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Geoscience and Remote Sensing, New Achievements Part 10 pot

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GeoscienceandRemoteSensing,NewAchievements308 A.2 Discretization Next, concerning the implementation and in order to describe the upward and downward diffuses radiance hemispherical distribution, Verhoef (1998) proposes a discretization of hemi- spheres: zenithal and azimuthal angles into N segments. In this case, L − and L + are replaced by sub-fluxes defined over the hemisphere segments forming together vectors called E − and E + , respectively. The operators of Eq. (72) are discretized accordingly, in particular, s, s  become vectors called s and s  , respectively, A, B becomes square matrices called A and B, respectively, and v and v  become vectors called v and v  , respectively. Eqs. (72) (73) (74) (75) (76) become (Verhoef, 1998): d dz       E s E − E + E + o E − o       =       k 0 0 0 0 −s  A −B 0 0 s B −A 0 0 w v v  −K 0 −w  −v  −v 0 K             E s E − E + E + o E − o       , (85) Note that, as in the continuous case [cf. Eq. (80)], A could be written as A = κ κ κ − B  . (86) with κ κ κ and B  the discrete scattering matrices corresponding to k and B  , respectively. The final solution linking the layer output fluxes to the input ones is (Verhoef, 1998)       E s (L) E − (L) E + (t) E + o (t) E − o (L)       =       τ ss 0 0 0 0 τ τ τ sd T R 0 0 ρ ρ ρ sd R T 0 0 ρ so ρ ρ ρ T do τ τ τ T do τ oo 0 τ so τ τ τ T do ρ ρ ρ T do 0 τ oo             E s (t) E − (t) E + (L) E + o (t) E − o (L)       , (87) where (L) and (t) refer to the bottom and top of the layer, respectively. Now, let us consider the case when the source changes. This change includes both the direc- tion and the way that the direct flux is scattered under the vegetation. Since the scattering properties depend only on the vegetation parameters and the source solid angle, the latter possibility of change does not have a physical meaning. However, it is needed in our case to define the scattering parameter when an effective vegetation density is considered. The variation has an impact over the scattering parameters of Eq. (85) as follows. The terms k, s  , s and w change and the other matrix terms remain constant. The consequences over the boundary condition matrix concern elements that depend on the source, and are: τ ss , τ τ τ sd , ρ ρ ρ sd , ρ so and τ so . Thus, to allow their estimation, an explicit dependency of the boundary terms on the scattering ones has to be accomplished: {τ ss ⇒ τ ss (k),τ τ τ sd ⇒ τ τ τ sd (k,s  ,s),ρ ρ ρ sd ⇒ ρ ρ ρ sd (k,s  ,s),ρ so ⇒ ρ so (k,s  ,s, w),τ so ⇒ τ so (k,s  ,s,w  )}. (88) Moreover, in the discrete leaf case, the hot spot effect is taken into account in the computation of ρ so , in this case it will be noted as ρ HS so (Verhoef, 1998). To distinguish SAIL++ boundary matrix terms from our model terms, ++ will be added to SAIL++ terms as upperscript. A.3 SAIL++ equation reformulation In our study, we need to separate the upward diffuse fluxes created by the first collision with leaves of direct flux from the upward fluxes created by multiple collisions, the corresponding radiances are called L 1 + and L ∞ + , respectively. Indeed, a specific processing for L 1 + is proposed in this paper in order to take into account the hot spot effect as well as to conserve energy. As defined, L 1 + depends on E s and can be extended when traveling under the vegetation. Compared to L + [cf. Eq. (74)], L 1 + does not increases by L − and L 1 + itself scattering. Thus its variation is governed by [cf. Eq. (80)] dL 1 + (z,Ω + ) dz = [s ◦ E s (z,Ω s )](Ω + ) −[k ◦ L 1 + (z)](Ω + ). (89) Now, concerning L ∞ + , it does not depend any more on E s . However it increases by L 1 + , L − and L ∞ + itself scattering and decreases, as usual, by extinction. It is given by dL ∞ + (z,Ω + ) dz = [B  ◦ L 1 + (z)](Ω + ) + [B ◦ L − (z)](Ω + ) −[A ◦ L ∞ + (z)](Ω + ), (90) According to this decomposition, the reformulation of SAIL++ equation set is as follows. Eq. (74) has to be replaced by Eqs. (89) and (90). In Eqs (73), (75) and (76), L + has to be replaced by L 1 + + L ∞ + . One obtains dL − (z,Ω − ) dz = −[s  ◦E s (z,Ω s )](Ω − ) + [A ◦L − (z)](Ω − ) −[B ◦L 1 + (z)](Ω − ) −[B ◦L ∞ + (z)](Ω − ), (91) dE + o (z,Ω o ) dz = wE s (z,Ω s ) + [v ◦ L − (z)] + [v  ◦ L 1 + (z)] + [v  ◦ L ∞ + (z)] − KE + o (z,Ω o ), (92) dE − o (z,Ω o ) dz = −w  E s (z,Ω s ) −[v  ◦ L − (z)] − [v ◦ L 1 + (z)] − [v ◦ L ∞ + (z)] + KE − o (z,Ω o ). (93) The reformulated SAIL++ equation set is composed by Eqs. (72), (91), (89), (90) (92) and (93). B. Vegetation local density To define a realization of a vegetation distribution within the canopy in the discrete leaf case, Knyazikhin et al. (1998) propose the definition of an indicator function: χ (  r) =  1, if  r ∈ vegetation, 0, otherwise, (94) where  r = (x,y,z) is a point within the canopy. Then, they define a fine spatial mesh by dividing the layer into non-overlapping fine cells (e(  r)) with volume V[e(  r)]. Thus, the foliage area volume density (FAVD) could be defined as follows: u L (  r) = 1 V [e(  r)]   t∈e(  r) χ(  t)d  t. (95) By defining the average density of leaf area per unit volume, called d L (depends only on leaf shape and orientation distribution), u L is written simply as follows u L (  r) = d L χ(  r). (96) OpticalandInfraredModeling 309 A.2 Discretization Next, concerning the implementation and in order to describe the upward and downward diffuses radiance hemispherical distribution, Verhoef (1998) proposes a discretization of hemi- spheres: zenithal and azimuthal angles into N segments. In this case, L − and L + are replaced by sub-fluxes defined over the hemisphere segments forming together vectors called E − and E + , respectively. The operators of Eq. (72) are discretized accordingly, in particular, s, s  become vectors called s and s  , respectively, A, B becomes square matrices called A and B, respectively, and v and v  become vectors called v and v  , respectively. Eqs. (72) (73) (74) (75) (76) become (Verhoef, 1998): d dz       E s E − E + E + o E − o       =       k 0 0 0 0 −s  A −B 0 0 s B −A 0 0 w v v  −K 0 −w  −v  −v 0 K             E s E − E + E + o E − o       , (85) Note that, as in the continuous case [cf. Eq. (80)], A could be written as A = κ κ κ − B  . (86) with κ κ κ and B  the discrete scattering matrices corresponding to k and B  , respectively. The final solution linking the layer output fluxes to the input ones is (Verhoef, 1998)       E s (L) E − (L) E + (t) E + o (t) E − o (L)       =       τ ss 0 0 0 0 τ τ τ sd T R 0 0 ρ ρ ρ sd R T 0 0 ρ so ρ ρ ρ T do τ τ τ T do τ oo 0 τ so τ τ τ T do ρ ρ ρ T do 0 τ oo             E s (t) E − (t) E + (L) E + o (t) E − o (L)       , (87) where (L) and (t) refer to the bottom and top of the layer, respectively. Now, let us consider the case when the source changes. This change includes both the direc- tion and the way that the direct flux is scattered under the vegetation. Since the scattering properties depend only on the vegetation parameters and the source solid angle, the latter possibility of change does not have a physical meaning. However, it is needed in our case to define the scattering parameter when an effective vegetation density is considered. The variation has an impact over the scattering parameters of Eq. (85) as follows. The terms k , s  , s and w change and the other matrix terms remain constant. The consequences over the boundary condition matrix concern elements that depend on the source, and are: τ ss , τ τ τ sd , ρ ρ ρ sd , ρ so and τ so . Thus, to allow their estimation, an explicit dependency of the boundary terms on the scattering ones has to be accomplished: {τ ss ⇒ τ ss (k),τ τ τ sd ⇒ τ τ τ sd (k,s  ,s),ρ ρ ρ sd ⇒ ρ ρ ρ sd (k,s  ,s),ρ so ⇒ ρ so (k,s  ,s, w),τ so ⇒ τ so (k,s  ,s,w  )}. (88) Moreover, in the discrete leaf case, the hot spot effect is taken into account in the computation of ρ so , in this case it will be noted as ρ HS so (Verhoef, 1998). To distinguish SAIL++ boundary matrix terms from our model terms, ++ will be added to SAIL++ terms as upperscript. A.3 SAIL++ equation reformulation In our study, we need to separate the upward diffuse fluxes created by the first collision with leaves of direct flux from the upward fluxes created by multiple collisions, the corresponding radiances are called L 1 + and L ∞ + , respectively. Indeed, a specific processing for L 1 + is proposed in this paper in order to take into account the hot spot effect as well as to conserve energy. As defined, L 1 + depends on E s and can be extended when traveling under the vegetation. Compared to L + [cf. Eq. (74)], L 1 + does not increases by L − and L 1 + itself scattering. Thus its variation is governed by [cf. Eq. (80)] dL 1 + (z,Ω + ) dz = [s ◦ E s (z,Ω s )](Ω + ) −[k ◦ L 1 + (z)](Ω + ). (89) Now, concerning L ∞ + , it does not depend any more on E s . However it increases by L 1 + , L − and L ∞ + itself scattering and decreases, as usual, by extinction. It is given by dL ∞ + (z,Ω + ) dz = [B  ◦ L 1 + (z)](Ω + ) + [B ◦ L − (z)](Ω + ) −[A ◦ L ∞ + (z)](Ω + ), (90) According to this decomposition, the reformulation of SAIL++ equation set is as follows. Eq. (74) has to be replaced by Eqs. (89) and (90). In Eqs (73), (75) and (76), L + has to be replaced by L 1 + + L ∞ + . One obtains dL − (z,Ω − ) dz = −[s  ◦E s (z,Ω s )](Ω − ) + [A ◦L − (z)](Ω − ) −[B ◦L 1 + (z)](Ω − ) −[B ◦L ∞ + (z)](Ω − ), (91) dE + o (z,Ω o ) dz = wE s (z,Ω s ) + [v ◦ L − (z)] + [v  ◦ L 1 + (z)] + [v  ◦ L ∞ + (z)] − KE + o (z,Ω o ), (92) dE − o (z,Ω o ) dz = −w  E s (z,Ω s ) −[v  ◦ L − (z)] − [v ◦ L 1 + (z)] − [v ◦ L ∞ + (z)] + KE − o (z,Ω o ). (93) The reformulated SAIL++ equation set is composed by Eqs. (72), (91), (89), (90) (92) and (93). B. Vegetation local density To define a realization of a vegetation distribution within the canopy in the discrete leaf case, Knyazikhin et al. (1998) propose the definition of an indicator function: χ (  r) =  1, if  r ∈ vegetation, 0, otherwise, (94) where  r = (x,y,z) is a point within the canopy. Then, they define a fine spatial mesh by dividing the layer into non-overlapping fine cells (e(  r)) with volume V[e(  r)]. Thus, the foliage area volume density (FAVD) could be defined as follows: u L (  r) = 1 V[e(  r)]   t∈e(  r) χ(  t)d  t. (95) By defining the average density of leaf area per unit volume, called d L (depends only on leaf shape and orientation distribution), u L is written simply as follows u L (  r) = d L χ(  r). (96) GeoscienceandRemoteSensing,NewAchievements310 In a 1-D RT model, we always need an averaged value of u L , called ¯ u L , rather than a unique realization. Assuming that we have a number, N c , of canopy realizations, then ¯ u L (  r) ≈ N c ∑ n= 1 u (n) L (  r) N c , (97) with u (n) L the value of FAVD for the realization number n. Similarly, we can define the proba- bility of finding foliage in e (  r) called P χ as follows P χ (  r) = N c ∑ n= 1 χ (n) (  r) N c , (98) with χ (n) the indicator function for the realization n. Finally, we obtain ¯ u L (  r) = d L P χ (  r). (99) C. Virtual flux decomposition validation In this appendix, we will answer the following questions: why ∀n ∈ N, L n 1 [cf. Eq. (17)] can be considered a radiance distribution and why the expression of P χ,n [cf. Eq. (21)] is valid. The validity can be proved if we can show that the derived radiance hemispherical distributions L − and L ∞ + , and radiances in observation direction E + o and E − o , are correct. Since the proofs are similar, we will show only the validity of E + o expression. As validation reference, we will adopt the AddingSD approach. Recall that the upward elementary diffuse flux, d 3 E 1 + , in an elementary solid angle dΩ, created by the first collision with the vegetation in an elementary volume at point N with thickness dt is given by [cf. Figure 1 and Eq. (14)] d 3 E 1 + (N → M,Ω) = dL 1 + (N → M,Ω) cos(θ)dΩ, = E s (0) exp[(k + K)(t − z)]exp  √ kK b  1 −exp[−b(z − t)]   ×exp(kz)π −1 w(N,Ω s → Ω)dt cos(θ)dΩ. (100) As defined in Section 2.1.3, the a posteriori extinction, K HS , of a flux present on M collided only one time at N and initially coming from a source solid angle Ω s is (cf. Figure 1) K HS (Ω|Ω s ,0,t − z) = K + lim u→z 1 b √ kK  exp[b(t − u)] − exp[b(t − z)]  u −z , = K − √ kKexp[−b(z −t)]. (101) This decrease of extinction value means a decrease in the collision probability locally around M. Thus, in turn, means a decrease in the probability of finding foliage at M, P χ (cf. Appendix B). Now, according to Eq. (99) K = d L P χ K 0 K HS = d L P χ,HS (Ω|Ω s ,0,t − z)K 0  ⇒ P χ,HS (Ω|Ω s ,0,t − z) = K HS K P χ , (102) were K 0 is the normalized extinction parameter corresponding to K [cf. Eq. (77)], P χ,HS (Ω|Ω s ,0,t −z) is the ‘a posteriori’ probability of finding vegetation at M. To be sim- pler, it will be noted P χ,HS (Ω|Ω s ,t − z). The angular differentiation of E + o (d 3 E + o (z,Ω → Ω o )) that depends only on d 3 E 1 + is d [d 3 E + o (t →z,Ω → Ω o )] dz = w  HS (t →z,Ω → Ω o )d 3 E 1 + (N → M,Ω), = w  HS (Ω|Ω s ,t − z)L 1 + (t →z,Ω)dtcos(θ)dΩ, (103) where w  HS (Ω|Ω s ,t − z) = d L P χ,HS (Ω|Ω s ,t − z)w  0 (Ω →Ω o ). (104) Now, L 1 + (z,Ω) = E s (0) exp(kz)π −1 w(Ω s → Ω) ×  z −H exp[(k + K)(t − z)]exp  √ kK b  1 −exp[−b(z − t)]   dt. (105) Therefore, d [d 2 E + o (z,Ω → Ω o )] dz = E s (0) exp(kz)π −1 w(Ω s → Ω)cos(θ)dΩd L w  0 (Ω →Ω o ) ×  z −H P χ,HS (Ω|Ω s ,t − z) exp[(k + K)(t − z)] × exp  √ kK b  1 −exp[−b(z − t)]   dt. (106) Now, it is straightforward to show that P χ,HS (Ω|Ω s ,t − z) exp[(k + K)(t − z)]exp  √ kK b ( 1 − exp[−b(z −t)] )  = +∞ ∑ n= 0 P χ,n A n (−1) n exp[(k + K + nb)(t − z)]. (107) Then, Eq. (106) becomes d [d 2 E + o (z,Ω → Ω o )] dz = E s (0) exp(kz)π −1 w(Ω s → Ω)cos(θ)dΩd L w  0 (Ω →Ω o ) ×  z −H +∞ ∑ n= 0 P χ,n A n (−1) n exp[(k + K + nb)(t − z)]dt, = +∞ ∑ n= 0 A n (−1) n E s (0) exp(kz)π −1 w(Ω s → Ω)cos(θ)dΩ ×  z −H w  n (Ω →Ω o )exp[(k + K + nb)(t −z)]dt, = +∞ ∑ n= 0 A n (−1) n w  n (Ω →Ω o )L 1,n + (z,Ω) cos(θ)dΩ. (108) Equations (30) and (108) are the same which implies the validity of our approach. OpticalandInfraredModeling 311 In a 1-D RT model, we always need an averaged value of u L , called ¯ u L , rather than a unique realization. Assuming that we have a number, N c , of canopy realizations, then ¯ u L (  r) ≈ N c ∑ n= 1 u (n) L (  r) N c , (97) with u (n) L the value of FAVD for the realization number n. Similarly, we can define the proba- bility of finding foliage in e (  r) called P χ as follows P χ (  r) = N c ∑ n= 1 χ (n) (  r) N c , (98) with χ (n) the indicator function for the realization n. Finally, we obtain ¯ u L (  r) = d L P χ (  r). (99) C. Virtual flux decomposition validation In this appendix, we will answer the following questions: why ∀n ∈ N, L n 1 [cf. Eq. (17)] can be considered a radiance distribution and why the expression of P χ,n [cf. Eq. (21)] is valid. The validity can be proved if we can show that the derived radiance hemispherical distributions L − and L ∞ + , and radiances in observation direction E + o and E − o , are correct. Since the proofs are similar, we will show only the validity of E + o expression. As validation reference, we will adopt the AddingSD approach. Recall that the upward elementary diffuse flux, d 3 E 1 + , in an elementary solid angle dΩ, created by the first collision with the vegetation in an elementary volume at point N with thickness dt is given by [cf. Figure 1 and Eq. (14)] d 3 E 1 + (N → M,Ω) = dL 1 + (N → M,Ω) cos(θ)dΩ, = E s (0) exp[(k + K)(t − z)]exp  √ kK b  1 −exp[−b(z − t)]   ×exp(kz)π −1 w(N,Ω s → Ω)dt cos(θ)dΩ. (100) As defined in Section 2.1.3, the a posteriori extinction, K HS , of a flux present on M collided only one time at N and initially coming from a source solid angle Ω s is (cf. Figure 1) K HS (Ω|Ω s ,0,t − z) = K + lim u→z 1 b √ kK  exp[b(t − u)] − exp[b(t − z)]  u −z , = K − √ kKexp[−b(z −t)]. (101) This decrease of extinction value means a decrease in the collision probability locally around M. Thus, in turn, means a decrease in the probability of finding foliage at M, P χ (cf. Appendix B). Now, according to Eq. (99) K = d L P χ K 0 K HS = d L P χ,HS (Ω|Ω s ,0,t − z)K 0  ⇒ P χ,HS (Ω|Ω s ,0,t − z) = K HS K P χ , (102) were K 0 is the normalized extinction parameter corresponding to K [cf. Eq. (77)], P χ,HS (Ω|Ω s ,0,t −z) is the ‘a posteriori’ probability of finding vegetation at M. To be sim- pler, it will be noted P χ,HS (Ω|Ω s ,t − z). The angular differentiation of E + o (d 3 E + o (z,Ω → Ω o )) that depends only on d 3 E 1 + is d [d 3 E + o (t →z,Ω → Ω o )] dz = w  HS (t →z,Ω → Ω o )d 3 E 1 + (N → M,Ω), = w  HS (Ω|Ω s ,t − z)L 1 + (t →z,Ω)dtcos(θ)dΩ, (103) where w  HS (Ω|Ω s ,t − z) = d L P χ,HS (Ω|Ω s ,t − z)w  0 (Ω →Ω o ). (104) Now, L 1 + (z,Ω) = E s (0) exp(kz)π −1 w(Ω s → Ω) ×  z −H exp[(k + K)(t − z)]exp  √ kK b  1 −exp[−b(z − t)]   dt. (105) Therefore, d [d 2 E + o (z,Ω → Ω o )] dz = E s (0) exp(kz)π −1 w(Ω s → Ω)cos(θ)dΩd L w  0 (Ω →Ω o ) ×  z −H P χ,HS (Ω|Ω s ,t − z) exp[(k + K)(t − z)] × exp  √ kK b  1 −exp[−b(z − t)]   dt. (106) Now, it is straightforward to show that P χ,HS (Ω|Ω s ,t − z) exp[(k + K)(t − z)]exp  √ kK b ( 1 − exp[−b(z −t)] )  = +∞ ∑ n= 0 P χ,n A n (−1) n exp[(k + K + nb)(t − z)]. (107) Then, Eq. (106) becomes d [d 2 E + o (z,Ω → Ω o )] dz = E s (0) exp(kz)π −1 w(Ω s → Ω)cos(θ)dΩd L w  0 (Ω →Ω o ) ×  z −H +∞ ∑ n= 0 P χ,n A n (−1) n exp[(k + K + nb)(t − z)]dt, = +∞ ∑ n= 0 A n (−1) n E s (0) exp(kz)π −1 w(Ω s → Ω)cos(θ)dΩ ×  z −H w  n (Ω →Ω o )exp[(k + K + nb)(t −z)]dt, = +∞ ∑ n= 0 A n (−1) n w  n (Ω →Ω o )L 1,n + (z,Ω) cos(θ)dΩ. (108) Equations (30) and (108) are the same which implies the validity of our approach. GeoscienceandRemoteSensing,NewAchievements312 D. References Bunnik, N. (1978). The multispectral reflectance of shortwave radiation of agricultural crops in relation with their morphological and optical properties, Technical report, Mededelin- gen Landbouwhogeschool, Wageningen, the Netherlands. Campbell, G. S. (1990). Derivation of an angle density function for canopies with ellipsoidal leaf angle distribution, Agricultural and Forest Meteorology 49: 173–176. Chandrasekhar, S. (1950). Radiative Transfer, Dover, New-York. Cooper, K., Smith, J. A. & Pitts, D. (1982). Reflectance of a vegetation canopy using the adding method, Applied Optics 21(22): 4112–4118. Gastellu-Etchegorry, J., Demarez, V., Pinel, V. & Zagolski, F. (1996). Modeling radiative trans- fer in heterogeneous 3-d vegetation canopies, Rem. Sens. Env. 58: 131–156. Gobron, N., Pinty, B., Verstraete, M. & Govaerts, Y. (1997). A semidiscrete model for the scattering of light by vegetation, Journal of Geophysical Research 102: 9431–9446. Govaerts, Y. & Verstraete, M. M. (1998). Raytran: A monte carlo ray tracing model to com- pute light scattering in three-dimensional heterogeneous media, IEEE Transactions on Geoscience and Remote Sensing 36: 493–505. Kallel, A. (2007). Inversion d’images satellites ‘haute r´esolution’ visible/infrarouge pour le suivi de la couverture v´eg´etale des sols en hiver par mod´elisation du transfert radiatif, fusion de donnes et classification, PhD thesis, Orsay University, France. Kallel, A., Le H ´ egarat-Mascle, S., Ottl ´ e, C. & Hubert-Moy, L. (2007). Determination of vegetation cover fraction by inversion of a four-parameter model based on isoline parametrization, Rem. Sens. Env. 111(4): 553–566. Kallel, A., Verhoef, W., Le H ´ egarat-Mascle, S., Ottl ´ e, C. & Hubert-Moy, L. (2008). Canopy bidirectional reflectance calculation based on adding method and sail formalism: Addings/addingsd, Rem. Sens. Env. 112(9): 3639–3655. Knyazikhin, Y., Kranigk, J., Myneni, R. B., Panfyorov, O. & Gravenhorst, G. (1998). Influence of small-scale structure on radiative transfer and photosynthesis in vegetation canopies, Journal of Geophysical Research 103(D6): 6133–6144. Kuusk, A. (1985). The hot spot effect of a uniform vegetative cover, Sovietic Jornal of Remote Sensing 3(4): 645–658. Kuusk, A., Kuusk, J. & Lang, M. (2008). A dataset for the validation of reflectance models, The 4S Symposium - Small Satellites Systems and Services, Rhodes, Greece, p. 10. Kuusk, A. & Nilson, T. (2000). A directional multispectral forest reflectance model, Rem. Sens. Env. 72(2): 244–252. Lewis, P. (1999). Three-dimensional plant modelling for remote sensing simulation studies using the botanical plant modelling system, Agronomie-Agriculture and Environment 19: 185–210. North, P. (1996). Three-dimensional forest light interaction model using a monte carlo method, IEEE Transactions on Geoscience and Remote Sensing 34(946–956). Pinty, B., Gobron, N., Widlowski, J., Gerstl, S., Verstraete, M., Antunes, M., Bacour, C., Gascon, F., Gastellu, J., Goel, N., Jacquemoud, S., North, P., Qin, W. & Richard, T. (2001). The RAdiation transfer Model Intercomparison (RAMI) exercise, Journal of Geophysical Re- search 106: 11937–11956. Pinty, B., Widlowski, J., Taberner, M., Gobron, N., Verstraete, M., Disney, M., Gascon, F., Gastellu, J., Jiang, L., Kuusk, A., Lewis, P., Li, X., Ni-Meister, W., Nilson, T., North, P., Qin, W., Su, L., Tang, R., Thompson, R., Verhoef, W., Wang, H., Wang, J., Yan, G. & Zang, H. (2004). The RAdiation transfer Model Intercomparison (RAMI) exercise: Results from the second phase, Journal of Geophysical Research 109. Qin, W. & Sig, A. (2000). 3-d scene modeling of semi-desert vegetation cover and its radiation regime, Rem. Sens. Env. 74: 145–162. Suits, G. H. (1972). The calculation of the directional reflectance of a vegetative canopy, Rem. Sens. Env. 2: 117–125. Thompson, R. & Goel, N. S. (1998). Two models for rapidly calculating bidirectional re- flectance: Photon spread (ps) model and statistical photon spread (sps) model, Re- mote Sensing Reviews 16: 157–207. Van de Hulst, H. C. (1980). Multiple Light Scattering: Tables, Formulas, and Applications, Aca- demic press, Inc., New York. Verhoef, W. (1984). Light scattering by leaf layers with application to canopy reflectance mod- elling : the sail model, Rem. Sens. Env. 16: 125–141. Verhoef, W. (1985). Earth observation modeling based on layer scattering matrices, Rem. Sens. Env. 17: 165–178. Verhoef, W. (1998). Theory of Radiative Transfer Models Applied to Optical Remote Sensing of Vege- tation Canopies, PhD thesis, Agricultural University, Wageningen, The Netherlands. OpticalandInfraredModeling 313 D. References Bunnik, N. (1978). The multispectral reflectance of shortwave radiation of agricultural crops in relation with their morphological and optical properties, Technical report, Mededelin- gen Landbouwhogeschool, Wageningen, the Netherlands. Campbell, G. S. (1990). Derivation of an angle density function for canopies with ellipsoidal leaf angle distribution, Agricultural and Forest Meteorology 49: 173–176. Chandrasekhar, S. (1950). Radiative Transfer, Dover, New-York. Cooper, K., Smith, J. A. & Pitts, D. (1982). Reflectance of a vegetation canopy using the adding method, Applied Optics 21(22): 4112–4118. Gastellu-Etchegorry, J., Demarez, V., Pinel, V. & Zagolski, F. (1996). Modeling radiative trans- fer in heterogeneous 3-d vegetation canopies, Rem. Sens. Env. 58: 131–156. Gobron, N., Pinty, B., Verstraete, M. & Govaerts, Y. (1997). A semidiscrete model for the scattering of light by vegetation, Journal of Geophysical Research 102: 9431–9446. Govaerts, Y. & Verstraete, M. M. (1998). Raytran: A monte carlo ray tracing model to com- pute light scattering in three-dimensional heterogeneous media, IEEE Transactions on Geoscience and Remote Sensing 36: 493–505. Kallel, A. (2007). Inversion d’images satellites ‘haute r´esolution’ visible/infrarouge pour le suivi de la couverture v´eg´etale des sols en hiver par mod´elisation du transfert radiatif, fusion de donnes et classification, PhD thesis, Orsay University, France. Kallel, A., Le H ´ egarat-Mascle, S., Ottl ´ e, C. & Hubert-Moy, L. (2007). Determination of vegetation cover fraction by inversion of a four-parameter model based on isoline parametrization, Rem. Sens. Env. 111(4): 553–566. Kallel, A., Verhoef, W., Le H ´ egarat-Mascle, S., Ottl ´ e, C. & Hubert-Moy, L. (2008). Canopy bidirectional reflectance calculation based on adding method and sail formalism: Addings/addingsd, Rem. Sens. Env. 112(9): 3639–3655. Knyazikhin, Y., Kranigk, J., Myneni, R. B., Panfyorov, O. & Gravenhorst, G. (1998). Influence of small-scale structure on radiative transfer and photosynthesis in vegetation canopies, Journal of Geophysical Research 103(D6): 6133–6144. Kuusk, A. (1985). The hot spot effect of a uniform vegetative cover, Sovietic Jornal of Remote Sensing 3(4): 645–658. Kuusk, A., Kuusk, J. & Lang, M. (2008). A dataset for the validation of reflectance models, The 4S Symposium - Small Satellites Systems and Services, Rhodes, Greece, p. 10. Kuusk, A. & Nilson, T. (2000). A directional multispectral forest reflectance model, Rem. Sens. Env. 72(2): 244–252. Lewis, P. (1999). Three-dimensional plant modelling for remote sensing simulation studies using the botanical plant modelling system, Agronomie-Agriculture and Environment 19: 185–210. North, P. (1996). Three-dimensional forest light interaction model using a monte carlo method, IEEE Transactions on Geoscience and Remote Sensing 34(946–956). Pinty, B., Gobron, N., Widlowski, J., Gerstl, S., Verstraete, M., Antunes, M., Bacour, C., Gascon, F., Gastellu, J., Goel, N., Jacquemoud, S., North, P., Qin, W. & Richard, T. (2001). The RAdiation transfer Model Intercomparison (RAMI) exercise, Journal of Geophysical Re- search 106: 11937–11956. Pinty, B., Widlowski, J., Taberner, M., Gobron, N., Verstraete, M., Disney, M., Gascon, F., Gastellu, J., Jiang, L., Kuusk, A., Lewis, P., Li, X., Ni-Meister, W., Nilson, T., North, P., Qin, W., Su, L., Tang, R., Thompson, R., Verhoef, W., Wang, H., Wang, J., Yan, G. & Zang, H. (2004). The RAdiation transfer Model Intercomparison (RAMI) exercise: Results from the second phase, Journal of Geophysical Research 109. Qin, W. & Sig, A. (2000). 3-d scene modeling of semi-desert vegetation cover and its radiation regime, Rem. Sens. Env. 74: 145–162. Suits, G. H. (1972). The calculation of the directional reflectance of a vegetative canopy, Rem. Sens. Env. 2: 117–125. Thompson, R. & Goel, N. S. (1998). Two models for rapidly calculating bidirectional re- flectance: Photon spread (ps) model and statistical photon spread (sps) model, Re- mote Sensing Reviews 16: 157–207. Van de Hulst, H. C. (1980). Multiple Light Scattering: Tables, Formulas, and Applications, Aca- demic press, Inc., New York. Verhoef, W. (1984). Light scattering by leaf layers with application to canopy reflectance mod- elling : the sail model, Rem. Sens. Env. 16: 125–141. Verhoef, W. (1985). Earth observation modeling based on layer scattering matrices, Rem. Sens. Env. 17: 165–178. Verhoef, W. (1998). Theory of Radiative Transfer Models Applied to Optical Remote Sensing of Vege- tation Canopies, PhD thesis, Agricultural University, Wageningen, The Netherlands. GeoscienceandRemoteSensing,NewAchievements314 Remotesensingofaerosolovervegetation coverbasedonpixellevelmulti-wavelengthpolarizedmeasurements 315 Remotesensingofaerosolovervegetationcoverbasedonpixellevel multi-wavelengthpolarizedmeasurements XinliHu,XingfaGuandTaoYu X Remote Sensing of Aerosol Over Vegetation Cover Based on Pixel Level Multi-Wavelength Polarized Measurements Xinli Hu *abc , Xingfa Gu ac and Tao Yu ac a State Key Laboratory of Remote Sensing Science, Jointly Sponsored by the Institute of Remote Sensing Applications, Chinese Academy of Sciences, Beijing 100101, China; b Graduate University of Chinese Academy of Sciences, Beijing 100049, China; c The Center for National Space-borne Demonstration, Beijing 100101,China Abstract Often the aerosol contribution is small compared to the surface covered vegetation. while, atmospheric scattering is much more polarized than the surface reflection. In essence, the polarized light is much more sensitive to atmospheric scattering than to reflection by vegetative cover surface. Using polarized information could solve the inverse problem of separating the surface and atmospheric scattering contributions. This paper presents retrieval of aerosols properties from multi-wavelength polarized measurements. The results suggest that it is feasible and possibility for discriminating the aerosol contribution from the surface in the aerosol retrieval procedure using multidirectional and multi-wavelength polarization measurements. Keywords: Aerosol, remote sensing, polarized measurements, short wave infrared 1. Introduction Atmospheric aerosol forcing is one of the greatest uncertainties in our understanding of the climate system. To address this issue, many scientists are using Earth observations from satellites because the information provided is both timely and global in coverage [2], [4]. Aerosol properties over land have mainly been retrieved using passive optical satellite techniques, but it is well known that this is a very complex task [1]. Often the aerosol contribution is small compared to the surface scattering, particularly over bright surfaces [5]. On the other hand, atmospheric scattering is much more polarized than ground surface reflection [3]. This paper presents a set of spectral and directional signature of the polarized *Xinli Hu (1978- ), Male, in 2005 graduated from Northeast Normal University Geographic Information System, obtained his master's degree. Now, working for a doctorate at the Institute of Remote Sensing Applications, Chinese Academy of Sciences, mainly quantitative remote sensing, virtual simulation.Huxl688@hotmail.com 17 GeoscienceandRemoteSensing,NewAchievements316 reflectance acquired over various vegetative cover. We found that the polarization characteristics of the surface concerned with the physical and chemical properties, wavelength and the geometric structure factors. Moreover, we also found that under the same observation geometric conditions, the Change of polarization characteristics caused by the surface geometric structure could be effectively removed by computing the ratio between the short wave infrared bands (SWIR) polarized reflectance with those in the visible channels, especially over crop canopies surface. For this crop canopies studied, our results suggest that using this kind of the correlation between the SWIR polarized reflectance with those in the visible can precisely eliminate the effect of surface polarized characteristic which caused by the vegetative surface geometric structure. The algorithm of computing the ratio of polarization bands have been applied to satellite polarization datasets to solve the inverse problem of separating the surface and atmospheric scattering contributions over land surface covered vegetation. The results suggest that compared to using a typically based on theoretical modeling to represent complex ground surface, the method does not require the ground polarized reflectance and minimizes the effect of land surface. This makes it possible to accurately discriminating the aerosol contribution from the ground surface in the retrieval procedure. 2. Theory and backgrand Polarization (Brit. polarisation) is a property of waves that describes the orientation of their oscillations. The polarization is described by specifying the direction of the wave's electric field. According to the Maxwell equations, the direction of the magnetic field is uniquely determined for a specific electric field distribution and polarization. The simplest manifestation of polarization to visualize is that of a plane wave, which is a good approximation of most light waves. For plane waves the transverse condition requires that the electric and magnetic field be perpendicular to the direction of propagation and to each other. Conventionally, when considering polarization, the electric field vector is described and the magnetic field is ignored since it is perpendicular to the electric field and proportional to it. The electric field vector of a plane wave may be arbitrarily divided into two perpendicular components labeled x (0 0 ) and y (90 0 ) (with z indicating the direction of travel). The two components have exactly the same frequency. However, these components have two other defining characteristics that can differ. First, the two components may not have the same amplitude. Second, the two components may not have the same phase. That is they may not reach their maxima and minima at the same time. Although direct, unscattered sunlight is unpolarized, sunlight reflected by the Earth’s atmosphere is generally polarized because of scattering by atmospheric gaseous molecules and aerosol particles. Linearly polarized light can be described by the Stokes parameters (The Stokes parameters are a set of values that describe the polarization state of electromagnetic radiation (including visible light). They were defined by George Gabriel Stokes in 1852) I, Q, and U, which are defined, relative to any reference plane, as follows: I=I0°+ I90° (1) Q=I0°-I90° (2) U=I45°-135° (3) where I is the total intensity and Q and U fully represent the linear polarization. In Eqs.(1)– (3) the angles denote the direction of the transmission axis of a linear polarizer relative to the reference plane. The degree of linear polarization P is given by 2 2 Q U P I   (4) and the direction of polarization x relative to the reference plane is given by ta n 2 U x Q  (5) For the unique definition of x , see Figure 1. Fig. 1. Geometry of scattering by an atmospheric volume element. The volume element is located in the origin In Figure 1 the local zenith and the incident and scattered light rays define three points on the unit circle. Applying the sine rule to this spherical triangle (thicker curves in the figure) yields. sin sin( ) cos sin i i x       sin( ) sin( ) 2 sin sin i i x         (6) Therefore polarization angle x , i.e., the angle between the polarization plane and the local meridian plane, is given by Remotesensingofaerosolovervegetation coverbasedonpixellevelmulti-wavelengthpolarizedmeasurements 317 reflectance acquired over various vegetative cover. We found that the polarization characteristics of the surface concerned with the physical and chemical properties, wavelength and the geometric structure factors. Moreover, we also found that under the same observation geometric conditions, the Change of polarization characteristics caused by the surface geometric structure could be effectively removed by computing the ratio between the short wave infrared bands (SWIR) polarized reflectance with those in the visible channels, especially over crop canopies surface. For this crop canopies studied, our results suggest that using this kind of the correlation between the SWIR polarized reflectance with those in the visible can precisely eliminate the effect of surface polarized characteristic which caused by the vegetative surface geometric structure. The algorithm of computing the ratio of polarization bands have been applied to satellite polarization datasets to solve the inverse problem of separating the surface and atmospheric scattering contributions over land surface covered vegetation. The results suggest that compared to using a typically based on theoretical modeling to represent complex ground surface, the method does not require the ground polarized reflectance and minimizes the effect of land surface. This makes it possible to accurately discriminating the aerosol contribution from the ground surface in the retrieval procedure. 2. Theory and backgrand Polarization (Brit. polarisation) is a property of waves that describes the orientation of their oscillations. The polarization is described by specifying the direction of the wave's electric field. According to the Maxwell equations, the direction of the magnetic field is uniquely determined for a specific electric field distribution and polarization. The simplest manifestation of polarization to visualize is that of a plane wave, which is a good approximation of most light waves. For plane waves the transverse condition requires that the electric and magnetic field be perpendicular to the direction of propagation and to each other. Conventionally, when considering polarization, the electric field vector is described and the magnetic field is ignored since it is perpendicular to the electric field and proportional to it. The electric field vector of a plane wave may be arbitrarily divided into two perpendicular components labeled x (0 0 ) and y (90 0 ) (with z indicating the direction of travel). The two components have exactly the same frequency. However, these components have two other defining characteristics that can differ. First, the two components may not have the same amplitude. Second, the two components may not have the same phase. That is they may not reach their maxima and minima at the same time. Although direct, unscattered sunlight is unpolarized, sunlight reflected by the Earth’s atmosphere is generally polarized because of scattering by atmospheric gaseous molecules and aerosol particles. Linearly polarized light can be described by the Stokes parameters (The Stokes parameters are a set of values that describe the polarization state of electromagnetic radiation (including visible light). They were defined by George Gabriel Stokes in 1852) I, Q, and U, which are defined, relative to any reference plane, as follows: I=I0°+ I90° (1) Q=I0°-I90° (2) U=I45°-135° (3) where I is the total intensity and Q and U fully represent the linear polarization. In Eqs.(1)– (3) the angles denote the direction of the transmission axis of a linear polarizer relative to the reference plane. The degree of linear polarization P is given by 2 2 Q U P I   (4) and the direction of polarization x relative to the reference plane is given by ta n 2 U x Q  (5) For the unique definition of x , see Figure 1. Fig. 1. Geometry of scattering by an atmospheric volume element. The volume element is located in the origin In Figure 1 the local zenith and the incident and scattered light rays define three points on the unit circle. Applying the sine rule to this spherical triangle (thicker curves in the figure) yields. sin sin( ) cos sin i i x       sin( ) sin( ) 2 sin sin i i x         (6) Therefore polarization angle x , i.e., the angle between the polarization plane and the local meridian plane, is given by [...]... correspondingly 322 Geoscience and Remote Sensing, New Achievements Fig 3(c) Fig 3(d) 4.3 Retrieval of TOA contribution of aerosol and land surface polarization The TOA measured polarized radiance is the sum of 3 contributions: aerosol scattering, Rayleigh scattering, and the reflection of sun light by the land surface, attenuated by the atmospheric transmission on the down-welling and upwelling paths... swir and Lvi are the polarized reflected radiance at long wavelengths and that at short wavelengths, respectively,  is the scattering angle, and  is atmospheric optical thickness The principle of the algorithm can be seen in Eq (17) The relationship of the degree of polarization between two wavelengths (the visible rang and short wave infrared band) from 326 Geoscience and Remote Sensing, New Achievements. .. to different aerosol polarized radiance at 865nm, 670nm and 1640nm It can be seen from Figure 2(d) and 3(d) that polarization will allow to retrieve aerosol key parameters concerning spectral wavelength 320 Geoscience and Remote Sensing, New Achievements Fig 2(c) Fig 2(d) 4 Vegetation Polarization model In the remote sensing of aerosol over land surface, a parameterization of the surface polarized... deterministic parameters and the mean square errors on the estimates of the random variables (26), (27) Let θ be an unbiased estimator of the deterministic parameters θ, and denote α an estimator of the random variables α The HCRB assures that, for every estimator,   T θ−θ θ−θ θ − θ (α − α)T   −1 Ey,α  (8) ≥J T T (α − α) θ − θ (α − α) (α − α) 336 Geoscience and Remote Sensing, New Achievements where... intersecting (28) and (35), yielding σ 2 ( N ) = σ 2 (2) v v N 6 σ 2 (2) v σ2 temp This value corresponds to the intersection of the dashed lines in Fig 2 (36) 342 Geoscience and Remote Sensing, New Achievements independent samples (L) 100 90 N=30 80 70 60 50 40 5 mm/year 30 7 mm/year 20 10 9 mm/year 2 4 6 f0 [GHz] 8 Fig 3 Number of independent samples to be exploited for each target to get a standard deviation... 2 ) (10) Where rm is the median radius and ln r is the standard deviation The rm and r values are 0.3  m and 2.51  m for the OC model [5], the refractive indices at   443 m is 1.38±i8.01 for the OC model, and 1.53±i0.005 and 1.52±i0.012 for the WS model The scattering matrices are computed by the Mie scattering theory for radii ranging from 0.001 to 10. 0  m assuming the shape of aerosol particles... N−1 2Lρ2δt N − 1 which shows that, in absence of thermal noise and APS, temporal decorrelation acts in such a way as to pose the problem of the estimate of velocity as the estimate of the mean of a normal white process with variance σ2 temp 340 Geoscience and Remote Sensing, New Achievements 4.4.2 Thermal noise and APS The thermal noise and APS corresponds to the case of the long-term coherent target,... of (33) and (28) When the number of images is large, the 1/ ( N − 1) mechanism is dominant; thus, the HCRB may be assumed to be given by (28) On the other hand, when N is small, the dominant contribution is given by thermal noise and APSs, and thus we expect the curve to Methods and performances for multi-pass SAR Interferometry 2 10 std dev [mm/year] 2 10 341 std dev [mm/year] L=1 1 10 1 10 L=5 L...318 Geoscience and Remote Sensing, New Achievements cos x  sin  sin(   ) i i sin  (7) The zenith and azimuth angles of the incident sunlight are ( i ,  i ) , and the zenith and azimuth angles of the scattered light ray (the observer) are ( ,  ) The solar zenith angle is     0... Breon, F.M, Devaux, C., et al, Remote Sensing of Aerosols over Land Surface from POLDER-ADEOS-1 Polarized Measurements”, J Geophys Res 106 , 49134926, 2001 [7] Li et al, “Retrieval of aerosol optical and physical properties from ground-based spectral, multi-angular, and polarized sun-photometer measurements”, remote sensing of environment , 101 (2006) 519-533 Methods and performances for multi-pass . 0 A n (−1) n w  n (Ω →Ω o )L 1,n + (z,Ω) cos(θ)dΩ. (108 ) Equations (30) and (108 ) are the same which implies the validity of our approach. Geoscience and Remote Sensing, New Achievements3 12 D. References Bunnik,. Applied to Optical Remote Sensing of Vege- tation Canopies, PhD thesis, Agricultural University, Wageningen, The Netherlands. Geoscience and Remote Sensing, New Achievements3 14 Remote sensingofaerosolovervegetation coverbasedonpixellevelmulti-wavelengthpolarizedmeasurements. Institute of Remote Sensing Applications, Chinese Academy of Sciences, mainly quantitative remote sensing, virtual simulation.Huxl688@hotmail.com 17 Geoscience and Remote Sensing, New Achievements3 16 reflectance

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