Presently, numerous meta-analysis studies explore the impact of human capital on sustainable agricultural decisions 7⁄2: Anh Nguyen et al., 2022; Lich Hoang-Khac et al., 2021; Hongyun Ha
Trang 1TOPIC: IMPACT OF HUMAN CAPITAL ON FARMER’S DECISION
TOWARDS SUSTAINABLE FARMING: A META-ANALYSIS
Lecturer : PhD Nguyen Thi Anh Tuyet
Student : Nguyen The Phong
Class : QH2020E KT CLC 3
Training System : CLC
Hanoi, October 31, 2023
Trang 2TOPIC: IMPACT OF HUMAN CAPITAL ON FARMER’S DECISION
TOWARDS SUSTAINABLE FARMING: A META-ANALYSIS
Lecturer : PhD Nguyen Thi Anh Tuyet
Student : Nguyen The Phong
Class : QH2020E KT CLC 3
Training System : CLC
Hanoi, October 31, 2023
Trang 3by the Faculty of Political Economics throughout the entire process of researching andwriting my thesis on “Impact of Human capital on farmer decision towards sustainable
farming: a Meta-Analysis” The school and the faculty have created optimal conditions,demonstrating deep care for my academic journey
Foremost, I extend my heartfelt thanks to my mentor, Dr Nguyen Thi Anh Tuyet,
who guided and supported me during the completion of my graduation thesis Herunwavering dedication significantly contributed to the quality of my work I am also
grateful to other teachers who imparted essential knowledge, laying the foundation notonly for my thesis but also for my future endeavors
I extend my appreciation to the board of directors at the University of Economics
- Vietnam National University, Hanoi, and the various departments for providing thenecessary resources and facilities These conducive conditions offered me the
opportunity and environment to study and apply theoretical knowledge in practice
Despite my efforts, the limitations of my knowledge and theoretical abilities are
reflected in certain shortcomings within the thesis I eagerly anticipate constructivecontributions from my teachers to enhance the completeness of my graduation thesis
In conclusion, I would like to express my best wishes for the good health and continuedsuccess of the teachers on the Board of Directors and functional departments at the
University of Economics - Vietnam National University, Hanoi
Once again, I sincerely thank you for your invaluable support!"
Hanoi, October 14 ,2023
StudentPHONG NGUYEN THE
Trang 4LIST OF ABBREVIATIONS
INTRODUCTION
1.Background of the study
2.Research gap
3.Objective of the study
4.Objective and scope of the study
5.Structure of the topic
3.4 Estimation results of the weighted fractional regression with interaction terms
between three traits of human capitals
CHAPTER 5: POLICY IMPLICATION
CONCLUSION
REFERENCES
Trang 5LIST OF CHARTS AND TABLES
Table 2.1 Keyword and online search strategy
Table 2.2 Type of sustainable agriculture techniques/practices
Table 3.1 Definition and descriptive statistics
Table 3.2 Estimation results of the weighted fractional regressions with
standardized,unstandardized variables and their marginal effects
Table 3.3 Interaction of educ_exp, exten_exp, educ_ext
LIST OF IMAGES
Figure 2.1 PRISMA flow diagram of data collection
Figure 2.2 Symmetrical funnel plot of adoption rate of sustainable agriculture
Trang 61.Background of the study
Agriculture stands as a pivotal and indispensable industry for human life, wielding
a decisive role in societal development and survival In the current global context, peopleworldwide grapple with extreme weather conditions, crop failures due to climate change,and pollution of water and air sources, leading to an escalating threat of food insecurity(Masset, 2010), These challenges imperceptibly exert pressure on the agricultural sector,giving rise to numerous complex issues The demand for food is surging due topopulation growth and increased individual consumption (Benjamin et al., 2015) Thisdemand is often met by expanding agricultural production through practices such as land
expansion, routine tillage, and heightened use of inputs like pesticides and chemicalfertilizers to expedite the harvest process (Vaclav Voltr et al., 2021) However, such
practices are unsustainable and inflict substantial damage on the environment Crop,livestock, and aquaculture systems further contribute to water pollution by releasing
chemicals, organic matter, drug residues, sediments, and saline drainage (Naveen Kumar
et al., 2021) With regional and local variations among countries, agricultural productionhas become ensnared in a vicious cycle Environmental degradation resulting from theexternal impacts of traditional agriculture necessitates increasingly unsustainableactivities to maintain production levels and support people's livelihoods Considering
factors like global population growth, economic expansion, and rapid climate change,
the demand for food, energy, and water resources is projected to surge by 40%, 57%,and 70%, respectively, within the next 20 years (Alberto Boretfi & Lorenzo Rosa, 2019)
Consequently, minimizing and reversing the adverse environmental impacts ofagricultural activities on land and water resources emerges as one of the most urgentactions to shield the Earth from degradation
Trang 7Traditional agricultural methods have been widely employed due to their
accessibility and low costs However, despite this convenience, these methods presentsignificant challenges to the environment, human health, and natural resources (Carla
Costa et al., 2014) Notably, they contribute to issues such as climate change, saltwaterintrusion, land degradation, and water pollution According to a study by the
Environmental Protection Agency (4, 2027), the agricultural sector is responsible for
a quarter of greenhouse gas emissions, predominantly stemming from traditional
practices and activities like rice production, cattle raising, and agricultural landmanagement Despite some modifications in traditional agriculture, these challengespersist (Athanasios Theocharopoulos et al., 2012) Therefore, to address these issues and
strike a balance between current and future needs, prioritizing sustainable agriculture isimperative
According to the US Farm Bill, sustainable agriculture is defined as an "integratedsystem of plant and animal production practices with site-specific applications that, over
the long term, will: meet the food and fiber needs of humans; improve environmentalquality; ensure efficient use of non-renewable and on-farm resources, while integrating
appropriate natural biological controls and cycles; maintain the economic viability offarm operations; and improve the quality of life for farmers and society as a whole."
Similar to the US farm bill, research by (Habib M Alshuwaikhat and Ismaila Abubakar,2008) also indicates that sustainable agriculture involves "management processes that
coordinate with natural processes to conserve all resources, minimize waste andenvironmental impact, prevent problems, and promote agricultural ecosystem resilience,self-regulation, evolution, and sustainable production to feed, nourish, and meet the
needs of all people" (Erik Lichtenberg, 2014) Numerous studies, such as those by (7
Fiisun Tatlidil, Ismet Boz, and Hasan Tatlidil, 2009), as well as (R G Adeola and S I.
Adetunbi, 2015), highlight the significant role of sustainable agriculture in the economy
It serves as a crucial industry that provides raw materials, primarily for the processing
Trang 8industry Agricultural products become essential input sources for the processingindustry, thereby enhancing the value of agricultural products, especially for export
(Miet Maertens, Bart Minten, Johan Swinnen, 2012) Concerning society, thedevelopment of sustainable agriculture is a specific contribution of farmers to societalprogress (Ezatollah Karami & Marzieh Keshavarz, 2009) It ensures fairness in
development, increases income for farmers, improves the quality of life, addresseshunger, and reduces poverty while narrowing the gap between rich and poor and among
natural resources Research by (Nawab Khan et al, 2021) emphasizes that these
sustainable agriculture types represent a crucial progressive direction for the agriculturalindustry, aiming to establish a system of environmentally friendly food production thatensures food safety and sustainability These methods don't just focus on optimizing crop
productivity and animal husbandry (Ana Trigo et al., 2021) but also place specialemphasis on the impact of agricultural activities on the environment and human health
(Martin Purvis and Richard Smith, 200) These farming methods have gainedpopularity within communities By employing modern technologies and smart
Trang 9management practices, farmers can achieve stable yields while simultaneouslysafeguarding the environment Studies in the field of sustainable agriculture conducted
by (Carla Azeda et al, 2021) have affirmed that these practices not only enhance crop
productivity but also contribute to the overall performance of the agriculture industry.Most importantly, they aid in environmental protection and ensure that agricultural
products are safe and beneficial for human health Sustainable agriculture is more thanjust a trend; it is a commitment to the future of food systems and the natural environment
In contemporary times, many countries worldwide have recognized the importance
of adopting sustainable agricultural practices, aiming to enhance productivity whilesafeguarding water resources, the environment, and land (J Preity ef al., 2003)
Nevertheless, substantial variations in productivity exist between European and Asiancountries (Hasan A Faruq and Peter J Telaroli, 2011; Lajos Barath and Imre Ferto,
2016)
European Union (EU) countries have a clear focus on agriculture, particularlyemphasizing sustainable practices (Eileen Kennedy et al., 2020) In countries like theUnited States, there is a notable encouragement for the adoption of high technology in
the agricultural sector (K Knickel et al., 2075) The integration of high technology intoagricultural production has significantly supported the industry by reducing working
hours and enhancing the professionalism of farmers (Dmytro Serebrennikoy et al., 2020).One notable technological advancement successfully applied in agriculture is the use of
phone applications for livestock management (Nadia Adnan and her colleagues, 2019).This innovation is transforming the landscape of farming from the practices of the 90s,enabling increased productivity and quality of agricultural products with less manual
labor (Benoit A Aubert et al., 2012) Moreover, it is the government's commitment tosupporting agricultural development that has contributed to the success of the European
agricultural industry Governments in these countries have created favorable conditions
for farmers to thrive by proposing land conservation and maintenance policies and
Trang 10prioritizing strategic projects to serve the agricultural sector effectively Thesesupportive policies, combined with governmental attention, have propelled the robustdevelopment of European agriculture (Jacqui Dibden et al., 2009) Furthermore, farmers
in European regions exhibit self-reliance, hard work, and a commitment to innovation inagricultural applications (Paolo Gaibazzi, 20/4) They demonstrate proficiency in using
machinery (Julie Ingram, 2008) and possess a strong understanding of both agriculturalpractices and economics (Gunna Breustedt and Thomas Glauben, 2007) This
knowledge is applied to production processes, resulting in reduced labor while increasingoverall productivity Through the diligence and technological acumen of farmers,coupled with the government's sustained focus on agricultural production and the
application of scientific and technical advancements, European agriculture hasestablished itself as a leader in high-tech farming
In contrast to the robust development observed in European countries, sustainableagricultural productivity in regions such as Asia and Africa lags significantly, facing a
host of challenges and difficulties According to (Harsimran Singh et al, 2072), it hasbeen highlighted that effective resource management remains a challenge in countries
like India, leading to land and water depletion, environmental damage, and decliningproductivity (41s K Biswas, 2077) Many farming households in these regions still
adhere to traditional farming methods, contributing to unsustainable exploitation andresulting in resource degradation (Simachew Bantigegn Wassie, 2020) Moreover,
limited access to new technologies compounds the issue Research by (Yakubu B Issakaetal., 2016) indicates that the low adoption of organic agricultural production technology
in Ghana is a major factor contributing to low productivity Farmers' low education
levels are identified as the primary barrier to accessing technology (Evans Sackey Teye
& Philip Tetteh Quarshie, 2021) The educational attainment of farmers in these regions
remains modest, constraining the adoption and practice of high technology (Ben White,2012) Additionally, policies aimed at facilitating people's access to new, high-quality
Trang 11technologies in these countries are scant Importantly, these policies prove ineffectivewhen high technologies are continually imported without concurrent improvements in
farmers' education levels (Raphael Lencucha et al., 2020), leading to a misallocation ofstate budget resources without resolving the core issues (Guy M Robinson, 2018).Anoteworthy concern is that many countries in these regions are grappling with severe
climate change, yet government policies remain ineffective in addressing this pressing
problem
Hence, there is a pressing need for a systematic study to synthesize and present thedifferences between factors, specifically assessing which factors act as prerequisites forvariations in productivity between regions Presently, numerous meta-analysis studies
explore the impact of human capital on sustainable agricultural decisions (7⁄2: Anh
Nguyen et al., 2022; Lich Hoang-Khac et al., 2021; Hongyun Han and associates, 2023;Cynthia M Creze & William R Horwath, 2021) However, there has been nocomprehensive research on human capital affecting farmers’ decisions, encompassing
their behavior The existing research does not specifically concentrate on thecharacteristics of human capital, resulting in an incomplete overview and a limited
theoretical understanding of this crucial aspect (L.S Prokopy, 2008) Consequently,research on the characteristics of human capital contributing to sustainable farming
decisions among farmers in developing and emerging countries is rare With numerousfactors influencing farmers’ decisions on sustainable agriculture and their productivity
outcomes, farmers often struggle to discern which factors are pivotal, leading toinefficiencies in crop productivity and the ineffectiveness of implementing sustainable
farming practices compared to other countries Hence, my research: “Impact of humancapital on farmer’s decision towards sustainable farming: A meta-analysis” is crucial
in studying key behavioral factors in human capital to draw conclusions that elucidate
the reasons for productivity differences among farmers in regions such as Europe andAsia
Trang 12Meta-analysis and systematic review methodologies are increasingly prevalent in
various fields The central concept involves statistically combining results from two ormore individual research sources, facilitating evidence-based practices, and resolving
uncertainties in research outcomes This approach relies on empirical insights drawnfrom existing scientific sources—in my case, investigating the specific behavioral
factors of farmers and seeking to explain how this behavior influences decisions related
to sustainable farming, employing regression models to analyze fundamental differences
between studies Therefore, my contribution lies in providing an empirical meta-analysisthat delves into the impact of farmers' personal preferences on the decision to adoptsustainable agricultural practices
2.Research gap
Over the past decades, there have been numerous efforts aimed at enhancing
research on factors influencing the adoption of sustainable farming practices by farmers,particularly focusing on the human capital aspect Academic studies to date share acommon goal of assessing the factors affecting farmers’ adoption of sustainable farming
practices (Elisa M et al., 2021; Melanie et al., 2021; Haijun, B et al., 2018) However,these studies have not specifically concentrated on the characteristics of human capital,
and they have not synthesized which factors are pivotal in enhancing or hinderingfarmers’ sustainable agricultural practices, leading to an incomplete and theoretically
limited understanding of the mechanisms and reasons behind these decisions (Daniel, C
et ai, 2022) These assessments are fragmented across disciplines (Hasmin, T &
Yusriadi, Y., 2022), except for the research by (Adam B., Linda, S P., & Flores, K.,2012), which dates back over a decade
Moreover, previous research on sustainable agriculture has predominantly relied
on foreign literature (Dessart, 2079), focusing on countries with significant experienceand advancements in agricultural revolution Previous studies have primarily addressed
Trang 13influencing factors without delving into specific characteristics of human capitalaffecting the decision to adopt sustainable farming practices Therefore, research on thebehavioral factors within human capital influencing decisions to practice sustainable
agriculture in developing and emerging countries is scarce The variations in landownership, climate, culture, and farming practices necessitate adjustments to research
factors while exploring new elements to align with the study population Overall, pastresearch has often concentrated on specific methods such as organic farming, precision
agriculture techniques, and green control technologies However, these are just parts ofthe larger picture of farmers' decisions The proposed study seeks to expand the scope
by examining a more diverse set of factors and developing a comprehensive concept
The research will not only explore the impact of human capital but will alsoinvestigate the characteristics of these human capital factors on farmers’ decisions,
aiming to gain a deeper understanding of their interactions Distinct factors such as riskpreferences, time preferences, and loss aversion will provide a more holistic view of
individual decisions made by farmers Importantly, the study will not focus solely onindividual aspects but will also attempt to connect these findings into an overarching
framework This approach allows us to build a stronger evidential base, clarifying notonly the critical factors for sustainable agriculture adoption but also decoding thecomplex interconnections between them My research not only contributes to advancing
knowledge but also serves as a vital resource for policies and support strategies In the
face of increasingly complex challenges in sustainable agriculture, this study iscommitted to providing detailed insights into the significant factors influencing thecomprehensive and sustainable development of the agricultural sector
3.Objective of the study
This research aims to identify human capital factors and examine the behavioral
characteristics within human capital that influence decisions to adopt sustainable
Trang 14agricultural practices The objective is to propose appropriate policy implications to
increase the adoption rate of sustainable agricultural practices among farmers This, inturn, contributes to addressing global food challenges, protecting environmental
resources, mitigating climate change, and producing safe and healthy agriculturalproducts for consumers
To achieve the aforementioned goals, the study needs to accomplish the followingspecific objectives:
e Firstly, systematize the existing knowledge base on factors influencing decisions
to practice sustainable agriculture Develop a new theoretical framework onhuman capital factors and behavioral elements within human capital
e Secondly, examine publication bias in research to ensure the representativeness
and integrity of published data, avoiding the formation of biased understandings
of results
e Thirdly, Identify the most significant factors contributing to and hinderingindividuals in adopting sustainable agricultural practices through regression
analysis in a Meta-analysis model
e Lastly, based on the determined results, propose potential policies for relevant
stakeholders such as government entities, non-governmental organizations, and
policy planners to encourage farmers to increase the adoption rate of sustainable
agricultural practices
4.Objective and scope of the study
About the research subject: The study focuses on analyzing human capital factors andbehavioral characteristics within human capital that influence decisions to adopt
sustainable agricultural practices in agricultural countries, primarily concentrating on theMonsoon, Savannah, Rainforest, and Temperate climate zones
For research scope:
Trang 15- About sapce: The primary data are sourced from published articles available on
research platforms such as Web of Science and Google Scholar
- About time: The study is conducted within the timeframe from July 2023 to October
2023
5.Structure of the topic
This research includes 03 main parts: Introduction, Content and Conclusion
In the content, the topic specifically includes 4 chapters as follows:
- Chapter 1: Theoretical basis
- Chapter 2: Data and methods
- Chapter 3: Results and Discussion
- Chapter 4: Policy implication
Trang 16In a recent study, researchers synthesized experience and knowledge, applying
sustainable agriculture principles in rural communities from a human capital perspective.They explored the impact of enhancing efficiency and effectiveness in sustainable
agriculture through education and training (Raidimi E N & Kabiti HH M., 2019) Otherstudies have revealed a correlation between years of education and production costs in
agriculture (Kirtti Ranjan Paltasingh & Phanindra Goyari 2018) analyzed the inverserelationship between total production costs and farmers' years of education, suggesting
that as the number of schooling years increases, the real cost of agricultural productionproportionally decreases Educational variables, often measured by years of schooling
or level of training, are commonly used to assess farmers' educational attainment in
practice (Paula T Ross, Tamera Hart-Johnson, Sally A Santen & Nikki L Bibler Zaidi,
2020; Idris Géksu, Naif Ergiin, Zafer Ozkan, Halis Sakiz, 2027) Additionally, studies
have delved into the impact of human capital, such as specialized knowledge and skills,
on efficiency and productivity in adopting sustainable agriculture (Barbara Wieliczko
ORCID and Zbigniew Florianczyk, 2022) The results consistently indicate that humancapital positively influences sustainable agriculture performance Investing in education
can thus facilitate the success and development of sustainable agriculture, increaseproductivity, and yield sustainable benefits for rural communities Therefore, thehypothesis I propose is:
Hypothesis 1:(+) Farmers' educational level has a positive impact on people's
intention to do sustainable agriculture
Experience gained from years of working in traditional agriculture can act as adeterrent when transitioning to sustainable agriculture Farmers accustomed to
traditional methods may be hesitant to embrace change, given their comfort withpractices they have employed for decades (O Nywmba et al., 2078) The reluctance oftenstems from a fear of the risks associated with testing new methods (O Nywmba et al.,
2018) However, experience can also be a valuable resource in the move towards
Trang 17sustainable agriculture Farmers with extensive experience can leverage their knowledge
and skills from traditional agriculture to adopt more systematic and sustainable farming
methods (Renata Anibaldi et al., 2021) Moreover, their familiarity with localcooperatives, understanding of local conditions, and established relationships within thecommunity can contribute to a more effective adaptation to sustainable agriculture,
thereby enhancing its success
Research by (Liese Coulter et al., 2079) also indicates that individuals learn frompast experiences and adapt to climate risks (Anja Riihlemann & Joanne C Jordan, 2019).This suggests that households with more experience in climate change are less likely to
be adversely affected by droughts and natural disasters, particularly by less severedroughts (Anja Riihlemann & Joanne C Jordan, 2019) Furthermore, research by (LieseCoulter et al 2019) demonstrates that, over time, individuals accumulate extensiveexperience in preventing and addressing problems and risks in agriculture moreeffectively Experienced farmers become adept at dealing with diseases and pests, and
research by (C Svensson et al., 2018) indicates that they can optimize production bychoosing suitable crop varieties, using fertilizers and pesticides effectively, and
managing water and land resources (1o Li eí al., 2020) Therefore, experiential variableswithin human capital play a crucial role in shaping individuals' decisions to embracesustainable agriculture by enabling them to learn and adapt to changing environmental
conditions in the field Therefore, the hypothesis I make is:
Hypothesis 2:(+) The experience of farming households has a positive impact onpeople's intention to do sustainable agriculture
Professional training programs in the field of sustainable agriculture are commonly
designed and implemented by both governmental and non-governmental organizations.Technical consulting courses and programs for farmers aim to develop human resourcesand enhance understanding of sustainable agricultural methods and techniques (Burton
E Swanson, 2008) Numerous studies have focused on estimating the impact of
Trang 18agricultural extension programs on the adoption of sustainable agriculture For instance,
in the study by (/ Fusun Tatlidil et al., 2009), the authors examined provinces in Turkeyand assessed the impact of extension courses and promotional programs on agricultural
development Their findings revealed that farmers who received training throughextension programs positively influenced productivity in all regions studied
Additionally, (Lori Beaman et ai, 2027) highlights that farmer households regularlyparticipating in agricultural extension programs often broaden their connections within
agricultural networks This expanded network facilitates the sharing of experiences andmutual support in agricultural projects (Gloria Otieno et di, 2021) Moreover,agricultural extension programs emphasize sustainable agricultural methods and
environmental protection (R.H Khwidzhili & S Worth, 2079), encouraging participants
to adopt practices that minimize pollution, protect water resources, and preserve land
(R.H Khwidzhili & S Worth, 2019) Therefore, the hypothesis that I make after analysis:
Hypothesis 3: (+) Extensive training sessions have a significant and positive impact
on farmers' intention to do sustainable agriculture
Trang 19Moreover, research by (Renate Strobl ,2002) suggests that specific personalcharacteristics, such as risk avoidance behavior or loss aversion, guide individuals inmaking safer investment decisions However, (Jim Yong Kim, 20/8) has indicated that
individuals with higher risk levels tend to invest less in human capital This is becauserisk-averse individuals are less inclined to accept the uncertainties associated with
investing in education and skills development, doubting that participating in agriculturalextension programs offered by local or other organizations would enhance their
productivity (Murari Suvedi et al., 2017) In contrast, individuals with lower levels ofrisk avoidance are more likely to invest in human capital Research by (Kira A Sullivan-Wiley & Anne G Short Gianotti, 2018) has revealed that the productivity of farming
households with lower levels of risk avoidance is generally higher than that ofindividuals with a high level of risk avoidance
Previous meta-analysis studies have not thoroughly explored and appear to haveoverlooked the interrelationship between farmers' personality traits and human capital
Given the global threat to food security, especially in developing and developedcountries due to increasing food demand, understanding personality traits in human
capital, particularly risk aversion and loss aversion, can enhance agriculturalproductivity This insight is crucial for policymakers and governments to formulatesolutions that address the challenges in agriculture and promote a better understanding
of personality traits among the populace Therefore, the hypothesis we make is:
Hypothesis 4: (+) Behavioral factors in human capital have a positive impact on
farmers’ decisions to do sustainable agriculture
Trang 20CHAPTER 2: RESEARCH METHOD
2.1 Data collection
Table 2.1 Keywords and online search strategy
Trang 21Not Numbers of potentially relevant studie:
1 “tisk prefernce” OR “risk aversion” OR “risk loving” OR “risk neutral”
2 “loss aversion”
3 “time preference” OR “time pref” OR “future bias” OR “present bias”
A “organic farming” OR “sustainable famring “conservation farming” OR “conservation agriculture” OR
“eco-friendly farming” OR “permaculture farming” OR “agroecology farming” OR “environmental farming” OR “crop diversification”
B “clean manufacturing technologies” OR “green chemistry” OR “water conservation technologies” OR
“waste management technologies” OR “soi management technologies” OR “improved variety technology” OR “water-saving irrigation technology” OR “soil testing and formulated fertilization
technology” OR “rainwater harvesting and supplementary irrigation technology”
Cc “green control techniques” OR “ eco-friendly soil-management practices” OR “diversification
practices” OR “higher-yielding varieties seeds”
Data ‘Search straegy Number | Numbers of | Extend search with Web | Scarches updated (Performed source of potentially of science and other on 25th October 2023)
studies | relevant studies sources (duplicated
removed) Numbers of | Number of
non-article and working papers
Total after removing articles that do 129 14
not have enough information to
caculate effect size
total numbers of studies after removing duplicates and not related to sustainable farming at all.
Trang 22Firstly, I researched relevant databases to investigate the relationship between
individual characteristics and sustainable agriculture decisions I started searching forsome basic keywords like: “risk aversion”, “loss aversion”, “time preference” and
“sustainable farming” in Google Scholar and Web of Science The selection of articlessuitable for the research direction is carried out according to the PRISMA step process
to conduct meta-analysis to minimize bias in selected studies throughout or within the
scope of the study ( David Moher et al., 2009) PRISMA is a set of 27 checklist itemsintended to guide authors in reporting systematic reviews or meta-analyses One of theadvantages of PRISMA compared to previous meta-analysis studies is that it raisesauthors' awareness of the risk of bias in the studies they use in their articles
After searching for related research articles, I discovered 1008 related articles onkeywords and titles, mainly illustrated in (Figure 2.1) The steps to implement PRISMA
I performed are as follows: The first exclusion step is called screening the articles found,searching through some of the following criteria: written in English, published articles,
research on personal interests, priorities time horizons, farmers' loss aversion, andsustainable agricultural practices The second exclusion step, called eligibility, was
performed for three reasons, namely removing duplicate articles (22 studies) and missingvariables risk aversion and adoption rate (789 studies) In the process of searching for
keywords related to time preference because there are too few research articles withenough of this variable, so my research focuses mainly on risk aversion and loss
aversion Finally, I came to the conclusion that I drew the 143 most relevant studies,including 314 observations in my research, fully including the following criteria: written
in English, research on the application of scientific methods sustainable farming
methods, published articles, full data for reports and experimental research in
agricultural countries
Trang 23Figure 2.1 PRISMA flow diagram of data collection.
Title/AbstractKeywords approach:
Total: (n=1008)
Sustainable Farming.
“Article title at Duplication, “Articles removed after ‘Contains Individual preference: Risk
: — — Nga aversion/Loss aversion/Time preferenc
EỊ (n=986) Empirical research and case location in
5
agriculture country.
&
‘The research reports the sample size (n)
and regression coefficient (b) and mean of
+ Aatcle not satisying eligibility CC đi preference, adoption (SEs
Abstract/Keywords approach criteria (Missing risk aversion là nhan dan
Total: (n=964) 7) and adoption rate)
¬_:-Exclusion criteria:
(a=789) #Nen-empirical studies and case are
2 ‘uncertain
EỊ + ‘vague variables in the original study
Full articles satisfied cligibility Article excluded after reading a
criteria after reading main body >) body (n =32) h h itoat) main body (n =3) models (ie, not using probit,
to observe bias in a meta-analysis According to the study of (Christopher J Weir et al.,
2018), I use median values, median ranges, and sample sizes
Trang 24In the agricultural sector, the combination of education, experience and openness
to sustainable decision-making plays a key role in shaping a more environmentallyfriendly agricultural sector (Enrica Chiappero- Martinetti & Anna Sabadash, 2014)
Research articles on human capital will often have individual reports on variables such
as education, experience and expansion, or a combination of two or three of these
variables to estimate possible uses in my meta-analysis Many reports and studies usehuman capital as a deciding factor in adopting sustainable farming methods, but the
question is that in a model analyzing the determinants of efficiency, whether their studyuse at least one of these three factors? Therefore, to capture the main effects described
in hypotheses 1, 2 and 3, I used level of education, experience’s farmer, and extension
to see whether one of the three variables used in aggregated studies, there is a significantand positive impact of human capital factors on people's intention to do sustainable
agriculture
In contrast to the above three hypotheses, I build interactions between personality
traits of human capital, according to (Francois J Dessart et al., 2019), arguing that traitssuch as psychological anxiety farmers' risk aversion or loss aversion is expected to make
them more inclined to adopt more systematic and environmentally friendly farmingmethods Because they believe that using advanced farming methods will avoid more
risks and losses than conventional farming methods In analyzing the relationshipbetween personality traits and AD, linear regression analysis is considered appropriate
in analyzing the empirical model (Douglas C Montgomery et al., 2021) According to(A K Wagner PharmD et al., 2002) segmented regression models are also used to studythe effects of determinants
Besides the factors of human capital and its characteristics, i also try to determinethe impact of other important factors affecting farmers’ AD, such as arable land area,
land area, etc farmer's land, research location, methods and techniques used, technical
specifications and number of observations (1 R Raupach et al., 2005) According to
Trang 25(Xiao Lyu et al., 2021), forms of sustainable agriculture are systematically classified,they are consistent with the criteria of comparing AD between methods or types offarming with together From there, it also helps us see the forms of sustainable farming
that are currently favored by farmer households According to my research, afterinvestigating from 143 articles including 314 observations, forms of sustainable
technology application account for the most (46.85%), ranked second is sustainable cropmanagement methods (23.77 %), third is crop diversification (14.68%), followed by
other forms of sustainable agriculture such as Organic farming (8.4%) andEnvironmental Practices (6.3%), specific measures are presented in (Table 2.2) (U/laKou Griffiths, Rosa Legood, Catherine Pitt, 2016) has provided criteria to distinguish
the income level of each country, showing the wealth of economic conditions of theresearch location in my analysis It helps us know whether geographical variation has an
experimental effect on ADs In empirical analyzes of the implementation of generalbehavior change measures, models such as logit are widely used (/redric J Janzen &
Hal S Stern, 1998) The logit model uses the logistic function to model relationshipsbetween a dependent variable and one or more independent variables (Carian Mood,
2009), especially it is very suitable for binary data types
Table 2.2 Type of sustainable agriculture techniques/practices
Type Sub-type of sustainable agriculture Count Percentage (/total
practices (papers) founded paper)
1 Organic farming - Organic drystock farming 12 8.4%
Trang 26- Green control techniques
- Soil management practices
- Sustainable land management
- Best management practices
- Improve fertilizer use
- Sustainable intensification
- Water conservation measures
- Reduce fertilizer input
- Climate-smart conservation
agriculture
- Crop insurance programmes
- Agriculture green development
3 Crop diversification - Higher-yielding varieties seeds 21 14.68%
- Plan new crop varieties
- Mixed cropping
- Improved sunflower varieties
- Drought tolerant maize varieties
- Hybrid maize seed
- Improved maize seed
- Improved maize varieties
- Modern rice varieties
- Improved rice varieties
- Stress-tolerant rice varieties
- Intercropping
- Straw return
4 Environmental - Water saving 9 6.3%
Practices - Cleaner production
- Pro-Environmental agriculture
- Eco-friendly agriculture
production
- Eco-friendly agriculturalpractices
- Agriculture green production
Trang 27- Energy-efficient
- Technical efficiency
- Controlled-release fertilizer
5 Sustainable - Improved seeds technology 67 46.85%
Technology - Fertilizer technology
- Natural resource managementtechnology
- Green agriculture technology
- Risk management Strategies
technology
- Production system
- Breed production
- Fertilizer technology
- Modern rice technology
- Mixed cropping technology
- Cautionary savings technology
- Straw return technology
- Climate smart technology
- Water-saving irrigationtechnology
- Hybrid rice technology
- Rainwater harvesting andsupplementary irrigation
- Land conservation technology
- Soil testing technology
Trang 282.2 Publication bias
Related issues of meta-analysis shortcomings in empirical data collection,
publication bias must be considered to ensure a robust meta-analysis Reluctant to relyfor data on published articles, a meta-analysis must include a publication bias test for
robustness This type of bias stems from the logic behind the funnel chart: if large (i.e.,high precision) studies are more likely to be published, then the number of studies withpositive results will be greater small number of studies or with negative results in
journals And if this happens, the funnel chart will show asymmetry In other words, an
unbalanced funnel chart is a sign of a publication problem In this research article, I applyfunnel charts to detect deviations (Figure 2.2) plots the number of observations andstudy AD estimates collected in this meta-analysis The symmetric inverted funnel
model implies that AD bias decreases with increasing estimation accuracy (Jonathan J.Deeks et al., 2005) Following (Jonathan A.C Sterne & Matthias Egger, 2001), 1 include
the standard error (and variance) of AD as the vertical axis and the logarithm of the oddsratio as the horizontal axis The asymmetry of the funnel plots suggests the presence of
publication bias as the precision of AD estimates is higher as study size increases I alsoapplied Egger's test, suggested by (James E Pustejovsky & Melissa A Rodgers, 2018)
to the asymmetric test funnel plot The results show that a small study effect exists in ourdata with p-value < 0.05
According to research by (Agriculture Production Region) also found that
agricultural production in different locations will have potential differences due tocharacteristics of culture, people, land, climate, etc Therefore, we attribute small study
effects to differences in study sites To address this issue, I include the variable continent
to control for the heterogeneity of effect sizes across small studies With the Egger test,
I observed homogeneity in different subsets with p-value = 0.237 > 0.05, this result
implies that the possibility of publication bias is low
Trang 29In addition to publication bias trends, multicollinearity implies that one or more
variables in an empirical regression model are implicitly predicted from anotherpredictor to a relatively high prior precision The limitation of multicollinearity is
pointed out in the magnitude of the estimated coefficients, which can changesignificantly with only a small adjustment in the data used Therefore, the estimated
results are biased with R-squared solutions or fitting unreliable results Multicollinearityrarely occurs in meta-analysis because the predictors in the regression are collected from
independent studies (Christpher Glen Thompson et al., 2017) My research uses threevariables which are education level, experience, and extension from all available
reputable articles Therefore, examining the correlation of these variables is necessary in
Trang 302.3 Meta-regression model
Meta-analytic studies have also shown the link between human capital and their
productivity performance (Forouzan Safari Ojgaz & Hassan Rangriz, 2020) which hasestimated the effectiveness of the study to be estimated by estimated odds ratio in meta-
analysis Similarly in my analysis, I estimate the effect size of the study using theexplanatory variables called education, experience, and extension to observe their
relationship with the dependent variable, our dependent variable is the “adoption rate”
of farmers practicing sustainable agriculture My dependent variable has a mean
Adoptionratel of 0.473 and a 95% confidence interval [0.05; 0.99]
Meta-regression models were used to detect the importance and signs of human capital
on the Adoptionratel of people engaged in sustainable agriculture Therefore, we have a
logistic regression model that characterizes the adoption of organic agriculture byfarmers, specified by the following formula:
ADij= B, + ,Educsigi + B,Expsigy + B,Extsigiy + B,Agelj + ;Age12¡ +
B Hhsizely + P„Farmsize1j + B ,Riskaversion; + „Lossauej+ B, Dif fyeari + B,, Continent + Dh=1 AnFnij + dị + ej (1)
Where: ADij is the average AD score (or mean) of the observation I reported in the
sustainable agricultural research study j, the intercept BO measures the average scale ofeducational level and the interaction their value would be one if the study took into
account the impact of variables such as agricultural extension, farmer experience andeducation level Human capital includes the statistical significance of the experience of
farmers Expsigij, the statistical significance of agricultural extension programs thatfarming households participate in Extsigij, the statistical significance of education level
of farming households Educsigi, age of household heads in the Age lij studies, twice the
age of household heads in the Agel2ij studies and household size in the Hhsizelij
studies The only variable in physical capital is the size of agricultural land of theresearched farming household Farmsize1ij Individual characteristics in human capital
Trang 31include risk aversion among farmers Riskaversionij and loss aversion among farmersLossaveij In addition, control variables include the number of years difference betweenthe year the author completed writing the article and the year the data were collected
Diffyearij and the types of climate zones in the Continentij studies Fnij denotes n controlvariables and eij is the meta-regression error term Descriptive statistics and detailed
definitions of these variables are presented in (Table 3.1)
Tobit models are often used to estimate the influence of determinants on AD because
the efficiency score is tightly bounded to a range of 0 to 1 (Boris E Bravo - Ureta et al.events, 2007) However, in this study, we apply a segmented regression model to handlethe dependent variable - mean AD, determined on the closed interval ADi [0,1] (Leslie
E Papke & Jeffrey M Wooldridge , 1996) A descriptive introduction to the segmentedregression model is often described in the analysis of (Jeffrey M Wooldridge, 2009) The
fractional model with the dependent variable xi being a fraction bounded between 0 and
1, it means ADi [0,1], has the following structure:
E(AD/Zi) = H(Zif) (2)
In which, Zi represents a set of regression variables including explanatoryvariables (Expsigii , Extsigi and Educsigi ), interaction terms between theseexplanatory variables and the control variables (Fn) For making the logistic link H(.) issatisfied 0, H(.) = exp(.)/1 + exp(.) < 1 (VJeffrey M Wooldridge, 2009), The fractionallogistic model can be written as follows:
E(AD/Z) = —— B (3)
1+ eZj BpRecommended estimator for B is Quasi Maximum Likelihood Estimator (QMLE),
which maximizes the following Bernoulli log-likelihood function (Penny McCullagh &William S Little, 2009):
1) = ADj log[H(Z’i Ø)] + (1 - ADj )log[1 - H(Z”:/)] (4)