~ THONGBAoGIAO DJCH CO PHIEU/CHUNG CHi QUY CVA NGUOI NOI BO CVA CONGTY D~I CHUNG, NGUOI N(H BO CVA QUY f)~I CHUNG vA NGUOI CO LIEN QUAN CUA NGUOI NOI BO NOTICE OF TRANSACTION IN SHARES/ FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh gui: To: - Uy ban Chung khoan Nha mroc - SO'Giao dich clurng khoan - Congty CP Day Cap Dien VN - The State Securities Commission - The Stock Exchange - Vietnam Electric Cable Corporation I Thongtin v~ ca nhan/t6 chuc thuc hien giao dich/ Information on individual/ organization that conducts the transfer: - HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: CONG f)OAN CONGTY CP DAY cAp DI~N VI~T NAM - Quoc tich/ Nationality: - s6 CMND, H9 chieu, The can wac (d6i voi ca nhan) hoac s6 Giay chimg nhan dang ky doanh nghiep, Gi~y phep hoat dong hoac giay to' phap Iy tuong duong (d6i voi t6 chirc), cap, noi c~plID card/Passport No (in case of individual) or Certificate of business registration No, (in case of organization), date of issue, place of issue 30/QD-CDTCty 08/8/2007 tal TP H6 Chi Minh - Dia chi lien he/Dia chi tru SO' chinh/ Address: - Dien thoai/ Telephone: Email: Fax: Website: - Chirc vu hien tai congty dai chung, congty quan Iy quy (neu co) hoac m6i quan h~ voi congty dai chung, congty quan Iy quy ICurrent position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Thongtin v~ nguoi noi b9 cua congty dai chung/quy d~i chung la nguai co lien quan cua ca nhan/t6 chu'c thl,!'c hi~n giaodich (d6i voi truo'ng hQ'p nguo'i thl,l'c hi~n giao djch la nguo'i co lien quan cua nguai n9i b9 cua congty d~i chung/quy d~i chung)1 Information about internal person of the public company/public fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund): - HQ va ten nguai n9i b91Name of internal person: Dolm Hoai Thanh - Qu6c tichl Nationality: Vi?t Ham - s6 CMND, H9 chi~u, The can woclID card/Passport No.: - £)ja chi thuemg tru/ Permanent address: - Di~n tho~i lien h~1Address: Fax: Email: _ ChlJ'C Vl,I hien tai congty dai chung, congty quan Iy quy ICurrently posittion in the public company, the fund management company: Thanh vien H{Ji dang qulin tr] Cong Iy, Chit tich CongdoanCongty (cadivi), - M6i quan h~ giira ca nhan/t6 chirc thuc hien giaodich voi nguoi individual/organization executing transaction with internal person: nQi bQI Relationship of _ sf> luong, ty I~ c6 phieu/chung chi quy rna nguoi n luong c6 phieu/chirng chi quy dang ky mua/ban/cho/duoc cho/tang/duoc tang/thua ke/chuyen nhuong/nhan chuyen nhuong/hoan d6il Number of sharesljund certificates registered to purchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred/swap: 0.058% 16.800 CP If If sf> luong, ty I~ c6 phieu/chung chi quy du kien nam giu' sau thuc hien giao dich/ Number, ownership proportion of sharesljund certificates expected to hold after the transaction: 30.006 CP If If 0.1% Muc dich thuc hi~n giao djchl Purposes of transaction: Dap Ung nhu cdu tai chinh Phuang thu'c giao djchl Mode of transaction: Thoa thu¢in va khap l¢nh 10 Thcyi gian d\l' ki~n th\l'c hi~n giao djchl Transaction period: ttr ngaylfrom 27/10/2016 d~n ngayl to 25/1112016 cA NHAN/TO CHUC BAo cAol NGuin DUQC UY QUYEN CONG BO THONGTIN NAME OF REPORTING ORGANIZATION/INDIVIDUAL/PERSONS AUTHORIZED TO DISCLOSE INFORMATION (Ky, ghi ro h9 ten, dong ddu - niu co) (Signature, full name and s al - in case of organization
CONG HOA xl HOI cnu NGHIA VI~T NAM DQc l~p - Ty:._do :_H~Il_~plnic Hit N6i, 23 thang 10 nam 2017 THONGBAoGIAODICHCO PHIED CVA NGUOl NOI BO CVA CONGTY D~I CHUNG Kinh giri: - Vy ban Chung khoan Nha nurrc - S6' Giao djch clurng khoan Tp H6 Chi Minh - Cdng ty C6 phan T~p doan FLC Thongtin v~ ca nhan thirc hien giaodich - HQ va ten ca nhan: Trinh Van Quyet - Quoc tich: Vi~t N am - S6 CMND: - Dia chi lien he: - Dien thoai: 024.3771 1111 - Chirc vu hien tai congty dai chung Chu tich HOi dong Quan trio Thongtin v~ ngiroi noi bO cua congty dai chung la nguoi co lien quan cua ca nhan thuc hien giao dich: Khongco Ma chirng khoan giao dich: FLC Cac tai khoan giaodichco c6 phieu neu tai muc 3: S6 hrong, ty l~ c6 phieu nam giir truce thuc hien giaodich 155.187.150 c6 phieu, tuong DUong 24,32% tong s6 c6 phan co quyen bieu quyet cua Congty C6 ph§.n T~p doanFLC S6 lm;mg c6 phi~u dang ky mua: 37.000.000 c6 phi~u S6 Im;mg, tY l~ c6 phi~u dl,l'ki~n nitm giu sau tlwc hi~n giao djch: 192.187.150 c6 phi~u, tuang DUong 30,12% t6ng s6 c6 ph§.n co quy~n bi~u quy~t cua Congty C6 ph§.n T~p doan FLC M\lc dich thl,l'chi~n giao dich: tang tY I~ c6 phi~u n~m gifL Phuong thilc giao dich: kh6p l~nh ho~c th6a thu~n 10 Thai gian dl,l'ki~n thl,l'chi~n giao dich: ttf 20/11/201 d~n 19112/2017 cA NHAN BAo cAo Trinh Van Quy~t
cQNG HdA xA Hqr cHrl Ncrril, vrpr Narvr EQc lfp - Tg - H4nh phrfc Hd THONGBAo Kinh gui T€n N|i, ngay.l I thdng ndm 2012 crAo DICHcO pHrtu cuA co E6NG Nor Bo - Uy ban Chring kho6n Nhh nu6c - S& Giao di-ch Chring kho6n Thhnh ptrii ffd Chi Minh - Cdng ty C0 phAn tO TMT : ngudi thlrc hiQn giao dich: Ph4m Vdn H6ng 56 chtrng minh thu: 011490602 Di6n thoai li€n h6: 0984166166 Chric vq hiQn tqi td chric ni6m yiit, d6ne ky giao dich: Uf vi6n HEeT Me chrmg khorin giao dich: TMT 56 luqng, g l€ cd phi6u ndm gif tru6c thgc hiQn giao dich: 1.038.345 c6 phi€u, chi€m 3,65% SO tdi kho6n giaodich : 001C101237 T€n cria ngudi c6 li€n quan tpi t6 chric ni6m ytit, dang ky giao dich: Kh6ng 9- 56 chrmg minh thu hoflc s6 hQ chiiiu (S5 chring nhfln dang td chr?c) cria ngudi c6 li€n quan: Kh6ng ki kinh doanh n6u ld 10 chric 4r cia ngudi c6 li€n quan hiQn t4i t6 chric ni6m y6t, d[ng ky giaodich (n6u c6): Kh6ng 11 Quan hQ cria ngudTt6 12 56 luqng, tf chfc thuc hiQn giaodich v6i ngudi c6 li€n quan : Kh6ng lQ c6 phitiu ngudi c6 li0n quan dang nim gifi: Kh6ng 13 56 luqng c6 phi6u ttdng ky mua: 200.000 c6 phitiu 14 56 luqng cd phiiSu ddng ky brin: 200.000 c6 phi6u 1j:,S6^lyfq c6 phi6u n6m gifi sau thsc hiQn giao dich: 1.038.345 c6 phi€u, chi€m3,650/o 16 Phuong thric giao dich: Khcrp lQnh qua sdn ho{c tho6 17 Thdi gian du kitin thgc hiQn giao dich: tt thufn ngdy t9l5l2ot2d€n ngdy 171712012 Nguli b:io crlo
PHULUC so 10 THONG BAa GIAO DJCH CO PHIEU/C:HuNG CHI QuY CVA NGVOI N(H BO vA NGVOI LIEN QUAN CVA NGVOI NOI BO (Ban hanh kem theo Thong tu s6 155/2015/TT-BTC 06 thdng 10 ndm 2015 cua B{3Tai chinh huang ddn c/ing b6 thongtin tren thi truong chtmg khodn) co :~~==-::-::- _:C~,ONG HOA xA HOI CHU NGHiA VIET NAM DQc l~p - TV - H~nh phtic CONGTYCPTHUdNGMAlvA ElAUTU • VINATABA I' SO_NGVA,,N DEN 0(+; rr.r~ ./ Ngay,,;:2j < ThUll,/: l~ 200 i Chuydn den: t?M1i:?:t.?:::iif.:::::: ~ TP.HCM, D" thang If ndm 2016 THONGBAoGIAODICHCO PHlEU CVA NGUCn Kinh gui: CO LIEN QUAN CVA NGUOI NOI BO - Vy ban Chung khoan Nha mroc - Sa Giaodich chirng khoan Ha noi - Congty CP Thirong rnai va D~u nr Vinataba Thongtin vS ca nhan/t6 chirc thirc hien giao dich: Ten t6 chirc: CONGTY CP cHi1NG KHoAN NHATVI~T Quoc tich: Viet Nam S6 Gi~y phep l~p va hoat dong: 100IUBCK-GP Vy Ban Chung khoan Nha Nircc cfrp 13/1012008 Dia chi tru sa chfnh: L~u 3, s6 117-119-121 Nguyen Du, Phuong B~n Thanh, Quan 1, Tp.HCM Dien thoai: 08 6255 6580 Fax: 08.6255 6586 Website: www.vfs.com.vn M6i quan h~ voi congty dai chung: La Nguoi co lien quan cua Ngiroi noi b9 Thongtin vS nguoi noi b9 cua congty dai chung la nguoi c6 lien quan cua t6 chirc thuc hien giao dich: H9 va ten nguoi n9i b9:
CONG HOA xl HOI CHV NGHiA VI:E:TNAM DQc l~p - Tl}' - Hanh phuc Ha N(Ji, J thang J ndm 20 J coBAo cAo KET QuA GIAO DJCH PHIEU CVA xcurn NOI BO CVA CONGTY D';'I CHUNG Kinh gfri: - Vy ban Chung khoan Nha nmrc - S6' Giao djch chiing khoan Tp H6 Chi Minh - Cdng ty cA ph§n T~p doan FLC Thongtin v~ ca nhan thuc hien giaodich - HQ va ten ca nhan: Trinh Van Quyet - Quoc tich: Viet Nam - S6 CMND: - Dia chi lien h~: - Di~n thoai: - Chirc vu hien tai congty dai chung Chu tich HQid6ng Quan trio Thongtin v~ nguoi n9i bo cua congty dai chung la ngiroi co lien quan cua ca nhan thuc hien giao dich: Khongco Mil clnrng khoan giao dich: FLC Cac tai khoan giaodichco c6 phieu neu tai muc 3: S6 luong, tY l~ c6 phieu nam gill truce thuc hi~n giaodich 144.187.150 c6 phieu, nrong duong 22,6% tong s6 c6 phan co quy~n bi~u quy~t cua Congty C6 phfrn T~p doan FLC S6 Im;mgc6 phi~u dang ky mua: 11.000.000 c6 phi~u S6 lm;mgc6 phi~u dil mua: 11.000.000 c6 phi~u S61m;mg,ty l~ c6 phi~u n~m gill sau thvc hi~n giao dich: 155.187.150 c6 phi~u, tuong duong 24,32% t6ng s6 c6 ph~n co quy~n bi~u quy~t cua Congty C6 phfrn T~p do':m FLC Phuong thuc giao dich: kh6p l~nh 10 Thai gian thvc hi~n giao dich: til'ngay 15/09/2017 d~n 13/1012017 cA NHAN BAo cAo Trinh Van Quy~t
cQNG HdA xA Hqr cHrl Ncrril, vrpr Narvr EQc lfp - Tg - H4nh phrfc Hd THONGBAo Kinh gui T€n N|i, ngay.l I thdng ndm 2012 crAo DICHcO pHrtu cuA co E6NG Nor Bo - Uy ban Chring kho6n Nhh nu6c - S& Giao di-ch Chring kho6n Thhnh ptrii ffd Chi Minh - Cdng ty C0 phAn tO TMT : ngudi thlrc hiQn giao dich: Ph4m Vdn H6ng 56 chtrng minh thu: 011490602 Di6n thoai li€n h6: 0984166166 Chric vq hiQn tqi td chric ni6m yiit, d6ne ky giao dich: Uf vi6n HEeT Me chrmg khorin giao dich: TMT 56 luqng, g l€ cd phi6u ndm gif tru6c thgc hiQn giao dich: 1.038.345 c6 phi€u, chi€m 3,65% SO tdi kho6n giaodich : 001C101237 T€n cria ngudi c6 li€n quan tpi t6 chric ni6m ytit, dang ky giao dich: Kh6ng 9- 56 chrmg minh thu hoflc s6 hQ chiiiu (S5 chring nhfln dang td chr?c) cria ngudi c6 li€n quan: Kh6ng ki kinh doanh n6u ld 10 chric 4r cia ngudi c6 li€n quan hiQn t4i t6 chric ni6m y6t, d[ng ky giaodich (n6u c6): Kh6ng 11 Quan hQ cria ngudTt6 12 56 luqng, tf chfc thuc hiQn giaodich v6i ngudi c6 li€n quan : Kh6ng lQ c6 phitiu ngudi c6 li0n quan dang nim gifi: Kh6ng 13 56 luqng c6 phi6u ttdng ky mua: 200.000 c6 phitiu 14 56 luqng cd phiiSu ddng ky brin: 200.000 c6 phi6u 1j:,S6^lyfq c6 phi6u n6m gifi sau thsc hiQn giao dich: 1.038.345 c6 phi€u, chi€m3,650/o 16 Phuong thric giao dich: Khcrp lQnh qua sdn ho{c tho6 17 Thdi gian du kitin thgc hiQn giao dich: tt thufn ngdy t9l5l2ot2d€n ngdy 171712012 Nguli b:io crlo
PHULUC so 10 THONG BAa GIAO DJCH CO PHIEU/C:HuNG CHI QuY CVA NGVOI N(H BO vA NGVOI LIEN QUAN CVA NGVOI NOI BO (Ban hanh kem theo Thong tu s6 155/2015/TT-BTC 06 thdng 10 ndm 2015 cua B{3Tai chinh huang ddn c/ing b6 thongtin tren thi truong chtmg khodn) co :~~==-::-::- _:C~,ONG HOA xA HOI CHU NGHiA VIET NAM DQc l~p - TV - H~nh phtic CONGTYCPTHUdNGMAlvA ElAUTU • VINATABA I' SO_NGVA,,N DEN 0(+; rr.r~ ./ Ngay,,;:2j < ThUll,/: l~ 200 i Chuydn den: t?M1i:?:t.?:::iif.:::::: ~ TP.HCM, D" thang If ndm 2016 THONGBAoGIAODICHCO PHlEU CVA NGUCn Kinh gui: CO LIEN QUAN CVA NGUOI NOI BO - Vy ban Chung khoan Nha mroc - Sa Giaodich chirng khoan Ha noi - Congty CP Thirong rnai va D~u nr Vinataba Thongtin vS ca nhan/t6 chirc thirc hien giao dich: Ten t6 chirc: CONGTY CP cHi1NG KHoAN NHATVI~T Quoc tich: Viet Nam S6 Gi~y phep l~p va hoat dong: 100IUBCK-GP Vy Ban Chung khoan Nha Nircc cfrp 13/1012008 Dia chi tru sa chfnh: L~u 3, s6 117-119-121 Nguyen Du, Phuong B~n Thanh, Quan 1, Tp.HCM Dien thoai: 08 6255 6580 Fax: 08.6255 6586 Website: www.vfs.com.vn M6i quan h~ voi congty dai chung: La Nguoi co lien quan cua Ngiroi noi b9 Thongtin vS nguoi noi b9 cua congty dai chung la nguoi c6 lien quan cua t6 chirc thuc hien giao dich: H9 va ten nguoi n9i b9: Nguyen Thi Thu Binh Quoc tich: Viet Nam S6 CMND: 025219397 Dia chi ... hien tai cong ty dai chung, cong ty quan Iy quy ICurrently posittion in the public company, the fund management company: Thanh vien H{Ji dang qulin tr] Cong Iy, Chit tich Cong doan Cong ty (cadivi),... dang nam giu' (neu co) 1 Number, ownership proportion of shares held by the internal (if any): Mil chung khoan giao dich/ Securities code:CAV Cac tai khoan giao dich co c6 phieu/ chung shares/fund... mentioned above: company: chi quy neu tai muc 31Trading account number with tai cong ty chung khoan/ In securities sf> luong, ty I~ c6 phieu/ clurng chi quy n~m giu' truce thuc hien giao djch/ Number,