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I
!
MASTERS THESIS
13-10 ,49 0
S IN N I, Richard John
ABORTION AND THE CONSCIENCE CLAUSE.
S tate U n iv e rs ity o f New York a t Stony
Brook, M .S ., 1977
Health Sciences, h o sp ital management
Xerox University Microfilms,
Ann Arbor, M ichigan 48106
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ABORTION AND THE CONSCIENCE CLAUSE
A thesis presented
by
Richard John Sinni
to
Health Sciences Center
School of Allied Health Professions
in partial fulfillment of the requirements
for the degree of
Master of Science
in
Health Services Administration
State University of New York
at
Stony Brook
Augu'St » 1977
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STATE UNIVERSITY OF NEW YORK
AT STONY BROOK
Health Sciences Center'
School of Allied Health Professions
Richard John Sinni
We, the thesis committee for the above candidate for the
Master of Science degree in Health Services Administration,
hereby recommend acceptance of the thesis.
Committee, Chairman
James Brindle, A.B.
Waqpn Balinsky< TPh. D.
Joseph Fitzpatrick
M.P.H.
The thesis is accepted by the Health Sciences Center,
School of Allied Health Professions.
^E d m u n d J. M Ternan Ed.D.
Dean
Robert 0. Hawkins
Associate Dean
. M.Ed
August , 1977
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Abstract of the Thesis
ABORTION AND THE CONSCIENCE CLAUSE
■by
Richard John Sinni
Master of Science
in
Health Services Administration
State University of New York at Stony Brook
1977
The Supreme Court decisions of 1973 were historical
and radical liberalization of this country's legal attitude
on the abortion issue.
Clearly it established the right of a pregnant woman
to treatment, to self-determination.
This paper is a study of two of the legal aspects of
the abortion issue:
The meaning of the United States
Supreme Court decisions of 1973; the impact of those deci
sions upon any private, denominational hospital declining
to provide its facilities for the abortion procedures.
Does a voluntary denominational hospital have the
right to manage its own affairs within the context of its
moral and religious beliefs.
iii
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Acceptance of public funds, from grants, Medicaid,
Medicare, tax exempt bonds, transforms voluntary hospitals!
character into quasi-public institutions, with obligations
to public service; the State Action concept.
Emergency Room services presumably reflect a hospi
tal's willingness, hence responsibility, to offer its
facilities to the public at large, without discrimination.
Can a private denominational health facility upon
which a specified population must depend for the totality
of its medical services remain free to be selective in the
choice of services it will provide.
Prohibiting any court from finding that receipt of
public funds requires hospitals to make their facilities
available for abortions was the enactment of the Health
Programs Extension A ct. (Section ^Olb)
This study includes recent developments in both case
and statutory law and points out the trends that they appear
to signal.
Conclusions drawn are that the courts will be called
upon to mediate dilemmas in which rights are in genuine
conflict.
iv
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Table of Contents
Page
I
Abstract....................................
iii
Table of Contents...........................
v
Preface.....................................
vii
The Context of the Abortion Controversies...
1
The Conflicting Theological and Legal
II
Positions............................
2
The Traditional Position..............
2
The Modern Viewpoint...................
^
The Freedom of Conscience Question
7
The Special Status of Abortion........
7
The Question of Cooperation...........
9
The Supreme Court Decisions.................
The Two Decisions - Roe vs.
Wade.....
Doe vs.Bolton
III
11
11
13
The Rights at Issue....................
15
The Right to Privacy...................
15
The Right to Refuse....................
17
The Conscience Clause Issues................
21
The Principal Source ofChallenge
21
State Action...........................
21
Conscience.............................
26
v
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Page
The
Potential Challenges.............
29
The
Right to Treatment................
29
The
Geographically IsolatedHospital...
30
State Law
.........
Hospital By-Laws.......................
IV
31
31
Findings and Implications..................
3^
Attitude Survey Findings..............
3^
Summation..............................
36
Attitude Survey.............................
39
Method.................................
39
Purpose.
....................
Appendix A - Questionnaire.................
vi
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39
^1
PREFACE
This paper is a study of the legal aspects of the
abortion issue.
The meaning of the United States Supreme
Court decisions of 1973* and the impact of those decisions
upon any private, denominational hospital choosing, for
example, to refuse to provide its facilities for the
abortion procedure.
The subject is divided into three
chapters, with a summation following.
There is first a presentation of the opposing
religious/ethical positions on this question, aand the
manner in which those positions have been codified in
civil law.
In addition, it is expedient to point out why
abortion is theologically different from most other values
in terms of freedom of religion.
The moral basis for the
legal dilemma.
The more significant findings of the 1973 Supreme
Court rulings is developed, highlighting elements of that
decision which are most relevant to this study and the
important questions that remain unanswered.
In detailing the issues within which the conscience
rights of certain denominational hospitals are both
asserted and opposed, this study includes a presentation
of recent developments in both case and statutory law,
vii
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pointing out the trends that they appear to signal.
A surveywas undertaken to measure the attitudes
of hospitals toward the performance of abortions.
The
findings reflecting, in no small measure, the legal vs.
the ethical dilemma.
The right of the hospitals to
manage their own affairs vs. the right of the pregnant
woman to health care where and when she chooses.
This
study does not attempt to draw conclusions or take sides.
It is a presentation of the abortion issue, very much a
part of today's world.
viii
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CHAPTER I
The Contexts of The Abortion Controversies
The Supreme Court decisions of 1973» subject of the
next chapter, were a historical and radical liberalization
of this country's legal attitude on the abortion issue.
These rulings gave constitutional protection to the broad
(though qualified) right to self-determinatiori that a
pregnant woman and her physician might have in this matter.
At the same time they severely limited any restrictive
interventions that a public authority or health facility
might impose upon the exercise of this right.
In 1975» two years later, the Boston, Massachusetts
trial of Dr. Kenneth C. Edelin, charged with manslaughter
in the death of an aborted fetus, gained national attention.
The persistent though inaccurate^ characterization of this
case as an abortion trial, the interest that it generated
and the emotional responses to Dr. Edelin's conviction, all
testify to the intense feelings that this question con
tinues to arouse among adherents of either side of the
issue.
This phenomenon is due in great part to the fact
that legal formulations concerning abortion have often been
the product of religious belief on the subject.
While the
Court treated this question only from a "neutral" medical
perspective, previous codifications had been more
1
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reflections of a particular society's theological position
than its medical insights.
The Confliction Theological and Legal Positions
For purposes of "background, the two opposing value
systems which have been most influential in effecting legal
formulations should he sketched.
Both positions are
composite of interrelating historical, cultural, ethical
and medical variables and are far more complex than this
summary attempts to picture.
The Traditional Position
Those who advocate restrictive legal injunctions on
abortion by society and the state are likely to enunciate
their position in terms of traditional theological princi
ples.
This "position" is by no means univocal; there are
several degrees of conservatism in establishing what is
morally acceptable, each the result of diverse religious
and sociological factors.
The traditional belief is actually a composite of
two separate doctrines developed from Natural Law theory.
They involve beliefs about the life of body and soul (the
Sanctity of Life) and teachings about killing and selfdefense (the Right to Life).
Proponents of the "Sanctity of Life" understand
life, that is to say literal human existence, to begin at
the actual moment of conception (or, in variations, at a
point soon thereafter).
They regard the new aygote as
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3.
genetically complete, a separate entity which from the very
beginning neither requires nor receives anything further
from its mother other than substenance and protection.
In contrast with the modern position, humanity is
viewed as related to existence, not to viability.
There
fore the rights and protections of life are assigned to the
fetus at the initial potentiality for personhood, not with
its later capacity for independent living.
The second operational principle underlying the
traditional approach to abortion deals with self-defense
(the Right to Life).
It too has differing degrees of in
terpretation and strictness.
Historically, killing on
behalf of the common good (e.g., war, capital punishment)
has been regarded as entirely distinct from and much more
easily justified than any questions of killing which in
volved only individuals. Generally speaking, it has been
considered intrinsically evil to kill another person (and
thus murder) except if that other were an unjust aggressor
and if the defender did not intend to kill but only
"allowed" such indirectly in the process of his self-defense.
This teaching can be applied to the abortion proce
dure.
If a fetus is regarded as having real (or potential)
humanity from the very beginning, it should also have claim
to all the protections (in this case, from death) that
morality and society assign to every person.
A more con
servative version of this position denies unjust aggression
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by any fetus in any case.
The fetus is seen as invariably
innocent (in intent); at worst it is a common victim with
its mother (rather than perpetrator) of biological mal
function which may endanger them.
Thus any lethal
intervention, even on behalf of the mother's life, is
viewed as an e/il when it involves the intentional, direct
killing of an innocent fetus.
Until recent years a more liberal variation has
been the basis for most statutory law on the subject.
It
proposes that a mother may find it necessary to defend her
life against the threat of a fetus whose presence, by force
of the circumstances of the pregnancy, constitutes an act
of unjust aggression.
Later modifications extended this
act of self-defense to include the defense of goods equiv
alent to life, especially physical health; later still it
included mental well-being.
In this view, an abortion per
formed to save the life (or its equivalent) of the mother
is a necessary act of self-defense.
Thus, as a morally
acceptable act, it should also be a legal one.
The Modern Viewpoint
Some of the elements contributing to the emergence
of a contrary view of abortion are developments in the
secularization of law, a significantly liberal evolution of
theological positions, and a general shift of focus of con
cern from the well-being of the fetus to that of the mother.
Scientific, cultural, psychological and philosophical
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5*
factors have also made their contribution.
The scientific spirit is impelled to dismiss
philosophical considerations and instead would place the
moment of life only at a point which is tangible and veri
fiable, namely, at the point of self-subsistence or
independent life.
The Justices of the Supreme Court
articulated this view when they chose not to decide, as a
matter of law, when life begins.
We need not resolve the difficult questions
of when life begins. When those trained in
the respective disciplines of medicine,
philosophy and theology are unable to arrive
at a consensus, the judiciary, at this point
in the development of man's knowledge, is
not in a position to speculate as to the
answer.3
Sociological and psychological interests have con
tributed to a cultural milieu in which men are given to
reassessing the meaning of life, or better, what it is that
makes life meaningful.
One dimension of this concern is
the current conviction that material justifications for
abortion go far beyond survival.
In the Bolton decision
the Supreme Court adopted as its own the ruling of the
trial court.
We agree with the District Court, 319 F.
Supp., at 1058, that the medical judgment
may be exercised in the light of all
factors -- physical, emotional, psycholo
gical, familial, and the woman's age —
relevant to the well-being of the patient.
All these factors relate to health. This
allows the attending physician the room he
needs to make his best medical judgment.
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6
And it is room that operates for the
benefit, not the disadvantage, of the
pregnant woman.^
Similarly, contemporary philosophical life views
enhance different, sometimes opposing, values than those of
natural law theories.
For one thing, they would grant
priority to the well-being of the existential, the already
developed life of the mother, even to the point that it
might be deleterious to relatively undeveloped fetal life.
For another, civil law is less inclined to be seen as the
embodiment of society’s ethical values and is viewed more
as an effort to maximize individual rights and options.
The modern view is then in direct conflict with the
traditional on almost .every point of substance.
*
For the
former, the sanctity of incipient life is simply a philo
sophical hypothesis until some point during the third tri
mester; a certifiable presence of life can only begin with
the end of symbiosis.
Likewise, a fetal right to life can
not begin to assert itself until the time of its viability
during the last trimester, and even then, its existence
must be subservient to its mother's general welfare.
In a
delineation of the rights of physicians in this matter the
Justices have summarized the fundamental assumption under
lying this position.
Up to those points the abortion decision
in all its aspects is inherently, and
primarily, a medical decision, and basic
responsibility for it must rest with
the physician.3
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7.
The Freedom of Conscience Question
The preceding analysis intended to abstract and to
contrast the more substantive elements of two abortion
positions.
They are hardly reconcilable, whenever the
essentials of one viewpoint are incorporated into law, the
civil and conscience rights of proponents of the other are
jeopardized or thrown into delicate balance.
The factual situation of recent generations made
clear the consequences for the abortion seeker of relative
ly restrictive legislation.
Since 1973 the dilemmas of
compliance with law have been transferred to adherents of
the traditional position.
This section outlines two signi
ficant theological teachings that underly the problems of
law for those who oppose abortion in the new legal environ
ment.
It deals with the central importance of abortion
teachings in the hierarchy of ehtical values and touches
upon questions of morality which arise from cooperation in
this procedure.
The Special Status of Abortion
Moral teachings may be expressed in positive or
negative formulations; one is expected to do some virtuous
thing or one is enjoined not to perform some evil act.
Because of the semantics of language, negative formulations
are necessarily more concrete and absolute.
That is, the
performance of a prohibited act is ipso facto regarded as
a violation, and moral culpability is attributed to the
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a
agent as well as to his action.
Finally, in the hierarchy
of prohibitions, some injunctions are considered
"observances" or "counsels", others are, according to be
lief, minor (venial), major (mortal), or even excommunicable
evils.
For many who have religious objections to abortions,
their beliefs on the matter are understood in terms of pro
hibitions that are negative, automatic and at the very core
of the value system.
That is to say, no one may ever
participate in an abortion, the mere performace of such an
act is automatically presumptive of both objective evil and
subjective guilt and is a violation serious enough to
deserve expulsion from the relgious community.
It has been a broad objective of the pluralistic
American society that special interest groups not impose
their ethical systems upon others; only mandates related to
the civil and common good are to be held binding on all men.
While this has been generally and increasingly respected
over the years, important religious values (prohibitions)
of some denominations have become the law for all men,
despite belief.
Thus, for example, no man may be poly
gamous, some locales may not sell liquor, few men may gamble
without statutory restraint.
Importantly, these laws have
had the effect of compelling at least external observance
from even "unbelieving" fellow citizens.
The underlying
rationale has been that certain moral evils are forbidden
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9
to man as man as well as man as religious, and thus to
society as a whole.
Today, almost uniquely, a sizeable minority of
citizens believe it is necessary to enforce an abortion
ethic through legal sanctions.
Proponents of the tradi
tional view, even given a high level of tolerance for the
freedoms of others, remain convinced that fetal existence
and fetal rights must be given the equal protection of the
law.
The proscription of abortion as a criminal act is the
optimal goal of the traditional position, a civil mandate
requiring cooperation in such a procedure would be the
ultimate evil.
The Question of Cooperation
In its application to the civil sphere, abortion
shares a further characteristic with a select number of
important moral issues.
Under the principles of pluralism
and freedom of religion men have grown accustomed to tol
erate and even promote for their fellow citizens the
legalization of modes of behavior which they themselves
find morally objectionable.
In spite of this, and espe
cially with core issues, they also feel compelled to avoid
any significant cooperation or participation in such acti
vities despite their legality.
Such non-participation
applies equally to individuals and institutions.
In the
matter of abortion, for example, both individual physicians
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and nurses of certain religious persuasion,as well as
denominational hospitals of the traditional viewpoint, will
feel obliged not to participate in an act immediately con
nected with abortion in spite of any license the law may
allow or promote for others.
The abortion question has thus come full circle.
A generation ago the procedure was a criminal offense and
controversy centered on the exercise of freedom of con
science (religion) for those who wished abortion.
Currently, abortion is not only protected legally as a
constituional right, it is also mandated as a health ser
vice to be offered by certain institutions.
The conscience
problem is likewise reversed, if abortion is a constitu
tional right for all.
The question arises whether some
individuals, or any health facility, might refuse to
cooperate in making that right effective by reason of their
own demands of conscience.
1
2
The Edelin case was tried in 1975. Boston, Mass., and
resolved not on the question of abortion’s licety, but
on what might have been done to a viable fetus after a
legal abortion had occurred.
Several words with interpretive potential will be used
in the course of this paper, e.g., traditional, modern,
conservative, liberal, etc. In the context of this
study they are intended to be only descriptive, without
any evaluative connotation.
3
Roe vs. Wade, 93 Sup. Ct. 705 (1973)
^
Doe vs. Bolton, 93 Sup. Ct. 739 (1973)
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CHAPTER II
The Supreme Court Decisions
Until a more significant ruling is handed down by
the United States Supreme Court, its decisions of January
22, 1973 will be considered the reference points for future
discussions about most of the legal aspects of the abortion
question.
On that day the Court, in separate cases, struck
down dissimilar statutes from two different states.
Howr-
ever it instructed that its opinions in each case be con
sidered in tandem as providing a broad constitutional
formula for dealing with the issues involved.
The purpose of this chapter is to review the
Court's decisions from two perspectives.
First, it is
appropriate to summarize the general highlights for those
rulings in order to establish the context of this discus
sion.
Second, those special elements cf the Court's
decisions which are applicable to this study will be ab
stracted and developed.
The Two Decisions
1.
Roe vs. Wade^ found invalid an older type
restrictive criminal statute of the State of Texas which
limited occasions for abortion to saving a mother's life.
The Court held such statutes unconstitutional and
violative of a woman's fundamental rights.
Some of the
11
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12
more pertinent 'rulings of the Court in its rather lengthy
opinion on this case follow.
a.
A. mother and her physician have a consti
tutional right to decide whether or not
to terminate her pregnancy.
b.
However, this right is not absolute;
at certain compelling points it is
subject to important and legitimate
interests of the state.
c.
On the otherhand the state may not
indiscriminately restrict abortions
to specified circumstances and/or
conditions without regard to the
stage of pregnancy.
d.
During the first trimester the rights
of the pregnant woman are pervasive
and are not subject to any special
regulation by the state.
e.
At the end of the first trimester a
compelling point is reached at which
the state may have a legitimate interest
in regulations pertaining to maternal
health.
f.
Between the first and third trimesters
a state may regulate only concerning
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13'
the abortion procedure (not the fact)
and only to the extent that such
interventions relate to maternal
health.
g.
State interests grow in substantiality
as a woman approaches term.
A second
compelling point takes place at viability
when the fetus is assumed to have achieved
the capability of meaningful life out
side the womb.
h.
The Court observes that viability is
usually placed at about twenty-eight
weeks but may occur earlier, even at
twenty-four weeks.
At this second
compelling point during the third tri
mester, the Court rules that:
"If the
State is interested in protecting fetal
life after viability,
it may go so far
as to proscribe abortion during that
period except when it is necessary to
preserve the life or health of the
. mother."
2.
Doe vs. Bolton^
the Court held invalid parts
of a more recent, less restrictive statute of the State of
Georgia which imposed residential and certain procedural
requirements as conditions for abortion.
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14
It made reference to the basic enabling principles set forth
in Roe vs. Wade and then went on to make several rulings
relevant to this more liberal statute.
a.
Georgia's residency requirements
limiting abortions to state residents
was ruled unconstitutional since it
could not be shown to be related to
the legitimate interest of the state
and it violated the constitutional
right to travel.
b.
The Court found three procedural statutes,
requiring
(1)
that abortions be performed only in
Joint Commission on Accreditation
of Hospitals accredited hospitals,
(2)
that the attending physician's
judgment be confirmed by two other
licensed physicians, and
(3)
that abortions be approved by the
hospital's medical staff abortion
committee to be constitutionally
defective.
In each instance it found the requirements
to be unreasonable and over broad infringe
ments of the patient's stated rights, and/or
the physician's right to practice in that
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1-5
such procedure did not relate to the
particular medical problems of the
abortion operation,
c.
The Court sustained a lower court's
approval of the Georgia statute's
language requiring a physician to use
his best clinical judgment since its
intent was for the benefit, rather
than the disadvantage of the pregnant
woman.
The Rights at Issue
In both cases the Supreme Court made rulings or
enunciated principles which are particularly pertinent to
the question of an individual or an institution.refusing
to participate in an abortion.
These statements are
basically propositions about various rights which the
Court seeks to assert, guard and/or deny as they interact
with each other.
Right of Privacy
The fundamental enabling right cited in Wade is
the constitutional right of personal privacy as embodied
in the l^th Amendment.
The Justices make no special ap
peal to the mother's freedom of conscience.
The Court is
thus clearly ruling that the abortion decision, at least
in the earlier stages, is not a matter of values in conflict
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16
where one right (or conscience) must he given precedence
over another right (that of the fetus, the state, etc.).
The Gourt confirms this view more explicitly in
its repeated reference to the abortion decision as a medi
cal question.
It regards the choice of whether to bring
to term or to terminate a pregnancy as essentially two
sides of the same coin.
In the Bolton opinion abortion is
seen in principle as not unlike any other medical or surgi
cal procedure.
The thrust of this viewpoint is that the mother
(and her physician) have specific rights, that there are no
contravening rights or interests at certain stages, and,
thus, there are, presumably, some persons and institutions
with the responsibility for making possible the free
exercise of such rights.
Fetal Rights
The Court declined to participate in the debate
about when life (and hence personhood, humanness) begins.?
Instead it shaped its opinions in terms of viability.
For
legal purposes, prior to viability the fetus is regarded
as a non-person; after viability a state might show a legi
timate interest in potential life.
There are three important points involved here.
While the state may indicate an interest in the health of
the mother after the first trimester, the status of the
fetus prior to viability is completely irrelevant.
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17
Second, the Court does not mandate restrictive regulations
by the state on behalf of the fetus at any stage, it merely
permits a limited intervention at the point of viability.
Third, even in the final stages of pregnancy, the state is
viewed as having no legitimate interest in the decisions
arising from conflicts between maternal health and life
and the continued existence of the fetus.
(It should be
noted that health is broadly interpreted and includes also
the various components of mental health.)
The impact of these rulings can be concretely ex
pressed in the following question.
If a pregnant woman has certain constitutional
rights to a procedure which is viewed as a medical need,
if the fetus in question is a juridical non-person, and if
this matter is of such little import that the state is free
to show legislative indifference at all stages of pregnancy,
should not a health facility which is equipped to service
such rights and needs also be required to do so?
The Right to Refuse
The question, of course, leads directly to the sub
ject of this study.
That is, whether physicians, other
health professions and/or equipped health facilities should
be required to perform an abortion, or to participate in
such a procedure by reason of statutory or case law.
In the Bolton decision the Court provides a general
guideline to its own intent in this matter.
In that case
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it specifically cites with approval the language of the
O
Georgia statute0 , which reads:
Nothing in this section shall require a
hospital to admit any patient under the
provisions hereof for the purpose of per
forming an abortion, nor shall any hospital
be required to appoint a committee... a
physician, or any other person who is a
member of, or associated with, the staff
of the hospital, or any employee of a
hospital in which an abortion has been
authorized, who shall state, in writing,
an objection to such an abortion on moral
or religious grounds, shall not be re
quired to participate in the medical
procedures which result in the abortion,
and the refusal of any such persons to
participate therein shall not form the
basis of any claim for damages on account
of such refusal, or for any disciplinary
or recriminatory action against such person.
However, even given the liberality of the Justices
approval of a "conscience clause", it still remains that
the right to refuse to perform an abortion is far less
clearly amplified than the right to have one.
The license
to decline participation in such procedures is almost an
aside in a document which is substantially devoted to the
power of the state itself to regulate or prohibit the per
formance of abortions.
Publicly-owned hospitals are a case in point.
The
Wade and Bolton decisions restricted the state from inter
fering in the right to privacy of a pregnant woman.
Sub
sequently a number of suits have been filed against govern
mental hospitals to require them to provide this service.
The lower courts have been virtually unanimous in ruling
that governmental hospitals may not set roadblocks in a
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woman's exercise of this right by limiting the use of pub
licly-owned health care facilities.
In 197^* "the Supreme
Court confirmed that such thinking was in conformity with
its previous equation.
It denied a writ
of certiorari in
a case where a lower federal court had ordered a municipal
hospital to open its facilities for voluntary, induced
abortions.^
The Supreme Court rulings of 1973 and 197^ could
also have some impact upon health professionals who might
»
refuse to participate, or directly cooperate, in an abortion
procedure by reason of religious beliefs.
However, there
has been no significant challenge on these grounds to this
point.
Further, given American law's propensity to enhance
personal and individual freedoms, it seems unlikely that a
court would compel a physician, or nurse, to participate
in an abortion against their beliefs.
The principal unresolved question is the impact of
the Judiciary's thinking upon the voluntary, non-profit
denominational hospital.
(For our purposes in this matter,
proprietary hospitals may be regarded as private businesses
offering only restricted and selective services, without
any intent of all-embrasive public service.)
For some voluntary hospitals the Court's decisions
are a legal relief.
They enable an institution to offer,
without legal consequence, whatever it is philosophically
and medically prepared to do.
However, those voluntary
hospitals whose principles forbid the performance of such
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20
procedures face a dilemma which has yet to be resolved.
There are several issues concerning the legal status
of these institutions and the contravening rights of pa
tients which are being raised and/or tested in the courts.
The details of these challenges follow.
They are often
being settled on a case-by-case basis until a construct of
law, or a further decision by the Supreme Court determines
the conditions and the priorities that govern institutional
exercise of the conscience clause.
5.
Roe vs. Wade, 93 Sup. Ct. 705(1973)
6 . Doe vs. Bolton, 93 Sup. Ct. 739
7-
(1973)
-Cf Quotation, p. 5
8 . Georgia Statute, #26-1202(e)
9- Nyberg vs. City of Virginia, 9^ Sup. Ct. 192 (197^)
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CHAPTER III
The Conscience Clause Issues
There are a half dozen issues which either indivi
dually or in tandem, provide the bases upon which voluntary
hospitals have already been tested or are potentially
vulnerable.
This chapter develops some of the principles
involved in the more controverted areas and presents some
of the significant case law decisions of the past two years
on the subject.
The first section covers the two most
prominent challenges to private hospitals and some rulings
that have been rendered thus far.
The second section pre
sents four additional issues which could be problematic
for voluntary hospitals.
The Principal Source of Challenge
State Action
The "State Action" concept is founded upon the
principle that the receipt of substantial governmental bene
fits (in the form, for example, of grants, loans, payments)
by a private corporation transforms its character into a
quasi-public institution with its consequent obligations to
public service.
Case law has determined, at least on some
constitutional issues'^0 that the significant investment of
public monies in private entities has the effect of making
them instrumentalities of the state, or at least so related
and connected with the state, by reason of receipt of such
21
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22
funds, as to be equivalently involved in state activities.
It is common knowledge that most voluntary hospitals have
been recipients of public funds from Hill-Burton grants,
the floating of tax exempt bonds and/or the acceptance of
public assistance monies in the form of Medicaid or
Medicare payments.
During 197^ there were several challenges to hospi
tals on the basis of this principle, in matters unrelated
to abortion.
A United States District Court ruled that the
receipt of large sums of Medicaid and Medicare monies did
not convert a non-profit, private institution into an entity
subject to governmental action .
^
Similarly, a federal
district court in Oregon denied a State Action argument
against a hospital which had accepted Hill-Burton funds and
had used a state industrial bonding mechanism to issue tax
exempt bonds.
It did so on the basis that this type of
argument could conceivably find some degree of state involve
ment in virtually every major private institution existing
today .
^
In a labor related case, a majority opinion of the
Commonwealth Court of Pennsylvania held that Medicaid and
Medicare payments were made to individual patients and not
to the hospital; consequently, they did not affect or
change the nature of the hospital.
13
J
There were also State Action appeals specifically
on the abortion issue.
The New Jersey Superior Court, in
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23
October 197^, ruled against a joint claim by several preg
nant women who sought to force three private hospitals to
1^
provide abortion facilities on the basis of State Action.
This decision had some interesting elements:
a.
The hospitals in question were nonden ominational .
b.
In the course of rejecting the State
Action arguments, the Superior Court
did agree to review the matter under
a New Jersey State Doctrine of
"charitable trust."
It also found no abuse by the hospitals of this principle.
c.
One of the persuasive considerations
in its ruling favorably for the
hospitals was that there were
alternative sources of abortion care
within relatively short distances.
Subject, of course, to future Supreme Court review,
the State Action aspect of this question appears to be ap
proaching definitive resolution in favor of denominational
hospitals.
The recently enacted federal Health Program
Extension Act1-^ prohibited any court from finding that the
receipt of Hill-Burton, or certain other public funds,
required a hospital to make its facilities available for
abortions.
It is to be noted that the language of this Act
was subsequent to, and cognizant of, the 1973 Court rulings.
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2^
The pertinent section is #*K)l(b):
#K>1(b)
The receipt of any grant, contract, loan,
or loan guarantees under the Public Health
Service Act, the Community Mental Health
Centers Act, or the Developmental Disabi
lities Services and Facilities Construction
Act by any individual or entity does not
authorize any court, or any public official,
or other public authority to require:
(2) such entity to—
(a)
make its facilities available
for the performance of any
sterilization procedure or
abortion if the performance
of such procedure or abortion
in such facilities is prohibited
by the entity on the basis of
religious beliefs or moral con
victions ...
The Act also provides protection for the individual in
section #^01(c):
#Wl(c)
No entity which receives a grant, contract,
loan or guarantee under the Public Health
Service A.ct, the Community Mental Health
Centers Act, or the Developmental Disabi
lities Services and Facilities Construction
Act after the date of enactment of this Act
may— . . .
(2)
discriminate in the extension of staff
or other privileges to any physician
or other health care personnel, because
he performed or assisted in the per
formance of a lawful sterilization
procedure or abortion, because he
refused to perform or assist in the
performance of such procedure or
abortion on the grounds that his
performance or assistance in the
performance of the procedure or
abortion would be contrary to his
religious beliefs or moral convic
tions respecting sterilization
procedures or abortions.
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25
On the basis of this law a federal district court
in Idaho rejected the suit of a physician who had been
denied reappointment to a denominational hospital for
refusing to agree to abide by its non-abortion policies.^
The court made three points s
1.
A voluntary hospital may refuse its
facilities for abortion procedures
on religious grounds without adverse
legal consequence,
2.
A physician's personal belief in
abortion or his performance of that
procedure at another facility may not
influence any consideration of his
right to privileges in an anti-abortion
hospital,
3.
An individual physician who has
religious objections to abortion can
not be penalized for refusing to
participate in such a procedure in a
pro-abortion or public facility.
The materials contained in the exhibit attached to the case
are worthwhile reading.
They are original source distrib
utions by a group which has the expressed objective of
modifying the abortion exemption granted to private hospi
tals.
It will be noted that a principal focus of that
challenge is the State Action doctrine.
It may be that the
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26
distinction between agencies of the state, which are obliged
to offer abortion services, and other institutions which
are so funded (Hill-Burton) and supported (Medicaid,
Medicare) by the state that their action has the color of
state action, is so fine that it will have to be clarified
and delineated by a Supreme Court determination.
Conscience
It was noted in the previous chapter that the
Supreme Court gave its approval to the Georgia statute
which legitimized the right of a hospital or individual to
refuse participation in an abortion on moral or religious
grounds.
None the less, the freedom of conscience prin
ciple, and its relevance to the abortion issue, remains
under test.
A significant case law commentary
on the subject
was rendered by the Seventh Circuit Court of Appeals a few
months after the Supreme Court decisions.
17
'
Ruling that
a private hospital could not be compelled to allow its
facilities to be used for abortion procedures, the Court
analyzed the conscience question from two different per
spectives.
First, it attached a great importance to the fact,
that the Supreme Court had permitted the conscience clause
of the Georgia statute to remain intact, even though it was
directly attacked by one of the amicus briefs in the case.
Second, it ruled that even the absence of a
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27
statutory conscience clause (in a particular state) would
not adversely affect the rights of a private hospital.
On the latter point the Court reasoned that neighter a
neutral state policy (i.e., the absence of a conscience
clause), nor a hospital's acceptance of governmental funds
were sufficiently persuasive to justify the conclusion that
a voluntary hospital had either surrendered its rights as
a private institution, or become obligated to observance
of all mandates affecting public facilities.
In effect,
the Court affirmed that neither state policy (or its absenae), nor governmental assistance when considered alone,
are sufficient to constitute State Action obligations of
the type ruled unconstitutional by the Supreme Court.
In another ruling an Appeals Court refused to
issue an order reversing a decision against a plaintiff
seeking a sterilization procedure in a denominational
•I O
hospital.
It declined to intervene on the basis that its
considerations woul be unconstitutional interference in the
right of the hospital's sponsor to the free exercise of
religion.
Finally, within the last three of 197^ a United
States Court of Appeals twice upheld the right of a deno
minational hospital to refuse the use of its facilities
IQ
for contraceptive sterlilization. ^
In the course of its
opinion the Court specified that abortion procedures were
correspondingly covered by the principles on which its
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opinion was founded.
The Court rejected a State Action
argument; it contended that any regulatory requirements
which forced an objecting religious hospital to allow
sterilization and abortions as a pre-condition for receipt
of federal benefits would violate constitutional protection
of the free exercise of religion.
This decision hasspecial relevance in that the
Court chose to develop the freedom of relj-gion argument as
its basic rationale for ruling in favor of the hospital.
It cited the 1973 federal "conscience amendment", cited
above
on
, as the reason for its lack of power to compel the
disputed sterilization.
The Court interpreted the real
intent of Congress to be, "...to protect the freedom of
religion of those with religious or moral scruples against
sterilizations and abortions."
The freedom of conscience question, despite its
long history, continues to be a controversial one.
For
example, in 197^ the Maryland Court of Appeals, in up
holding a statute on the Sunday closing of retail stores,
ruled that corporations are artificial as opposed to natural
persons, hence they do not have a First Amendment right to
free exercise of religion and must remain neutral on that
21
subject.
While this opinion was not addressed to a non
profit corporation, a religiously-oriented institution, or
the abortion issue, it is evident that an analogy is
capable of being drawn.
It may be anticipated that the
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39
Supreme Court will have to provide its clarifications to
the broad, complex question of the freedom of conscience,
and, specifically, how it affects denominational hospitals
on the abortion issue.
22
Potential Challenges
The Right to Treatment
The constitutional right of a patient to demand
treatment for any medical condition is still evolving in
the judicial forum.
Of late, the provision of Emergency
Room services has been considered presumptive of a hospi
tal's willingness (and thence, responsibility) to offer
its facilities to the public at large, without discrimi
nation.
It remains to be determined whether this implicit
invitation necessarily includes every service and procedure
for which the facility is equipped.
Therefore, it remains
to be definitively established whether a woman who has been
confirmed in her right to an abortion also has an enforce
able right to require an institution, which offers itself
to the public for comprehensive medical care, to render
such service.
The question is posed in terms of the right
to medical care; the solution will be found in the
priorities the law chooses in resolving a clash between
the competing rights of a pregnant woman and those of a
hospital to manage its own affairs.
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The Geographically Isolated Hospital
The right to treatment problem becomes more acute
when it involves a denominational facility that is the ex
clusive provider of medical services to a community.
As
already noted, in the Bolton decision the Justices over
turned the residency requirements of a Georgia abortion
statute and promoted the right of a pregnant woman to an
abortion without geographical restraints.
Subsequently,
a New Jersey Superior Court, in rejecting a State Action
claim against three hospitals, noted that it was influenced
toward its conclusions by the availability of nearby
abortion services (Cf. p. 23, F. 1^).
In this instance,
the greatest distance between the abortion facility and
the defendant hospitals was thirty to thirty five miles.
Extraneous federal regulations are contributing to
a siatuation that will eventually force this issue into the
courts for further definition.
On the one hand, the
Department of Health, Education and Welfare
21
J
has charged
each state's health planning agencies to delimit with in
creasing intensity the number of health facilities and
services in their respective geographical and population
areas.
The stated objective is to eliminate any dupli
cation and to establish high quality, comprehensive and
centralized medical centers.
On the other hand, the l^th
Amendment guarantees to each person equal protection under
the law.
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31
Inevitably, it will have to be determined whether
a private denominational health facility upon which a
specified population must depend for the totality of its
medical services, remain free to be selective in the choice
of those services which it is equipped to supply.
State Law
It has been observed that the Supreme Court did not
mandate abortions.
Neither has it required states to inter
vene by the promotion of such procedures.
However, it did
direct each state to modfy or eliminate those regulations
which are not in compliance with its own determinations.
In this transition some local statutes might well concede to
women an unqualified right to abortion services.
With the Court’s constitutional assurance of the
pregnant woman's right to abortion, it is not inconceivable
that state legislation may seek to guarantee that right by
denying any suitable health facility the prerogative of
refusing such service.
Such a directive could claim
authority in the fact that it goes beyond, but not contrary
to, the 1973 decisions.
Hospital By-Laws
Whether it was a critical matter in the Court's view
or not, one of the conditions of the Georgia conscience
clause to which it gave its approbation was a requirement
that abortion objectors state, in writing, their rejection
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32
of such procedures on moral or religious grounds.
It may
he conjectured whether, in a judicial test, a court would
he willing to acknowledge an institution's claim of privi
lege because of its denominational affiliation, rather than
because of a prior corporate statement of religious objec
tion.
Presumably most facilities having a preference in
this matter have already introduced into their corporate
by-laws language which binds the facility and its personnel
to its specific medico-moral principles.
There appears to be at least some susceptibility to
litigation for those who lack a definitive by-law statement
of religious or moral objection to abortion.
This defect
could prompt judicial skepticism about a particular insti
tution's fundamental commitment to a religious belief in
this matter.
10.
For example, labor law for aiillective bargaining
purposes.
11.
Slavcoff vs. Harrisburg Polyclinic Hospital, 375F
Supp. 999 (U.S. District CtT, Pennsylvania, 3-25-7*0
12.
Staube vs. Larson, 7^-308 (U.S. District Court,
Oregon, 10-7-7*0
Brownsville General Hospital vs. Commonwealth of
Pennsylvania, 32 5A, 2nd 662 (Commonwealth C o u r t o f
Pennsylvania, 197*0
13.
14.
Doe vs. Bridgeton Hospital Association, Docket No.
L- 3I989-72 , Superior Court of New Jersey, Law Division
IO-7-74
15.
Health Programs Extension Act, P.L. 93-45; 42 U.S.C.
#291 et seq.
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33
16.
Watkins vs. Mercy Medical Center, et. al. , 364- F
Supp. 799 (D." Idaho, 1973)
17.
Doe et al. vs. Beilin Memorial Hospital, et al.
No. 73C 230 (7th Cir 1973)
18.
Morin vs. Alexian Brothers Hospital, C-73-0892 (N.D.)
19 .
Chrisman -vs. Sisters of St. Joseph of Peace. 72-3087
(C.A. 9, 11-21-75)
20.
52 U.S.C. #501(b); Cf. p.
21.
Atlantic Department Stores. Inc. vs. State*s Attorney
323A 2nd 617 (Maryland, 8-9 -7^)
22.
The dilemma of a voluntary hospital which is not
denominational hut which may decline to participate
in abortion for religious or other reasons remains
for the most part untested and unresolved.
23 .
The Dept, of Health, Education and Welfare is the
federal agency which is the final source of
authority for all health-related regulations.
2 k
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CHAPTER IV^
Findings and Implications
Attitude Survey Findings
A survey was implemented to help determine the
attitudes of hospitals in the metropolitan area toward
abortion, if they considered abortion procedure a moral
issue.
It was further hoped that compliance with the law
could also be measured.
Of the total questionnaires
mailed, thirty five (30$) were returned within a week from
the date of mailing.
It is believed that 20$ response is
acceptable for such a study.
Perhaps the nature of the
questionnaire was the cause for the great response.
Question (1) of the questionnaire simply dealt with
hospital class.
37$
Not for Profit
^
Not for Profit, Religious
20
57$
3
6$
Proprietary
Questions (2) through(6 ) dealt with hospital
attitudes toward abortion.
Question (2) had a 72$ "Yes" response, indicating
that hospitals believe the decision to perform abortion
should be left to the medical field.
Questions (3) revealed'that 100$ of the hospitals
felt a thorough investigation should precede any per
formance of an abortion.
(This is an indication that
3^
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35
hospitals are not in favor of the quick abortion.)
Question
W
brought to light that 71$ of the
hospitals responding feel society is making abortion . easy
and promoting it.
Question (5) revealed that 86$ of the hospitals
dealt with abortions outside the usual duties of their
hospital.
Question (6) revealed that 75$ of those responding
were against the Supreme Court rulings of 1973*
Questions (7) and (8) were aimed at finding if
hospitals actually performed abortions and, if they did,
under whatgrounds.
Question (7) revealed that 77$ of the hospitals
responding believed they have the right to refuse to per
form abortions if they are not on purely medical grounds.
Question(8) followed question (7) by asserting
that 77$ of them do not perform abortions except for
medical grounds.
Questions (9) and (10) attempt to show whether
hospitals believe abortion procedure is a moral issue
as well as a civil issue, and, in addition, if they do
so believe, would they refuse to perform the abortion on
those grounds.
Question (9) brought 91$ response that abortion
is as much a moral issue as it is a civil issue.
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36
Question (10) however revealed that only 77f o of
the hospitals responding agreed that they would reject
and refuse
to perform an abortion based on moral grounds.
A footnote to
this survey is that hospital class
(not for profit; not for profit, religious; and proprietary)
was not a factor in their answers.
Summation
Whether an individual man regards abortion as a
moral question or a medical problem, the fact remains that
for men in society it
must always be ultimately resolved
as a legal issue. The problem is
a massive one and in
volves many dilemmas whose suggested solutions appear to
be contradictory rather than simply different.
Beyond the concrete elements of any abortion deci
sion there exists a frustratingly large number of less
tangible questions that touch upon the very meaning of man's
existence.
For example, the "abortion question" directly
involves religious questions relating to man's spirit (soul)
and the value of his life, both in itself and in conflict
with others, its solution depends upon conceptual answers
to bio-philosophical questions on just when life really
begins and to medical-moral questions as to what he may or
should do about its beginnings.
While individuals have arrived at answers satis
fying to themselves, men, as in society, have not.
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37
When answers to questions of value become defined, they are
given legal expression in the form of rights.
It is the
task of statutory and case law to ensure those rights when
they are agreed upon by most, and to mediate their exercise
when there is endemic disagreement, or when contrary rights
are in potential conflict and deprivation.
Yesterday the law gave special emphasis to the
rights of the fetus to existence and restricted the rights
of its mother whenever they were in conflict.
Today the courts have ruled that, in effect, the
fetus is without legal rights or recourse, and have enhanced
the rights of a pregnant woman, subject only to limitations
related to her own well-being.
Tomorrow the courts will be called upon to mediate
another dilemma in which rights are in genuine conflict, the
subject matter of this study.
They must choose where to
place the higher value; on the right of a pregnant woman to
have an abortion at the health facility of her choice and/or
convenience, or on the right of a voluntary denominational
hospital to manage its own affairs within the context of
its moral and religious beliefs.
This study has attempted to answer these questions
by learning how hospitals today deal with the issue.
The
only conclusion to be drawn is that most hospitals' atti
tudes are not in favor of the performance of abortion.
It was also learned that the majority do not perform
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38
abortions in their hospitals.
They maintain that, as
previously stated, it is something that must be solved not
only in civil courts, but also on a moral basis.
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39
ATTITUDE SURVEY
In order to present a true direction of the
abortion issue, it was determined that a measure of atti
tudes of how hospitals treat this issue was necessary.
As a result, a survey was implemented.
Method
A ten-question survey questionnaire was prepared
and sent to all hospitals in the metropolitan New York
area.
One hundred fifty copies of the survey were ran
domly mailed to all hospitals in the area.
A return
envelope was enclosed with each questionnaire.
(See Appendix A)
An instruction sheet accompanied the questionnaire.
This sheet described the purpose of the study and instruc
tions for completing the form.
Purpose
There were three purposes to the study.
To deter
mine attitudes toward the performance of abortions.
In
addition, it was aimed at discovering if hospitals in the
area are actually performing abortions, in compliance with
the law.
And, finally, to learn if hospitals felt that
abortions were also a moral issue.
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The instructions for completing the questionnaire
included:
1.
Please answer all questions.
2.
Please respond according to the
attitudes of your hospital.
3.
The respondent was asked to identify
his facility by hospital class.
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APPENDIX A
QUESTIONNAIRE
1.
What type of Hospital is your facility?
Not for Profit___
Not for Profit, Relgious___
Propri etary___
2.
Do you think the hospital should decided upon the
abortion?
3.
Yes
No___
Do you think a careful investigation should precede
the abortion?
Yes
No___
Do you think society makes it easy and also promotes
the use of abortions?
5.
Yes
No___
Does your hospital consider the performance of abortions
in line with the other duties of the hospital?
Yes
6.
Are you in favor of the 1973 Supreme Court Rulings on
abortions?
7.
No___
Yes
No___
Do you think your hospital should have the right to
refuse to deal with abortions, if it is against their
moral beliefs?
Yes
8.
Does your hospital perform abortions, excluding those
for medical reasons?
9.
No___
Yes
No___
Is abortion a moral issue as well as a civil law issue?
Yes
10. Do you consider abortion
purely medical ground?
No___
reputable if it is not on a
Yes
No___
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[...]... concerning the legal status of these institutions and the contravening rights of pa tients which are being raised and/ or tested in the courts The details of these challenges follow They are often being settled on a case-by-case basis until a construct of law, or a further decision by the Supreme Court determines the conditions and the priorities that govern institutional exercise of the conscience clause. .. permission of the copyright owner Further reproduction prohibited without permission 7 The Freedom of Conscience Question The preceding analysis intended to abstract and to contrast the more substantive elements of two abortion positions They are hardly reconcilable, whenever the essentials of one viewpoint are incorporated into law, the civil and conscience rights of proponents of the other are jeopardized... Law theory They involve beliefs about the life of body and soul (the Sanctity of Life) and teachings about killing and selfdefense (the Right to Life) Proponents of the "Sanctity of Life" understand life, that is to say literal human existence, to begin at the actual moment of conception (or, in variations, at a point soon thereafter) They regard the new aygote as Reproduced with permission of the. .. legal one The Modern Viewpoint Some of the elements contributing to the emergence of a contrary view of abortion are developments in the secularization of law, a significantly liberal evolution of theological positions, and a general shift of focus of con cern from the well-being of the fetus to that of the mother Scientific, cultural, psychological and philosophical Reproduced with permission of the copyright... psycholo gical, familial, and the woman's age — relevant to the well-being of the patient All these factors relate to health This allows the attending physician the room he needs to make his best medical judgment Reproduced with permission o f the copyright owner Further reproduction prohibited without permission 6 And it is room that operates for the benefit, not the disadvantage, of the pregnant woman.^... natural law theories For one thing, they would grant priority to the well-being of the existential, the already developed life of the mother, even to the point that it might be deleterious to relatively undeveloped fetal life For another, civil law is less inclined to be seen as the embodiment of society’s ethical values and is viewed more as an effort to maximize individual rights and options The modern... I The Contexts of The Abortion Controversies The Supreme Court decisions of 1973» subject of the next chapter, were a historical and radical liberalization of this country's legal attitude on the abortion issue These rulings gave constitutional protection to the broad (though qualified) right to self-determinatiori that a pregnant woman and her physician might have in this matter At the same time they... in the l^th Amendment The Justices make no special ap peal to the mother's freedom of conscience The Court is thus clearly ruling that the abortion decision, at least in the earlier stages, is not a matter of values in conflict Reproduced with permission of the copyright owner Further reproduction prohibited without permission 16 where one right (or conscience) must he given precedence over another... Further reproduction prohibited without permission 3 genetically complete, a separate entity which from the very beginning neither requires nor receives anything further from its mother other than substenance and protection In contrast with the modern position, humanity is viewed as related to existence, not to viability There fore the rights and protections of life are assigned to the fetus at the. .. of the copyright owner Further reproduction prohibited without permission CHAPTER III The Conscience Clause Issues There are a half dozen issues which either indivi dually or in tandem, provide the bases upon which voluntary hospitals have already been tested or are potentially vulnerable This chapter develops some of the principles involved in the more controverted areas and presents some of the ... Conflicting Theological and Legal II Positions The Traditional Position The Modern Viewpoint ^ The Freedom of Conscience Question The Special Status of Abortion The Question of Cooperation The. .. 1977 Reproduced with permission of the copyright owner Further reproduction prohibited without permission Abstract of the Thesis ABORTION AND THE CONSCIENCE CLAUSE ■by Richard John Sinni Master... measure the attitudes of hospitals toward the performance of abortions The findings reflecting, in no small measure, the legal vs the ethical dilemma The right of the hospitals to manage their