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... ethics in the investment industry Although an immediate goal is maintaining that leadership in a rapidly changing investment arena characterized by increasingly borderless financial markets,... Ethical Ethics in the Investment Profession: A Suruey ment professionals are at least as ethical as individuals in commercial banking and corporate management and more ethical than individuals in. .. States and Canada As with most surveys, many of the facts described are open to a variety of interpretations, but the authors draw many of the strands together in a most convincing and valuable