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CommitteeonthePhysicsofthe Universe Board onPhysics and Astronomy Division on Engineering and Physical Sciences THENATIONAL ACADEMIES PRESS Washington, D.C. www.nap.edu QuarksElevenScienceQuestionsfortheNewCenturywiththe Cosmos ConnectingTHENATIONAL ACADEMIES PRESS 500 Fifth Street, N.W. Washington, DC 20001 NOTICE: The project that is the subject of this report was approved by the Govern- ing Board oftheNationalResearch Council, whose members are drawn from the councils oftheNational Academy of Sciences, theNational Academy of Engineer- ing, and the Institute of Medicine. The members ofthecommittee responsible forthe report were chosen for their special competences and with regard for appropriate balance. This project was supported by Grant No. DE-FG02-00ER41141 between the Na- tional Academy of Sciences and the Department of Energy, Grant No. NAG5-9268 between theNational Academy of Sciences and theNational Aeronautics and Space Administration, and Grant No. PHY-0079915 between theNational Academy of Sciences and theNationalScience Foundation. Any opinions, findings, and conclu- sions or recommendations expressed in this publication are those ofthe author(s) and do not necessarily reflect the views ofthe organizations or agencies that pro- vided support forthe project. International Standard Book Number 0-309-07406-1 Library of Congress Control Number 2003100888 Additional copies of this report are available from theNational Academies Press, 500 Fifth Street, N.W., Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); Internet, http://www.nap.edu and Board onPhysics and Astronomy, NationalResearch Council, NA 922, 500 Fifth Street, N.W., Washington, DC 20001; Internet, http://www.national-academies.org/bpa. Cover: Artwork 2002 by Don Dixon/cosmographica.com Copyright 2003 by theNational Academy of Sciences. All rights reserved. Printed in the United States of America TheNational Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance ofscience and technology and to their use forthe general welfare. Upon the authority ofthe charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce M. Alberts is president oftheNational Academy of Sciences. TheNational Academy of Engineering was established in 1964, under the charter oftheNational Academy of Sciences, as a parallel organization of outstanding engi- neers. It is autonomous in its administration and in the selection of its members, sharing withtheNational Academy of Sciences the responsibility for advising the federal government. TheNational Academy of Engineering also sponsors engineer- ing programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Wm. A. Wulf is presi- dent oftheNational Academy of Engineering. The Institute of Medicine was established in 1970 by theNational Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health ofthe public. The Institute acts under the responsibility given to theNational Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president ofthe Institute of Medicine. TheNationalResearch Council was organized by theNational Academy of Sci- ences in 1916 to associate the broad community ofscience and technology withthe Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both theNational Academy of Sciences and theNational Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Coun- cil is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. Wm. A. Wulf are chair and vice chair, respectively, oftheNationalResearchCouncil. www.national-academies.org v COMMITTEEONTHEPHYSICSOFTHE UNIVERSE MICHAEL S. TURNER, University of Chicago, Chair ERIC G. ADELBERGER, University of Washington 2 ARTHUR I. BIENENSTOCK, Stanford University 2 ROGER D. BLANDFORD, California Institute of Technology SANDRA M. FABER, University of California at Santa Cruz 1 THOMAS K. GAISSER, University of Delaware FIONA HARRISON, California Institute of Technology JOHN P. HUCHRA, Harvard-Smithsonian Center for Astrophysics JOHN C. MATHER, NASA Goddard Space Flight Center 2 JOHN PEOPLES, JR., Fermi National Accelerator Laboratory 2 HELEN R. QUINN, Stanford Linear Accelerator Center R.G. HAMISH ROBERTSON, University of Washington BERNARD SADOULET, University of California at Berkeley FRANK J. SCIULLI, Columbia University DAVID N. SPERGEL, Princeton University 1 HARVEY TANANBAUM, Smithsonian Astrophysical Observatory 2 J. ANTHONY TYSON, Lucent Technologies FRANK A. WILCZEK, Massachusetts Institute of Technology CLIFFORD WILL, Washington University, St. Louis BRUCE D. WINSTEIN, University of Chicago EDWARD L. (NED) WRIGHT, University of California at Los Angeles 2 Staff DONALD C. SHAPERO, Director JOEL R. PARRIOTT, Senior Program Officer MICHAEL H. MOLONEY, Program Officer TIMOTHY I. MEYER, Program Associate CYRA A. CHOUDHURY, Project Associate NELSON QUIÑONES, Project Assistant VAN AN, Financial Associate 1,2 Served for only phase 1 or 2 ofthe study (see Preface). vi BOARD ONPHYSICS AND ASTRONOMY JOHN P. HUCHRA, Harvard-Smithsonian Center for Astrophysics, Chair ROBERT C. RICHARDSON, Cornell University, Vice Chair JONATHON A. BAGGER, Johns Hopkins University GORDON A. BAYM, University of Illinois at Urbana-Champaign CLAUDE R. CANIZARES, Massachusetts Institute of Technology WILLIAM EATON, National Institutes of Health WENDY L. FREEDMAN, Carnegie Observatories FRANCES HELLMAN, University of California at San Diego KATHY LEVIN, University of Chicago CHUAN SHENG LIU, University of Maryland LINDA J. (LEE) MAGID, University of Tennessee THOMAS M. O’NEIL, University of California at San Diego JULIA M. PHILLIPS, Sandia National Laboratories BURTON RICHTER, Stanford University ANNEILA I. SARGENT, California Institute of Technology JOSEPH H. TAYLOR, JR., Princeton University KATHLEEN C. TAYLOR, General Motors Corporation THOMAS N. THEIS, IBM T.J. Watson Research Center CARL E. WIEMAN, University of Colorado/JILA Staff DONALD C. SHAPERO, Director JOEL R. PARRIOTT, Senior Program Officer ROBERT L. RIEMER, Senior Program Officer MICHAEL H. MOLONEY, Program Officer TIMOTHY I. MEYER, Program Associate CYRA A. CHOUDHURY, Project Associate PAMELA A. LEWIS, Project Associate NELSON QUIÑONES, Project Assistant VAN AN, Financial Associate vii The fall 1999 meeting oftheNationalResearch Council’s (NRC’s) Board onPhysics and Astronomy (BPA) featured a stimulating science session onthe frontiers ofresearch at the intersection ofphysics and astronomy. Na- tional Aeronautics and Space Administration (NASA) administrator Daniel Goldin attended the session and at its conclusion asked the BPA to assess thescience opportunities in this interdisciplinary area and devise a plan for realizing those opportunities. Robert Eisenstein, assistant director oftheNationalScience Foundation’s (NSF’s) Mathematical and Physical Sciences Directorate, and S. Peter Rosen, associate director for high-energy and nu- clear physics at the Department of Energy (DOE), expressed their desire to work with NASA and supported the initiation of this study. TheCommitteeonthePhysicsofthe Universe was formed and held the first of its eight meetings in March 2000 (see Appendix A). Mr. Goldin strongly urged the BPA to finish the report in time forthe recommendations to play a role in thescience planning ofthenew admin- istration that would be taking office in 2001. To meet that ambitious goal, the BPA decided to divide the study into two phases: a first phase to assess thescience opportunities and a second phase to address the implementa- tion of those opportunities. In carrying out the study, the BPA enlisted the help ofthe Space Studies Board (SSB). The charge to thecommittee was as follows: Thecommittee will prepare a science assessment and strategy for this area ofresearch at the intersection of astronomy and physics. The study will encompass astrophysical phenomena that give insight into funda- mental physics as well as fundamental physics that is relevant to under- standing astrophysical phenomena and the structure and evolution ofthe universe. Thescience assessment will be carried out as the first phase ofthe study over a period of 1 year. The assessment will summarize progress in ad- Preface viii PREFACE dressing the key research issues facing theresearch community and evalu- ate opportunities for further progress. Among thescience topics to be included in thescience assessment are cosmology, the creation of matter and energy at the initiation oftheuniverse,the dark matter known to pervade the cosmos, the dark energy that appears to be causing the expan- sion ofthe universe to accelerate, additional dimensions beyond the usual three of space and one of time, strong-field gravitational physics, very- high-energy cosmic rays, neutrino astrophysics, and extreme physics at black holes and magnetized neutron stars. The second phase ofthe study, which will require an additional year of work, will result in a strategy for this interdisciplinary area of research. The strategy will include scientific objectives identified in the first phase along with priorities and a plan of action to implement the priorities, including ways to facilitate continued coordinated planning involving NASA, NSF, DOE, and theresearch community. During the first phase, thecommittee held one open meeting to gather input and to hear from the three sponsoring agencies about their current plans and hopes for this study. It also met twice in closed session to prepare an interim report for phase I (see Appendix A for meeting agendas). Com- munity input was gathered during briefings at meetings ofthe American Astronomical Society, the American Physical Society (APS), the APS Divi- sion of Particles and Fields (DPF), the APS Division of Astrophysics and Nuclear Physics, and the APS Topical Group on Gravitation. Thecommittee chose these divisions because the intersection between astronomy and phys- ics largely touches on nuclear, particle, and gravitational physics. An e-mail announcement inviting public comment was widely distributed through the professional societies and their subunits. The interim phase I report con- tained thescience assessment, which was presented in the form of 11 questions that are ripe for progress. The phase I report was released to the public on January 9, 2001, at the meeting ofthe American Astronomical Society. Thecommittee began its second phase, the formulation of a strategy for addressing the 11 science questions, by soliciting ideas from the commu- nity. A call for proposals was widely circulated in the community (see Appendix B). Some 80 proposals for projects that address the scientific questions identified in the phase I report were received (see Appendix C). A series of three open meetings was held to hear about projects and ideas. The first was held in association withthe April 2001 meeting ofthe APS; the second was held in conjunction withthe June meeting ofthe American Astronomical Society; and the final meeting was held in Snowmass, Colo- rado, during the DPF’s Future of High-Energy Physics Study. Two closed PREFACE ix meetings were held, one in Chicago, Illinois, and one in Irvine, California, to formulate recommendations. During the 2-year study thecommittee kept the BPA, SSB, and Commit- tee on Astronomy and Astrophysics (CAA, a standing committeeofthe NRC) informed by means of periodic progress reports from its chair. This final report consists ofthe phase I report, a series ofcommittee recommendations for realizing thescience opportunities, and a new chap- ter (Chapter 7) devoted to how thescience objectives can be addressed. It complements the NRC surveys Physics in a New Era: An Overview and Astronomy and Astrophysics in theNew Millennium (both from the Na- tional Academy Press, Washington, D.C., 2001). It builds onthescience priorities identified in those studies and focuses on areas at the intersection of astronomy and physics that although peripheral to each discipline sepa- rately, become important when considered in the context of both. This report, together withthephysics and astronomy surveys, provides a clear and comprehensive picture ofthe exciting and timely science opportunities that exist in physics and astronomy as we enter a new century. Thecommittee acknowledges BPA program staff members Don Shapero, Timothy Meyer, Michael Moloney, and Joel Parriott, whose extraordinary effort during the rigorous NRC review process enabled thecommittee to meet a very aggressive prepublication schedule. Thecommittee and I also thank the NRC review coordinator forthe phase I report, Martha Haynes, for her willingness to oversee the review process during the busy winter holiday season and the NRC review coordinator forthe final report, Kenneth Keller- man, who worked hard to help thecommittee meet its ambitious schedule. I end with a personal note. Thecommittee brought together an extraor- dinary group of astronomers and physicists. The great diversity in scientific backgrounds was more than balanced by an even greater interest in and appreciation ofscience far from the members’ own research interests. Thescience opportunities before us made every meeting exciting. Working with this group was a pleasure that I will long remember, and I thank the commit- tee for its hard work and commitment to the study. Michael S. Turner, Chair CommitteeonthePhysicsofthe Universe xi This report has been reviewed in draft form by individuals chosen for their diverse perspectives and technical expertise, in accordance with pro- cedures approved by theNationalResearch Council’s Report Review Com- mittee. The purpose of this independent review is to provide candid and critical comments that will assist the institution in making its published report as sound as possible and to ensure that the report meets institutional standards for objectivity, evidence, and responsiveness to the study charge. The review comments and draft manuscript remain confidential to protect the integrity ofthe deliberative process. We wish to thank the following individuals for their review of this report: David Arnett, University of Arizona, 1,2 Jonathan Bagger, Johns Hopkins University, 2 Barry Barish, California Institute of Technology, 2 Gordon Baym, University of Illinois at Urbana-Champaign, 1,2 Beverly Berger, Oakland University, 1 John Carlstrom, University of Chicago, 2 Marc Davis, University of California at Berkeley, 1 Sidney Drell, Stanford Linear Accelerator Center, 1 Richard Fahey, Goddard Space Flight Center, 1 Wendy Freedman, Carnegie Observatories, 1,2 David Gross, University of California at Santa Barbara, 1 Alice Harding, Goddard Space Flight Center, 1 Steve Kahn, Columbia University, 2 Marc Kamionkowski, California Institute of Technology, 1,2 Richard Kron, Yerkes Observatory, University of Chicago, 2 Louis Lanzerotti, Lucent Technologies, 1 Rene Ong, University of California at Los Angeles, 2 Anneila Sargent, California Institute of Technology, 1 Acknowledgment of Reviewers xii ACKNOWLEDGMENT OF REVIEWERS Peter Stetson, Dominion Astrophysical Observatory, 1 Joseph H. Taylor, Jr., Princeton University, 1,2 and Edward L. Wright, University of California at Los Angeles. 1 Although the reviewers listed above have provided many constructive comments and suggestions, they were not asked to endorse the conclusions or recommendations, nor did they see the final draft ofthe report before its release. The review of this report was overseen by Martha Haynes, 1 Cornell University, and Kenneth Kellermann, 2 National Radio Astronomy Observa- tory. Appointed by theNationalResearch Council, they were responsible for making certain that an independent examination of this report was carried out in accordance with institutional procedures and that all review comments were carefully considered. Responsibility forthe final content of this report rests entirely withthe authoring committee and the institution. 1,2 Participated in the review for phase 1 or phase 2 ofthe study or both. [...]... laws of that time allow one to predict, given the configuration of matter and force fields at one time, the configurations at all later times For example, Newton’s laws of motion and gravitational attraction can predict the positions of planets and comets in the future once their current positions (and velocities) are known However, nothing in Newton’s laws can predict the existence of, or determine the. .. scientific view The science, remarkable in its richness, cuts across the traditional boundaries of astronomy and physics It brings together the frontier in the EXECUTIVE SUMMARY quest for an understanding ofthe very nature of space and time withthe frontier in the quest for an understanding ofthe origin and earliest evolution ofthe universe and ofthe most exotic objects within it Realizing the extraordinary... recommended the Constellation-X Observatory and the Laser Interferometer Space Antenna onthe basis of their great potential for astronomical discovery These missions will be able to uniquely test Einstein’s theory in regimes where gravity is very strong: near the event horizons of black holes and near the surfaces of neutron stars For this reason, thecommittee adds its support forthe recommendations of the. .. understanding the universe and its contents TheCommitteeonthePhysicsofthe Universe was convened in recognition ofthe deep connections that exist between quarks and the cosmos THEQUESTIONS Both disciplines physics and astronomy—have seen stunning progress within their own realms of study in the past two decades The advances made by physicists in understanding the deepest inner workings of matter,... intersection ofphysics and astronomy Thecommittee recommends establishment of an interagency initiative onthephysicsoftheuniverse,withthe participation of DOE, NASA, and NSF This initiative should provide structures for joint planning and mechanisms for joint implementation of cross-agency projects The scientific opportunities thecommittee identified cut across the disciplines ofphysics and astronomy... everyone’s imagination The answers to these questions strain the limits of human ingenuity, but thequestions themselves are crystalline in their clarity and simplicity In framing this report, thecommittee has seized on 11 particularly direct questions that encapsulate most ofthephysics and astrophysics discussed here They do not cover all of these fields but focus instead onthe interface between them... priority by the 2001 NationalResearch Council decadal survey of astronomy, Astronomy and Astrophysics in theNew Millennium, onthe basis of their ability to address important problems in astronomy Thecommittee adds its support, onthe basis ofthe ability ofthe projects to also address science at the intersection of astronomy and physicsThe other three projects—a wide-field telescope in space; a deep... formed Along the way, dark matter particles and neutrinos escaped annihilation because ofthe weakness of their interactions, and for that reason they are still here today The slight lumpiness ofthe dark matter— a legacy ofthe quantum fuzziness that characterized inflation—triggered the beginning of the formation ofthe structure that we see today Starting some 30,000 years after the beginning, the. .. each ofthe three agencies has an important and unique role to play in the scientific adventure that links the extremely large and the extremely small In this report theCommitteeonthePhysics of the Universe identifies the most important and timely science opportunities at the intersection ofphysicswith astronomy Because ofthe interconnectedness of the science, which is an integral part of its... both astronomy and physics, these questions take on a greater urgency and importance Taken as a whole, thequestions address an emerging model of the universe that connects physics at the most microscopic scales to the properties of the universe and its contents onthe largest physical scales This bold construction relies on extrapolating physics tested today in the laboratory and within the solar . approved by the Govern- ing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineer- ing, and the Institute. Eleven Science Questions for the New Century with the Cosmos Connecting THE NATIONAL ACADEMIES PRESS 500 Fifth Street, N.W. Washington, DC 20001 NOTICE: The project that is the subject of this. by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the