Introduction to Algorithms Second Edition Instructor’s Manual 2nd phần 1 pptx

Instructor’s Manual by Thomas H Cormen Clara Lee Erica Lin to Accompany Introduction to Algorithms Second Edition by Thomas H Cormen Charles E Leiserson Ronald L Rivest Clifford Stein The MIT Press Cambridge, Massachusetts London, England McGraw-Hill Book Company Boston Burr Ridge, IL New York San Francisco Dubuque, IA St Louis Montr´ al e Madison, WI Toronto Instructor’s Manual by Thomas H Cormen, Clara Lee, and Erica Lin to Accompany Introduction to Algorithms, Second Edition by Thomas H Cormen, Charles E Leiserson, Ronald L Rivest, and Clifford Stein Published by The MIT Press and McGraw-Hill Higher Education, an imprint of The McGraw-Hill Companies, Inc., 1221 Avenue of the Americas, New York, NY 10020 Copyright c 2002 by The Massachusetts Institute of Technology and The McGraw-Hill Companies, Inc All rights reserved No part of this publication may be reproduced or distributed in any form or by any means, or stored in a database or retrieval system, without the prior written consent of The MIT Press or The McGraw-Hill Companies, Inc., including, but not limited to, network or other electronic storage or transmission, or broadcast for distance learning Contents Revision History Preface R-1 P-1 Chapter 2: Getting Started Lecture Notes 2-1 Solutions 2-16 Chapter 3: Growth of Functions Lecture Notes 3-1 Solutions 3-7 Chapter 4: Recurrences Lecture Notes 4-1 Solutions 4-8 Chapter 5: Probabilistic Analysis and Randomized Algorithms Lecture Notes 5-1 Solutions 5-8 Chapter 6: Heapsort Lecture Notes 6-1 Solutions 6-10 Chapter 7: Quicksort Lecture Notes 7-1 Solutions 7-9 Chapter 8: Sorting in Linear Time Lecture Notes 8-1 Solutions 8-9 Chapter 9: Medians and Order Statistics Lecture Notes 9-1 Solutions 9-9 Chapter 11: Hash Tables Lecture Notes 11-1 Solutions 11-16 Chapter 12: Binary Search Trees Lecture Notes 12-1 Solutions 12-12 Chapter 13: Red-Black Trees Lecture Notes 13-1 Solutions 13-13 Chapter 14: Augmenting Data Structures Lecture Notes 14-1 Solutions 14-9 iv Contents Chapter 15: Dynamic Programming Lecture Notes 15-1 Solutions 15-19 Chapter 16: Greedy Algorithms Lecture Notes 16-1 Solutions 16-9 Chapter 17: Amortized Analysis Lecture Notes 17-1 Solutions 17-14 Chapter 21: Data Structures for Disjoint Sets Lecture Notes 21-1 Solutions 21-6 Chapter 22: Elementary Graph Algorithms Lecture Notes 22-1 Solutions 22-12 Chapter 23: Minimum Spanning Trees Lecture Notes 23-1 Solutions 23-8 Chapter 24: Single-Source Shortest Paths Lecture Notes 24-1 Solutions 24-13 Chapter 25: All-Pairs Shortest Paths Lecture Notes 25-1 Solutions 25-8 Chapter 26: Maximum Flow Lecture Notes 26-1 Solutions 26-15 Chapter 27: Sorting Networks Lecture Notes 27-1 Solutions 27-8 Index I-1 Revision History Revisions are listed by date rather than being numbered Because this revision history is part of each revision, the affected chapters always include the front matter in addition to those listed below • • • • • • • • • • • • 18 January 2005 Corrected an error in the transpose-symmetry properties Affected chapters: Chapter April 2004 Added solutions to Exercises 5.4-6, 11.3-5, 12.4-1, 16.4-2, 16.4-3, 21.3-4, 26.4-2, 26.4-3, and 26.4-6 and to Problems 12-3 and 17-4 Made minor changes in the solutions to Problems 11-2 and 17-2 Affected chapters: Chapters 5, 11, 12, 16, 17, 21, and 26; index January 2004 Corrected two minor typographical errors in the lecture notes for the expected height of a randomly built binary search tree Affected chapters: Chapter 12 23 July 2003 Updated the solution to Exercise 22.3-4(b) to adjust for a correction in the text Affected chapters: Chapter 22; index 23 June 2003 Added the link to the website for the clrscode package to the preface June 2003 Added the solution to Problem 24-6 Corrected solutions to Exercise 23.2-7 and Problem 26-4 Affected chapters: Chapters 23, 24, and 26; index 20 May 2003 Added solutions to Exercises 24.4-10 and 26.1-7 Affected chapters: Chapters 24 and 26; index May 2003 Added solutions to Exercises 21.4-4, 21.4-5, 21.4-6, 22.1-6, and 22.3-4 Corrected a minor typographical error in the Chapter 22 notes on page 22-6 Affected chapters: Chapters 21 and 22; index 28 April 2003 Added the solution to Exercise 16.1-2, corrected an error in the Þrst adjacency matrix example in the Chapter 22 notes, and made a minor change to the accounting method analysis for dynamic tables in the Chapter 17 notes Affected chapters: Chapters 16, 17, and 22; index 10 April 2003 Corrected an error in the solution to Exercise 11.3-3 Affected chapters: Chapter 11 April 2003 Reversed the order of Exercises 14.2-3 and 14.3-3 Affected chapters: Chapter 13, index April 2003 Corrected an error in the substitution method for recurrences on page 4-4 Affected chapters: Chapter R-2 Revision History • • • • • 31 March 2003 Corrected a minor typographical error in the Chapter notes on page 8-3 Affected chapters: Chapter 14 January 2003 Changed the exposition of indicator random variables in the Chapter notes to correct for an error in the text Affected pages: 5-4 through 5-6 (The only content changes are on page 5-4; in pages 5-5 and 5-6 only pagination changes.) Affected chapters: Chapter 14 January 2003 Corrected an error in the pseudocode for the solution to Exercise 2.2-2 on page 2-16 Affected chapters: Chapter October 2002 Corrected a typographical error in E UCLIDEAN -TSP on page 15-23 Affected chapters: Chapter 15 August 2002 Initial release Preface This document is an instructor’s manual to accompany Introduction to Algorithms, Second Edition, by Thomas H Cormen, Charles E Leiserson, Ronald L Rivest, and Clifford Stein It is intended for use in a course on algorithms You might also Þnd some of the material herein to be useful for a CS 2-style course in data structures Unlike the instructor’s manual for the Þrst edition of the text—which was organized around the undergraduate algorithms course taught by Charles Leiserson at MIT in Spring 1991—we have chosen to organize the manual for the second edition according to chapters of the text That is, for most chapters we have provided a set of lecture notes and a set of exercise and problem solutions pertaining to the chapter This organization allows you to decide how to best use the material in the manual in your own course We have not included lecture notes and solutions for every chapter, nor have we included solutions for every exercise and problem within the chapters that we have selected We felt that Chapter is too nontechnical to include here, and Chapter 10 consists of background material that often falls outside algorithms and datastructures courses We have also omitted the chapters that are not covered in the courses that we teach: Chapters 18–20 and 28–35, as well as Appendices A–C; future editions of this manual may include some of these chapters There are two reasons that we have not included solutions to all exercises and problems in the selected chapters First, writing up all these solutions would take a long time, and we felt it more important to release this manual in as timely a fashion as possible Second, if we were to include all solutions, this manual would be longer than the text itself! We have numbered the pages in this manual using the format CC-PP, where CC is a chapter number of the text and PP is the page number within that chapter’s lecture notes and solutions The PP numbers restart from at the beginning of each chapter’s lecture notes We chose this form of page numbering so that if we add or change solutions to exercises and problems, the only pages whose numbering is affected are those for the solutions for that chapter Moreover, if we add material for currently uncovered chapters, the numbers of the existing pages will remain unchanged The lecture notes The lecture notes are based on three sources: P-2 Preface • • • Some are from the Þrst-edition manual, and so they correspond to Charles Leiserson’s lectures in MIT’s undergraduate algorithms course, 6.046 Some are from Tom Cormen’s lectures in Dartmouth College’s undergraduate algorithms course, CS 25 Some are written just for this manual You will Þnd that the lecture notes are more informal than the text, as is appropriate for a lecture situation In some places, we have simpliÞed the material for lecture presentation or even omitted certain considerations Some sections of the text—usually starred—are omitted from the lecture notes (We have included lecture notes for one starred section: 12.4, on randomly built binary search trees, which we cover in an optional CS 25 lecture.) In several places in the lecture notes, we have included “asides” to the instructor The asides are typeset in a slanted font and are enclosed in square brackets [Here is an aside.] Some of the asides suggest leaving certain material on the board, since you will be coming back to it later If you are projecting a presentation rather than writing on a blackboard or whiteboard, you might want to mark slides containing this material so that you can easily come back to them later in the lecture We have chosen not to indicate how long it takes to cover material, as the time necessary to cover a topic depends on the instructor, the students, the class schedule, and other variables There are two differences in how we write pseudocode in the lecture notes and the text: • • Lines are not numbered in the lecture notes We Þnd them inconvenient to number when writing pseudocode on the board We avoid using the length attribute of an array Instead, we pass the array length as a parameter to the procedure This change makes the pseudocode more concise, as well as matching better with the description of what it does We have also minimized the use of shading in Þgures within lecture notes, since drawing a Þgure with shading on a blackboard or whiteboard is difÞcult The solutions The solutions are based on the same sources as the lecture notes They are written a bit more formally than the lecture notes, though a bit less formally than the text We not number lines of pseudocode, but we use the length attribute (on the assumption that you will want your students to write pseudocode as it appears in the text) The index lists all the exercises and problems for which this manual provides solutions, along with the number of the page on which each solution starts Asides appear in a handful of places throughout the solutions Also, we are less reluctant to use shading in Þgures within solutions, since these Þgures are more likely to be reproduced than to be drawn on a board Preface P-3 Source Þles For several reasons, we are unable to publish or transmit source Þles for this manual We apologize for this inconvenience A In June 2003, we made available a clrscode package for LTEX 2ε It enables you to typeset pseudocode in the same way that we You can Þnd this package at http://www.cs.dartmouth.edu/˜thc/clrscode/ That site also includes documentation Reporting errors and suggestions Undoubtedly, instructors will Þnd errors in this manual Please report errors by sending email to clrs-manual-bugs@mhhe.com If you have a suggestion for an improvement to this manual, please feel free to submit it via email to clrs-manual-suggestions@mhhe.com As usual, if you Þnd an error in the text itself, please verify that it has not already been posted on the errata web page before you submit it You can use the MIT Press web site for the text, http://mitpress.mit.edu/algorithms/, to locate the errata web page and to submit an error report We thank you in advance for your assistance in correcting errors in both this manual and the text Acknowledgments This manual borrows heavily from the Þrst-edition manual, which was written by Julie Sussman, P.P.A Julie did such a superb job on the Þrst-edition manual, Þnding numerous errors in the Þrst-edition text in the process, that we were thrilled to have her serve as technical copyeditor for the second-edition text Charles Leiserson also put in large amounts of time working with Julie on the Þrst-edition manual The other three Introduction to Algorithms authors—Charles Leiserson, Ron Rivest, and Cliff Stein—provided helpful comments and suggestions for solutions to exercises and problems Some of the solutions are modiÞcations of those written over the years by teaching assistants for algorithms courses at MIT and Dartmouth At this point, we not know which TAs wrote which solutions, and so we simply thank them collectively We also thank McGraw-Hill and our editors, Betsy Jones and Melinda Dougharty, for moral and Þnancial support Thanks also to our MIT Press editor, Bob Prior, and to David Jones of The MIT Press for help with T X macros Wayne Cripps, E John Konkle, and Tim Tregubov provided computer support at Dartmouth, and the MIT sysadmins were Greg Shomo and Matt McKinnon Phillip Meek of McGrawHill helped us hook this manual into their web site T HOMAS H C ORMEN C LARA L EE E RICA L IN Hanover, New Hampshire July 2002 Solutions for Chapter 2: Getting Started 2-19 Suppose that some value w appears twice Then w appeared once in S and once in S Because w appeared in S , there exists some y ∈ S such that w = x − y, or x = w + y Since w ∈ S, the elements w and y are in S and sum to x Conversely, suppose that there are values w, y ∈ S such that w + y = x Then, since x − y = w, the value w appears in S Thus, w is in both S and S , and so it will appear twice in the merged output Steps and require O(n lg n) steps Steps 2, 4, 5, and require O(n) steps Thus the overall running time is O(n lg n) Solution to Problem 2-1 [It may be better to assign this problem after covering asymptotic notation in Section 3.1; otherwise part (c) may be too difÞcult.] a Insertion sort takes (k2 ) time per k-element list in the worst case Therefore, sorting n/k lists of k elements each takes (k2n/k) = (nk) worst-case time b Just extending the 2-list merge to merge all the lists at once would take (n · (n/k)) = (n /k) time (n from copying each element once into the result list, n/k from examining n/k lists at each step to select next item for result list) To achieve (n lg(n/k))-time merging, we merge the lists pairwise, then merge the resulting lists pairwise, and so on, until there’s just one list The pairwise merging requires (n) work at each level, since we are still working on n elements, even if they are partitioned among sublists The number of levels, starting with n/k lists (with k elements each) and Þnishing with list (with n elements), is lg(n/k) Therefore, the total running time for the merging is (n lg(n/k)) c The modiÞed algorithm has the same asymptotic running time as standard merge sort when (nk + n lg(n/k)) = (n lg n) The largest asymptotic value of k as a function of n that satisÞes this condition is k = (lg n) To see why, Þrst observe that k cannot be more than (lg n) (i.e., it can’t have a higher-order term than lg n), for otherwise the left-hand expression wouldn’t be (n lg n) (because it would have a higher-order term than n lg n) So all we need to is verify that k = (lg n) works, which we can by plugging k = lg n into (nk + n lg(n/k)) = (nk + n lg n − n lg k) to get (n lg n + n lg n − n lg lg n) = (2n lg n − n lg lg n) , which, by taking just the high-order term and ignoring the constant coefÞcient, equals (n lg n) d In practice, k should be the largest list length on which insertion sort is faster than merge sort 2-20 Solutions for Chapter 2: Getting Started Solution to Problem 2-2 a We need to show that the elements of A form a permutation of the elements of A b Loop invariant: At the start of each iteration of the for loop of lines 2–4, A[ j ] = { A[k] : j ≤ k ≤ n} and the subarray A[ j n] is a permutation of the values that were in A[ j n] at the time that the loop started Initialization: Initially, j = n, and the subarray A[ j n] consists of single element A[n] The loop invariant trivially holds Maintenance: Consider an iteration for a given value of j By the loop invariant, A[ j ] is the smallest value in A[ j n] Lines 3–4 exchange A[ j ] and A[ j − 1] if A[ j ] is less than A[ j − 1], and so A[ j − 1] will be the smallest value in A[ j − n] afterward Since the only change to the subarray A[ j − n] is this possible exchange, and the subarray A[ j n] is a permutation of the values that were in A[ j n] at the time that the loop started, we see that A[ j − n] is a permutation of the values that were in A[ j − n] at the time that the loop started Decrementing j for the next iteration maintains the invariant Termination: The loop terminates when j reaches i By the statement of the loop invariant, A[i] = { A[k] : i ≤ k ≤ n} and A[i n] is a permutation of the values that were in A[i n] at the time that the loop started c Loop invariant: At the start of each iteration of the for loop of lines 1–4, the subarray A[1 i − 1] consists of the i − smallest values originally in A[1 n], in sorted order, and A[i n] consists of the n − i + remaining values originally in A[1 n] Initialization: Before the Þrst iteration of the loop, i = The subarray A[1 i − 1] is empty, and so the loop invariant vacuously holds Maintenance: Consider an iteration for a given value of i By the loop invariant, A[1 i − 1] consists of the i smallest values in A[1 n], in sorted order Part (b) showed that after executing the for loop of lines 2–4, A[i] is the smallest value in A[i n], and so A[1 i] is now the i smallest values originally in A[1 n], in sorted order Moreover, since the for loop of lines 2–4 permutes A[i n], the subarray A[i + n] consists of the n − i remaining values originally in A[1 n] Termination: The for loop of lines 1–4 terminates when i = n + 1, so that i − = n By the statement of the loop invariant, A[1 i − 1] is the entire array A[1 n], and it consists of the original array A[1 n], in sorted order Note: We have received requests to change the upper bound of the outer for loop of lines 1–4 to length[A] − That change would also result in a correct algorithm The loop would terminate when i = n, so that according to the loop invariant, A[1 n − 1] would consist of the n − smallest values originally in A[1 n], in sorted order, and A[n] would contain the remaining element, which must be the largest in A[1 n] Therefore, A[1 n] would be sorted Solutions for Chapter 2: Getting Started 2-21 In the original pseudocode, the last iteration of the outer for loop results in no iterations of the inner for loop of lines 1–4 With the upper bound for i set to length[A] − 1, the last iteration of outer loop would result in one iteration of the inner loop Either bound, length[A] or length[A]−1, yields a correct algorithm d The running time depends on the number of iterations of the for loop of lines 2–4 For a given value of i, this loop makes n − i iterations, and i takes on the values 1, 2, , n The total number of iterations, therefore, is n n (n − i) = i=1 n n− i=1 i i=1 n(n + 1) n2 n − = n2 − 2 n2 n − = 2 Thus, the running time of bubblesort is (n2 ) in all cases The worst-case running time is the same as that of insertion sort = n2 − Solution to Problem 2-4 a The inversions are (1, 5), (2, 5), (3, 4), (3, 5), (4, 5) (Remember that inversions are speciÞed by indices rather than by the values in the array.) b The array with elements from {1, 2, , n} with the most inversions is n, n − 1, n − 2, , 2, For all ≤ i < j ≤ n, there is an inversion (i, j ) The number of such inversions is n = n(n − 1)/2 c Suppose that the array A starts out with an inversion (k, j ) Then k < j and A[k] > A[ j ] At the time that the outer for loop of lines 1–8 sets key ← A[ j ], the value that started in A[k] is still somewhere to the left of A[ j ] That is, it’s in A[i], where ≤ i < j , and so the inversion has become (i, j ) Some iteration of the while loop of lines 5–7 moves A[i] one position to the right Line will eventually drop key to the left of this element, thus eliminating the inversion Because line moves only elements that are less than key, it moves only elements that correspond to inversions In other words, each iteration of the while loop of lines 5–7 corresponds to the elimination of one inversion d We follow the hint and modify merge sort to count the number of inversions in (n lg n) time To start, let us deÞne a merge-inversion as a situation within the execution of merge sort in which the M ERGE procedure, after copying A[ p q] to L and A[q + r] to R, has values x in L and y in R such that x > y Consider an inversion (i, j ), and let x = A[i] and y = A[ j ], so that i < j and x > y We claim that if we were to run merge sort, there would be exactly one mergeinversion involving x and y To see why, observe that the only way in which array elements change their positions is within the M ERGE procedure Moreover, 2-22 Solutions for Chapter 2: Getting Started since M ERGE keeps elements within L in the same relative order to each other, and correspondingly for R, the only way in which two elements can change their ordering relative to each other is for the greater one to appear in L and the lesser one to appear in R Thus, there is at least one merge-inversion involving x and y To see that there is exactly one such merge-inversion, observe that after any call of M ERGE that involves both x and y, they are in the same sorted subarray and will therefore both appear in L or both appear in R in any given call thereafter Thus, we have proven the claim We have shown that every inversion implies one merge-inversion In fact, the correspondence between inversions and merge-inversions is one-to-one Suppose we have a merge-inversion involving values x and y, where x originally was A[i] and y was originally A[ j ] Since we have a merge-inversion, x > y And since x is in L and y is in R, x must be within a subarray preceding the subarray containing y Therefore x started out in a position i preceding y’s original position j , and so (i, j ) is an inversion Having shown a one-to-one correspondence between inversions and mergeinversions, it sufÞces for us to count merge-inversions Consider a merge-inversion involving y in R Let z be the smallest value in L that is greater than y At some point during the merging process, z and y will be the “exposed” values in L and R, i.e., we will have z = L[i] and y = R[ j ] in line 13 of M ERGE At that time, there will be merge-inversions involving y and L[i], L[i + 1], L[i + 2], , L[n1 ], and these n1 − i + merge-inversions will be the only ones involving y Therefore, we need to detect the Þrst time that z and y become exposed during the M ERGE procedure and add the value of n − i + at that time to our total count of merge-inversions The following pseudocode, modeled on merge sort, works as we have just described It also sorts the array A C OUNT-I NVERSIONS ( A, p, r) inversions ← if p < r then q ← ( p + r)/2 inversions ← inversions +C OUNT-I NVERSIONS ( A, p, q) inversions ← inversions +C OUNT-I NVERSIONS ( A, q + 1, r) inversions ← inversions +M ERGE -I NVERSIONS ( A, p, q, r) return inversions Solutions for Chapter 2: Getting Started 2-23 M ERGE -I NVERSIONS ( A, p, q, r) n1 ← q − p + n2 ← r − q create arrays L[1 n1 + 1] and R[1 n2 + 1] for i ← to n1 L[i] ← A[ p + i − 1] for j ← to n2 R[ j ] ← A[q + j ] L[n + 1] ← ∞ R[n + 1] ← ∞ i ←1 j ←1 inversions ← counted ← FALSE for k ← p to r if counted = FALSE and R[ j ] < L[i] then inversions ← inversions +n1 − i + counted ← TRUE if L[i] ≤ R[ j ] then A[k] ← L[i] i ←i +1 else A[k] ← R[ j ] j ← j +1 counted ← FALSE return inversions The initial call is C OUNT-I NVERSIONS ( A, 1, n) In M ERGE -I NVERSIONS , the boolean variable counted indicates whether we have counted the merge-inversions involving R[ j ] We count them the Þrst time that both R[ j ] is exposed and a value greater than R[ j ] becomes exposed in the L array We set counted to FALSE upon each time that a new value becomes exposed in R We don’t have to worry about merge-inversions involving the sentinel ∞ in R, since no value in L will be greater than ∞ Since we have added only a constant amount of additional work to each procedure call and to each iteration of the last for loop of the merging procedure, the total running time of the above pseudocode is the same as for merge sort: (n lg n) Lecture Notes for Chapter 3: Growth of Functions Chapter overview • • • • • A way to describe behavior of functions in the limit We’re studying asymptotic efÞciency Describe growth of functions Focus on what’s important by abstracting away low-order terms and constant factors How we indicate running times of algorithms A way to compare “sizes” of functions: O ≈ ≈ ≈ o ≈ ω ≈ ≤ ≥ = < > Asymptotic notation O-notation O(g(n)) = { f (n) : there exist positive constants c and n0 such that ≤ f (n) ≤ cg(n) for all n ≥ n0 } cg(n) f(n) n0 n g(n) is an asymptotic upper bound for f (n) If f (n) ∈ O(g(n)), we write f (n) = O(g(n)) (will precisely explain this soon) 3-2 Lecture Notes for Chapter 3: Growth of Functions Example: 2n2 = O(n ), with c = and n0 = Examples of functions in O(n2 ): n2 n2 + n n + 1000n 1000n2 + 1000n Also, n n/1000 n 1.99999 n / lg lg lg n -notation (g(n)) = { f (n) : there exist positive constants c and n0 such that ≤ cg(n) ≤ f (n) for all n ≥ n0 } f(n) cg(n) n n0 g(n) is an asymptotic lower bound for f (n) Example: √ n= (lg n), with c = and n0 = 16 Examples of functions in (n2 ): n2 n2 + n n2 − n 1000n2 + 1000n 1000n − 1000n Also, n3 n 2.00001 n lg lg lg n n 22 -notation (g(n)) = { f (n) : there exist positive constants c1 , c2 , and n such that ≤ c1 g(n) ≤ f (n) ≤ c2 g(n) for all n ≥ n0 } Lecture Notes for Chapter 3: Growth of Functions 3-3 c2g(n) f(n) c1g(n) n0 n g(n) is an asymptotically tight bound for f (n) Example: n /2 − 2n = (n ), with c1 = 1/4, c2 = 1/2, and n0 = Theorem f (n) = (g(n)) if and only if f = O(g(n)) and f = (g(n)) Leading constants and low-order terms don’t matter Asymptotic notation in equations When on right-hand side: O(n2 ) stands for some anonymous function in the set O(n ) 2n +3n+1 = 2n2 + (n) means 2n2 +3n+1 = 2n2 + f (n) for some f (n) ∈ (n) In particular, f (n) = 3n + By the way, we interpret # of anonymous functions as = # of times the asymptotic notation appears: n O(i) OK: anonymous function i=1 O(1) + O(2) + · · · + O(n) not OK: n hidden constants ⇒ no clean interpretation When on left-hand side: No matter how the anonymous functions are chosen on the left-hand side, there is a way to choose the anonymous functions on the righthand side to make the equation valid Interpret 2n2 + (n) = (n ) as meaning for all functions f (n) ∈ (n), there exists a function g(n) ∈ (n2 ) such that 2n2 + f (n) = g(n) Can chain together: 2n + 3n + = 2n2 + (n) = (n ) Interpretation: • • First equation: There exists f (n) ∈ (n) such that 2n2 + 3n + = 2n2 + f (n) Second equation: For all g(n) ∈ (n) (such as the f (n) used to make the Þrst equation hold), there exists h(n) ∈ (n2 ) such that 2n2 + g(n) = h(n) 3-4 Lecture Notes for Chapter 3: Growth of Functions o-notation o(g(n)) = { f (n) : for all constants c > 0, there exists a constant n > such that ≤ f (n) < cg(n) for all n ≥ n0 } Another view, probably easier to use: lim n→∞ f (n) = g(n) = o(n ) n n / lg n = o(n ) n = o(n ) (just like < 2) n /1000 = o(n2 ) 1.9999 ω-notation ω(g(n)) = { f (n) : for all constants c > 0, there exists a constant n > such that ≤ cg(n) < f (n) for all n ≥ n0 } Another view, again, probably easier to use: lim n→∞ f (n) = ∞ g(n) = ω(n ) n n lg n = ω(n 2) n = ω(n 2) 2.0001 Comparisons of functions Relational properties: Transitivity: f (n) = (g(n)) and g(n) = (h(n)) ⇒ f (n) = Same for O, , o, and ω Reßexivity: f (n) = ( f (n)) Same for O and Symmetry: f (n) = (g(n)) if and only if g(n) = ( f (n)) Transpose symmetry: f (n) = O(g(n)) if and only if g(n) = ( f (n)) f (n) = o(g(n)) if and only if g(n) = ω( f (n)) (h(n)) Comparisons: • • f (n) is asymptotically smaller than g(n) if f (n) = o(g(n)) f (n) is asymptotically larger than g(n) if f (n) = ω(g(n)) No trichotomy Although intuitively, we can liken O to ≤, to ≥, etc., unlike real numbers, where a < b, a = b, or a > b, we might not be able to compare functions Example: n 1+sin n and n, since + sin n oscillates between and Lecture Notes for Chapter 3: Growth of Functions 3-5 Standard notations and common functions [You probably not want to use lecture time going over all the deÞnitions and properties given in Section 3.2, but it might be worth spending a few minutes of lecture time on some of the following.] Monotonicity • • • • f (n) is monotonically increasing if m ≤ n ⇒ f (m) ≤ f (n) f (n) is monotonically decreasing if m ≥ n ⇒ f (m) ≥ f (n) f (n) is strictly increasing if m < n ⇒ f (m) < f (n) f (n) is strictly decreasing if m > n ⇒ f (m) > f (n) Exponentials Useful identities: a −1 = 1/a , (a m )n = a mn , a m a n = a m+n Can relate rates of growth of polynomials and exponentials: for all real constants a and b such that a > 1, nb =0, n→∞ a n lim which implies that nb = o(a n ) A suprisingly useful inequality: for all real x, ex ≥ + x As x gets closer to 0, ex gets closer to + x Logarithms Notations: lg n = ln n = lgk n = lg lg n = log2 n loge n (lg n)k lg(lg n) (binary logarithm) , (natural logarithm) , (exponentiation) , (composition) Logarithm functions apply only to the next term in the formula, so that lg n + k means (lg n) + k, and not lg(n + k) In the expression logb a: • If we hold b constant, then the expression is strictly increasing as a increases 3-6 Lecture Notes for Chapter 3: Growth of Functions • If we hold a constant, then the expression is strictly decreasing as b increases Useful identities for all real a > 0, b > 0, c > 0, and n, and where logarithm bases are not 1: a = blogb a , logc (ab) = logc a + logc b , logb a n = n logb a , logc a , logb a = logc b logb (1/a) = − logb a , , logb a = loga b a logb c = clogb a Changing the base of a logarithm from one constant to another only changes the value by a constant factor, so we usually don’t worry about logarithm bases in asymptotic notation Convention is to use lg within asymptotic notation, unless the base actually matters Just as polynomials grow more slowly than exponentials, logarithms grow more nb slowly than polynomials In lim n = 0, substitute lg n for n and 2a for a: n→∞ a lgb n lgb n = lim =0, n→∞ (2a )lg n n→∞ n a lim implying that lgb n = o(n a ) Factorials n! = · · · n Special case: 0! = Can use Stirling’s approximation, √ n n , 1+ n! = 2π n e n to derive that lg(n!) = (n lg n) Solutions for Chapter 3: Growth of Functions Solution to Exercise 3.1-1 First, let’s clarify what the function max( f (n), g(n)) is Let’s deÞne the function h(n) = max( f (n), g(n)) Then h(n) = f (n) if f (n) ≥ g(n) , g(n) if f (n) < g(n) Since f (n) and g(n) are asymptotically nonnegative, there exists n0 such that f (n) ≥ and g(n) ≥ for all n ≥ n0 Thus for n ≥ n0 , f (n) + g(n) ≥ f (n) ≥ and f (n)+g(n) ≥ g(n) ≥ Since for any particular n, h(n) is either f (n) or g(n), we have f (n) + g(n) ≥ h(n) ≥ 0, which shows that h(n) = max( f (n), g(n)) ≤ c2 ( f (n) + g(n)) for all n ≥ n0 (with c2 = in the deÞnition of ) Similarly, since for any particular n, h(n) is the larger of f (n) and g(n), we have for all n ≥ n , ≤ f (n) ≤ h(n) and ≤ g(n) ≤ h(n) Adding these two inequalities yields ≤ f (n) + g(n) ≤ 2h(n), or equivalently ≤ ( f (n) + g(n))/2 ≤ h(n), which shows that h(n) = max( f (n), g(n)) ≥ c1 ( f (n) + g(n)) for all n ≥ n0 (with c1 = 1/2 in the deÞnition of ) Solution to Exercise 3.1-2 To show that (n + a)b = (n b ), we want to Þnd constants c1 , c2 , n > such that ≤ c1 n b ≤ (n + a)b ≤ c2 n b for all n ≥ n0 Note that n + a ≤ n + |a| ≤ 2n when |a| ≤ n , and n + a ≥ n − |a| n when |a| ≤ n ≥ 2 Thus, when n ≥ |a|, ≤ n ≤ n + a ≤ 2n 3-8 Solutions for Chapter 3: Growth of Functions Since b > 0, the inequality still holds when all parts are raised to the power b: 0≤ 0≤ b n ≤ (n + a)b ≤ (2n)b , b n b ≤ (n + a)b ≤ 2b n b Thus, c1 = (1/2)b , c2 = 2b , and n = |a| satisfy the deÞnition Solution to Exercise 3.1-3 Let the running time be T (n) T (n) ≥ O(n2 ) means that T (n) ≥ f (n) for some function f (n) in the set O(n2 ) This statement holds for any running time T (n), since the function g(n) = for all n is in O(n2 ), and running times are always nonnegative Thus, the statement tells us nothing about the running time Solution to Exercise 3.1-4 2n+1 = O(2n ), but 22n = O(2n ) To show that 2n+1 = O(2n ), we must Þnd constants c, n0 > such that ≤ 2n+1 ≤ c · 2n for all n ≥ n0 Since 2n+1 = · 2n for all n, we can satisfy the deÞnition with c = and n0 = To show that 22n = O(2n ), assume there exist constants c, n0 > such that ≤ 22n ≤ c · 2n for all n ≥ n0 Then 22n = 2n · 2n ≤ c · 2n ⇒ 2n ≤ c But no constant is greater than all 2n , and so the assumption leads to a contradiction Solution to Exercise 3.1-8 (g(n, m)) = { f (n, m) : there exist positive constants c, n0 , and m such that ≤ cg(n, m) ≤ f (n, m) for all n ≥ n0 and m ≥ m } (g(n, m)) = { f (n, m) : there exist positive constants c1 , c2 , n , and m such that ≤ c1 g(n, m) ≤ f (n, m) ≤ c2 g(n, m) for all n ≥ n0 and m ≥ m } Solutions for Chapter 3: Growth of Functions 3-9 Solution to Exercise 3.2-4 lg n ! is not polynomially bounded, but lg lg n ! is Proving that a function f (n) is polynomially bounded is equivalent to proving that lg( f (n)) = O(lg n) for the following reasons • • If f is polynomially bounded, then there exist constants c, k, n0 such that for all n ≥ n , f (n) ≤ cn k Hence, lg( f (n)) ≤ kc lg n, which, since c and k are constants, means that lg( f (n)) = O(lg n) Similarly, if lg( f (n)) = O(lg n), then f is polynomially bounded In the following proofs, we will make use of the following two facts: lg(n!) = lg n = • • (n lg n) (by equation (3.18)) (lg n), because lg n ≥ lg n lg n < lg n + ≤ lg n for all n ≥ lg( lg n !) = ( lg n lg lg n ) = (lg n lg lg n) = ω(lg n) Therefore, lg( lg n !) = O(lg n), and so lg n ! is not polynomially bounded lg( lg lg n !) = ( lg lg n lg lg lg n ) = (lg lg n lg lg lg n) = o((lg lg n)2 ) = o(lg2 (lg n)) = o(lg n) The last step above follows from the property that any polylogarithmic function grows more slowly than any positive polynomial function, i.e., that for constants a, b > 0, we have lgb n = o(n a ) Substitute lg n for n, for b, and for a, giving lg2 (lg n) = o(lg n) Therefore, lg( lg lg n !) = O(lg n), and so lg lg n ! is polynomially bounded Solution to Problem 3-3 a Here is the ordering, where functions on the same line are in the same equivalence class, and those higher on the page are of those below them: ... j k 5 ∞ R j ∞ 10 11 12 13 14 15 16 17 2 k … 4 i ∞ R j ∞ 10 11 12 13 14 15 16 17 2 k … 4 i ∞ R ∞ j 10 11 12 13 14 15 16 17 A … 4 ∞ i R ∞ j 2 2 6 … k 10 11 12 13 14 15 16 17 A … 1 L 4 ∞ i R ∞ j... 14 15 16 17 A … 1 L 4 ∞ i R ∞ j … k L L … L … 10 11 12 13 14 15 16 17 i 2 A … A … 1 L … L 10 11 12 13 14 15 16 17 i k i A … A … 10 11 12 13 14 15 16 17 L … L A … 4 ∞ i R ∞ j [Read this Þgure row... works correctly.] 2 -12 Lecture Notes for Chapter 2: Getting Started Example: A call of M ERGE (9, 12 , 16 ) A … k 10 11 12 13 14 15 16 17 … i ∞ R j ∞ L 10 11 12 13 14 15 16 17 A … k 5 ∞ R j ∞ k