I E C 62 5-451 -3 ® Edition 1 201 7-05 C ON S OLI D ATE D VE RS I ON VE RS I ON C ON S OLI D É E colour i n sid e F ram ework for en erg y m arke t com m u n i cati on s – P art 451 -3: Tran sm i ss i on capaci ty al l ocati on bu s i n e ss proces s (expl i ci t or i m pl i ci t au cti on ) an d textu al m od el s for E u ropean m arket C ad re pou r l es com m u n i cati on s pou r l e m arch é d e l ’ én erg i e – P arti e 451 -3: P roces su s m éti er d ’ attri bu ti on d e l a capaci té d e tran s port (ven te au x en ch è res expl i ci te ou i m pl i ci te) et m od èl e s te xtu el s pou r l e m arch é IEC 62325-451 -3:201 4-07+AMD1 :201 7-05 CSV(en-fr) eu ropée n T H I S P U B L I C AT I O N I S C O P YRI G H T P RO T E C T E D C o p yri g h t © I E C , G e n e v a , S wi tz e rl a n d All rights reserved Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either IEC or IEC's member National Committee in the country of the requester If you have any questions about I EC copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or your local I EC member National Committee for further information Droits de reproduction réservés Sauf indication contraire, aucune partie de cette publication ne peut être reproduite ni utilisée sous quelque forme que ce soit et par aucun procédé, électronique ou mécanique, y compris la photocopie et les microfilms, sans l'accord écrit de l'IEC ou du Comité national de l'IEC du pays du demandeur Si vous avez des questions sur le copyright de l'IEC ou si vous désirez obtenir des droits supplémentaires sur cette publication, utilisez les coordonnées ci-après ou contactez le Comité national de l'IEC de votre pays de résidence IEC Central Office 3, rue de Varembé CH-1 21 Geneva 20 Switzerland Tel.: +41 22 91 02 1 Fax: +41 22 91 03 00 info@iec.ch www.iec.ch Ab ou t th e I E C The I nternational Electrotechnical Commission (I EC) is the leading global organization that prepares and publishes I nternational Standards for all electrical, electronic and related technologies Ab o u t I E C p u b l i ca ti o n s The technical content of IEC publications is kept under constant review by the IEC Please make sure that you have the latest edition, a corrigenda or an amendment might have been published I E C Catal og u e - webstore i ec ch /catal og u e The stand-alone application for consulting the entire bibliographical information on IEC International Standards, Technical Specifications, Technical Reports and other documents Available for PC, Mac OS, Android Tablets and iPad I E C pu bl i cati on s s earch - www i ec ch /search pu b The advanced search enables to find IEC publications by a variety of criteria (reference number, text, technical committee,…) It also gives information on projects, replaced and withdrawn publications E l ectroped i a - www el ectroped i a org The world's leading online dictionary of electronic and electrical terms containing 20 000 terms and definitions in English and French, with equivalent terms in additional languages Also known as the International Electrotechnical Vocabulary (IEV) online I E C G l os sary - s td i ec ch /g l oss ary 65 000 electrotechnical terminology entries in English and French extracted from the Terms and Definitions clause of IEC publications issued since 2002 Some entries have been collected from earlier publications of IEC TC 37, 77, 86 and CISPR I E C J u st Pu bl i s h ed - webstore i ec ch /j u stpu bl i sh ed Stay up to date on all new IEC publications Just Published details all new publications released Available online and also once a month by email I E C C u stom er S ervi ce C en tre - webstore i ec ch /csc If you wish to give us your feedback on this publication or need further assistance, please contact the Customer Service Centre: csc@iec.ch A propos d e l 'I E C La Commission Electrotechnique I nternationale (IEC) est la première organisation mondiale qui élabore et publie des Normes internationales pour tout ce qui a trait l'électricité, l'électronique et aux technologies apparentées A propos d es pu bl i cati on s I E C Le contenu technique des publications IEC est constamment revu Veuillez vous assurer que vous possédez l’édition la plus récente, un corrigendum ou amendement peut avoir été publié Catal og u e I E C - webstore i ec ch /catal og u e Application autonome pour consulter tous les renseignements bibliographiques sur les Normes internationales, Spécifications techniques, Rapports techniques et autres documents de l'IEC Disponible pour PC, Mac OS, tablettes Android et iPad Rech erch e d e pu bl i cati on s I E C - www i ec ch /search pu b La recherche avancée permet de trouver des publications IEC en utilisant différents critères (numéro de référence, texte, comité d’études,…) Elle donne aussi des informations sur les projets et les publications remplacées ou retirées I E C J u st Pu bl i s h ed - webstore i ec ch /j u stpu bl i sh ed Restez informé sur les nouvelles publications IEC Just Published détaille les nouvelles publications parues Disponible en ligne et aussi une fois par mois par email E l ectroped i a - www el ectroped i a org Le premier dictionnaire en ligne de termes électroniques et électriques Il contient 20 000 termes et définitions en anglais et en franỗais, ainsi que les termes ộquivalents dans langues additionnelles Egalement appelé Vocabulaire Electrotechnique International (IEV) en ligne G l oss re I E C - s td i ec ch /g l ossary 65 000 entrées terminologiques ộlectrotechniques, en anglais et en franỗais, extraites des articles Termes et Définitions des publications IEC parues depuis 2002 Plus certaines entrées antérieures extraites des publications des CE 37, 77, 86 et CISPR de l'IEC S ervi ce Cl i en ts - webstore i ec ch /csc Si vous désirez nous donner des commentaires sur cette publication ou si vous avez des questions contactez-nous: csc@iec.ch I E C 62 5-451 -3 ® Edition 1 201 7-05 C ON S OLI D ATE D VE RS I ON VE RS I ON C ON S OLI D É E colour i n sid e F ram ework for en erg y m arket com m u n i cati on s – P art 451 -3: Tran sm i ss i on capaci ty al l ocati on bu s i n ess proces s (e xpl i ci t or i m pl i ci t au cti on ) an d te xtu al m od el s for E u rope an m arket C ad re pou r l es com m u n i cati on s pou r l e m arch é d e l ’ é n erg i e – P arti e 451 -3: P roces su s m é ti er d ’ attri bu ti on d e l a capaci té d e tran s port (ven te au x e n ch è res expl i ci te ou i m pl i ci te ) et m od èl e s te xtu el s pou r l e m arch é eu ropée n INTERNATIONAL ELECTROTECHNICAL COMMISSION COMMISSION ELECTROTECHNIQUE INTERNATIONALE ICS 33.200 ISBN 978-2-8322-4293-3 Warn i n g ! M ake su re th at you ob tai n ed th i s pu bl i ca ti on from an au th ori zed d i s tri bu tor Atten ti on ! Veu i l l ez vou s as s u rer q u e vou s avez ob ten u cette p u b l i cati on vi a u n d i s tri bu teu r ag ré é ® Registered trademark of the International Electrotechnical Commission Marque déposée de la Commission Electrotechnique Internationale I E C 62 5-451 -3 ® Edition 1 201 7-05 RE D LI N E VE RS I ON VE RS I ON RE D LI N E colour i n sid e F ram ework for en erg y m arke t com m u n i cati on s – P art 451 -3: Tran sm i ss i on capaci ty al l ocati on bu s i n e ss proces s (expl i ci t or i m pl i ci t au cti on ) an d textu al m od el s for E u ropean m arket C ad re pou r l es com m u n i cati on s pou r l e m arch é d e l ’ én erg i e – P arti e 451 -3: P roces su s m éti er d ’ attri bu ti on d e l a capaci té d e tran s port (ven te au x en ch ères expl i ci te ou i m pl i ci te) et m od èl e s te xtu el s pou r l e m arch é IEC 62325-451 -3:201 4-07+AMD1 :201 7-05 CSV(en-fr) eu ropéen –2– I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 CONTENTS FOREWORD I NTRODUCTI ON Scope Norm ative references Term s and definitions Docum ent contextual model and m essage assem bl y m odel basic concepts 20 Overview 20 European style market package (ESMP) structure 22 From the European style market profile to the document contextual m odel 23 4 From the document contextual model to the message assembl y model 23 From the assembl y model to the XML schema 23 The transm ission capacity allocation business process 23 Overall business context 23 Establish offered capacity process 25 Explicit auction process 27 Overview of explicit auction process 27 Bid and allocate capacity 27 3 Publish auction results 28 Trade and negotiate allocated capacity 28 5 Capacity rights resale 28 Possibility of curtailm ent of allocated capacity 29 Designate interconnection trade responsible for nomination 29 Nominate use of border capacity 29 Validate nominations 30 I mplicit auction process 30 Overview implicit auction process 30 Subm it bids and offers to local exchange 31 I m plicit auction 31 4 Publish exchange results 31 5 Publish trade results 31 5 Business rules for the transmission capacity allocation process 32 5 General rules 32 5 Rules governing the Bid_MarketDocum ent 32 5 Rules governing the Capacity_MarketDocument 33 5 Rules governing the AllocationResult_MarketDocum ent 33 5 Rules governing the TotalAllocationResult_M arketDocum ent 33 5 Rules governing the Rights_M arketDocum ent 34 Contextual and assembly m odels 36 Bid contextual m odel 36 Overview of the model 36 I sBasedOn relationships from the European style m arket profile 37 Detailed Bid contextual m odel 37 Bid assem bl y m odel 44 Overview of the model 44 2 I sBasedOn relationships from the European style m arket profile 45 Detailed Bid assem bl y m odel 45 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV –3– © I EC 201 Capacity auction specification contextual m odel 49 6 Overview of the model 49 I sBasedOn relationships from the European style m arket profile 50 3 Detailed Capacity auction specification contextual m odel 51 Capacity auction specification assem bl y m odel 61 Overview of the model 61 I sBasedOn relationships from the European style m arket profile 62 Detailed Capacity auction specification assembl y m odel 63 Capacity contextual m odel 70 6 Overview of the model 70 I sBasedOn relationships from the European style m arket profile 71 Detailed Capacity contextual model 72 Capacity assem bl y m odel 79 6 6 Overview of the model 79 6 I sBasedOn relationships from the European style m arket profile 80 6 Detailed Capacity assembl y m odel 81 Allocation result contextual m odel 85 Overview of the model 85 I sBasedOn relationships from the European style m arket profile 86 Detailed Allocation result contextual m odel 86 Allocation result assem bly m odel 95 Overview of the model 95 I sBasedOn relationships from the European style m arket profile 97 Detailed Allocation result assem bl y m odel 97 Total allocation result contextual model 02 9 Overview of the model 02 I sBasedOn relationships from the European style m arket profile 03 Detailed Total allocation result contextual model 04 Total allocation result assem bl y m odel 1 1 Overview of the model 1 I sBasedOn relationships from the European style m arket profile 1 Detailed Total allocation result assem bl y m odel 1 1 I mplicit auction result contextual model 22 1 Overview of the model 22 1 I sBasedOn relationships from the European style m arket profile 23 1 Detailed I m plicit auction result contextual m odel 23 I mplicit auction result assembl y m odel 31 Overview of the model 31 2 I sBasedOn relationships from the European style m arket profile 32 Detailed I m plicit auction result assembl y model 32 Publication contextual model 37 Overview of the model 37 I sBasedOn relationships from the European style m arket profile 38 3 Detailed Publication contextual model 38 Publication assembl y m odel 47 Overview of the model 47 I sBasedOn relationships from the European style m arket profile 48 Detailed Publication assembly model 49 Rights contextual m odel 54 –4– I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 Overview of the model 54 I sBasedOn relationships from the European style m arket profile 55 Detailed Rights contextual m odel 56 6 Rights assem bl y model 65 6 Overview of the model 65 6 I sBasedOn relationships from the European style m arket profile 66 6 Detailed Rights assem bl y model 66 XML schema 71 XML schema URN Namespace rules 71 Code list U RN nam espace rules 71 URI rules for model documentation 72 Datatype 72 Class 72 3 Attribute 72 Association end role name 73 Bid_MarketDocum ent schema 74 Schem a Structure 74 Schem a description 75 CapacityAuctionSpecification_MarketDocum ent schema 80 Schem a Structure 80 Schem a description 82 Capacity_M arketDocum ent schema 88 Schem a Structure 88 Schem a description 91 7 AllocationResult_MarketDocument schem a 96 7 Schem a Structure 96 7 Schem a description 98 TotalAllocationResult_MarketDocum ent schem a 203 Schem a Structure 203 Schem a description 205 I mplicitAuctionResult_M arketDocument schema 21 Schem a Structure 21 Schem a description 21 Publication_MarketDocument schem a 21 1 Schem a Structure 21 Schem a description 21 1 Rights_MarketDocum ent schema 223 1 Schem a Structure 223 1 Schem a description 225 Bibliograph y 230 Figure Figure Figure Figure Figure Figure Figure – I EC 623235-450 m odelling fram ework 21 – Overview of European style market profile dependency 22 – Use case of the transm ission capacity allocation process 25 – Establish offered capacity overview 27 – Auction capacity 28 – Transfer and curtailm ent 29 – Nomination of capacity rights 30 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV –5– © I EC 201 Figure – I m plicit auction overview 31 Figure – Bid contextual model 36 Figure – Bid assembl y model 44 Figure 1 – Capacity auction specification contextual m odel 50 Figure – Capacity auction specification assem bl y m odel 62 Figure – Capacity contextual m odel 71 Figure – Capacity assem bl y model 80 Figure – Allocation result contextual model 85 Figure – Allocation result assembl y model 96 Figure – Total allocation result contextual m odel 03 Figure – Total allocation result assem bl y m odel 1 Figure – I mplicit auction result contextu al m odel 22 Figure 20 – I mplicit auction result assem bl y m odel 31 Figure 21 – Publication contextual m odel 37 Figure 22 – Publication assembl y m odel 48 Figure 23 – Rights contextual m odel 55 Figure 24 – Rights assembly model 65 Figure 25 – Bid_MarketDocum ent XM L schem a structure – /2 74 Figure 26 – Bid_MarketDocum ent XM L schem a structure – 2/2 75 Figure 27 – CapacityAuctionSpecification_MarketDocum ent XML schema structure – /2 80 Figure 28 – CapacityAuctionSpecification_MarketDocum ent XML schema structure – 2/2 82 Figure 29 – Capacity_MarketDocument XML schem a structure – /2 89 Figure 30 – Capacity_M arketDocum ent XM L schema structure – 2/2 91 Figure 31 – AllocationResult_MarketDocument XML schema structure – /2 96 Figure 32 – AllocationResult_MarketDocument XML schema structure – 2/2 97 Figure 33 – TotalAllocationResult_MarketDocument XM L schema structure – /2 203 Figure 34 – TotalAllocationResult_MarketDocument XM L schema structure – 2/2 204 Figure 35 – I mplicitAuctionResult_MarketDocum ent XML schema structure – /2 21 Figure 36 – I mplicitAuctionResult_M arketDocument XML schem a structure – 2/2 21 Figure 37 – Publication_MarketDocum ent XML schema structure – /2 21 Figure 38 – Publication_MarketDocum ent XML schema structure – 2/2 21 Figure 39 – Rights_MarketDocum ent XM L schema structure – /2 223 Figure 40 – Rights_MarketDocum ent XML schema structure – 2/2 224 Table – Bid indicators dependency 32 Table – Rights_MarketDocument dependency table 35 Table – I sBasedOn dependency 37 Table – Attributes of Bid contextual model: :Bid_MarketDocum ent 37 Table – Association ends of Bid contextual model: : Bid_M arketDocum ent with other classes 38 Table – Attributes of Bid contextual model: : Auction 38 Table – Attributes of Bid contextual model: : BidTim eSeries 39 Table – Association ends of Bid contextual model: : BidTim eSeries with other classes 39 –6– I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 Table – Attributes of Bid contextual model: :Currency_U nit 40 Table – Attributes of Bid contextual m odel:: Domain 40 Table 1 – Attributes of Bid contextual m odel:: MarketParticipant 40 Table – Association ends of Bid contextual m odel: : MarketParticipant wi th other classes 41 Table – Attributes of Bid contextual m odel:: MarketRole 41 Table – Attributes of Bid contextual m odel:: Measure_U nit 41 Table – Attributes of Bid contextual m odel:: Point 42 Table – Association ends of Bid contextual model:: Point with other classes 42 Table – Attributes of Bid contextual m odel:: Price 42 Table – Attributes of Bid contextual m odel:: Series_Period 42 Table – Association ends of Bid contextual m odel: : Series_Period with other classes 43 Table 20 – Attributes of Bid contextual m odel:: Time_Period 43 Table 21 – I sBasedOn dependency 45 Table 22 – Attributes of Bid assem bl y model: : Bid_MarketDocum ent 46 Table 23 – Association ends of Bid assem bl y m odel: : Bid_MarketDocument with other classes 46 Table 24 – Attributes of Bid assem bl y model: : BidTim eSeries 47 Table 25 – Association ends of Bid assem bl y m odel: : BidTimeSeries with other classes 47 Table 26 – Attributes of Bid assem bl y model: : Point 48 Table 27 – Attributes of Bid assem bl y model: : Series_Period 48 Table 28 – Association ends of Bid assem bl y m odel: :Series_Period with other classes 48 Table 29 – I sBasedOn dependency 50 Table 30 – Attributes of Capacity auction specification contextual model: :CapacityAuctionSpecification_MarketDocument 51 Table 31 – Association ends of Capacity auction specification contextual model: :CapacityAuctionSpecification_MarketDocument with other classes 51 Table 32 – Attributes of Capacity auction specification contextual model: : AttributeI nstanceComponent 52 Table 33 – Attributes of Capacity auction specification contextual m odel:: Auction 53 Table 34 – Attributes of Capacity auction specification contextual model: : Auction_Tim eSeries 53 Table 35 – Association ends of Capacity auction specification contextual model: : Auction_Tim eSeries with other classes 53 Table 36 – Attributes of Capacity auction specification contextual model: :Contract_MarketAgreement 56 Table 37 – Attributes of Capacity auction specification contextual model: :Currency_U nit 56 Table 38 – Attributes of Capacity auction specification contextual model: :Date_M arketAgreem ent 56 Table 39 – Attributes of Capacity auction specification contextual m odel:: Domain 57 Table 40 – Attributes of Capacity auction specification contextual model: :M arketParticipant 57 Table 41 – Association ends of Capacity auction specification contextual model: :M arketParticipant with other classes 57 Table 42 – Attributes of Capacity auction specification contextual m odel: : MarketRole 57 Table 43 – Attributes of Capacity auction specification contextual m odel:: Measure_Unit 58 – 448 – I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 – 449 – – 450 – I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 – 451 – – 452 – 7.1 Schéma de Rights_MarketDocument 7.1 1 Structure du schéma I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 La Fi gure 39 et l a Fig ure 40 m ontrent la structure du schém a IEC 72/1 Figure 39 – Structure du schéma XML Rights_MarketDocument – /2 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 – 453 – IEC 73/1 Figure 40 – Structure du schéma XML Rights_MarketDocument – 2/2 – 454 – 7.1 Description du schéma I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 – 455 – – 456 – I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 – 457 – – 458 – I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 I EC 62325-451 -3: 201 4+AMD1 : 201 CSV © I EC 201 – 459 – Bibliograph ie I EC 61 968-1 , In té gra tion d’a p p lica tio n s p our les se rvices é lectriques – In terfa ces systè m e pour la gestion de distrib ution – Pa rtie 1 : Exte n sion s du m odè le d’in forma tion comm un (CIM) po ur la distrib ution I EC 61 970-301 , In te rfa ce de p ro gra m m a tio n d’a p p lica tion pour systè m e de gestion d’é n ergie (EMS-A PI) – Pa rtie 301 : Ba se de m o dè le d’in form a tion com m un (CIM) I EC 62325-301 , Ca dre p our le s com m un ica tion s po ur le m a rch é de l’é n e rgie – Pa rtie 301 : Modè le d’in form a tion co m mun (CIM) – Exte n sio n s p our les m a rch és I SO/TS 5000-5: 2005, Com m e rce é lectro n ique e n la n ga ge de b a lisa ge e xte n sib le (e b XML ) – Pa rtie 5: Sp écifica tio n te chn ique de s co m posa n ts prin cip a ux (e b XML ) , version 01 (e b CCTS) U N /ECE Recom m endati on 20, U N /CEFACT, Codes for un its o f me a sure use d in in tern a tion a l tra de Un ifie d Co n te xt Me th o dology Techn ica l Sp ecifica tion _ I N TE RN ATI O N AL E LE CTRO TE CH N I CAL CO M M I S S I O N 3, ru e d e Va re m bé P O B ox CH -1 1 G e n e va S wi tze rl a n d Te l : + 41 F a x: + 22 91 02 1 22 91 03 00 i n fo @i e c ch www i e c ch