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Acknowledgements
This author would like to express her heartfelt gratitude to her supervisors,
Dr. Chen Jingsheng and Dr. Han Guchang for their guidance, advice, concern and
encouragement throughout the course of the project.
The author would like to thank Dr Qiu Jinjun for the introduction and
maintenance of ULVAC sputter system, and Miss Luo Ping for the help in XPS
analysis.
In addition, the author is grateful for the friendship and support of Huang
Lisen, Yang Yang, Ho Pin, Xu Dongbin, Si Huayan, Chen Chin, Li Huihui, Ko
Viloane, Lim Boon Chow, and other research staff and students in the Department
of Materials Science and Engineering and Data Storage Institute.
Last but not least, the author would like to thank her family for their love,
support and understanding during the period of research project.
i
Table of Contents
Acknowledgements
i
Table of Contents
ii
Summary
v
List of Figures
vii
List of Symbols
xi
Chapter 1:Introduction
1
1.1 Gaint magnetoresistance (GMR) read head technology .................................... 3
1.1.1 Physics of GMR effect .............................................................................. 3
1.1.2 Current-in-plane (CIP) spin valve............................................................. 6
1.1.3 Current-perpendicular-to-plane (CPP) spin valve ................................... 8
1.2 Tunnel magnetoresistance (TMR) read head technology ................................ 10
1.3 Challenges for next generation read head over 1 Tbits/in 2 .............................. 11
1.4 Literature review of Co2MnSi half-metallic Heusler alloys ............................ 12
1.4.1 Basic properties of Heusler alloys .......................................................... 13
1.4.1.1 Origin of the bandgap.................................................................. 14
1.4.1.2 Slater-Pauling behavior ............................................................... 15
1.4.2 Parameters affecting MR ratio of CPP-GMR head using Co2 MnSi
Heusler alloy ...................................................................................................... 17
1.4.2.1 Effect of lattice parameter........................................................... 17
1.4.2.2 Spin-orbit coupling ...................................................................... 19
1.4.2.3 Effect of temperature on spin polarization ................................ 19
1.4.2.4 Effect of disorder, defects, and doping ...................................... 20
1.4.2.5 Other factors from device perspective ....................................... 21
1.5 Objective of thesis .............................................................................................. 22
1.6 Outline of thesis.................................................................................................. 24
ii
Chapter 2: Experimental methodologies
25
2.1 Sample fabrication by magnetron sputtering .................................................... 25
2.2 Alternating gradient force magnetometer ......................................................... 26
2.3 X-ray diffraction ................................................................................................. 27
2.3.1 θ - 2θ x-ray scans ..................................................................................... 29
2.3.2 Rocking curve .......................................................................................... 29
2.3.3 Phi-scans ................................................................................................... 30
2.4 Transmission electron microscopy .................................................................... 31
2.5 X-ray photoelectron spectroscopy..................................................................... 32
2.6 Atomic force microscopy .................................................................................. 33
Chapter 3: MgO buffer layer effect on the structure and magnetic properties
of Co2MnSi (CMS) films on MgO substrates
34
3.1 Study of CMS thin films on MgO substrates (no buffer layer) ....................... 34
3.1.1 Experimental methods ............................................................................. 35
3.1.2 Results and discussion ............................................................................. 36
3.1.2.1 Structure properties ..................................................................... 36
3.1.2.2 Magnetic properties ..................................................................... 39
3.2 Study of CMS thin film on MgO-buffered MgO substrates ............................ 44
3.2.1 Experimental details ................................................................................ 44
3.2.2 Results and discussion ............................................................................. 45
3.2.2.1 Crystallographic structure ........................................................... 45
3.2.2.2 In-plane epitaxial growth relationship ....................................... 46
3.2.2.3 Heusler L21 texture...................................................................... 48
3.2.2.4 Microstructure ............................................................................. 49
3.2.2.5 Magnetic properties ..................................................................... 50
3.3 Summary ............................................................................................................. 54
iii
Chapter 4: Cr buffer layer effect on the texture and magnetic properties of
Co2MnSi (CMS) films
56
4.1 Experimental methods
56
4.2 Results and discussion ....................................................................................... 58
4.2.1 Effect of CMS in-situ annealing temperature ........................................ 58
4.2.1.1 Crystallographic structure ........................................................... 58
4.2.1.2 Cr/CMS interface and multi-layer roughness ............................ 63
4.2.1.3 Magnetic properties ..................................................................... 64
4.2.1.4 Microstructure ............................................................................. 68
4.2.2 Effects of Cr in-situ annealing temperature ........................................... 69
4.3 Summary ............................................................................................................. 72
Chapter 5: Conclusions and future work
74
5.1 Conclusions ........................................................................................................ 74
5.2 Future work......................................................................................................... 75
Publication
76
References
76
iv
Summary
The effects of MgO and Cr buffer layers on the structures and magnetic
properties of Co2 MnSi (CMS) thin films have been studied. The CMS thin films
were deposited on MgO (001) single crystal substrates with and without MgO or Cr
buffer layer at room temperature by magnetron sputtering deposition and annealed
at various temperatures. From 2-theta and Phi-XRD analysis, it was found that both
MgO and Cr buffer layers could help induce the (001) epitaxial growth of the CMS
thin films with B2 or L21 structure, while A2 structure was formed in the films
without buffer layer. A four-fold 45ºshift between MgO (022) peaks and Cr (022)
or CMS (022) peaks was obtained in the Phi-scan analysis of the post-annealed
MgO- and Cr-buffered CMS thin films, which confirmed the epitaxial relationship
of CMS [110](001) || MgO [100](001) and CMS [110](001) || Cr [110](001) || MgO
[100](001). A smoother MgO buffer layer surface was obtained in an Ar+O2
atmosphere compared to that obtained in Ar atmosphere, which resulted in a
stronger CMS (001) texture. Moreover, it was found that the in-situ annealing of
the Cr buffer layer at 500°C destroyed the homogenous surface, while the RTdeposited Cr layer showed a very smooth surface and subsequently gave a better
CMS crystallinity. The saturated magnetization of the CMS thin films increased
v
with annealing temperature below 600ºC and then decreased when annealed further
at 600ºC. A chemical analysis of inter-diffusion was examined and the results
indicated significant diffusion of Pt and Co in the MgO-buffered CMS thin films
annealed at 600°C for 1h and Cr in the Cr-buffered CMS thin films annealed at
600°C for 15min. Large initial susceptibilities were found in the Cr buffered CMS
thin films. For the MgO/CMS/Pt samples post-annealed at 600ºC, three-stage initial
curves were obtained, suggesting a pinning behavior in the magnetic reversal
mechanism.
vi
List of Figures
Figure 1.1: Data storage roadmap of HDDs. Adapted from [1].
1
Figure 1.2: Magnetoresistance magnitude of GMR versus TMR. Adapted from [5].
3
Figure 1.3: Normalized resistance versus applied magnetic field at 4.2K with CIP
current. Adapted from [19].
4
Figure 1.4: Two current model of GMR effect with F/C multi-layers.
5
Figure 1.5: Schematic representation of an exchange biased spin valve structure, in
which the magnetization of one ferromagnetic layer is fixed by
exchange
coupling to an antiferromagnetic layer. The
other
ferromagnetic layer has it magnetization direction changed by external
magnetic field.
6
Figure 1.6: Different spin valve structures: (a) bottom type; (b) top type; (c) dual
type, Cap: capping layer; FL: free layer; NM: non-magnetic layer; RL:
reference layer; PL: pinned layer, AFM: anti-ferromagnetic layer; SL:
the seedlayer.
7
Figure 1.7: The (a) CIP and (b) CPP GMR read head geometry. Adapted from [11].
8
Figure 1.8: Schematic density of states for both magnetic electrodes with the
parallel
and
anti-paralle
arrangement
of
magnetizations.
The
conductivity of each spin channel is proportional to the spin DOS in the
emitter and collector electrode. Adapted from [19].
10
Figure 1.9: Schematic representation of the DOS for a half-metal with respect to
normal metals and semiconductors [33].
13
Figure 1.10: Structure of (a) C1 b half-Heusler alloys; (b) L21 full-Heusler alloys; (c)
B2 full-Heusler alloy; (d) A2 full-Heusler alloy. Adapted from [32].
13
Figure 1.11: Major combination of Heusler alloy formation. Adapted from [32].
14
Figure 1.12: Origin of the minority band gap in (a) NiMnZ and (b) Co 2MnZ.
Adapted from [32].
15
vii
Figure 1.13: Calculated total spin moments, in which dashed line represents the
Slater-Pauling behavior. Adapted from [40].
16
Figure 1.14: DOS for NiMnSb and CoMnSb . Adapted from [40].
18
Figure 2.1: M-H loop of ferromagnetic materials. Adapted from [69].
27
Figure 2.2: Illustration of x-ray diffraction. Adapted from [74].
28
Figure 2.3: X-ray powder scans geometry. Adapted from [75].
29
Figure 2.4: Phi-scan X-ray diffraction geometry.
31
Figure 3.1: (a) L21 structure of CMS; (b) top view of MgO/Co2MnSi crystal
structure.
34
Figure 3.2: Schematic diagram of MgO(sub)/CMS/Pt layered structure.
36
Figure 3.3: AFM image of MgO substrate surface topography.
36
Figure 3.4: 2-theta XRD spectra of CMS films deposited at RT and post annealed at
400°C and 600°C. All peaks labeled in * are from MgO substrate.
37
Figure 3.5: In-plane hysteresis loops of CMS films: (a) deposited at room
temperature; (b) post-annealed at 400°C; (c) post-annealed at 600°C; (d)
extracted Ms and Hc curves as a function of temperature.
40
Figure 3.6: Line-scan EDX spectra of CMS thin films deposited on MgO substrates
at room temperature and annealed at (a) 400°C and (b) 600°C.
41
Figure 3.7: The initial curves of both as-deposited CMS films and CMS films postannealed at 400°C and 600°C. (1), (2), (3) represents for initial stage,
second stage, and third step, respectively.
42
Figure 3.8: Schematic of MgO(sub)/MgO/CMS/Pt multi-layer structure.
44
Figure 3.9: The 2-theta XRD spectra of CMS deposited at RT and post-annealed at
various temperatures with 7nm MgO buffer layer deposited in (a)
Ar+O2 and (b) Ar atmosphere.
45
viii
Figure 3.10: The three dimension model of crystal structure of epitaxial grown
MgO/CMS layers.
46
Figure 3.11: Phi-scan images of CMS {022} and MgO {022} planes in MgObuffered CMS thin films annealed at (a) 400°C and (b) 600°C.
47
Figure 3.12: Phi-scan spectra for CMS (111) peaks of MgO-buffered CMS thin
films annealed at 400°C and 600°C.
48
Figure 3.13: Cross-sectional TEM images and IFFT image of the atomic lattice of
MgO-buffered CMS with MgO deposited in (a) Ar; (b) Ar+O 2 gas
atmosphere.
50
Figure 3.14: M-H loops of MgO-buffered CMS with MgO deposited in (a) Ar+O 2;
(b) Ar gas atmosphere; extracted (c) Ms and (d) Hc curves as a function
of temperature.
52
Figure 3.15: The XPS depth profile of MgO(7nm)-buffered CMS films: (a)
deposited at room temperature; (b) annealed at 400°C; (c) annealed at
600°C; (d) initial magnetization curves.
53
Figure 4.1: (a) L21 structure of CMS; (b) Top view of MgO/Cr/CMS crystal
structure.
56
Figure 4.2: Schematic of MgO(sub)/Cr/CMS/Pt layer structure.
57
Figure 4.3: The spectra of 2-theta XRD of Cr/CMS/Pt multi-layers.
58
Figure 4.4: (a) CMS (002) and (004) Peak-integration and (b) Rocking curve of
CMS (002) peak as a function of temperature.
59
Figure 4.5: The 3-D crystal structure model of epitaxial grown MgO(sub)/Cr/CMS
layers.
60
Figure 4.6: Phi-scans of MgO, Cr and CMS {022} planes of Cr-buffered CMS thin
films annealed at (a) 300°C; (b) 400°C; (c) 500°C; (d) 600°C.
62
Figure 4.7: Phi-scan of CMS (111) peaks of Cr-buffered CMS films annealed at
600°C.
62
ix
Figure 4.8: AFM images of as-deposited Cr buffer layer.
63
Figure 4.9: AFM images of Cr/CMS/Pt multi-layers: (a) deposited at room
temperature; (b) annealed at 300°C; (c) annealed at 400°C; (d) annealed
at 500°C; (e) annealed at 600°C.
64
Figure 4.10: (a) In-plane hysteresis loop of Cr-buffered CMS films deposited at
room temperature and post-annealed at various temperatures; (b)
extracted Ms and Hc curves as a function of temperature.
65
Figure 4.11: The initial curve of Cr-buffered CMS films.
66
Figure 4.12: XPS depth profile of Cr/CMS/Pt multi-layers in which CMS thin films
were: (a) deposited at room temperature; (b) annealed at 300°C; (c)
annealed at 500°C; (d) annealed at 600°C.
67
Figure 4.13: Cross-sectional TEM images of Cr/CMS/Pt layers in which CMS films
were annealed at (a) 300ºC; (b) 400ºC; (c) 500ºC, (d) high resolution
TEM image of Cr/CMS/Pt multi-layers in which CMS films were
annealed at 500ºC.
69
Figure 4.14: 2-theta spectra of Cr/CMS/Pt multi-layers with various Cr in-situ
annealing temperatures.
70
Figure 4.15: AFM images of Cr(10nm)-buffered MgO substrates with Cr in-situ
annealing for 30min at (a) 300°C; (b) 400°C; (c) 500°C; (d) 600°C.
71
x
List of Symbols
Wavelength
Θ
Angle theta
ω
Angle omega
ψ
Angle Phi
Φ
Angle Psi
AC
Alternating current
AD
Areal density
AFM
Atomic force microscopy
AMR
Anisotropic magnetoresistance
AGFM
Alternating gradient force magnetometry
B
Bit length
BE
Binding energy
BF
Bright-field
CIP
Current in plane
CPP
Current-perpendicular-to-plane
d
Spacing between pole tip of head and magnetic layer
xi
dhkl
Interplanar spacing
DF
Dark-field
DC
Direct current
DSI
Data Storage Institute
DOS
Density of States
EDX
Energy-dispersive X-ray spectroscopy
EF
Fermi Energy
FL
Free layer
fcc
Face-centered cubic
FM
Ferromagnetic
FWHM
Full width at half maximum
GMR
Giant magnetoresistance
Hc
Coercivity
HDD
Hard disk drive
HR
High-resolution
Hin
Interlayer coupling
IFFT
Inverse Fast Fourier Transform
xii
KE
Kinetic Energy
MTJ
Magnetic tunnel junction
Mr
Remanent magnetization
Ms
Saturation magnetization
Mt
Total moments per formula unit
N
Number of points
NM
Nonmagnetic
PVD
Physical Vapor Deposition
PL
Pinned layer
△ RA
Resistance Change per Unit Area
RAMAC
Random Access Method of Accounting and Control
RF
Radio frequency
Ra
Surface roughness average
Rrms
Mathematical Root Mean Square Roughness
SV
Spin valve
SOC
Spin-orbit coupling
TMR
Tunneling Magnetoresistance
xiii
T
Temperature
Tc
Curie temperature
TEM
Transmission electron microscopy
XRD
X-ray diffraction
XPS
X-ray photoelectron spectroscopy
Zt
Total valence electrons number
Zavg
Average value of valence electrons number
Zi
Current value of valence electrons number
xiv
Chapter 1: Introduction
Hard disk drives (HDD) have a leading position in the digitalized information storage
area, accompanied by a dramatic increase in storage density at a rate larger than 40% per year.
Fig. 1.1 shows the evolution and roadmap of HDD data storage [1]. The first magnetic HDD
called the Random Access Method of Accounting and Control was introduced by IBM with an
areal density (AD) of 2000 bits/in2 . To date, HDDs with AD of around 500 Gbits/in2 are widely
used. Recently, HDD with AD of around 803 Gbits/in2 has been demonstrated in the lab [2].
Figure 1.1: Data storage roadmap of HDDs. Adapted from [1].
1
The fast developing speed in HDD industry is closely related to the development in the
field of spintronics in read head technology. The first breakthrough came in 1991 when the
inductive read head was replaced by the anisotropic magnetoresistive (AMR) read head.
Magnetoresistance (MR) refers to the resistance variation, between maximum and minimum
resistances, normalized against the minimum resistance value when the magnetic field changed.
The readout signal is proportional to the MR ratio. Although the MR ratio of AMR head was
only 1%, it was more than double the value demonstrated by inductive read head.
The second major development of the read head technology came with the discovery of
the giant magnetoresistance (GMR) effect by Fert’s group [3] in France as well as Grunberg’s
group [4] in Germany in 1988. In 1997, the first GMR read head was introduced in commercial
HDDs with AD of around 2 Gbits/in2. However, this GMR read head with current-in-plane (CIP)
geometry possessed some key limitations. As such, both current-perpendicular-to-plane (CPP)GMR and tunneling magnetoresistance (TMR) read heads were investigated as promising
candidates to replace this CIP-GMR read head. Fig. 1.2 shows the magnetoresistance of GMR
versus TMR [5]. The output signal of MgO and Al2O3 based TMRs indicated a larger
magnetoresistance than the CPP-GMR read head. In 2005, Seagate introduced the first TMR
read head with both MgO and Al2O3 insulators.
2
Figure 1.2: Magnetoresistance magnitude of GMR versus TMR. Adapted from [5].
1.1 Gaint magnetoresistance (GMR) read head technology
1.1.1 Physics of GMR effect
The giant magnetoresistance (GMR) effect was discovered in iron (magnetic) and
chromium (non-magnetic) alternating layers. In these structures, when the magnetization
directions in neighbouring iron layers changed from antiparallel to parallel, a significant change
in resistance was observed. This phenomenon was known as GMR. For samples with 9 Å Cr
layers, the MR (MR = [ρAP –ρP]/ ρP) ratio increased four-fold from 20% at room temperature to
80% at 4.2 K, as shown in Fig. 1.3.
3
Figure 1.3: Normalized resistance versus applied magnetic field at 4.2K with CIP current. Adapted
from [19].
In these multilayer structure, the anti-parallel arrangement of magnetization between
adjacent ferromagnetic (FM) layers resulted in high resistivity while a parallel arrangement of
the magnetization led to an obvious reduction of resistivity magnitude. However, the saturation
field Hs required to overcome the antiferromagnetic interlayer coupling effect and align the
magnetization of consecutive layers was too large for GMR to be applicable in real devices. On
the other hand, further investigation revealed that the anti-ferromagnetic coupling arrangement
was not a prerequisite for the GMR effect [6].
The physical origin of GMR effect can be explained by the effect of the electron spin on
the electronic transport in ferromagnetic conductors, i.e. spin-dependent scattering. A qualitative
understanding of GMR effect was given by Mott’s two-current model [7], as shown in Fig. 1.4.
4
The key point of this model is that two independent conduction carriers – spin up and spin down
electrons existed in FM conductors.
Figure 1.4: Two current model of GMR effect with F/C multi-layers.
As the resistance of the multi-layer structure arose from the scattering processes of spin
electrons, strong scattering led to short mean free path, while weak scattering led to long mean
free path. When the magnetization directions of two ferromagnetic layers were parallel, the spinup electrons, assumed to be parallel to magnetization, passed through the multi-layers with
almost zero scattering. On the other hand, the spin-down electrons were scattered strongly as
their spin aligned anti-parallel to the magnetization direction. Thus, parallel configuration
resulted in low resistivity. If the magnetizations in the two ferromagnetic layers were anti-
5
parallel, high resistivity would be induced as both spin-down and spin-up electrons would be
scattered strongly.
1.1.2 Current-in-plane (CIP) spin valve
Figure 1.5: Schematic representation of an exchange biased spin valve structure, in which the
magnetization of one ferromagnetic layer is fixed by exchange coupling to an antiferromagnetic
layer. The other ferromagnetic layer has it magnetization direction changed by external magnetic
field.
With the discovery of the GMR effect in the CIP case, S.S. Parkin’s group proposed a
CIP spin valve (SV) structure, as shown in Fig. 1.5. This SV structure, composed of four layers,
had a much smaller switching magnetic field (Hs) which make the GMR effect practical for
spintronic devices [8]. The magnetization of the pinned layer (PL) would be pinned along the
anti-ferromagnetic (AFM) layer field cooling direction, while the magnetization of the free layer
(FL) would change with the external field. The pinning effect was not only the result of
unidirectional anisotropy generated by domains but also that of interface exchange coupling.
6
Figure 1.6: Different spin valve structures: (a) bottom type; (b) top type; (c) dual type, Cap:
capping layer; FL: free layer; NM: non-magnetic layer; RL: reference layer; PL: pinned layer,
AFM: anti-ferromagnetic layer; SL: the seedlayer.
In a read head sensor, it would be crucial to reduce the interaction influence of the pinned
layer on the free layer, due to interlayer and magnetostatic coupling H in. On one hand, Hin can be
reduced by increasing the NM layer thickness. However, this would reduce the MR signal
through scatterings which decreased the flow of polarized conduction electrons [9]. On the other
hand, a synthetic anti-ferromagnetically coupled pinned layer [10] can be used, as shown above
in Fig. 1.6 (a). This spin valve structure with pinned layer deposited first (bottom type) would
reduce or even cancel off the stray field generated from the pinned layer. Fig. 1.6 (b) gives a
reversed strucuture (top type) where the free layer was deposited first. The dual spin valve in Fig.
1.6 (c) shows a combination of both top and bottom types. Although this structure gave higher
7
MR ratio, it required more spacing between shields in devices. Therefore, this dual spin valve
was limited for ultrahigh density recording.
1.1.3 Current-perpendicular-to-plane (CPP) spin valve
Since the discovery of the GMR effect, much works had been done with the CIP spin valve
structure. It was relatively easy to measure the resistance of thin films with CIP geometry, while
the resistance measurement of CPP spin valves required complicated nano-scale device
fabrication process as the sensor length was quite small. However, CIP-GMR had two main
limitations, as shown in Fig. 1.7 (a).
(a) CIP
(b) CPP
Figure 1.7: The (a) CIP and (b) CPP GMR read head geometry. Adapted from [11].
8
(1) Two insulator gaps existed between the sensor and the two shields. A smaller gap would
promote higher linear density. As such, the ideal condition was to eliminate the gap.
However, this would result in a short circuit between the shield and sensor.
(2) The reduction of track width could result in a conflict between higher track density and
linearly decreased output signal.
Unlike the CIP geometry, the two gaps were not necessary in a CPP spin valve head as
the current flowed from the top shield to the bottom shield through sensor stack. In addition, both
theoretical [12] and experimental results [13] revealed that the CPP-GMR showed higher
intrinsic MR ratio compared to CIP-GMR. The physics involved in the MR measurement of CIP
and CPP geometry was significantly different. In a theoretical paper by T. Valet and A. Fert in
1993 [14], they showed that the most important difference between the CPP and CIP was
induced by the spin transport process. For CPP, the spin transportation was perpendicular to film
interface, which included a spin accumulation effect. This effect allowed the spin transportation
in CPP-GMR to be dependent on the long spin diffusion length rather than the short mean free
path in CIP geometry. Moreover, a spin dependent interface resistance introduced by specular
reflection can also be found in CPP spin valve. The famous Fert-Valet model, which mainly
focused on the effect of bulk and interface spin-asymmetry coefficients, was then widely used in
the investigation of CPP-GMR devices.
9
Unfortunately, the MR ratio of CPP-GMR still fell below the value required to achieve
sufficient bit error rate for areal density exceeding 300 Gbits/in2 [15-18] after several years of
investigation. The current used read head is based on CPP-TMR.
1.2 Tunnel magnetoresistance (TMR) read head technology
When the metallic NM layer in a tri-layer GMR spin valve is replaced by a thin insulator,
the mechanism for MR becomes spin dependent tunneling. This phenomenon is called tunneling
magneto-resistance (TMR) and the junction is called magnetic tunnel junction (MTJ).
Figure 1.8: Schematic density of states for both magnetic electrodes with the parallel and antiparalle arrangement of magnetizations. The conductivity of each spin channel is proportional to the
spin DOS in the emitter and collector electrode. Adapted from [19].
The tunneling process was not only dependent on the available electronic channels in FM
electrodes like in GMR, but also dependent on thickness and height of barrier. Julliere reported
the first work of TMR measurement in a Co/Oxided-Ge/Fe MTJ in 1975 [20]. In his article,
10
Julliere proposed an explanation of spin polarized tunneling effect. Assuming spin conservation
in the tunneling process, the conductance can be understood by the sum of two independent
channels, as shown in Fig. 1.8 [19]. The famous Julliere formula relates the relative change of
conductance with the density of states of each spin channel:
TMR=
Di Di
2 P1 P2
, where Pi =
Di Di
1 P1 P2
D is the DOS of the FM electrodes for spin-up and spin-down direction at Fermi level.
Researches on TMR have been very active since 1995 and major breakthroughs were
made in 2004 at both Tsukuba (Yuasa et al) and IBM (Parkin et al). It was found that very large
TMR ratio (200% at room temperature) could be obtained from MTJ with high quality MgO
barrier. TMR ratio of about 600% was reported later [21]. However, the major challenge of TMR
head was its high resistance, which limited the working frequency and thus reading speed.
Reducing the insulating layer thickness also introduced pin-holes into the structure and
deteriorated its performance.
1.3 Challenges for next generation read head over 1 Tbits/in2
As discussed above, TMR-based sensors with higher output signal have replaced CIPGMR sensors in HDD read heads. However, there is increasing interest to replace TMR-heads
11
with CPP-GMR heads for 1 Tbit/in2 read heads. This is mainly due to the low resistance area
product in the all-metallic layer structure and the lower capacitance of CPP spin valves, enabling
higher data transfer rates. However, the major drawback of the current CPP-GMR device is the
low MR signal at room temperature.
1.4 Literature review of Co2MnSi half-metallic Heusler alloys
In recent years, half-metallic ferromagnetic materials have attracted much attention due
to possible applications in the field of spin-electronics. The existence of these materials was
predicted using ab-initio calculations by de Groot et al. 1983 [22]. As shown in Fig. 1.9, spin up
and down electrons in the band structure of these materials showed completely different
behaviors. Half-metals can essentially be treated as hybrids of metals and semiconductors. As the
minority spin band showed semiconductor-like behaviour with a gap at Fermi level, these
materials exhibited a 100% polarization at Fermi level. Half-metallic ferromagnets can thus be
expected to maximize the efficiency of spin-electronic devices, giving high MR ratios in CPPGMR read heads.
Many materials have been predicted to be half-metallic by ab-initio calculations, such as
transition metal chalcogenides (e.g. CrSe) and pnictides (e.g. CrAs) [23-26], oxides CrO2 and
Fe3 O4 [27], europium chalcogenides (e.g. EuS) [28], double perovskites (e.g. Sr2 FeReO 6) [29],
12
and other kinds of materials [30,31]. However, amongst all these materials, the so-called half and
full-Heusler alloys have attracted much more interest due to their high Curie temperatures [32]
which is a requirement for practical devices. The basic properties and research progress on
Heusler alloys will be discussed below.
Figure1.9: Schematic representation of the DOS for a half-metal with respect to normal metals and
semiconductors [33].
1.4.1 Basic properties of Heusler alloys
Figure 1.10: Structure of (a) C1b half-Heusler alloys; (b) L2 1 full-Heusler alloys; (c) B2 full-Heusler
alloy; (d) A2 full-Heusler alloy. Adapted from [32].
13
The Heusler alloys can be characterized into half-Heusler alloy (XYZ) in C1 b structure
and full-Heusler alloy (X2YZ) in L21 structure, as shown in Fig. 1.10 (a) and (b), respectively. X
and Y atoms represent transition metals, while Z is either a non-magnetic metal or a
semiconductor, as shown in Fig. 1.11 [22, 32]. The unit cell consists of four interpenetrating face
centered cubic (fcc) sublattices, in which the C1 b structure is shaped by removing one of the X
sites in L21 structure. In addition, Y-Z atomic disorder in L21 structure of full-Heusler alloy will
result in the formation of B2 structure, while A2 structure will form when X-Y and X-Z disorder
occur.
Figure1.11: Major combination of Heusler alloy formation. Adapted from [32].
1.4.1.1 Origin of the bandgap
According to the calculations by Galanakis et al. [34], the origin of the bandgap in
Heusler alloys is caused by the d-d states hybridization of X and Y transition metals, as the DOS
14
in the vicinity of EF is dominated by the d-states. The formation of this gap in half-Heusler alloys
(Fig. 1.12(a)) and full-Heusler alloys (Fig. 1.12(b)) is not exactly the same. In the case of halfHeusler alloys, the gap is formed by the hybridization states between elements X and Y directly,
while in full-Heusler alloys, the hybridization between the elements X happened before the X-Y
elements hybridization, in which only two bonding states among these four X–X orbitals
eventually hybridized with the Y element.
Figure1.12: Origin of the minority band gap in (a) NiMnZ and (b) Co2MnZ. Adapted from [32].
1.4.1.2 Slater-Pauling behavior
Galanakis et al. [34,35] reported analogous Slater-Pauling behaviour in the Heusler alloys
with binary transition metal alloys, which is decribed as Mt = Zt - 18 (half Heusler) and Zt – 24
15
(full Heusler), where Mt represents total moments per formula unit, and Zt represents total
valence electrons number. This behavior shown in Fig. 1.13 is a theoretical guide to achieve
desired magnetic properties by substituting Y atoms with other transition metals in Heusler
alloys. According to Fig. 1.11, there are more than 2000 possibilities to form Heusler alloys.
However, there are only tens of alloys which have been reported based on this behavior. For
example, a great improvement of T c to about 750 K was successfully made by the substitution of
Cr with Fe atoms in Co2CrAl HMFs (T c around RT) with a new composition of Co2Cr0.6Fe0.4 Al
[36-39].
Figure 1.13: Calculated total spin moments, in which dashed line represents the Slater-Pauling
behavior. Adapted from [40].
16
1.4.2 Parameters affecting MR ratio of CPP-GMR head using Co2MnSi Heusler
alloy
Amongst all the Heusler alloys, Co2MnSi, with the full-Heusler L21 structure (space
group Fm 3 m) has attracted much attention as it was predicted to be a stable half-metal due to its
large band-gap of 0.4 eV [41] in the minority spin band and high Curie temperature of 712°C
[42]. Polarization of around 60% of both bulk and thin film full-Heusler alloy Co2 MnSi has been
obtained by point contact andreev reflection spectroscopy measurements [43-47]. Unfortunately,
experimental attempts on CPP-GMR devices using Heusler alloy by Yakushiji et al. achieved a
MR ratio of only 2.4% at RT in a pseudo spin valve structure of Co2 MnSi/Cr/Co2 MnSi [17]. This
section serves to give a brief review on the parameters which affect spin polarization in fullHeusler alloys.
1.4.2.1 Effect of lattice parameter
Magnetic and electronic properties of both half-Heusler in C1b structure and full-Heusler
in L21 structure are dependent on the magnitude of the lattice parameter. Density of States (DOS)
in both NiMnSb and CoMnSb with a lattice parameter change of ±2% was calculated [40], as
shown in Fig. 1.14. Although the half-metallic property was conserved in both expansion and
compression scenarios, shifts of Fermi level occurred. Based on their calculations, the shift of EF
17
was attributed to the larger extension of p states compared to the d states of Sb. Movement of
Fermi level towards conduction band took place in compression, while Fermi level moved
towards the valence band during expansion. In addition, the dominant strong hybridization
between Mn d and Ni or Co d states led to a slight increase in the size of the gap during
compression. Similar behaviour is expected of other Co2 MnZ alloy compounds where the halfmetallicity is preserved with lattice constant change of ±2% [34]. In addition, a lattice
compression of 4% was reported to lead to a strong increase in band gap energy of 23% [48].
Figure 1.14: DOS for NiMnSb and CoMnSb . Adapted from [40].
18
1.4.2.2 Spin-orbit coupling
Spin-orbit coupling (SOC) was neglected during the calculations of half-metallicity
mentioned above. Taking into account the SOC, the electron spin would no longer be a good
quantum number. As a result, the electron eigenfunction would not conserve the spin degree,
even at 0 K. However, DOS within the gap is expected to be less in materials which have weak
SOC effect and its polarization is close to 100% [49, 50]. The Heusler alloys like Co2MnSi,
Co2 MnGe and Co2MnSn showed small orbit moments based on the calculations of Galanakis et
al. [48, 51].
1.4.2.3 Effect of temperature on spin polarization
Several groups have investigated the temperature effect on the polarization of Heusler
alloys qualitatively and quantitatively based on different assumptions and theories, such as tightbinding model, constrained density-function approach, dynamical mean-field way, and doubleexchange theory [52-57]. For example, based on the constrained density-functional theory,
studies on NiMnSb showed that the minority spin-bands shifted cross the Fermi level gradually
as temperature increased and finally a collapse in polarization occurred at around 0.4 Tc (RT).
These calculations were consistent with experimental results of MR ratio loss as temperature
changes from 4.2 K to RT.
19
1.4.2.4 Effect of disorder, defects, and doping
As we introduced in Fig. 1.10, Heusler alloys can form B2 and A2 structures when X-Y
and X-Z/Y-Z disordering occur in L21 structure at temperatures below the melting point. This
would happen during the deposition of Heusler alloy thin films in the fabrication process of CPPGMR devices. Investigations showed that some Heusler alloys retained their half-metallicity in
B2 structure, while A2 disorder degraded the spin polarization significantly [58, 59]. Picozzi et
al. [58] investigated the formation of defects in full-Heusler alloy, in particular Co2 MnGe and
Co2 MnSi. They found that the Mn antisites had the lowest formation energy and did not destroy
the half-metallicity in contrast to Co antisites. In addition, large formation energies of the Mn-Si
and Mn-Co atomic swaps were found. However, these results cannot be generalized to all
Heusler alloys. Recently, the investigation of Nd doping effect on the transport and magnetic
properties of CMS had been reported by K. Hono et al. [60]. From the resistivity measurements
at low temperatures, it was concluded that electron-magnon scattering was suppressed in Nd-rich
CMS phase. This was based on the understanding that small density of states near the Fermi
level in the spin down mode was related to the mixing of spin up and down DOS caused by
inelastic electron-magnon scattering [61]. There were many other factors contributing to the loss
of spin polarization of CMS. For example, Suk J. Kim reported that fcc Co precipitated together
with Co2MnSi at annealing temperature of 600°C, indicating a meta-stable phase of Co2MnSi.
20
1.4.2.5 Other factors from device perspective
According to Valet-Fert model, the use of highly spin-polarized metallic Heusler alloys
as FM electrodes of CPP-GMR devices was a feasible way to enhance the MR ratio by
increasing the bulk spin asymmetry. However, in a multi-layered CPP-GMR device structure,
many other factors may take effect on the output of CPP-GMR devices. Firstly, low resistivity
and large spin-diffusion length were required for the space layer to obtain large CPP-GMR
values. Low resistivity was also desirable for the buffer layer, which served as the bottom
electrode for the measurement of CPP-GMR, to further decrease the total resistance of the CPP
structure. A relatively high MR ratio of 14% at 6 K was obtained using Ag buffer layer with
Co2 FeAl0.5Si0.5 full-Heusler alloys electrodes [62]. Secondly, the interlayer diffusion between the
FM and NM layer caused by high deposition or annealing temperature of full-Heusler alloys had
to be reduced in the CPP-GMR devices, as the inter-diffusion can result in the formation of
magnetically dead layers. Hence, a compromise must be made between the crystal quality and
possible interfacial conditions [63]. Thirdly, the interfacial spin-dependent scattering played an
important role in the MR ratio of CPP-GMR devices. Ambrose and Mryasov [33] proposed a
selection criterion for maximizing the interface spin asymmetry by changing the ferromagnetic
metal and non-magnetic space layers. They pointed out that both band matching for majority
spin channel and mismatching for minority spin channel at EF played important roles. The good
21
band matching allowed the spin-up electrons to propagate across the interface. On the other hand,
poor matching increased the scattering of spin-down electrons. Seagate introduced an all-Heusler
alloy CPP-GMR spin valve using ferromagnetic Co 2MnGe and non-magnetic Rh2CuSn. Based
on band structure calculations, the interface spin asymmetry of this structure would be
maximized [64]. However, some degree of disorder caused a loss of polarization at E F and hence
limited the MR ratio (6.7%) of this system.
1.5 Objective of thesis
As discussed in the previous sections, half metallic alloys, Co2 MnSi (CMS), with the fullHeusler L21 structure (space group Fm 3 m), have attracted much attention in the field of spinelectronics due to its large band gap of 0.4eV in the minority spin band and high Curie
temperature of 712°C. According to Valet-Fert model, the use of highly spin-polarized metallic
Heusler alloys as FM electrodes of GMR devices enhanced the MR ratio mainly by increasing
bulk spin asymmetry. However, there are two main issues which could degrade the performance
of GMR devices using CMS as FM electrodes. One of the issues involved the loss of spin
polarization caused by Co-Mn or Co-Si disorder, which is represented by A2-type structure. The
other is surface roughness, which plays an important role in spin-electronics applications.
Different buffer layers had been used to induce the (001) texture of CMS for further achieving
22
B2 or L21 structure. For instance, (001) texture of CMS on MgO buffered MgO substrate had
been reported, with MgO buffer layer deposited by e-beam evaporation [65].
The main objective of this research work is to investigate the effects of different buffer
layers on the structures and magnetic properties of CMS thin films.
1) Co2 MnSi full-Heusler alloy thin films were sputter-deposited onto MgO (001) single
crystal substrates without buffer layer to study the structures and magnetic properties of
CMS thin films.
2) MgO buffer layers were deposited in different gas atmospheres (Ar and a mixture of Ar
and oxygen) on MgO substrate by magnetron sputtering. After which, the structures,
magnetic properties and interfacial morphologies of these MgO buffered CMS thin films
were studied.
3) Cr was used as the buffer layer. The structures and magnetic properties of the Cr-buffered
CMS films were studied. Inter-diffusion of component elements as well as thin films
roughness relative to CMS in-situ annealing temperature was examined. Cr buffer layer
in-situ annealing effect on the Cr/CMS interface morphology was investigated.
The work presented in this thesis is an original work on the structures and magnetic
properties of Co2 MnSi (CMS) Heusler alloy thin films for spintronic application. It would
23
provide guidance on the understanding of structural and magnetic properties of CMS Heusler
alloys and its further application into the field of spin-electronics.
1.6 Outline of thesis
This thesis was organized into 5 chapters. Chapter 1 gave an introduction of HDDs read
head technology development and basic principles involved in GMR and TMR read head, and
summarized current status of full-Heusler alloy Co2 MnSi as ferromagnetic layer of CPP-GMR
read head from both materials and device aspects. Chapter 2 gave the outline of the experimental
techniques with regards to sample fabrication, characterization and their corresponding working
principles. In chapter 3, the structures and magnetic properties of CMS thin films on MgO single
crystal substrates and MgO-buffered MgO single crystal substrates were studied. In chapter 4,
the effects of Cr buffer layer on the structural and magnetic properties of CMS films were
investigated. Inter-diffusion of Cr element as well as Cr/CMS interface roughness were
examined. Conclusion and Future work of the thesis was given in chapter 5.
24
Chapter 2: Experimental methodologies
In this Chapter, we introduced the experimental techniques used in this thesis for sample
fabrication and characterization. For sample fabrication, thin films (MgO, Co 2MnSi, Cr, Pt) were
all deposited on MgO substrates in high vacuum Magnetron sputtering system. X-ray Diffraction
(XRD) and Transmission electron microscopy (TEM) were used to analyze the structural
properties of thin films. Alternating gradient force magnetometry (AGFM) was used for the
measurement of magnetic properties. Atomic force microscopy (AFM) was used to study surface
morphologies. Line-scan energy-dispersive X-ray spectroscopy (EDX) and X-Ray photoelectron
spectroscopy (XPS) depth profile analysis were used to identify distribution of elements in thin
films.
2.1 Sample fabrication by magnetron sputtering
Sputtering technique is widely used in the magnetic recording industries for thin films
deposition. There are two kinds of collision processes involved in the plasma, elastic and
inelastic process:
Elastic scattering: e + Ar → e + Ar
Inelastic Ionization (conversely, recombination): e + Ar → 2e + Ar +
Inelastic Excitation (conversely, relaxation): e + Ar → e + Ar*
25
where Ar* represents the excited state of Ar atom. Elastic collision involves the interchange of
kinetic energy only; while inelastic collision involves exchange of internal energies.
DC sputter deposition is suitable for the deposition of Co2 MnSi, Pt, Cr, but not MgO with
non-conducting property. Initiation of plasma is difficult when applying DC voltage to an
insulating MgO target. To avoid this problem, a high frequency alternating voltage is used in
place of DC voltage. The RF voltages can be coupled capacitively through the insulating target
to initiate the plasma. Detailed discussion can be found in text books on sputtering processes [66,
67].
2.2 Alternating gradient force magnetometer
Alternating gradient force magnetometer (AGFM) is commonly used for characterization
of magnetic materials, such as hysteresis loop and initial magnetization curves. It has a high
sensitivity of 10-8 emu and small sample size of 3×3 mm2. The working system used in this study
was Model 2900 MicroMagTM system. The working principles are summarized below.
The testing sample is attached on a fragile glass rod and mounted to a piezoelectric
transducer which oscillates as the external magnetic field. The alternating field gradient can
apply a force on the sample and this force is proportional to the magnetic moment [68]. AGFM
can be used to measure the hysteresis loop including initial magnetization curve, as shown in Fig
26
2.1, in which M represents for magnetization per unit volume and H represents for the external
magnetic field [69]. For the measurement of M-H curve, the external magnetic field is applied
from Hsat and decreases to (–Hsat) in user defined steps, and then increases back to H sat. Therefore,
the whole M-H loop shown in Fig. 2.1 could be measured. For the initial magnetization curve
measurement, the testing sample is first AC-demagnetized to a field value of +2 Oe. Then, the
testing sample is subjected to an increasing field to H sat. The initial magnetization curves can be
used to investigate the magnetization reversal mechanism, as the initial slope reveals the
coercivity mechanism [70].
Figure 2.1: M-H loop of ferromagnetic materials. Adapted from [69].
2.3 X-ray diffraction
The X-ray diffraction (XRD) is a technique for phase and texture analysis of crystalline
solid thin films. X-ray diffraction measurements are based on the principle of Bragg’s Law.
27
According to Fig. 2.2, X-rays interact with the atoms in a crystal. When there is a phase shift of
2π or a multiple of 2π, constructive interference occurs, as expressed by Bragg's law [71],
where, n is an integer, λ is the wavelength of incident wave, d is the spacing between the planes
in the atomic lattice, and θ is the angle between the incident ray and the scattering planes. More
details about XRD can be found in text books by B.E. Warren and B.D. Cullity [72, 73]. In this
thesis, X-ray powder scans and rocking curves of samples were measured from X’Pert Philips
diffractometer. Phi-scan analysis was carried out using Bruker D8 Discover High Resolution
XRD system.
Figure 2.2: Illustration of x-ray diffraction. Adapted from [74].
28
2.3.1 θ - 2θ x-ray scans
In θ - 2θ x-ray powder scans, the sample is fixed in the horizontal position, while the tube
and detector moved at an angle of θ and 2θ degree, respectively. The scan geometry of sample,
tube and detector is shown in Fig. 2.3. Planes parallel to the film surface would be detected, and
intensity pattern of these planes as a function of 2θ would be plotted. The diffraction peaks were
then indexed according to patterns from the Joint Committee on Powdered Diffraction Standard
(JCPDS) data base as well as literatures.
Figure 2.3: X-ray powder scans geometry. Adapted from [75].
2.3.2 Rocking curve
The X-ray rocking curve measurement, also called ω scan, is used to investigate the
quality of film in a particular texture. This method is applicable to analyze the orientation
29
distribution of a specific set of planes. During the measurement, the detector is fixed at an angle
2 θ (texture peak position), while ω value is changed ±10°around θ. The full-width at the halfmaximum peak intensity value (FWHM) is a qualitative measurement of the texture of the film.
Small FWHM indicates better texture quality.
2.3.3 Phi-scans
In θ-2θ XRD measurement, planes parallel to surface would be measured. On the other
hand, Phi-scan (ψ) is used to measure planes which are not parallel to the sample surface. The
geometry of phi-scan settings is shown in Fig. 2.4. Before the measurement, the sample is rotated
an angle of Psi (Φ) such that the plane (hkl) is parallel to the original sample surface position.
Then, the sample is moved to the 2-theta position of this plane (hkl). During Phi-scan
measurement, the sample is rotated along Phi-axis from -180°to 180°in X-Y plane. Four peaks
of (hkl), (-khl), (-h-kl), (k-hl) can be tested if the crystal is of four-fold symmetry in a tetragonal
crystal structure, while six peaks would show in the phi-scan pattern for a hexagonal crystal
structure with six-fold symmetry.
30
Figure 2.4: Phi-scan X-ray diffraction geometry.
2.4 Transmission electron microscopy
Transmission electron microscopy (TEM) is useful of characterization for dislocations
and other crystallographic defects, as well as performing chemical analysis of layered
microstructures. There are three main imaging modes in TEM analysis: bright-field (BF), darkfield (DF), and high-resolution (HR) TEM. BF-TEM mode shows the transmitted beam
information, while DF-TEM mode gives diffracted beam information. HRTEM image includes
both transmitted beam information and diffracted beam information and is able to provide atomic
resolution [76]. In addition, the inverse fast fourier transform (IFFT) image is useful in
calculating the spacing between parallel planes [77]. The Miller index (hkl) can then be extracted
based on the relationship between the lattice constant and spacing values of planes. For MgO,
31
which is in a cubic system, the [hkl] are parallel to the normal of (hkl). The inter-planar spacing
is given by:
1
(ℎ2 + 𝑘 2 + 𝑙2 )
=
𝑑2
𝑎2
where d is the inter-planar spacing, and a represents the lattice parameter of unit cell.
Moreover, line-scan energy dispersive x-ray spectroscopy (EDX) in TEM system is
useful in analyzing the element distribution along a specific line. In this study, cross-sectional
TEM images, as well as line-scan EDX were studied using JEOL TEM system for sample
characterization. Detailed description of TEM could be found elsewhere [76].
2.5 X-ray photoelectron spectroscopy
X-Ray Photoelectron Spectroscopy (XPS), also known as ESCA (Electron Spectroscopy
for Chemical Analysis), is a surface analysis technique which is based on the photoelectric effect
[78, 79]. The XPS instrument measures the kinetic energy (KE) of both photoelectron and Auger
electron, where KE of the electron depends on this equation:
KE = hv - BE
where BE is Electron Binding Energy, KE is Electron Kinetic Energy.
32
In this thesis, XPS depth profile is used to test the chemical concentration changes as a
function of sputter time along depth direction using a spot size of 2х2 mm. Ar sputtering is used
to sputter the surface components. A constant sputtering rate is assumed.
2.6 Atomic force microscopy
Atomic force microscopy (AFM) is a useful method for surface morphology analysis,
with a high resolution of less than nanometer [80, 81]. In this study, tapping mode, also called
Dynamic contact mode AFM, was used to measure the surface roughness of thin films. The
cantilever moved up and down at the resonance frequency for detection of surface morphology.
The value of surface roughness in tapping mode is extracted by software attached in the
instrument. The term Ra refers to surface roughness average, while R rms refers to the
mathematical root mean square which is an average of peaks and valleys of a materials surface
profile, and expressed by the relation
n 1
Rrm s
Z
i 1
Z avg
2
i
N
where Zavg is the average value; Zi is the current value and N the number of points. Detailed
information of AFM technique can be obtained elsewhere [82].
33
Chapter 3: MgO buffer layer effect on the structure and magnetic
properties of Co2MnSi (CMS) films on MgO substrates
The typical crystal structure of L2 1 ordered full-Heusler alloy is shown in Fig. 3.1 (a),
while the top view of MgO/CMS structure is presented in Fig. 3.1(b). The lattice mismatch δ
between Co2 MnSi (lattice constant a = 0.5670 nm) and 45°in-plane rotation of MgO is ~ 5%.
Thus, it is expected that MgO (001) texture could induce the growth of CMS (001) texture
through the epitaxial relationship of CMS [110](001) || MgO [100](001).
(a)
(b)
Figure 3.1: (a) L21 structure of CMS; (b) top view of MgO/Co2MnSi crystal structure.
3.1 Study of CMS thin films on MgO substrates (no buffer layer)
The L21 or B2 ordered CMS films have been reported to be suitable candidates as the
magnetic layer in CPP-GMR devices due to their high spin polarizations, in which the formation
34
of (001) texture and flatten surface of CMS are essential issues. In this section, MgO (001) single
crystal substrate was used to induce the epitaxial growth of CMS (001) texture.
3.1.1 Experimental methods
The CMS films were deposited on MgO (001) single crystal substrates in an ultrahigh
vacuum chamber, with a base pressure better than 5 × 10−6 Pa, by magnetron sputtering. The
composition of the CMS target was confirmed to be Co46 Mn32Si22 by XPS-depth profile
measurement after pre-sputtering for 40 min to remove surface oxygen. Deposition rates of all
materials were calibrated using the average thickness with deposition time of 20 mins.
The MgO substrates were first pre-heated at 700oC for 2h to improve the surface
condition by decomposing surface contaminations (Mg(OH) 2 and MgCO3) [83] and then cooled
down to room temperature (RT). Following which, 50 nm thick CMS film was deposited at RT
with Ar pressure of 0.056 Pa. A 4 nm thick Pt capping layer was deposited as a protective layer.
Finally, the dual-layer CMS(50 nm)/Pt(4 nm) was post-annealed at high temperatures (400°C
and 600°C) for 1 h in vacuum system. The schematic diagram of the MgO(sub)/CMS(50
nm)/Pt(4 nm) layered structure is shown in Fig 3.2.
35
Figure 3.2: Schematic diagram of MgO(sub)/CMS/Pt layered structure.
3.1.2 Results and discussion
3.1.2.1 Structure properties
Figure 3.3: AFM image of MgO substrate surface topography.
As a smooth interface is one of the key issues for the integration of CMS into spin
electronic devices, the surface morphology of pre-heated MgO substrate (700ºC; 2 h) was
investigated by AFM. From Fig 3.3, average surface roughness (Ra) of 0.2 nm was observed,
36
indicating a relatively smooth MgO surface topography for CMS thin film deposition. This was
much smaller than what Yuya et al. achieved, in which 800°C heated MgO substrate (1 h)
showed a roughness of 11.9 Å.
MgO (002)
Intensity (a.u)
CMS (220)
Pt (111)
o
600 C annealed
o
400 C annealed
as-deposited
MgO sub
30
40
50
60
70
2-theta (deg)
Figure 3.4: 2-theta XRD spectra of CMS films deposited at RT and post annealed at 400°C and
600°C. All peaks labeled in * are from MgO substrate.
θ - 2θ XRD spectrum of CMS/Pt films deposited at RT and post annealed at various
temperatures is shown in Fig. 3.4. No CMS peaks were shown in the as-deposited films,
compared to the spectra of the MgO (001) single crystal substrate. After annealing at 400°C for
1h, the CMS (220) peak appeared. The intensity of CMS (220) peak increased with the increase
in annealing temperature to 600°C. As seen, the as-deposited CMS was of amorphous phase,
while both 400°C and 600°C annealed films were of (110) texture. An additional peak at around
37
40.4°appeared in the 600°C annealed sample. To confirm the source of this peak, a similar
sample without the Pt capping layer was prepared and analyzed by XRD. No peak at 40.4°was
detected. Therefore, it can be deduced that this peak is due to Pt crystallization at high
temperature, and is described as Pt (111).
As mentioned in the literature review, the presence of A2-type structure of CMS can be
confirmed by (220) peak, B2 (partially ordered) structure by the (002) and (220) diffraction
peaks, while L21 (fully ordered) structure by the (111) diffraction peak [84]. Besides, A2
structure can degrade the polarization of CMS half-metallic films due to complete site disorder
of Co-Mn and Co-Si. Therefore, B2 or L2 1 structure, rather than A2 structure, is desirable in this
study.
To study the crystal structure of post-annealed CMS thin films deposited on MgO
substrates, Phi-scan XRD measurements were carried out to analyze the CMS (200) and (111)
peaks. Based on the geometry of 2-theta XRD scans, it can be inferred that the CMS (220) plane
was parallel to the film surface. As the angle between CMS (200) and (220) planes is 45°,
according to the principles of Phi-scan introduced in section 2.3.3, the CMS (200) peak can be
detected by setting Psi to be 45°and 2-theta to be 31.8°in phi-scan XRD analysis. However, no
CMS (200) peak was detected from both 400°C and 600°C annealed samples.
38
The absence of (200) peak and the presence of (220) peak in the Phi- and 2-theta scans
can confirmed the presence of A2-type structure in both CMS thin films annealed at 400°C and
600°C. However, A2 structure should be avoided in spin electronics applications, as it would
cause an obvious loss in spin polarization value compared to L2 1 structure [58, 59]. Although
CMS (001) film was expected due to little lattice mismatch of around 5%, the preferred growth
of CMS (220) film could possibly be due to the lower energy required to form the close packed
(220) plane.
3.1.2.2 Magnetic properties
The hysteresis loops with magnetic field applied in the in-plane direction of the asdeposited and post-annealed CMS films on MgO single crystal substrate are shown in Fig. 3.5 (a)
to (c). The saturation magnetization Ms and coercivity Hc, were then extracted from the
hysteresis curves, assuming that the CMS thin film volume did not change during high
temperature annealing process, as shown in Fig 3.5 (d). All the error bars in Fig. 3.5 (d) were
added with the value of 10% of experimental data, in which some of the error bars were too
small to be observed.
39
15
1000
(a)
(b)
500
M (emu/cm )
5
3
3
M (emu/cm )
10
0
As-deposited
-5
0
o
400 C annealed
-500
-10
-200
0
200
-1000
-400
400
-200
0
H (Oe)
200
400
H (Oe)
1000
(c)
800
800
Ms
3
500
M (emu/cm3)
1000
(d)
Ms (emu/cm )
1000
0
o
600 C annealed
600
600
Hc
400
400
200
200
Hc (Oe)
-15
-400
-500
0
0
0
-1000
-400
-200
0
200
400
200
o
T ( C)
400
600
H (Oe)
Figure 3.5: In-plane hysteresis loops of CMS films: (a) deposited at room temperature; (b) postannealed at 400°C; (c) post-annealed at 600°C; (d) extracted M s and Hc curves as a function of
temperature.
The as-deposited film showed a ferromagnetic hysteresis loop, with a rather low Ms of
10.69 emu/cm3 and a small Hc of 3.1 Oe at 300 K. This weak ferromagnetic loop in the
amorphous CMS films is attributed to Co-rich clusters, as reported by V. A. Oksenenko et al.
[85]. They also proposed that the crystallization of Heusler alloy films would result in a
40
significant increase in Ms and Hc, as well as the formation of a more homogeneous magnetic
ordering.
The Ms of the CMS films annealed at 400°C increased to a much higher value of 827
emu/cm3 (the value of bulk L2 1 is 1040 emu/cm3), as the crystal structure changed from
amorphous to (110) texture. However, with annealing at 600°C, the Ms (666 emu/cm3) did not
show further increment compared to the films annealed at 400°C, even though the intensity of
the CMS (220) peak increased. Moreover, Hc increased from 39.5 Oe to 140 Oe when annealing
temperature increased from 400°C to 600°C. In order to further understand the drop in Ms and
increase in Hc after annealing at 600°C, both line-scan EDX and initial magnetization analysis
were carried out.
o
400 C annealed
0
10
20
30
D (nm)
40
50
(a)
o
600 C annealed
Si
Co
Pt
Mn
Mg
Counts (a.u)
Counts (a.u)
Mg
Co
Mn
Si
Pt
0
10
20
30
40
50
D (nm)
(b)
Figure 3.6: Line-scan EDX spectra of CMS thin films deposited on MgO substrates at room
temperature and annealed at (a) 400°C and (b) 600°C.
41
Fig 3.6 (a) and (b) show the line-scan EDX spectra of CMS thin films annealed at 400°C
and 600°C, from which we carried out the qualitative analysis of elemental distribution. The linescan analysis in this study was carried out along the depth (thickness) direction of all multi layers from top surface. As shown in Fig 3.6 (b), counts of Co reached the maximum value at a
depth of around 32 nm, which is much larger than that of 25 nm in Fig 3.6 (a). A similar trend
was observed for Si. The difference in these depths may be due to the diffusion of Co and Si to
the top surface layer, which contributed to the drop in Ms in CMS thin films annealed at 600°C.
Normalized Magnetization
1.0
(3)
0.5
(2)
As-deposited
o
400 C annealed
o
600 C annealed
(1)
0.0
0
100
200
300
400
500
H (Oe)
Figure 3.7: The initial curves of both as-deposited CMS films and CMS films post-annealed at
400°C and 600°C. (1), (2), (3) represents for initial stage, second stage, and third step, respectively.
Coercivity Hc is defined as the magnetic field needed to reduce the magnetization from
remanence magnetization (Mr) to zero. The mechanism of this magnetic reversal process is
subjected to the mechanism during initial magnetization [70]. Here, qualitative analysis of the
magnetic reversal mechanism was studied by initial magnetization curves to account for the
42
trend of Hc in CMS thin films. All samples were AC-demagnetized to initial states with values
less than 1% of the saturation magnetizations first. The initial curves are shown in Fig. 3.7.
In the as-deposited and 400°C annealed samples, relatively high initial susceptibilities
were observed. According to D. Givord et al. [86], this kind of initial magnetization behavior
revealed a free domain wall displacement mechanism. The initial curve of 600°C annealed CMS
films showed much lower susceptibility, and can be divided into (1), (2), (3) three stages, as
shown in Figure 3.7: (1) Initial stage, with weak low-field susceptibility; (2) Second stage,
starting at some threshold value, with a sharp increase in magnetization; (3) Third step,
magnetization started to saturate. This three-stage behavior in initial curve is the same with a
pinning-based switching mechanism in hard magnetic materials [86, 87]. This pinning in 600°C
annealed films may be caused by diffusion of Pt protection layer and further crystallization of Pt
phase, which could similarly be understood by analysis of XPS depth profile with sputtering time
less than 14min in Figure 3.15 (in which all the deposition conditions were kept similar) and 2theta scan analysis in Figure 3.4. The behaviour of the initial curves, explained for the low Hc
value (less than 50 Oe) in CMS films deposited at room temperature and annealed at 400°C,
while large Hc value (180 Oe) in CMS films annealed at 600°C.
43
3.2 Study of CMS thin film on MgO-buffered MgO substrates
3.2.1 Experimental details
In order to induce the epitaxial growth of Co2MnSi (001) texture on MgO (001) single
crystal substrates, 7nm of fresh MgO buffer layer was introduced on top of the MgO substrates.
The deposition and post-annealing parameters were kept similar as described in section 4.1.1,
except that the 7nm MgO buffer layer was deposited in a separate oxidation chamber. Two kinds
of gas atmosphere (Ar and Ar+O2) were used in the deposition of MgO buffer layer. The thin
films were subsequently transferred to another chamber for CMS deposition without breaking of
vacuum atmosphere. The layered structure of MgO(sub)/MgO(7nm)/CMS(50nm)/Pt(4nm) films
is as follows:
Figure 3.8: Schematic of MgO(sub)/MgO/CMS/Pt multi-layer structure.
44
3.2.2 Results and discussion
3.2.2.1 Crystallographic structure
30000
o
600 C annealed
20000
o
400 C annealed
CMS (004)
CMS(004)
Intensity (counts)
30000
(b) Ar
Pt(111)
CMS (002)
(a) Ar+O2
Pt (111)
CMS(002)
Intensity (counts)
40000
600C annealed
20000
400C annealed
as-deposited
as-deposited
10000
10000
MgO sub
30
40
50
2-theta
60
70
20
MgO sub
30
40
50
60
70
2-theta
Figure 3.9: The 2-theta XRD spectra of CMS deposited at RT and post-annealed at various
temperatures with 7nm MgO buffer layer deposited in (a) Ar+O 2 and (b) Ar atmosphere.
To study the effect of MgO buffer layer on the formation of CMS (001) texture, 2-theta
XRD spectra of the MgO-buffered (Ar and Ar+O2) CMS films deposited at RT and postannealed at 400°C and 600°C are illustrated in Fig. 3.9 (a) and (b). No crystalline peak from
CMS was observed in the as-deposited sample. When annealed at 400°C and 600°C, the (002)
peak of CMS appeared. This indicated a successfully epitaxial growth of CMS on the MgO
buffered substrate. Therefore, the addition of 7nm MgO buffer layer helped to induce the (001)
texture of CMS, compared to the (110) texture obtained without MgO buffer layer. Much
stronger CMS (002) and (004) peak intensities were observed in post-annealed CMS films with
MgO buffer layer deposited in Ar+O2 gas atmosphere, compared to the case without oxygen gas.
45
3.2.2.2. In-plane epitaxial growth relationship
Figure 3.10: The three dimension model of crystal structure of epitaxial grown MgO/CMS layers.
The in-plane epitaxial relationship between cubic MgO and CMS was investigated by
phi-scans measurements based on the MgO (022) and CMS (022) reflections. Fig. 3.10 shows
the expected three dimensional epitaxial model of MgO buffered CMS structure, where the black
lattice represents MgO films, while the blue one represents CMS films. Before the Phi-scan
analysis, (002) surface alignments of MgO substrates in all the samples were carried out.
Thereafter, the samples were positioned at Psi = 45°and 2-theta = 62.2°to detect the diffraction
peaks from MgO {022} planes. The sample was then rotated along phi-axis from -180°to 180°,
namely a 360°rotation in x-y plane shown in Fig. 3.10. As the cubic MgO substrate is of fourfold symmetry, it is expected that four peaks from MgO (022), (0-22), (202), (-202) will be
detected in sequence during Phi-scan. Similarly, to detect the diffraction peaks of CMS {022}
46
planes, the samples were moved to position settings of Psi = 45°and 2-theta = 45.15°with phirotation from -180°to 180°.
o
MgO {022}
CMS {022}
600 C(Ar+O2)
MgO {022}
CMS {022}
o
o
400 C(Ar+O2)
MgO {022}
CMS {022}
Intensity (a.u)
45
45o
Intensity (a.u)
o
600 C (Ar)
o
400 C (Ar)
MgO {022}
CMS {022}
o
45
45o
-150
-100
-50
0
50
100
Phi (Deg)
(a)
150
-150 -100 -50
0
50
100
150
Phi (Deg)
(b)
Figure 3.11: Phi-scan images of CMS {022} and MgO {022} planes in MgO-buffered CMS thin
films annealed at (a) 400°C and (b) 600°C.
Fig. 3.11 (a) and (b) illustrates the phi-scan spectrums for the post-annealed CMS films
with MgO buffer layer deposited in Ar+O 2 and Ar gas atmospheres, respectively. Four-fold MgO
(022) peaks as well as CMS (022) peaks were obtained. In particular, all CMS (022) peaks
displayed a shift of 45°from the MgO (022) peaks. As shown in Fig 3.10, the angle between the
projections in x-y plane of normal vector of MgO (022) plane (represent by Y direction) and that
of CMS (022) plane (represent by Y´direction) was 45°, which was consistent with the 45°shift
of MgO (022) and CMS (022) in phi-scan analysis. This results showed that the expected
epitaxial relationship of CMS [110](001) || MgO [100](001) was successfully achieved.
47
3.2.2.3. Heusler L21 texture
o
Intensity of CMS (111) peaks (a.u)
600 C (Ar)
o
600 C (Ar+O2)
o
400 C (Ar+O2)
-150 -100 -50
0
50
100 150
Phi (Deg)
Figure 3.12: Phi-scan spectra for CMS (111) peaks of MgO-buffered CMS thin films annealed at
400°C and 600°C.
The CMS (111) texture of post-annealed MgO-buffered CMS films was investigated by
Phi-scan. Samples were moved to a Psi degree of 54.73°and a 2-theta degree of 27.19°to detect
the diffraction peaks from CMS {111} planes. As illustrated in Fig 3.12, four and three peaks
from CMS {111} planes were clearly shown in the 600°C and 400°C annealed CMS with MgO
buffer layer deposited in Ar+O2 gas, respectively. In contrast, (111) peaks were only observed in
600°C annealed CMS in the case of Ar gas environment. It can be deduced that the MgO buffer
layer deposited with Ar would delay the formation of L2 1 Heusler structure, compared to the
Ar+O2 gas environment.
48
3.2.2.4 Microstructure
In order to study MgO buffer layer effect with different deposition gas (Ar+O 2; Ar),
interface condition of MgO/CMS were examined by Cross-sectional TEM, as shown in Fig 3.13.
Layered structure and epitaxial lattice of MgO buffer layer on MgO substrate were observed in
both cases. Smooth MgO/CMS interface was observed in the case of MgO buffer layer deposited
in Ar+O2 gas environment, while waved interface between MgO and CMS layer was found in Ar
gas environment, with [001] direction of MgO buffer layer slightly deviated from the film
normal. The non-uniform and rough morphology of MgO and CMS interface, could have
resulted in the smaller peak intensities of CMS (002) and (004) with MgO buffer layer deposited
in Ar gas atmosphere. Furthermore, the lattice constants of both MgO substrate and MgO buffer
layer were calculated using the Inverse Fast Fourier Transform (IFFT) image of selected areas.
The lattice constants (2.23 Å; 2.20 Å) of MgO buffer layer, for Ar+O2 and Ar case respectively,
were less than that of MgO substrate (2.26 Å). This may be due to the difference in
stoichiometry of the MgO buffer layers compared to the MgO substrate introduced in the
deposition process. The smaller lattice constant of MgO buffer layer could have bought a
relaxation of the larger lattice mismatch between CMS layer and MgO substrate, which helped to
induce the CMS (001) texture.
49
Figure 3.13: Cross-sectional TEM images and IFFT image of the atomic lattice of MgO-buffered
CMS with MgO deposited in (a) Ar; (b) Ar+O2 gas atmosphere.
3.2.2.5 Magnetic properties
The in-plane hysteresis loops of as-deposited and post-annealed CMS films with MgO
buffer layer deposited in Ar+O2 and Ar gas atmosphere were measured at 300K by AGFM, as
shown in Fig. 3.14 (a) and (b). Fig. 3.14 (c) and (d) show the extracted Ms and Hc values as a
function of temperature for the Ar+O2 and Ar gas atmosphere respectively. All the error bars in
Fig. 3.14 were added with the value of 10% of experimental data, in which some of the error bars
were too small to be observed. A comparison of magnetic properties with different MgO
deposition atmosphere (Ar+O2; Ar) revealed that: (1) both as-deposited samples showed quite
small Ms, indicating a weak ferromagnetic order, regardless of the MgO deposition atmosphere.
50
(2) The trend of Ms and Hc of CMS films remained the same, in spite of changes in the MgO
deposition atmosphere. With annealing at 400°C, Ms increased to a high value of about 3.75
µB/f.u., consistent with the transformation of the CMS phase from amorphous to crystalline (001)
texture. However, further annealing at 600°C resulted in a drop in Ms and a big increase in Hc. (3)
In particular, multi-layers with MgO buffer layer deposited in Ar atmosphere showed lower M s
and higher Hc in samples post-annealed at 400°C and 600°C compared to that in the presence of
Ar+O2 atmosphere. This was consistent with the structural properties in terms of lower peak
intensities of CMS (002) and (004), as well as the delayed appearance of L2 1 structure in Ardeposited-MgO buffered CMS films.
(a) Ar+O2
0
M (emu/cm 3)
15
-500
10
5
0
As-deposited
500
As-deposited
o
600 C annealed
o
400 C annealed
(b) Ar
0
15
M (emu/cm 3)
3
M (emu/cm )
500
1000
As-deposited
o
400 C annealed
o
600 C annealed
M (emu/cm3)
1000
-500
-5
-400 -200
0
-1000
0
H (Oe)
0
As-deposited
-5
200
-400 -200
200 400
H (Oe)
-200
5
-10
-10
-400
10
400
0
200 400
H (Oe)
-1000
-400
-200
0
H (Oe)
200
400
51
250
800
Ar
Ar+O2
200
HC (Oe)
3
MS (emu/cm )
Ar
Ar+O2
150
400
100
50
(c)
0
(d)
0
0
0
400
400
o
o
T ( C)
T ( C)
Figure 3.14: M-H loops of MgO-buffered CMS with MgO deposited in (a) Ar+O2; (b) Ar gas
atmosphere; extracted (c) Ms and (d) Hc curves as a function of temperature.
To further understand the variation trend of Ms and Hc in (Ar+O2)-MgO buffered CMS
films, XPS depth profile and initial curves analysis were carried out. In Fig 3.15 (a) to (c), the
atomic concentration variations of component elements in the multi-layered films were shown by
XPS depth profile analysis:
100
o
(a) RT deposition
90
Atomic Concentration (%)
Atomic Concentration (%)
100
80
70
Si2s.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
60
50
40
30
20
10
(b) 400 C annealed
90
80
70
O1s.ls2
Si2s.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
60
50
40
30
20
10
0
0
0
2
4
6
8
Sputter Time (min)
10
12
0
2
4
6
8
10
12
14
Sputter Time (min)
52
80
o
Normalized Magnetization
Atomic concentration (%)
(c) 600 C annealed
70
60
50
O1s.ls1
Si2s.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
40
30
20
10
0
(3)
1.0
0.8
0.6
As-deposited
o
400 C annealed
o
600 C annealed
(2)
0.4
0.2
0.0
(1)
(d) Initial Curve
Onset field
-0.2
0
2
4
6
8
10
Sputter Time (min)
12
14
0
100
200
300
400
500
H (Oe)
Figure 3.15: The XPS depth profile of MgO(7nm)-buffered CMS films: (a) deposited at room
temperature; (b) annealed at 400°C; (c) annealed at 600°C; (d) initial magnetization curves.
(1) Co represented by green line: In the as-deposited sample, slight diffusion of Co was observed.
This may due to the gradient of concentration in layered thin film. After annealing at 400°C
for 1h, slightly deeper diffusion was observed as the saturation concentration of Co was
observed 1.5 min later than that of the as-deposited sample. However, after annealing at
600°C for 1h, significant diffusion was detected as the saturation of Co had not been reached
even after 14 minutes of sputtering.
(2) Mn represented by blue line: Obvious diffusion was seen only in the films annealed at 400°C,
while diffusion in both as-deposited and 600°C annealed sample was negligible.
(3) Si represented by red line: Only slight diffusion was monitored regardless of annealing
temperature.
(4) Pt represented by pink line: Slight diffusion was detected in both as-deposited and 400°C
53
annealed thin films. Significant diffusion of Pt was observed in 600°C annealed films as the
maximum position of Pt concentration moved inwards, towards the substrate, resulting in
surface oxidation of multi-layers.
Compositions of CMS films can be estimated from the saturated concentration of Co, Mn
and Si. By calibration of target composition Co46 Mn32Si22, the CMS thin films were found to
have compositions of Co2 Mn0.99Si1.11, Co2 Mn0.70Si0.81, Co2 Mn0.96Si1.00 , in the as-deposited,
400°C annealed and 600°C annealed samples, respectively. Initial magnetization curves
illustrated in Fig. 3.15 (d) indicated similar trend as the CMS films deposited directly onto MgO
substrate, where large initial susceptibilities of both as-deposited and 400°C annealed CMS were
obtained, while 600°C annealed films showed a three stage variation with a much lower initial
susceptibility. Based on the results of the XPS depth profile and initial curves, the drop of Ms in
600°C annealed CMS films may be due to the diffusion of Co and Pt. The high threshold field in
the 600°C annealed sample may be due to pinning effects caused by the diffusion of Pt
protection layer and surface oxidation.
3.3 Summary
Systematic study of MgO buffer layer effect on structural (the epitaxial growth of
Co2 MnSi (001) texture and formation of L2 1 phase) and magnetic properties of CMS thin films
was carried out. CMS films were deposited at room temperature (RT) and post-annealed at
54
various temperatures. Epitaxial growth of CMS (001) texture was successfully realized by
introducing 7nm MgO buffer layer on MgO substrate. Desirable L21 structure of CMS was also
formed when annealed at 600°C. Without a buffer layer on the MgO substrate, only the A2
structure can be obtained. MgO buffer layer deposited in Ar+O2 atmosphere helped to induce
much higher peak intensities of CMS (002) and (004), and promoted the formation of L21
Heusler structure of CMS, compared to that deposited in Ar atmosphere. Both 600°C annealed
CMS films with MgO buffer layer deposited in Ar+O2 and Ar atmosphere showed 4 (111) peaks,
suggesting the L21 structure of CMS. Ms of CMS thin films showed significantly improvement
as the CMS phase changed from amorphous to crystalline after post-annealing at 400°C.
However, it decreased with further annealing at 600°C. In addition, Hc increased with increasing
annealing temperature. The decrease in Ms and increase in Hc may be attributed to the diffusion
of Pt protection layer.
55
Chapter 4: Cr buffer layer effect on the texture and magnetic
properties of Co2MnSi (CMS) films
In this chapter, Cr was introduced as the buffer layer on MgO substrates to promote
epitaxial growth of (001) oriented CMS. Compared with the MgO buffer layer, Cr (lattice
constant a=0.2884nm) has a much smaller lattice mismatch (1.7%) with Co2 MnSi. The lattice
mismatch between a 45°in-plane rotation of Cr buffer layer and MgO substrates is 3.2%. The
expected in-plane epitaxial growth of Cr/CMS film on MgO single crystal substrates is shown in
Fig. 4.1.
(a)
(b)
Figure 4.1: (a) L21 structure of CMS; (b) Top view of MgO/Cr/CMS crystal structure.
4.1 Experimental methods
To investigate the effects of in-situ annealing temperatures of CMS and Cr on the
properties of Cr-buffered CMS thin films, 2 series of samples were deposited on MgO (001)
56
single crystal substrates using magnetron sputtering, with the layer structure illustrated in Fig.
4.2.
Figure 4.2: Schematic of MgO(sub)/Cr/CMS/Pt layer structure.
During the fabrication process, the MgO substrates were pre-heated at 700oC for 2h
before deposition to improve the surface condition by decomposing surface contaminants
(Mg(OH)2 and MgCO3) [83] and subsequently cooled to room temperature (RT). The
composition of the CMS target used was Co46 Mn32 Si22 , same as previous work done on
MgO buffer layers. A magnetron sputtering chamber with a base pressure better than 4 ×
10−8 Pa was used. Cr buffer layers were deposited at a deposition rate of 0.69 Å·
s−1 with
Ar gas pressure of 0.112 Pa, while CMS layers were deposited at a deposition rate of 0.46
Å·
s−1 with Ar gas pressure of 0.056 Pa. The Cr buffer layer thickness was fixed at 10 nm,
while that of CMS layer was fixed at 30 nm. A 4 nm thick Pt capping layer was deposited
at ambient temperature less than 80°C.
57
In series I: 10 nm of Cr buffer layer, followed by 30 nm of CMS, was deposited on MgO
substrates at room temperature. Following which, in-situ annealing at different
temperatures (300°C; 400°C; 500°C; 600°C) was carried out for 15 mins.
In series II: Cr buffer layer was first deposited at RT and in-situ annealed at different
temperatures (300°C; 400°C; 500°C; 600°C) for 30min. After cooling to RT, the CMS
layer was deposited and in-situ annealed at 600°C for 15min.
4.2 Results and discussion
4.2.1 Effect of CMS in-situ annealing temperature
o
600 C
CMS(004)
CMS(002)
Intensity (a.u)
4.2.1.1 Crystallographic structure
o
500 C
o
400 C
o
300 C
as-deposited
Cr (002)
MgO sub
20
30
40
50
60
70
2-theta (deg)
Figure 4.3: The spectra of 2-theta XRD of Cr/CMS/Pt multi-layers.
58
Fig 4.3 shows the 2-theta XRD spectra of CMS films in series I. No peaks from the Pt
capping layer were detected. For the as-deposited films, the 2-theta XRD results clearly show the
Cr (002) peak which is emphasized by an arrow in Fig 4.3, suggesting the crystallized Cr buffer
layer. After post-annealing, except for the peaks from the MgO substrates, Cr (002) peak and
CMS (002) and (004) peaks were detected, indicating the formation of CMS (001) texture. Fig
4.4 (a) shows the calculated integration of CMS (002) and (004) peak intensities as a function of
temperature. There was a gradual increase of integrated peak intensity with post-annealing
temperature. The rocking curves of CMS (002) peaks at different annealing temperatures are
shown in Fig 4.4 (b). It can be seen that the FWHM of rocking curves of CMS (002) peaks
decreased slightly with increasing annealing temperature, and attained a value of less than 1°
300C FWHM =1.23
400C FWHM =1.05
500C FWHM =0.82
600C FWHM =0.79
(002) peak
(004) peak
Intensity (a.u)
Peak Integration of CMS (a.u)
when post annealing at 500°C and 600°C for 15 min.
(b)
(a)
300
400
o
500
Temperature ( C)
600
10
12
14
16
(deg)
18
20
22
Figure 4.4: (a) CMS (002) and (004) Peak-integration and (b) Rocking curve of CMS (002) peak as
a function of temperature.
59
To investigate the in-plane epitaxial growth relationship and L21 Heusler structure of
CMS films in series I, Phi-scan XRD measurements were carried out. Fig 4.5 illustrates the
expected epitaxial growth structure of Cr/CMS films on MgO (001) single crystal substrates. As
discussed in section 3.2.2.2, MgO (022) and CMS (022) peaks should have a four-fold 45°shift
in Phi-scan spectra if the epitaxial growth structure drawn in Fig 4.5 is well formed.
Figure 4.5: The 3-D crystal structure model of epitaxial grown MgO(sub)/Cr/CMS layers.
Before the measurement, the alignment of MgO (002) surface was carried out. During the
phi-scan (from -180° to 180°) analysis, samples were fixed at specific setting positions of
Psi=45.6°and 2-theta=62.2°for measurement of MgO {022} planes, while Psi angle of 45.6°
and 2-theta of 44.3°for Cr {022} planes, and Psi=45.6°and 2-theta =45.15°for CMS {022}
60
planes. Fig 4.6 shows the Phi-scan spectrums of multi-layers in series I. In 300°C in-situ
annealed CMS thin films, only two sharp Cr (022) and CMS (022) peaks were detected,
suggesting an incomplete crystal structure formation. When annealed at temperatures above
400°C, four Cr and CMS (022) peaks were obtained, revealing complete crystallization with
four-fold symmetry. The 45° shift of Cr and CMS (022) with respect to MgO (022) peaks
suggested the epitaxial growth of CMS [110](001) || Cr [110] (001) || MgO [100] (001), as
shown in Fig 4.5.
-60
0
60
-180 -120
180
(a)
-60
0
60
CMS (022)
120
180
(b)
Cr (022)
o
Cr (022)
o
Intensity of 300 C annealed sample(a.u)
CMS (022)
120
Intensity of 400 C annealed sample(a.u)
-180 -120
MgO (022)
o
46
-180 -120
-60
0
60
Phi (deg)
120
180
MgO (022)
o
45
-180 -120
-60
0
60
120
180
Phi (deg)
61
0
60
120
CMS (022)
180
-180 -120
(c)
0
60
120
180
(d)
Cr (022)
o
Cr (022)
-60
CMS (022)
Intensity of 600 C annealed sample (a.u)
-60
o
Intensity of 500 C annealed sample (a.u)
-180 -120
MgO (022)
o
45
-180 -120
-60
0
60
120
180
MgO (022)
o
45
-180 -120
Phi (deg)
-60
0
60
120
180
Phi (deg)
Figure 4.6: Phi-scans of MgO, Cr and CMS {022} planes of Cr-buffered CMS thin films annealed at
(a) 300°C; (b) 400°C; (c) 500°C; (d)600°C.
CMS L21 structure was also examined by phi-scan with setting of Psi = 54.74°and 2theta = 27.19°. CMS (111) peaks were only observed in the 600°C annealed films, with four-fold
symmetry, as shown in Fig 4.7.
Intensity(a.u)
CMS (111)
-180
-120
-60
0
60
120
180
Phi(deg)
Figure 4.7: Phi-scan of CMS (111) peaks of Cr-buffered CMS films annealed at 600°C.
62
From the 2-theta and Phi-XRD results, the appearance of (002) peaks and the missing
(111) peaks showed that these annealed (300°C; 400°C; 500°C) CMS films grown on Crbuffered MgO substrate had the B2 structure; while the existence of both (002) and (111) peaks
indicated that 600°C annealed CMS films had the L2 1 structure, which was the Hesuler structure
of CMS.
4.2.1.2 Cr/CMS interface and multi-layer roughness
The roughness of the Cr/CMS interface plays an important role on the surface scattering,
which will affect the output signal in CPP spin valve devices. Fig. 4.8 shows the roughness of
Cr(10nm)-buffered MgO substrate with a Ra of 1.2 Å, which was much smaller than the results
of as-deposited Cr (40 nm) buffer layer on MgO substrates (8 Å) reported by Yuya Sakuraba et
al. [84].
Figure 4.8: AFM images of as-deposited Cr buffer layer.
63
Figure 4.9 shows the mean surface roughness of Cr/CMS/Pt multi-layers in series I. Ra
values of all samples were less than 2 Å, suggesting that post-annealing did not affect the surface
roughness of CMS, as reported by Yuya Sakuraba et al. [84].
Figure 4.9: AFM images of Cr/CMS/Pt multi-layers: (a) deposited at room temperature; (b)
annealed at 300°C; (c) annealed at 400°C; (d) annealed at 500°C; (e) annealed at 600°C.
4.2.1.3 Magnetic properties
The in-plane hysteresis loops of Cr/CMS/Pt multi-layers in series I at 300K are illustrated
in Fig. 4.10 (a). Fig. 4.10 (b) summarizes the extracted Ms and Hc values as a function of
annealing temperature. The amorphous phase of as-deposited CMS films showed an extremely
small saturation magnetization (Ms). When annealed at 300°C, saturation magnetization of CMS
64
films increased to about 50 times that of the as-deposited value. The Ms continued to increase
with higher annealing temperature, reaching the maximum value at 500°C. In addition, all the Hc
values were all less than 4 Oe, and decreased slightly as annealing temperature increased. The
increase in Ms and decrease in Hc of CMS thin films when in-situ annealed below 500°C is
consistent with the crystal structure improvement obtained from the XRD results. However,
when the annealing temperature was increased to 600°C, the Ms value dropped.
As-deposited
o
300 C annealed
o
400 C annealed
o
500 C annealed
o
600 C annealed
1000
(a)
4.0
(b)
3.5
0
M (emu/cm 3)
20
-500
500
10
0
as-deposited
Ms
3.0
Hc
2.5
2.0
Hc (Oe)
3
3
M (emu/cm )
500
Ms (emu/cm )
1000
-10
-20
-400
1.5
-200
0
200
H (Oe)
-1000
-400
-200
0
H (Oe)
200
400
400
0
1.0
0
300
600
o
T ( C)
Figure 4.10: (a) In-plane hysteresis loop of Cr-buffered CMS films deposited at room temperature
and post-annealed at various temperatures; (b) extracted Ms and Hc curves as a function of
temperature.
To investigate the magnetic reversal mechanism in the Cr-buffered CMS thin films with
different CMS in-situ annealing temperature, initial magnetization curves were measured by
AGFM, as shown in Fig 4.11. No pinning effect was obtained here, which was opposite to the
results shown in Figure 3.15. This difference may be due to the lower deposition temperature of
65
Pt layer in the former (Figure 4.11), while the Pt layer was annealed together with CMS layer in
the latter (Figure 3.15). All initial curves showed quite large initial susceptibilities and small
saturation fields. This was consistent with the small Hc values (< 4 Oe) obtained from hysteresis
Normalized Magnetization
loops.
1
300C annealed
400C annealed
500C annealed
600C annealed
0
0
100
200
300
400
500
H (Oe)
Figure 4.11: The initial curve of Cr-buffered CMS films.
XPS depth profile was used to investigate the inter-diffusion in the multi-layers and the
chemical composition of CMS thin films. Fig 4.12 (a) to (d) show the atomic concentrations of
different elements as a function of sputter time from the top surface of Cr/CMS/Pt multi-layers.
100
100
o
(b) 300 C annealed
Atomic Consentration (%)
Atomic Concentration (%)
(a) RT deposition
Si2s.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
50
0
Si2s.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
50
0
0
2
4
6
8
Sputter Time (min)
10
12
0
2
4
6
8
10
12
Sputter Time (min)
66
o
Atomic Concentration (%)
(c ) 500 C annealed
Si2s.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
50
0
100
o
(d) 600 C annealed
Atomic Concentration (%)
100
Si2s.ls1
Cr2p.ls1
Mn2p3.ls1
Co2p.ls1
Pt4f.ls1
50
0
0
2
4
6
Sputter Time (min)
8
10
0
2
4
6
Sputter Time (min)
8
10
Figure 4.12: XPS depth profile of Cr/CMS/Pt multi-layers in which CMS thin films were: (a)
deposited at room temperature; (b) annealed at 300°C; (c) annealed at 500°C; (d) annealed at
600°C.
(1) In as-deposited films, Co, Mn, Si elements slightly diffused out to Pt capping layer due to
concentration gradient, while Pt diffused towards CMS. The diffusion of Co, Mn, Si
elements increased slightly as the annealing temperature increased.
(2) Si element slightly diffused out to the surface when annealed at 300°C and 500°C, as the
surface concentration of Si was much higher than that of as-deposited films. In the sample
annealed at 600°C, Si diffused out further more heavily than that annealed at 500°C, as the
saturation concentration appeared slightly later. This diffusion of Si may have contributed to
the drop of Ms when annealing at 600°C.
(3) In the CMS films annealed at 600°C, Cr appeared after 1 min of sputtering, indicating
significant diffusion of Cr compared to the samples annealed at 500°C and below, where
there was no sign of Cr for a sputter time of up to 10min. This significant diffusion could
67
result in the formation of magnetic dead layers which may be the key reason for the loss of
ferromagnetism at 600°C.
(4) From the atomic concentration curves, the composition of CMS films was estimated. After
calibration with the Co46 Mn32Si22 target, the compositions of CMS films have been found to
be Co2 Mn0.99 Si1.11, Co2 Mn1.01 Si1.10, Co2Mn1.46Si0.76, Co2Mn0.92Si1.02, in the as-deposited
sample, sample post annealed at 300°C, 500°C and 600°C, respectively.
4.2.1.4 Microstructure
Fig. 4.13 (a) to (c) show the cross-sectional bright field TEM images of Cr-buffered CMS
with in-situ annealing temperatures from 300°C to 500°C. Layered structures of Cr/CMS/Pt in
samples annealed at different temperatures (300°C; 400°C; 500°C) were all clearly observed.
Fig. 4.13 (d) shows the high resolution (HR) TEM image of the 500°C annealed thin film.
Epitaxial lattice growth of Cr/CMS on MgO substrate was obtained. No considerable lattice
defects could be seen in the Cr and CMS layers, while misfit dislocations was seen in both
Cr/CMS and MgO/Cr interfaces due to the small lattice mismatches in adjacent layers.
68
Figure 4.13: Cross-sectional TEM images of Cr/CMS/Pt layers in which CMS films were annealed
at (a) 300ºC; (b) 400ºC; (c) 500ºC, (d) high resolution TEM image of Cr/CMS/Pt multi-layers in
which CMS films were annealed at 500ºC.
4.2.2 Effects of Cr in-situ annealing temperature
Fig 4.14 illustrates the 2-theta XRD spectra of Cr/CMS/Pt multi-layers with and without
Cr in-situ annealing. It was found that Cr in-situ annealing resulted in a decrease in CMS (002)
and (004) peak intensities, compared to the one without in-situ annealing. This suggested that the
two-time annealing fabrication process gave weaker crystalline quality of CMS films in (001)
69
texture. In particular, the lowest intensities of CMS (002) and (004) peaks were observed in the
sample with Cr in-situ annealing at 500°C.
Figure 4.14: 2-theta spectra of Cr/CMS/Pt multi-layers with various Cr in-situ annealing
temperatures.
Surface morphologies of Cr(10nm)-buffered MgO substrates after in-situ annealing at
various temperatures were investigated by AFM, as shown in Fig 4.15. When annealed at 300°C
or 400°C for 30min, the Cr surface remained smooth, with a small surface roughness (R a) of
around 1.2 Å. However, when annealed at 500°C for 30min, the Cr film surface became
inhomogeneous, with a sudden increase in surface roughness to 16.6 Å. When annealed further
at 600°C, although surface roughness increased to 42.3 Å, surface uniformity improved
compared to the 500°C annealed sample. To summarize, Cr in-situ annealing at 300°C and
70
400°C for 30min preserved the smooth Cr buffer layer surface, while annealing at 500°C and
600°C increased the surface roughness dramatically. Combining the results from the 2-theta
XRD spectrums and AFM results, it can be concluded that: the large decrease in the intensity of
the CMS (004) peaks after in-situ annealing at 500°C was due to the inhomogeneous and rough
surface morphology of Cr.
Figure 4.15: AFM images of Cr(10nm)-buffered MgO substrates with Cr in-situ annealing for
30min at (a) 300°C; (b) 400°C; (c) 500°C; (d) 600°C.
71
4.3 Summary
CMS thin films were deposited on Cr-buffered MgO substrate. The effects of in-situ
annealing of CMS and Cr on the structural and magnetic properties of Cr-buffered CMS thin
films were studied.
Firstly, epitaxial growth of CMS (001) texture with 45°in-plane rotation with respect to
MgO substrates was successfully realized after CMS in-situ annealing at high temperatures.
Extremely small FWHM of CMS (002) peaks of less than 1°were achieved with CMS in-situ
annealing at 500°C and 600°C. According to Phi-scan analysis, thin films with CMS in-situ
annealing below 600°C had B2 structure, while L21 Heusler structure was observed in the 600°C
annealed films. Epitaxial lattice of the MgO/Cr/CMS layers in the 500°C annealed sample was
observed by cross-sectional HRTEM. No appreciable defects from lattices were detected, except
for misfit dislocations in MgO/Cr and Cr/CMS interfaces. The saturation magnetization of CMS
thin films increased with annealing temperatures below 500°C, consistent with the increase in
CMS (002) and (004) peak intensities. However, Ms decreased when annealed temperature was
raised to 600°C, which could be mainly due to the significant Cr diffusion, as well as Si diffusion
revealed by the XPS depth profile analysis. AFM results showed a smooth surface of Cr-buffered
MgO substrate, with a roughness of 1.2 Å, ensuring a smooth interface between the Cr and CMS
layer. In addition, CMS in-situ annealing could conserve the smooth surface.
72
Secondly, the in-situ annealing process had important effects on the surface morphology
of the Cr layer and subsequently on the structural properties of the CMS thin films. In-situ
annealing of 10 nm thick Cr at 300°C and 400°C for 30min preserved the smooth surface of the
Cr buffer layer, while annealing at 500°C and 600°C increased the surface roughness
dramatically. In particular, the Cr layer in-situ annealed at 500°C showed the most
inhomogeneous surface morphology, consistent with the lowest peak intensity of CMS (004) in
the 2-theta XRD analysis.
73
Chapter 5: Conclusions and future work
5.1 Conclusions
Epitaxial relationship of CMS [110](001) || MgO [100](001) and CMS [110](001) || Cr
[110](001) || MgO [100](001) were successfully realized by the introduction of MgO and Cr
buffer layers on MgO substrate. CMS thin films deposited directly on MgO substrate displayed
the (110) texture. Both MgO-buffered and Cr buffered CMS films showed L21 Heusler structure
when post-annealed at 600°C. Micro-structural studies showed that the MgO buffer layer helped
to relax the lattice mismatch and a smooth buffer layer surface was obtained in an Ar+O 2 gas
atmosphere.
Cr-buffered CMS (30 nm) films showed much larger (004) peak intensity than MgObuffered CMS (50 nm) films after high temperature annealing, although the thickness of CMS
films was much thinner in the former. This was most likely due to the smaller lattice mismatch
between Cr and CMS. As the rationale for the study of Cr buffer layers was to find better
deposition or annealing condition which promoted the growth of Heusler or B2 structure of CMS
thin films, it was found that Cr in-situ annealing above 500°C destroyed the surface uniformity,
while the as-deposited Cr layer had a smooth and uniform surface and gave better crystalline
quality of CMS, suitable for spin-electronic applications.
74
Magnetic properties of CMS thin films showed a large increase in M s when annealed
below 600ºC, consistent with the transformation of amorphous CMS to (110) or (001) texture.
However, Ms decreased when further annealed at 600ºC. Chemical analysis (line-scan or XPSdepth profile) results revealed Pt and Co inter-diffusion in MgO-buffered CMS thin films and
significant Cr inter-diffusion in Cr-buffered CMS thin film, which most probably contributed to
the reduction in Ms. Large initial susceptibilities were found in Cr-buffered CMS thin films,
consistent with the small Hc observed in M-H loops. However, for the MgO/CMS/Pt multi-layers
post-annealed at 600ºC, three stage initial curves were obtained, suggesting a pinning behavior in
the magnetic reversal mechanism.
5.2 Future work
Based on this study, Co2MnSi (CMS) thin films with L2 1 or B2 structure had been
successfully achieved by introducing MgO or Cr buffer layer on MgO substrates. Particularly,
the FWHM of Cr-buffered CMS thin films annealed at 500 oC was less than 1º.It is expected that
Cr-buffered CMS thin films after annealing at 500 oC could be applied into GMR read head
devices to be the lower ferromagnetic layer to improve the MR ratio in the future.
75
Publication
1. X. Ji, J.J. Qiu, P. Luo, G.C. Han, J.S. Chen, “ Effect of buffer layer MgO and Cr on structure and
magnetic properties of Co2 MnSi thin films” (Submitted to Journal of Alloys and Compounds).
76
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[...]... et al [34], the origin of the bandgap in Heusler alloys is caused by the d-d states hybridization of X and Y transition metals, as the DOS 14 in the vicinity of EF is dominated by the d-states The formation of this gap in half -Heusler alloys (Fig 1.12(a)) and full -Heusler alloys (Fig 1.12(b)) is not exactly the same In the case of halfHeusler alloys, the gap is formed by the hybridization states between... in which the C1 b structure is shaped by removing one of the X sites in L21 structure In addition, Y-Z atomic disorder in L21 structure of full -Heusler alloy will result in the formation of B2 structure, while A2 structure will form when X-Y and X-Z disorder occur Figure1.11: Major combination of Heusler alloy formation Adapted from [32] 1.4.1.1 Origin of the bandgap According to the calculations by... coupling effect and align the magnetization of consecutive layers was too large for GMR to be applicable in real devices On the other hand, further investigation revealed that the anti-ferromagnetic coupling arrangement was not a prerequisite for the GMR effect [6] The physical origin of GMR effect can be explained by the effect of the electron spin on the electronic transport in ferromagnetic conductors,... requirement for practical devices The basic properties and research progress on Heusler alloys will be discussed below Figure1.9: Schematic representation of the DOS for a half-metal with respect to normal metals and semiconductors [33] 1.4.1 Basic properties of Heusler alloys Figure 1.10: Structure of (a) C1b half -Heusler alloys; (b) L2 1 full -Heusler alloys; (c) B2 full -Heusler alloy; (d) A2 full -Heusler alloy. .. effect and its polarization is close to 100% [49, 50] The Heusler alloys like Co2MnSi, Co2 MnGe and Co2MnSn showed small orbit moments based on the calculations of Galanakis et al [48, 51] 1.4.2.3 Effect of temperature on spin polarization Several groups have investigated the temperature effect on the polarization of Heusler alloys qualitatively and quantitatively based on different assumptions and theories,... Although the half-metallic property was conserved in both expansion and compression scenarios, shifts of Fermi level occurred Based on their calculations, the shift of EF 17 was attributed to the larger extension of p states compared to the d states of Sb Movement of Fermi level towards conduction band took place in compression, while Fermi level moved towards the valence band during expansion In addition,... across the interface On the other hand, poor matching increased the scattering of spin-down electrons Seagate introduced an all -Heusler alloy CPP-GMR spin valve using ferromagnetic Co 2MnGe and non -magnetic Rh2CuSn Based on band structure calculations, the interface spin asymmetry of this structure would be maximized [64] However, some degree of disorder caused a loss of polarization at E F and hence... antisites In addition, large formation energies of the Mn-Si and Mn-Co atomic swaps were found However, these results cannot be generalized to all Heusler alloys Recently, the investigation of Nd doping effect on the transport and magnetic properties of CMS had been reported by K Hono et al [60] From the resistivity measurements at low temperatures, it was concluded that electron-magnon scattering was... scattering led to long mean free path When the magnetization directions of two ferromagnetic layers were parallel, the spinup electrons, assumed to be parallel to magnetization, passed through the multi-layers with almost zero scattering On the other hand, the spin-down electrons were scattered strongly as their spin aligned anti-parallel to the magnetization direction Thus, parallel configuration resulted... Investigations showed that some Heusler alloys retained their half-metallicity in B2 structure, while A2 disorder degraded the spin polarization significantly [58, 59] Picozzi et al [58] investigated the formation of defects in full -Heusler alloy, in particular Co2 MnGe and Co2 MnSi They found that the Mn antisites had the lowest formation energy and did not destroy the half-metallicity in contrast to ... films for spintronic application It would 23 provide guidance on the understanding of structural and magnetic properties of CMS Heusler alloys and its further application into the field of spin-electronics... [34], the origin of the bandgap in Heusler alloys is caused by the d-d states hybridization of X and Y transition metals, as the DOS 14 in the vicinity of EF is dominated by the d-states The formation... properties of Heusler alloys Figure 1.10: Structure of (a) C1b half -Heusler alloys; (b) L2 full -Heusler alloys; (c) B2 full -Heusler alloy; (d) A2 full -Heusler alloy Adapted from [32] 13 The Heusler