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Cervical Carotid Artery Stenosis: Latest Update on Diagnosis and Management Peter Kan, MD, MPH, Maxim Mokin, MD, PhD, Travis M Dumont, MD, Kenneth V Snyder, MD, PhD, Adnan H Siddiqui, MD, PhD, Elad I Levy, MD, FACS, FAHA, and L Nelson Hopkins, MD Abstract: Carotid atherosclerotic disease is implicated in 15% to 30% of all ischemic strokes Carotid endarterectomy has been the standard treatment for carotid artery atherosclerosis, but carotid angioplasty and stenting have emerged as a less-invasive treatment alternative In this article, we review the recent literature on the epidemiology, pathophysiology, investigations, and treatment for atherosclerotic carotid artery disease, focusing on the role of carotid endarterectomy and carotid angioplasty and stenting in the treatment of symptomatic and asymptomatic carotid lesions (Curr Probl Cardiol 2012;37:127-169.) Drs Kan, Mokin, and Dumont have no conflicts of interest to disclose Dr Hopkins receives grant/research support from Toshiba; is a consultant for Abbott, Boston Scientific, Cordis, Micrus, W.L Gore; receives financial interest from AccessClosure, Augmenix, Boston Scientific, Claret Medical, Inc, Micrus, Valor Medical; sits as board/trustee/officer position for AccessClosure, Claret Medical, Inc; is on the speakers’ bureau for Abbott Vascular; and receives honoraria from Bard, Boston Scientific, Cordis, Memorial Healthcare System, Complete Conference Management, SCAI, and Cleveland Clinic Dr Levy receives research grant support (principal investigator: Stent-Assisted Recanalization in acute Ischemic Stroke, SARIS), other research support (devices), and honoraria from Boston Scientific, research support from Codman and Shurtleff, ev3/Covidien Vascular Therapies; holds ownership interests in Intratech Medical, Ltd and Mynx/Access Closure; is consultant for Codman and Shurtleff, ev3/Covidien Vascular Therapies, TheraSyn Sensors, Inc; and receives fees for carotid stent training from Abbott Vascular and ev3/Covidien Vascular Therapies He receives no consulting salary arrangements All consulting is per project and/or per hour Dr Siddiqui has received research grants from the National Institutes of Health (coinvestigator: NINDS 1R01NS064592-01A1, hemodynamic induction of pathologic remodeling leading to intracranial aneurysms), University at Buffalo; has financial interests in Hotspur, Intratech Medical, StimSox, Valor Medical; is consultant for Codman and Shurtleff, Concentric Medical, ev3/Covidien Vascular Therapies, GuidePoint Global Consulting, and Penumbra; serves on the speakers’ bureau for Codman and Shurtleff, Genentech; serves on the advisory board for Codman and Shurtleff; and receives honoraria from American Association of Neurological Surgeons’ courses, Emergency Medicine Conference, Genentech, Neocure Group; and also from Abbott Vascular and Codman and Shurtleff for training in carotid stenting and endovascular stenting for aneurysm He receives no consulting salary arrangements All consulting is per project and/or per hour Dr Snyder receives honoraria and an institutional grant from Toshiba Note: Boston Scientific’s neurovascular business has been acquired by Stryker Curr Probl Cardiol 2012;37:127-169 0146-2806/$ – see front matter doi:10.1016/j.cpcardiol.2011.11.001 Curr Probl Cardiol, April 2012 127 Prevalence of Carotid Artery Stenosis he prevalence of carotid artery stenosis varies with age, gender, and symptomatic status Each year, about 795,000 Americans suffer from a stroke, of which 80% are ischemic.1 Symptomatic carotid stenosis is implicated in 15% to 30% of all ischemic strokes.2,3 The reported prevalence of asymptomatic carotid artery stenosis of 50% or greater in patients less than 70 years of age is 4.8% for men and 2.2% for women.4 For patients 70 years or older, the prevalence rapidly increases to 12.5% and 6.9%, respectively In patients 80 years or older, the respective prevalence of severe asymptomatic carotid stenosis (defined as Ն70%) is 3.1% for men and 0.9% for women.4 T David R Holmes: Stroke is the most feared complication of cardiovascular disease as it is associated with major morbidity as well as mortality It is the third leading cause of death and disability and accounts for approximately $80 billion in health care costs Pathophysiology of Carotid Artery Stenosis and Potential for Targeted Therapy Atherosclerosis is a dualistic process whereby deposition of both soft and hard material occurs within an artery Atherosclerotic disease of the carotid artery has long been associated with typical concomitants of vascular disease, including hypercholesterolemia, hypertension, diabetes mellitus, obesity, and cigarette smoking.5,6 Its presence represents a potential source for stroke, and its treatment involves medical therapies to treat the aforementioned concomitant diseases More recently the role of systemic and local inflammation has been recognized as an important concomitant of atherosclerosis and thus a potential therapeutic target.7-11 Typical macroscopic plaque characteristics, such as ulceration and hemorrhage, may all be explained by a common pathway of inflammation Pathologic findings suggest inflammation plays a role in the development of atheromatous plaques and their transformation into symptomatic lesions.12 Carotid plaques removed from symptomatic patients frequently display signs of inflammation, including expression of inflammation mediators within the plaque.9,11,13,14 In addition, systemic markers of inflammation, such as elevated C-reactive protein, have been associated with an increased risk of carotid atherosclerosis progression and stroke.15 Microscopic evidence of inflammation within carotid atherosclerotic plaque may include expression of molecular inflammation 128 Curr Probl Cardiol, April 2012 mediators within plaque material, macrophage infiltration of plaque, evidence of hypoxia, and neovascularization This is particularly true in echolucent (or primary atheromatous) plaques rather than echogenic (primarily sclerotic) plaques.11 Such lesions are more likely to become symptomatic,16 possibly because of increased susceptibility to inflammatory changes, including neovascularization, hypoxia, necrosis, and thinning of the overlying fibrous cap.12 Subsequent inflammatory changes within an atheroma, such as necrosis and infiltration with macrophages, are strongly associated with cap rupture and time elapsed since ischemic events.14 The precise mechanism of why such inflammatory processes occur at the carotid bifurcation remains unclear However, it is likely that the development of carotid atherosclerosis is multifaceted As the association between inflammation and atherosclerosis becomes more evident, medical therapies targeted to halt or reverse inflammatory changes to carotid plaques are likely to emerge Aspirin, statins, and other medicines with anti-inflammatory properties that are already a part of the routine medical management of carotid artery stenosis may mitigate this effect.17 David R Holmes: The role of inflammation in cardiovascular disease, including cerebrovascular disease, has received increased attention The pleotrophic effect of statins is important in this regard Although this concept of the pathophysiologic significance of inflammation is the subject of intense interest, efforts to identify a specific etiologic agent, for example, a specific virus, have failed Pathology and Correlation with Neurologic Symptoms Degree of stenosis has been a mainstay in the design of randomized carotid trials to date Although relevant as a harbinger of stroke,18-20 degree of stenosis represents only measure of carotid plaque characterization Probably as important as the degree of stenosis is the rate of progression of stenosis For example, study showed that an increase from 50% to 69% to 90% to 99% in year or less is associated with a fourfold increased risk of ipsilateral stroke.21 In addition to degree of stenosis and rate of progression, potential markers of higher stroke risk in patients with carotid artery plaques include abnormal morphologic characteristics, such as ulceration, hemorrhage, and detection of cerebral microemboli or silent infarction These characteristics suggest a less stable atheromatous plaque that is more likely to embolize debris Not all Curr Probl Cardiol, April 2012 129 carotid plaques are alike, and identifying patients at greatest risk for ipsilateral ischemic events remains an important undertaking.21 David R Holmes: The underlying mechanisms of instability in carotid plaques, including plaque ulceration, hemorrhage, and embolization, bear similarities to many of those characteristics seen in acute coronary syndromes What is different, however, may be the finding that carotid stenosis severity is associated with increasingly worse acute outcomes, whereas in coronary circulation those lesions that result in subsequent acute myocardial infarction are often only moderate and less than 50% Plaque ulceration is among the most studied macroscopic irregularities noted in carotid artery stenosis Several studies have displayed a correlation between plaque irregularities and increased stroke risk.22-24 The reported prevalence of plaque ulceration on pathologic examination is highly variable in both asymptomatic (14%-82%) and symptomatic (36%-79%) patients but is consistently reported with greater frequency in symptomatic patients.23-26 Plaque ulceration has been correlated with microemboli detectable by transcranial Doppler ultrasonography,27 and its presence represents an increased risk for future stroke in symptomatic or asymptomatic patients Subgroup analysis from the North American Symptomatic Carotid Endarterectomy Trial (NASCET) found a correlation between ulcerated plaque and 2-year stroke risk.22 The effect of plaque ulceration was seen in all degrees of stenosis, but ulceration was associated with increased relative risk (RR) of stroke in more stenotic vessels (from 1.24 in patients with 75% stenosis to 3.43 in patients with 95% stenosis) Intraplaque hemorrhage is most frequently seen in the context of plaque ulceration28 and represents another relevant marker for increased stroke incidence Microembolic activity, a risk factor for stroke,29 has been found in the setting of plaque hematoma.30,31 Like ulceration, on pathologic examination, intraplaque hemorrhage is seen more frequently in symptomatic patients (72%-94%) than asymptomatic patients (38%-71%).32,33 The natural history of carotid plaques is somewhat unclear, although the natural history of atherosclerotic disease is toward progression In a longitudinal study of patients randomized to medical treatment as part of the Asymptomatic Carotid Surgery Trial (ACST), several patients progressed to occlusion (with or without symptoms), whereas a minority of patients had diminished stenosis on follow-up imaging studies.21 Recent advancements in imaging studies may help identify plaques with con130 Curr Probl Cardiol, April 2012 cerning features, such as inflammation, hemorrhage, and ulceration, in addition to degree of stenosis, to predict impending ischemic events Diagnostic Investigations Carotid Ultrasonography Carotid ultrasonography is an excellent initial screening tool for the evaluation of patients with suspected carotid artery disease Its main advantage is its widespread availability and its noninvasive approach Color-flow analysis is used to visualize vessel lumen grossly and to identify the presence and direction of blood flow Traditionally, red shows blood flow toward the probe and blue indicates flow away from the probe Spectral Doppler analysis of waveforms is used for evaluation of arterial blood hemodynamic at specific areas of the vessel under investigation, providing indirect measurement of degree of stenosis Carotid ultrasonography also allows plaque composition analysis, which provides important information in assessing the risk of future stroke Heterogeneous plaques with hypoechoic lesions were shown to be an independent risk factor for ipsilateral stroke.34 In 2003, a multidisciplinary panel of experts from the Society of Radiologists in Ultrasound reviewed studies from multiple laboratories to develop recommendations for diagnosis and stratification of internal carotid artery (ICA) stenosis, which resulted in the publication of a consensus statement.35 The consensus of the panel was that peak systolic velocities of 125-230 cm/s correlated with 50% to 69% of ICA stenosis, and ICA stenosis of Ն70% was diagnosed when peak systolic velocities were greater than 230 cm/s Later, the consensus criteria for classifying carotid stenosis by ultrasound were validated and their initial accuracy was confirmed.36 Metaanalysis of the relationship between the degree of ICA by carotid ultrasound and digital subtraction angiography (DSA) also demonstrated excellent sensitivity and specificity of the ultrasound technique when diagnosing stenosis of 50% and above.37 However, carotid ultrasound is determined to be less accurate when measuring ICA stenosis below 50% As a result, the Society of Radiologists in Ultrasound does not recommend subcategories for minor degree of stenosis Certain special situations exist in which peak systolic velocities may not reflect accurately the severity of carotid artery stenosis For example, when the stenosis exceeds 90%, Doppler velocities often decrease and may be extremely low This is sometimes referred to as pseudonormalization Tandem lesions occur when or more areas of stenosis are found along the course of the ICA Tandem lesions can also present with falsely Curr Probl Cardiol, April 2012 131 diminished or normal range peak systolic velocities at the location of the more proximal stenosis This phenomenon is a result of diminished peak systolic velocities between the lesions Discordance between the degree of stenosis by gray-scale analysis and Doppler velocity measurements can help in identifying these lesions, and further evaluation with computed tomography (CT) or magnetic resonance (MR) angiography is recommended.38 Another scenario in which the measurements are altered falsely is the presence of severe contralateral ICA stenosis or occlusion Such a lesion will increase artificially the ipsilateral peak systolic velocities, and data from other imaging modalities should be considered when interpreting the degree of stenosis.39 Finally, gender differences between blood flow velocities through the ICA also exist, and women in general have higher carotid velocities than men.40 The main limitation of ultrasonography is that the technique is highly operator-dependent The measurements of blood flow velocities depend greatly on the degree of ultrasound beam angle, and both systolic and diastolic peak velocities increase with a greater angle.41 Failure to use a fixed insonation angle during diagnostic evaluation with carotid Doppler testing can result in errors Therefore, special attention is advised when performing measurements of tortuous vessels Suboptimal patient positioning, which is frequently encountered in patients who are intubated or have a high carotid bifurcation, can also limit significantly the diagnostic value of carotid ultrasound Despite these limitations, ultrasonography remains a widely used screening test for the evaluation of carotid artery disease because of its low cost and noninvasive nature The use of standardized technical parameters and methods when performing carotid ultrasound has improved the reliability of results As a general rule, when the results of carotid Doppler are unusual (such as unexpectedly low or high velocities, atypical waveforms, or suboptimal visualization), additional noninvasive imaging modalities or DSA should be performed to establish an accurate diagnosis Intravascular Ultrasound (IVUS) Successful application of intravascular sonography in the management of coronary atherosclerosis has led to its use in the evaluation and treatment of carotid artery disease In interventional cardiology, IVUS has been demonstrated to detect reliably early atherosclerotic disease and monitor further progression and regression of atherosclerotic lesions.42 When used for evaluation of the carotid arteries, IVUS helps to diagnose accurately intimal thickening, concentric plaque, and the presence of 132 Curr Probl Cardiol, April 2012 plaque ulceration and calcification, in addition to the degree of stenosis.43,44 Color-flow IVUS provides color-coded information regarding intraluminal blood flow to differentiate better atherosclerotic plaque lesions from the vessel lumen.45 When applied immediately after stenting and angioplasty, IVUS provides detailed information about stent apposition and in-stent thrombus, helping to establish whether further treatment is required In a series of 107 carotid angioplasty and stenting (CAS) procedures, Clark et al.46 reported that after a satisfactory result was demonstrated by angiography, subsequent IVUS findings resulted in additional treatment in 9% of patients: patients required poststent angioplasty, patients required additional stents to achieve complete plaque coverage, and patients were found to have stent malapposition Previous studies in which IVUS was applied show low complication risk, even when used before plaque dilatation.46,47 Nevertheless, the risk of vessel injury and difficulty in advancing the ultrasound probe in patients with tortuous vessels or through areas of high-grade stenosis limit the use of IVUS for routine assessment of carotid stenosis At our institution, it is reserved for clinical situations when noninvasive imaging or DSA alone fails to establish an accurate evaluation of carotid stenosis and for poststenting assessment (Fig 1) In interventional cardiology, IVUS has already demonstrated its cost-effectiveness during percutaneous coronary interventions.48 David R Holmes: The use of IVUS for routine assessment of carotid stenosis at the time of treatment may in part be related to a lack of familiarity with the device by some of the subspecialists involved in these procedures It also may be related to the absence of a large body of information on the advantages of procedural guidance in the carotids as compared to the coronary arterial tree CT Angiography CT angiography offers several advantages when evaluating for carotid artery disease, including noninvasive imaging and high spatial resolution This imaging modality has now become a standard test when evaluating patients with symptoms of stroke at many institutions The introduction of multidetector CT technology allows acquisition of multiple image slices simultaneously, which greatly improves the speed of imaging without loss of resolution.49 Metaanalysis of the diagnostic accuracy of CT angiography compared with DSA confirmed that CT angiography is accurate in detecting severe carotid stenosis and especially for detection of complete Curr Probl Cardiol, April 2012 133 Fig IVUS after CAS shows good wall apposition and no in-stent thrombus occlusion, where its sensitivity and specificity reach 97% and 99%.50 In clinical practice, CT angiography is often performed following carotid ultrasound imaging that shows positive results for carotid artery disease In a recent study assessing the cost-effectiveness of various noninvasive imaging modalities, Tholen et al.51 demonstrated that immediate CT angiography is indicated for patients with a high-risk profile for stroke or with a high prior probability of carotid artery stenosis or who can undergo surgery within weeks after the initial symptoms of transient ischemic attack (TIA) or minor stroke In addition to providing accurate measurements of luminal narrowing, CT angiography reliably assesses the characteristics of carotid artery atherosclerotic plaques Although histologic plaque composition is better evaluated with MR angiography technique, CT angiography shows excellent sensitivity for detection of carotid plaque calcifications (Fig 2) Nevertheless, it should be noted that in the presence of extensive dense calcifications, beam-hardening artifact can obscure visualization of the carotid artery lumen and provide inaccurate estimation of the degree of stenosis CT angiography is also capable of detecting large lipid-rich 134 Curr Probl Cardiol, April 2012 Fig CT angiography of the ICA, coronal view (left) and 3D reconstruction (right), in a patient with suspected bilateral carotid artery stenosis shows extensive plaque calcifications at both carotid bifurcations and severe stenosis at both ICA origins necrotic core lesions and plaque hemorrhages; however, its diagnostic accuracy in detecting smaller lesions is less reliable.52 Because CT angiography is associated with radiation use, the imaging protocol setting should be closely observed to limit radiation exposure CT angiography involves administration of intravenous contrast material, which has the potential for contrast-induced renal failure, especially in patients with preexisting renal disease Baseline renal function tests, including glomerular filtration rate, help to determine whether the administration of nephroprotective agents, such as bicarbonate and acetylcysteine, is necessary to minimize the risk of renal injury David R Holmes: The authors comment on the potential strategies to minimize the risk of renal injury The efficacy of these approaches to minimize this, however, has been found to be disappointing when evaluated in rigorous large-scale randomized trials Curr Probl Cardiol, April 2012 135 Fig Asymmetrical CT perfusion maps in a patient with high-grade left ICA stenosis before carotid artery stenting demonstrate increased CBV (top middle), TTP (top right), and MTT (bottom middle) in the left hemisphere, indicating maximized autoregulatory hemodynamic mechanisms to preserve brain perfusion Such changes suggest that this patient is at higher risk to develop hyperperfusion syndrome CT Perfusion A combination of CT angiography with CT perfusion enables analysis of hemodynamic parameters associated with carotid artery disease Whole-brain CT perfusion imaging with 320-detector-row CT scanners allows examination of the entire brain, providing valuable information about regions of the brain that are at risk for ischemia and status of the collateral circulation Modern CT perfusion parameters include cerebral blood volume (CBV), cerebral blood flow (CBF), time-to-peak (TTP), and mean transient time (MTT) Symmetrical perfusion maps between the hemispheres indicate normal cerebral circulation, whereas asymmetry in the vascular territory corresponding to the affected ICA may serve as a measure of perfusion disturbance (Fig 3) Changes in MTT and CBV can be observed in patients with ICA stenosis above 50%.53 These changes are thought to represent autoregulatory vasodilation—a compensatory mechanism that is intended to preserve cerebral oxygenation when collateral circulation alone is not adequate to maintain physiological parameters of cerebral blood perfu136 Curr Probl Cardiol, April 2012 Comparison of Embolic Protection Devices In 2009, Garg et al.123 published a metaanalysis comparing outcomes in protected and unprotected CAS On the basis of the 134 articles published between 1995 and 2007 that were included in their final analysis, the authors found significant benefit for using protection devices during CAS in both symptomatic patients (RR 0.67; 95% confidence interval 0.520.56) and asymptomatic patients (RR 0.61; 95% confidence interval 0.41-0.90) The overall risk of stroke was estimated to be reduced by 38% Studies using distal ICA occlusion balloons, filters, and proximal occlusion devices were included in this metaanalysis Interestingly, the authors also found that protection devices started to show significant benefit in preventing embolic events beginning in 2004, indicating that more recently developed devices are superior to earlier models The most recent guidelines on the management of patients with extracranial carotid artery disease recommend the use of embolic protection devices during CAS to reduce the risk of periprocedural stroke.69 High-Risk Patients for CAS We are just beginning to understand the high-risk factor for CAS (unlike for CEA) We now know that several anatomic, patient, and lesion characteristics increase the risk of CAS: these include difficult aortic arch (Type or arch, bovine arch), diseased aortic arch, occluded or diseased external carotid artery, significant carotid tortuosity, absence of a distal landing zone, concentric calcification, hemorrhagic plaque, carotid origin disease, and severe peripheral vascular disease with difficult access In patients with or more of these characteristics, CEA should be considered as an alternative treatment, especially when none of the above high-risk factors for CAS is considered high risk for CEA Cerebral Hyperperfusion Syndrome Cerebral hyperperfusion syndrome is a rare complication associated with ICA revascularization, described following both CEA and stenting.124 Severity of ICA stenosis is an independent factor for development of hyperperfusion syndrome This syndrome usually occurs within the first few days following intervention and is believed to be secondary to impaired autoregulation mechanisms However, delayed presentations several weeks after surgery have also been described Clinical presentation can be variable and includes headaches, seizures, and focal neurological deficits The extreme manifestation of cerebral hyperperfusion syndrome is intracerebral hemorrhage, which is associated with high mortality rates Close monitoring of blood pressure parameters following Curr Probl Cardiol, April 2012 155 Fig Because of a change in neurologic status 12 hours after left carotid artery stenting (case from Fig 5), a follow-up noncontrast CT scan was obtained and reveals a focal hemorrhage in the posterior limb of the internal capsule, because of hyperperfusion syndrome revascularization procedures is of critical importance to prevent development of hemorrhage Several studies have assessed the role of CT perfusion in predicting development of cerebral hyperperfusion syndrome (Figs and 6) At present, there is no agreement on which perfusion sequence can identify most reliably patients who are at higher risk for cerebral hyperperfusion syndrome Data suggest that MTT or TTP and CBV can serve as potential diagnostic tools when screening for patients who are at higher risk (patients with increased MTT or TTP and CBV) to develop this complication.125,126 Management of Asymptomatic Carotid Stenosis The best evidence concerning the treatment of asymptomatic carotid stenosis comprised trials, the ACAS110 and the ACST.127 To date, only 156 Curr Probl Cardiol, April 2012 small trial (consisting of 85 patients) has compared endarterectomy directly with stenting for patients with asymptomatic disease, with similar results between the treatments.128 The SAPPHIRE trial97 and CREST102,129 included symptomatic and asymptomatic patients Both trials suggested that CAS was comparable to endarterectomy for perioperative morbidity Trials underway may offer a new perspective on the treatment of asymptomatic carotid disease SPACE-2 is a large randomized trial that is currently randomizing patients to endarterectomy, stenting, or best medical management.130 The Case for Carotid Endarterectomy vs Best Medical Management The ACAS randomized 1662 patients with asymptomatic carotid stenosis to CEA plus best medical treatment or best medical treatment alone.110 Three patients were lost to follow-up after randomization to endarterectomy; the remaining 1559 patients were included in the analysis Inclusion criteria included carotid stenosis of at least 60% measured by DSA or Doppler ultrasonography Entry criteria included age between 40 and 79 years and no previous cerebrovascular infarction in the study vessel Patients were enrolled between 1987 and 1993 Best medical treatment during enrollment consisted of antiplatelet therapy with 325 mg of aspirin and antihypertensive treatment The primary endpoint was cerebral infarction occurring in the region of the study artery or any stroke or death, measured as 5-year aggregate risk as a percentage With respect to the primary endpoint, the trial was favorable to CEA, with a 5-year risk of stroke or death of 5.1% for patients undergoing surgery compared with 11.0% for patients randomized to medical treatment There were 146 patients who crossed over from treatment arm to the other for a variety of reasons More than two-thirds of these patients were randomized to endarterectomy In total, 12% of patients randomized to endarterectomy did not undergo surgery, and 5% of patients randomized to medical management underwent ipsilateral endarterectomy An astreated analysis showed no significant change in the primary outcome, with a 5-year risk of stroke or death of 5.1% for patients undergoing surgery compared with 11.5% for patients treated with medical management The ACST randomized 3120 patients with asymptomatic carotid stenosis to CEA plus best medical management or best medical management alone.127 Carotid stenosis for all patients was measured at 60% or greater by Doppler ultrasonography Entry criteria included no previous cerebrovascular infarction ipsilateral to the study vessel Surgical intervention Curr Probl Cardiol, April 2012 157 was to be performed as soon as possible after randomization, with specifics of anesthesia and shunting to be determined by the operating surgeons Patients were enrolled between 1993 and 2003, during which time medical management included antiplatelet therapy, antihypertensive treatment, and lipid-lowering therapy The primary endpoint comprised perioperative morbidity and nonperioperative stroke Perioperative morbidity included stroke, MI, and death and was measured at 3.5% for all patients undergoing surgery, including crossover patients The primary endpoint was reported as 5-year stroke (including contralateral stroke) or death risk With respect to the primary endpoint, the trial was favorable toward stroke-preventing CEA, as patients randomized to surgery had a 6.4% 5-year risk of stroke or death compared with 11.7% for patients randomized to medical treatment There was significant crossover in both groups, with 9% of patients randomized to surgery having never undergone endarterectomy, and 18% of patients randomized to medical surgery undergoing ipsilateral endarterectomy by the fifth year of follow-up Medical treatment with antiplatelet and antihypertensive therapies was consistent with approximately 90% of patients in the study receiving antiplatelet therapy and approximately 81% receiving hypertensive therapy However, the use of lipid-lowering therapy was noted to increase throughout the trial from 17% of those randomized in the earliest years of the study to an estimated 70% of all surviving patients at completion of the study Comparison of Carotid Angioplasty and Stenting vs Carotid Endarterectomy To date, no large randomized trial has compared directly the safety of CAS to endarterectomy in asymptomatic patients Two trials, SAPPHIRE and CREST, have randomized both symptomatic and asymptomatic patients The best evidence comparing stenting and endarterectomy in such patients can be elicited from subgroup analysis of these trials The SAPPHIRE trial97 randomized 334 patients before early termination Of these, 238 patients had asymptomatic disease The primary endpoint was incidence of stroke, MI, or death within 30 days of intervention The incidence of the primary endpoint was nearly double for patients undergoing endarterectomy (10.2%) compared to patients undergoing stenting (5.4%), although the result was not statistically significant (P ϭ 0.20) In CREST, 1180 of 2502 patients randomized had asymptomatic carotid stenosis.102,129 There was no statistically significant difference in the primary outcome between asymptomatic patients randomized to endar158 Curr Probl Cardiol, April 2012 terectomy (3.6%) or stenting (3.5%) The periprocedural morbidity was similar to that reported for patients undergoing endarterectomy in the ACST trial (3.5%) The Asymptomatic Carotid stenosis, stenting vs endarterectomy Trial (ACT-1)112 aims to test definitively the equivalence of CAS to endarterectomy in asymptomatic patients with severe carotid stenosis This trial is planned to enroll 1600 patients with a target study completion date of 2017 Patients with severe carotid stenosis are randomized at a 3:1 ratio to either CAS or CEA Stenting procedures (XACT; Abbott) are performed with mandatory distal protection (NAV 6; Abbott) The primary outcome is an occurrence of major adverse events within the 30 days following intervention The target date for data collection of this measure is August 2012 The 5-year incidence of ipsilateral stroke or death will be compared on study completion Improvements in Medical Management and a Definitive Three-Arm Trial Improvements of medical management with antihyperlipidemic and antihypertensive agents unavailable during the design of ACAS and ACST have brought into question whether carotid artery revascularization procedures are indicated for asymptomatic patients.130-132 The reported annual risk of ipsilateral stroke in patients with asymptomatic carotid stenosis of 60% or greater has decreased since the publication of ACAS (11.0% over years, or approximately 2.2% yearly) to roughly 1% per year in a study of 200 patients undergoing evaluation with ultrasonic embolic detection published in 2005.133 Of interest, 9.1% of patients randomized to the medical arm of ACST had an ipsilateral ischemic stroke.21 The yearly stroke risk was approximately 1.7% Recent prospective studies of patients with 50% or more carotid stenosis have shown very low incidence of ipsilateral stroke, with rates between 0.34%134 and 0.8%.135 Thus, with a diminished annual risk of stroke in the asymptomatic patient, the results of ACAS and ACST seem dated, the results for asymptomatic patients in SAPPHIRE and CREST seem irrelevant, and those for ACT-1 seem potentially irrelevant The best evidence concerning the treatment of asymptomatic carotid stenosis may be on the horizon with an ongoing trial SPACE-2 has a targeted completion date of 2015.130 This trial is planned to enroll 3640 patients with asymptomatic carotid artery stenosis to of arms Patients with carotid stenosis of 70% or more by Doppler ultrasonography are eligible All patients will be treated with best medical management (antiplatelet and antihyperlipiCurr Probl Cardiol, April 2012 159 demic) and individual risk-factor modification Patients will be randomized at a rate of 3:3:1 to endarterectomy, stenting, or medical management without intervention Endarterectomy and stenting interventionists must have performed at least 40 procedures in the previous 24 months, with 20 procedures completed within the first SPACE trial with a complication rate of 6% or less The primary endpoint is the 5-year risk of ipsilateral stroke or death In addition, 30-day postoperative risk of stroke, death, and MI will be compared between patients undergoing endarterectomy or stenting Conclusions CEA and CAS are complementary procedures for the treatment of atherosclerotic carotid disease Much has been learned about them from RCTs and clinical experience Given the lack of embolic protection device use and operator inexperience that characterize most European trials, CREST represents the largest, most rigorous and complete examination of CAS vs CEA to date, including both symptomatic and asymptomatic standard-risk patients The results of CREST establish both CAS and CEA as very safe and effective choices for patients and their physicians Ultimately, patient preference will have to be considered in the decision-making process, and outcomes can be optimized by choosing the right procedure for the right patient David R Holmes: Given the very large burden of mortality and morbidity associated with stroke, there has been intense interest in carotid arterial stenosis This field continues to evolve with new insights into the pathophysiology of the disease and refinements in diagnostic and therapeutic regimens This current article features an in-depth discussion about the changing field of treatments with new approaches, such as proximal embolic protection during carotid arterial stenting After an in-depth discussion of the different options, medical, surgical, and interventional, the authors rightly conclude that ultimately patient preference will have to be considered in the decisionmaking process, and outcomes can be optimized by choosing the right procedure for the right patient Acknowledgments: The authors thank Paul H Dressel, BFA, for preparation of the illustrations and Debra J Zimmer, AAS, CMA, for editorial assistance REFERENCES Roger VL, Go AS, Lloyd-Jones DM, et al Heart Disease and Stroke Statistics— 2011 Update: A Report from the American Heart Association Circulation 2011; 123:e18-e209 160 Curr Probl Cardiol, April 2012 Henry M, Polydorou A, Klonaris C, et al Carotid angioplasty and stenting under protection State of the art Minerva Cardioangiol 2007;55:19-56 Kolominsky-Rabas PL, Weber M, Gefeller O, et al Epidemiology of ischemic stroke subtypes according to TOAST criteria: incidence, recurrence, and long-term survival in ischemic stroke subtypes: a population-based study Stroke 2001; 32:2735-40 de Weerd M, Greving JP, Hedblad B, et al Prevalence of asymptomatic carotid artery stenosis in the general population: an individual participant data metaanalysis Stroke 2010;41:1294-7 Bogousslavsky J, Regli F, Van Melle G Risk factors and 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