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OPTICAL COATINGS AND THERMAL NOISE IN
PRECISION MEASUREMENT
Thermal noise from optical coatings is a growing area of concern, and overcoming limits
to the sensitivity of high-precision measurements by thermal noise is one of the greatest
challenges faced by experimental physicists.
In this timely book, internationally renowned scientists and engineers examine our
current theoretical and experimental understanding. Beginning with the theory of thermal
noise in mirrors and substrates, subsequent chapters discuss the technology of depositing
coatings and state-of-the-art dielectric coating techniques used in precision measurement.
Applications and remedies for noise reduction are also covered.
Individual chapters are dedicated to specific fields where coating thermal noise is a
particular concern, including the areas of quantum optics/optomechanics, gravitational
wave detection, precision timing, high-precision laser stabilization via optical cavities, and
cavity quantum electrodynamics. While providing full mathematical detail, the text avoids
field-specific jargon, making it a valuable resource for readers with varied backgrounds in
modern optics.
Gregory Harry has worked in the field of gravitational wave detection for over 15
years and is currently the Optics Chair and Coating Cognizant Scientist for the Laser Inter-
ferometer Gravitational Wave Observatory (LIGO), and Professor at American University,
Washington DC. He is amongst the pioneers of coating thermal noise research.
Timothy P. Bodiya is a graduate student at the Physics Department of Massachusetts
Institute of Technology. He is conducting research in the field of gravitational wave physics
and quantum optomechanics with the goal of measuring quantum effects on everyday-sized
objects (gram to kilogram size).
Riccardo DeSalvo is Professor at the University of Sannio in Benevento, Italy.
Previously he has held the positions of Senior Staff Scientist at LIGO, Caltech, Passadena,
and that of Staff Scientist at INFN in Pisa, Italy. He is a member of ASME, APS, and SIF
and has authored more than 200 refereed papers.
OPTICAL COATINGS AND
THERMAL NOISE IN
PRECISION MEASUREMENT
Edited by
GREGORY HARRY
American University, Washington DC
TIMOTHY P. BODIYA
Massachusetts Institute of Technology
and
RICCARDO DESALVO
Universit
´
a degli Studi del Sannio, Benevento, Italy
cambridge university press
Cambridge, New York, Melbourne, Madrid, Cape Town,
Singapore, S
˜
ao Paulo, Delhi, Tokyo, Mexico City
Cambridge University Press
The Edinburgh Building, Cambridge CB2 8RU, UK
Published in the United States of America by Cambridge University Press, New York
www.cambridge.org
Information on this title: www.cambridge.org/9781107003385
C
Cambridge University Press 2012
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2012
Printed in the United Kingdom at the University Press, Cambridge
A catalogue record for this publication is available from the British Library
Library of Congress Cataloging in Publication data
Optical coatings and thermal noise in precision measurement / edited by Gregory M. Harry,
Timothy Bodiya and Riccardo DeSalvo.
p. cm.
Includes bibliographical references.
ISBN 978-1-107-00338-5 (hardback)
1. Optical coatings. 2. Quantum optics. 3. Light – Scattering. 4. Electromagnetic waves – Scattering.
I. Harry, Gregory M., 1967– II. Bodiya, Timothy P. III. DeSalvo, Riccardo.
TS517.2.O64 2012
621.36 – dc23 2011039977
ISBN 978-1-107-00338-5 Hardback
Cambridge University Press has no responsibility for the persistence or
accuracy of URLs for external or third-party internet websites referred to in
this publication, and does not guarantee that any content on such websites is,
or will remain, accurate or appropriate.
Contents
List of contributors page vii
Foreword xi
Preface xiii
1 Theory of thermal noise in optical mirrors 1
y. levin
2 Coating technology 6
s. chao
3 Compendium of thermal noises in optical mirrors 20
v. b. braginsky, m. l. gorodetsky, and s. p. vyatchanin
4 Coating thermal noise 31
i. martin and s. reid
5 Direct measurements of coating thermal noise 55
k. numata
6 Methods of improving thermal noise 73
s. ballmer and k. somiya
7 Substrate thermal noise 93
s. rowan and i. martin
8 Cryogenics 108
k. numata and k. yamamoto
9 Thermo-optic noise 129
m. evans and g. ogin
10 Absorption and thermal issues 145
p. willems, d. j. ottaway, and p. beyersdorf
11 Optical scatter 163
j. r. smith and m. e. zucker
v
vi Contents
12 Reflectivity and thickness optimization 173
i. m. pinto, m. principe, and r. desalvo
13 Beam shaping 196
a. freise
14 Gravitational wave detection 216
d. j. ottaway and s. d. penn
15 High-precision laser stabilization via optical cavities 237
m. j. martin and j. ye
16 Quantum optomechanics 259
g. d. cole and m. aspelmeyer
17 Cavity quantum electrodynamics 280
t. e. northup
References 296
Contributors
Markus Aspelmeyer
University of Vienna, Faculty of Physics, Boltzmanngasse 5, VIENNA 1090, Austria
Stefan Ballmer
Syracuse University, New York, Department of Physics, SYRACUSE, NY 13244, USA
Peter Beyersdorf
San Jose State University, Department of Physics and Astronomy, 1, Washington Square,
SAN JOSE, CA 95192-0160, USA
Vladimir B. Braginsky
M. V. Lomonosov Moscow State University, Faculty of Physics, Leninskie Gory,
MOSCOW 119991, Russia
Shiuh Chao
National Tsing Hua University, Institute of Photonics Technologies, 101 Kuangfu Rd,
Sec. 2, HSINCHU, Taiwan
Garrett D. Cole
University of Vienna, Faculty of Physics, Boltzmanngasse 5, VIENNA 1090, Austria
Riccardo DeSalvo
Universit
´
a degli Studi del Sannio, Via Port’Arsa, 11, 82100 Benevento, Italy
Matthew Evans
Massachusetts Institute of Technology, LIGO Laboratory MIT, NW22-295,
CAMBRIDGE, MA 02139, USA
Andreas Freise
University of Birmingham, School of Physics and Astronomy, Edgbaston,
BIRMINGHAM B15 2TT, UK
vii
viii List of contributors
Michael L. Gorodetsky
M. V. Lomonosov, Moscow State University, Faculty of Physics, Leninskie Gory,
MOSCOW 119991, Russia
Yuri Levin
Leiden Observatory, Niels Bohrweg 2, LEIDEN 2300 RA, The Netherlands
Iain Martin
University of Glasgow, Department of Physics and Astronomy, GLASGOW G12 8QQ,
UK
Michael J. Martin
University of Colorado, Boulder, JILA 440 UCB, BOULDER, CO 80309-0440, USA
Tracy E. Northup
Universit
¨
at Innsbruck, Institut f
¨
ur Experimentalphysik, Technikerstrasse 25/4,
INNSBRUCK 6020, Austria
Kenji Numata
NASA-Goddard Space Flight Center Code 663, 8800 Greenbelt Rd, GREENBELT, MD
20771, USA
Greg Ogin
California Institute of Technology, LIGO Laboratory, MS 100-36, Room 252B W. Bridge,
PASADENA, CA 91125, USA
David J. Ottaway
University of Adelaide, School of Chemistry and Physics, ADELAIDE, SOUTH
AUSTRALIA 5005, Australia
Steven D. Penn
Hobart and William Smith Colleges, Department of Physics, 300 Pulteney Street,
GENEVA, NY 14456, USA
Innocenzo M. Pinto
University of Sannio, Department of Engineering, Corso Garibaldi 107, Pal. dell’Aquila
Bosco-Lucarelli, BENEVENTO I-82100, Italy
Maria Principe
Department of Engineering, Corso Garibaldi 107, Pal. dell’Aquila Bosco-Lucarelli,
BENEVENTO I-82100, Italy
List of contributors ix
Stuart Reid
University of Glasgow, Department of Physics and Astronomy, GLASGOW G12 8QQ,
UK
Sheila Rowan
University of Glasgow, School of Physics and Astronomy, GLASGOW G12 8QQ, UK
Joshua R. Smith
Cal State Fullerton, Department of Physics, 800 N State College Blvd, FULLERTON, CA
92831, USA
Kentaro Somiya
Waseda Institute for Advanced Study, 1-6-1 Nishiwaseda, Shinjuku, TOKYO 169-8050,
Japan
Sergey P. Vyatchanin
M. V. Lomonosov, Moscow State University, Faculty of Physics, Leninskie Gory,
MOSCOW 119991, Russia
Phil Willems
California Institute of Technology, LIGO Laboratory, MS 18-34, PASADENA, CA
91125, USA
Kazuhiro Yamamoto
Leibniz Universitaet Hannover, Max-Planck-Institut fuer Gravitationsphysik,
Callinstrasse 38, HANNOVER D-30167, Germany
Jun Ye
University of Colorado, Boulder, JILA 440 UCB, BOULDER, CO 80309-0440, USA
Michael E. Zucker
Massachusetts Institute of Technology, LIGO Laboratory, NW22-295, 185 Albany Street,
CAMBRIDGE, MA 02139, USA
[...]... methods, and understanding of the underlying physics are ready and can benefit the coating developments for precision measurement Fast turnaround methods for reliable thermal noise measurements on the coatings are needed for optimizing the coating process parameters as well as tailoring the coating materials and their structures, which are crucial to reducing their thermal noise 3 Compendium of thermal noises... reflective coating In addition to intrinsic noises produced by internal properties of optical mirrors, there are also extrinsic noises imprinted onto the output phase due to different nonlinear effects in the bulk and coating of the mirrors As, for example, fluctuations of input power producing fluctuations of thickness and refractive index in the coating due to local heating (the photothermal effect,... the coatings, primarily mechanical loss, lead to noises quite comparable to the noises of the same origin in the substrate Optical Coatings and Thermal Noise in Precision Measurement, eds Gregory M Harry, Timothy Bodiya and Riccardo DeSalvo Published by Cambridge University Press © Cambridge University Press 2012 20 Compendium of thermal noises in optical mirrors 21 3.1 Substrate Brownian thermal noise. .. progress in optical coating technology since the 1970s This chapter introduces coating methods, coating processes, and thin film materials used in high-end coating technologies with the purpose of stimulating further research and development activities on coatings for precision measurement 2.2 Coating methods Various coating methods have been developed to provide films with desired qualities such as good optical. .. is the refractive index of the substrate, n1 and n2 are the refractive indices of the two coating materials, and p is the number of pairs of a high and low index material in the coating Optical Coatings and Thermal Noise in Precision Measurement, eds Gregory M Harry, Timothy Bodiya and Riccardo DeSalvo Published by Cambridge University Press © Cambridge University Press 2012 6 Coating technology 7 High-end... polishing with a high degree of precision Using this method, surface accuracy in tens of nm can be achieved in a relatively fast and reliable way (Kordonski and Golini, 2000) 2.8 Conclusion Optical coating technology for applications in precision measurement is in its initial stage With existing coating technologies developed during the past 30 years for other high-end applications, foundations for coating... properly selecting the materials and designing the layer thicknesses Traditionally, the major application of coatings has been in imaging systems, including coatings on lenses, windows, and filters for purposes such as anti-reflection, band passing, polarization selection, etc (Macleod, 2010; Baumeister, 2004a) With the advent of the laser and its diverse applications, high quality coatings for laser... the heat bath Since ˆ the same coupling is responsible for damping of motion in x, one obtains a proportionality ˆ relation between the microscopic thermal fluctuations of the quantity x and the damping ˆ coefficient for the macroscopic motion when x is driven externally For optomechanical Optical Coatings and Thermal Noise in Precision Measurement, eds Gregory M Harry, Timothy Bodiya and Riccardo DeSalvo... thermal noises in optical mirrors vladimir b braginsky, michael l gorodetsky, and sergey p vyatchanin Phase noise and shot noise are often the fundamental limiting factors of sensitivity in precision optical systems These noises determine the so-called standard quantum limit (Braginsky et al., 2003), see Section 1.4 At the same time the fundamental frequency stability in high-finesse optical resonators... Chapters 15, 16, and 17) Excess optical phase noise is added to a probe optical wave reflected from mirrors forming an optical cavity due to variation of boundary conditions produced by fluctuations of the surface and optical thickness of the multilayer coating We characterize below different effects leading to phase noise starting from fluctuations originating in the mirror’s substrate and in its interferometric . OPTICAL COATINGS AND THERMAL NOISE IN PRECISION MEASUREMENT Thermal noise from optical coatings is a growing area of concern, and overcoming limits to the sensitivity of high -precision measurements. the refractive indices of the two coating materials, and p is the number of pairs of a high and low index material in the coating. Optical Coatings and Thermal Noise in Precision Measurement, eds thermal noise in optical mirrors 1 y. levin 2 Coating technology 6 s. chao 3 Compendium of thermal noises in optical mirrors 20 v. b. braginsky, m. l. gorodetsky, and s. p. vyatchanin 4 Coating
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