.2 Flavonoids 2.2.3 Saponin 2.2.4 Alkaloids 2.2.5 Extraction method 10 2.2.6 Conventional extraction method 10 2.2.7 Pressurized liquid extraction (PLE) 11 2.2.8 Ultrasound-assisted extraction (UAE) 11 2.2.9 Enzyme-assisted extraction (EAE) 11 2.2.10 Microwave-assisted extraction (MAE) 12 v 2.2.11 Freeze drying 12 2.2.12 Fractionation and identification methods 14 2.2.13 Column chromatography (CC) 14 2.2.14 Fourier-transform infrared spectroscopy (FTIR) 15 2.2.15 Thin layer chromatography (TLC) 16 2.2.16 High performance liquid chromatography (HPLC) 16 2.2.17 Anti-oxidation 17 2.2.18 2,2-di(4-tert-octylphenyl)-1-picrylhydrazyl (DPPH) 18 2.2.19 Cupric reducing antioxidant capacity (CUPRAC) 18 2.2.20 FRAP (ferric reducing antioxidant power) 18 2.2.21 Antimicrobial activity 19 CHAPTER : MATERIALS AND METHODS 21 3.1 Overall experimental design 21 3.2 Study area 21 3.3 Preparation of dried sample for extraction 21 3.4 Extraction 24 3.5 Preparation of crude saponin-enriched powder 26 3.6 Identification of saponin-enriched extract and powder 28 3.6.1 Fourier-transform infrared spectroscopy (FTIR) 28 3.6.2 Thin-layer chromatography (TLC) 28 3.6.3 High performance liquid chromatography (HPLC) 30 3.7 Purification/fractionation of crude saponin-enriched extract 31 3.7.1 Preparation of column 31 3.7.2 Preparation of sample 31 3.7.3 Sample fractionation 32 3.8 Analytical methods 32 3.8.1 Determination of total saponin content 32 3.8.2 Total phenolic content (TPC) determination 33 3.8.3 Determination of total flavonoid content (TFC) 33 vi 3.8.4 DPPH radical scavenging capacity (DRSC) determination 33 3.8.5 Ferric reducing antioxidant power (FRAP) determination 34 3.8.6 Determination of cupric reducing antioxidant capacity assay (CUPRAC) 34 3.8.7 Determination of antimicrobial activity 34 3.9 Statistical Analysis 35 CHAPTER : RESULTS AND DISCUSSION 36 4.1 Physicochemical properties of crude saponin extract from cocoa pod husk 36 4.2 Bioactive compounds of crude saponin extract and fractions from CPH 37 4.2.1 Total phenol content (TPC) of crude saponin extracts and fractions of CPH 37 4.2.2 Total flavonoid content (TFC) of crude saponin extract and fractions from CPH 38 4.2.3 Saponin content (SC) of crude saponin extract and fractions from CPH 39 4.3 Antioxidant activity of crude saponin extract and fractions from CPH 39 4.3.1 DPPH radical scavenging capacity (DRSC) of crude saponin extract and fractions from CPH 39 4.3.2 Ferric reducing antioxidant power (FRAP) of crude saponin extract and fractions from CPH 41 4.3.3 Cupric reducing antioxidant capacity (CUPRAC) of crude saponin extract and fractions from CPH 41 4.4 Identification of phytochemicals in extract and fractions from CPH 42 4.4.1 TLC spectrum of crude saponin-enriched extract 42 4.4.2 FTIR spectrum of crude saponin-enriched powder 43 4.4.3 HPLC results of mixed standards and saponin fractions 46 4.4.4 HPLC result of re-fractionated fractions from fractions and 52 4.5 Antimicrobial activity of saponin-enriched powder from CPH 55 CHAPTER : CONCLUSIONS AND RECOMMENDATION 57 5.1 Conclusions 57 5.2 Recommendations 57 APPENDICES I vii LIST OF ABBREVIATIONS CPH : Cocoa pod husk CUPRAC : Cupric reducing antioxidant capacity DPPH : 2,2-di(4-tert-octylphenyl)-1-picrylhydrazyl DRSC : DPPH radical scavenging capacity FRAP : Ferric reducing antioxidant capacity HPLC : High performance liquid chromatography MAE : Microwave-assisted extraction SC : Saponin content TFC : Total flavonoid content TPC : Total phenolic content viii LIST OF TABLES Table 2.1: Composition of cocoa pods based on structure Table 4.1: Physicochemical properties of crude saponin extract from CPH 36 Table 4.2: Bioactive compounds of crude saponin extract and fractions from CPH 37 Table 4.3: Antioxidant capacity of crude saponin extract and fractions from CPH 40 Table 4.4: FTIR peaks of saponin-enriched extract from CPH 45 Table 4.5 Antimicrobial activity of saponin-enriched powder from cocoa pod husk 56 ix LIST OF FIGURES Figure 2.1: Schematic diagram of a simple chromatographic system 15 Figure 3.1: Fresh Cocoa pod husk stored in Styrofoam boxes 21 Figure 3.2: Preparation, purification and assessment of biological activity of saponins from cocoa pod husk (CPH) 22 Figure 3.3: Cutting Cocoa pod husk into thin slices 23 Figure 3.4: Dried cocoa pod husk 23 Figure 3.5: Milled cocoa pod husk 24 Figure 3.6: MAE set-up 25 Figure 3.7: Crude saponin extract 25 Figure 3.8: Filtering crude saponin extract 26 Figure 3.9: Condensed crude saponin extract 27 Figure 3.10: Sample prepared for freeze drying 27 Figure 3.11: Crude saponin-enriched powder after freeze drying 28 Figure 3.12: TLC plate undergoing 29 Figure 3.13: TLC plate under UV light 30 Figure 3.14: Colum set up for fractionation 32 Figure 4.1: TLC of saponin-enriched extract from cocoa pod husk using 80% methanol as solvent 43 Figure 4.2: FTIR spectrum of standard (-)-epigallocatechin gallate 43 Figure 4.3: FTIR spectrum of standard theophylline, theobromine and caffeine 44 Figure 4.4: FTIR spectrum of saponin-enriched extract from CPH 45 Figure 4.5: HPLC chromatogram of standards (4, 6, and 8) acquired at 272 nm 47 Figure 4.6: HPLC chromatogram of standards (1, 2, and 5) acquired at 272 nm 47 Figure 4.7: HPLC chromatogram of fraction acquired at 272 nm 48 x (Theobroma cacao) though chemical and biological treatments for ruminant feeding: In vitro and in vivo evaluation Asian Australasian Journal 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Analysis of bioactive, antioxidant activity Figure 3.2: Preparation, purification and assessment of biological activity of saponins from cocoa pod husk (CPH) 22 Figure 3.3: Cutting Cocoa pod husk