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U.S. DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE • Public Health Service • Alcohol, Drug Abuse, and Mental Health Administration
Research onSmoking Behavior
Editors:
Murray E. Jarvik, M.D., Ph.D.
Joseph W. Cullen, Ph.D.
Ellen R. Gritz, Ph.D.
Thomas M. Vogt, M.D., M.P.H.
Louis Jolyon West, M.D.
NIDA Research Monograph 17
December 1977
DEPARTMENT OF HEALTH, EDUCATION, AND WELFARE
Public Health Service
Alcohol, Drug Abuse, and Mental Health Administration
National Institute on Drug Abuse
Division of Research
5600 Fishers Lane
Rockville, Maryland 20857
For sale by the Superintendent of Documents, U.S. Government Printing Office
Washington, D.C. 20402
Stock Number 017-024-00694-7
The NIDA Research Monograph series is prepared by the Division of Research of
the National Institute on Drug Abuse. Its primary objective is to provide critical re
views of research problem areas and techniques, the content of state-of-the-art
conferences, integrative research reviews and significant original research. Its
dual publication emphasis is rapid and targeted dissemination to the scientific
and professional community.
Editorial Advisory Board
Avram Goldstein, M.D.
Addiction Research Foundation
Palo Alto, California
Jerome Jaffe, M.D.
College of Physicians and Surgeons
Columbia University New York
Reese T. Jones, M.D.
Langley Porter Neuropsychiatric Institute
University of California
San Francisco California
William McGlothlin, Ph.D.
Department of Psychology. UCLA
Los Angeles, California
Jack Mendelson, M.D.
Alcohol and Drug Abuse Research Center
Harvard Medical School
McLean Hospital
Belmont, Massachusetts
Helen Nowlis, Ph.D.
Office of Drug Education. DHEW
Washington, D.C.
Lee Robins, Ph.D.
Washington University School of Medicine
St. Louis. Missouri
NIDA Research Monograph series
Robert DuPont, M.D.
DIRECTOR, NIDA
William Pollin, M.D.
DIRECTOR, DIVISION OF RESEARCH, NIDA
Robert C. Petersen, Ph.D.
EDITOR-IN-CHIEF
Eunice L. Corfman, MA.
EDITOR
Eleanor W. Waldrop
MANAGING EDITOR
Parklawn Building, 5600 Fishers Lane, Rockville, Maryland 20857
Research onSmoking Behavior
ACKNOWLEDGEMENT
This monograph is derived from papers presented
at a conference onsmokingbehavior convened at
the University of California at Los Angeles,
June 24 and 25, 1977.
(An indication of their impact is that the editor
of the NIDA Research Monograph series has
stopped smoking .)
Ms. Toby-Ann Cronin played a critical role in the
coordination of the conference and in the development
of this publication, under NINA contract #271-77-3422
with UCLA.
Library of Congress catalog number 77-090890
DHEW Publication No. (ADM) 78-581
Printed 1978
NIDA Research Monographs are indexed in the Index Medicus.
They are selectively included in the coverage of Biosciences
Information Service, Chemical Abstracts, Psychological
Abstracts, and Psychopharmacalogy Abstracts.
iv
Foreword
In the 14 years since the 1964 Advisory Committee’s Report to the
Surgeon General on smoking, awareness of the important effect of
this widespread behavioron the nation’s health has moved in op-
posite and paradoxical directions. On the one hand, the Report
triggered significant changes.
sumption occurred in that year,
A distinct drop in cigarette con-
and since then consumption has de-
creased for adult males from 52 per cent to 39 per cent and for
adult females from 32 per cent to 29 per cent. A 1975 study shows
the number of physicians still smoking has decreased from 30 per
cent in 1967 to 21 per cent, dentists from 34 per cent to 23 per
cent, and pharmacists from 35 per cent to 28 per cent. On the other
hand, the knowledge has become trite and the magnitude of the dam-
age lost sight of.
Fifty million Americans still smoke. Ominously,
smoking by girls between 12 and 18 nearly doubled between 1968 and
1974, eliminating the difference in smokingbehavior between the
two sexes. The age at which many children begin regular smoking
is down to 11 to 12 years. Not only is early onset of a drug habit
often predictive of heaviness of use and difficulty of cessation,
but cigarette smoking is often a precursor or gateway substance to
use of stronger drugs.
Most people,
including health officials, are startled when the fig-
ures onsmoking damage are put into perspective. For example, the
number of people who annually die prematurely from smoking is es-
timated at 300,000. For comparison, annual automobile fatalities
are estimated at about 55,000, overdose deaths attributed to bar-
biturates are estimated at about 1,400, and to heroin at about
1,750. Over 37 million people (one of every six Americans alive
today) will die from cigarette smoking years before they otherwise
would. If tobacco-related deaths were eliminated, there would be:
300,000 Americans each year who would not die prematurely
1/3 fewer male deaths from 35 to 59
85 per cent fewer deaths from bronchitis or emphysema
1/3 fewer deaths from arteriosclerosis
1/3 fewer deaths from heart disease
90 per cent fewer deaths from cancer of the trachea and lungs
50 per cent fewer deaths from cancer of the bladder
Given the extent of the problem, a consensus is growing that the
national effort to cope with it has been defective.
Not qualita-
tively, since good people have done substantial and important work,
and many lives have been saved. But quantitatively the effort has
v
been too little and its priority insufficiently urgent. Cigarette
smoking is the largest preventable cause of premature death, ill-
ness, and disability we have.
These smoking damage figures are so
large because of heavy promotion, governmental protection and sub-
sidy,. a health industry largely preoccupied with other things, and
an entrenched and overlearned addictive behavior that has proven
extraordinarily hard to reduce or extinguish, But what should we
think of ourselves, individually or collectively as a nation, if we
concede, therefore, that we are helpless to change this toll and
must learn to tolerate it?
The NIDA Division of Research has given increased priority to this
issue during the past few years for several reasons:
the increasing
identification of smoking as a prototypic addiction, the status of
smoking as a gateway drug to use of stronger or illicit drugs, and
our focus on substance abuse as a generic phenomenon that includes
tobacco. The Royal College of Physicians 1977 report onSmoking and
Health says of the habit, " . tobacco smoking is a form of drug
dependence different from but no less strong than that on other
drugs of addiction " The current International Classification
of Diseases (ICD) now lists tobacco smoking disorder as a drug prob-
lem, and, as Dr. Jerome Jaffe tellingly recounts in this monograph,
so, at last, does the new psychiatric Diagnostic and Statistical
Manual (DsM)III draft revision.
Public health policy onsmoking should probably recognize that ex-
tinction of the habit is an unrealistic goal and even undesirable,
given the adjunctive coercion such a goal would require. But we
should take care to devote a degree of concern and excellence to
understanding and dealing with the problem that is’ commensurate with
its size.
The idea of control appears central, whether this is ex-
ercised in brain and CNS responses, by genetic or psychological pre-
disposition, through learning or reinforcing factors in the cultural
and institutional environment.
Cur research agenda needs to address
all these levels.
Correspondingly, one measure of the usefulness of the papers in this
monograph is their scope, from the basic opponent process theory
formulated by Dr. Joseph Ternes to the activist prevention policy
presented by Dr. Ellen Gritz; from the differently impressive syn-
optic views of Drs. Russell and Van Lancker to the valuable particu-
lar cost figures calculated by Drs. Lute and Schweitzer. To have
put between two covers a set of papers of such high caliber, time-
liness, and utility is a welcome achievement.
William Pollin, M.D.
Director
Division of Research
National Institute on Drug Abuse
vi
Preface
The National Institute on Drug Abuse has been given the lead role
in the Federal Government to carry out and support research on
tobacco smoking behavior.
Unlike other Federal efforts in this area
of public health, NIDA will focus its effort on the dependence pro-
cess associated with tobacco smoking.
Tobacco smoking can be viewed
as a prototype dependence ‘process which has a significant impact
on the public health. The morbidity and premature mortality figures
associated with this habitual behavior ark high.
It is estimated,
for example, that some 250,000-300,000 premature deaths can be di-
rectly or indirectly related to tobacco smoking. While much re-
search has been devoted to the biomedical and pathological conse-
quences of smoking (early onset of cardiovascular and pulmonary di-
sease and lung cancer), relatively little Federal research support
has been provided for understanding the biological, behavioral,
psychological, and societal factors which may be substantial in
the etiology and maintenance of this habitual behavior. Little, if
any, research has been focused on elucidating withdrawal phenomena
associated with cessation of smoking or factors leading to relapse
and recidivism. Other areas of research which are ripe for develop-
ment are innovative treatment procedures for teaching people how to
stop smoking and pharmaco-therapeutic techniques for maintaining
abstinence. Development of biological assays to detect tobacco,
nicotine, and its metabolites is essential.
Such technology would
afford researchers a way to validate self report data in follow-up
studies and epidemiological surveys of smokers.
NIDA is currently developing an extra-mural funding program targeted
for researchon tobacco smoking as a dependence process. Part of
our effort in this area of smokingresearch is exemplified by this
conference.
Norman A. Krasnegor, Ph.D.
Division of Research
National Institute on Drug Abuse
vii
Monograph Contributors
Ransom J. Arthur, M.D.
Professor and Executive Vice
Chairman, Department of Psychiatry
and Biobehavioral Sciences;
Associate Dean for Curricular and
Student Affairs
UCLA School of Medicine
760 Westwood Plaza
Los Angeles, California 90024
Joseph W. Cullen, Ph.D.
Deputy Director
-UCLA Cancer Center
Center for the Health Sciences
Los Angeles, California 90024
Emerson Foote
Life Member, Board of Directors
American Cancer Society
Gipsy Trail,
Camel, New York 10512
Bernard H. Fox, Ph.D.
Manager, Social Science Office
of Field Studies and Statistics
National Cancer Institute
National Institutes of Health
Bethesda, Maryland 20014
Dorothy E. Green, Ph.D.
Consulting Research Psychologist
3509 N. Dickerson Street
Arlington, Virginia 22207
Ellen R. Gritz, Ph.D.
Assistant Research Psychologist
Department of Psychiatry and
Biobehavioral Sciences, UCLA;
Psychologist, Veterans Adminis-
tration Hospital Brentwood
Los Angeles, California 90073
viii
Jerome H. Jaffe, M.D.
Chief, Psychiatric Research
Department of Biological
Psychiatry, New York Psychiatric
Institute
722 West 168th Street
New York, New York 10032
Murray E. Jarvik, M.D., Ph.D.
Professor of Psychiatry and
Pharmacology, UCLA;
Chief, Psychopharmacology Unit
Veterans Administration Hospital
Brentwood
Los Angeles, California 90073
Robert P. Liberman, M.D.
Research Psychiatrist, UCLA
Camarillo-Neuropsychiatric
Institute Research Center, Box A
Camarillo, California 93010
Edward Lichtenstein, Ph.D.
Professor of Psychology
University of Oregon
Eugene, Oregon 97403
Bryan R. Lute, M.S., M.B.A.
Doctoral Candidate, Department
of Health Services, School of
Public Health, UCLA
Center for the Health Sciences
Los Angeles, California 90024
Leo G. Reeder, Ph.D.
Professor of Public Health
School of Public Health, UCLA
Center for the Health Sciences
Los Angeles, California 90024
Michael A.H. Russell, BM, MRCP?
MRCPsych . The Institute of
Psychiatry, The Maudsley Hospital
Addiction Research Unit
101 Denmark Hill
London, England
Leonard H. Schuman, M.S., M.D.
Professor and Director, Division
of Epidemiology
School of Public Health
University of Minnesota
1360 May Memorial Bldg.
420 Delware Street: S.E.
Minneapolis, Minnesota 55455
Jerome L. Schwartz, Dr. P.H.
Chief, Health Care Research
Office of Planning and Program
Analysis, Department of Health,
State of California
714 P Street
Sacramento, California 95814
Stuart 0. Schweitzer, Ph.D.
Associate Director of Health
Economics, School of Public
Health, UCLA
Center for the Health Sciences
Los Angeles, California 90024
Kenneth I. Shine, M.D.
Chief, Division of Cardiology
Associate Professor of Medicine, UCLA
Center for the Health Sciences
Los Angeles, California 90024
Joseph W. Ternes, Ph.D.
Clinical Psychologist
Drug Dependence Treatment and
Research Center
Philadelphia V.A. Hospital
University & Woodland Avenues
Philadelphia, Pennsylvania 19104
Phoebus N. Tongas, Ph.D.
Chief Psychologist
Department of Psychiatry
Kaiser-Permanente Medical Center
1515 N. Vermont Avenue
Los Angeles, California 90027
Julien L. Van Lancker, M.D.
Professor and Chairman
Department of Pathology, UCLA
Center for the Health Sciences
Los Angeles, California 90024
Thomas M. Vogt, M.D., M.P.H.
Assistant Professor of
Epidemiology
School of Public Health, UCLA
Center for the Health Sciences
Los Angeles, California 90024
Louis Jolyon West, M.D.
Professor and Chairman
Department of Psychiatry and
Biobehavioral Sciences
UCLA School of Medicine
Director, The Neuropsychiatric
Institute, 760 Westwood Plaza
Los Angeles, California 90024
Ernst L. Wynder, M.D.
President. American Health
Foundation
1370 Avenue of the Americas
New York, New York 10019
ix
[...]... particular attention to Dr Vogt’s presentation Dr Ternes has presented us with an interesting application of Richard Solomon’s opponent process theory to smoking Solomon 3 demonstrated that in dogs conditioned to punishing electric shock, they not only developed tolerance to the situation but they developed a strong positive reaction to cessation of the negative stimulus which persisted for a long time This... with few constraints Secondly, unlike most forms of psychopathological behavior, there is a clearly definable endpoint, namely non -smoking All the difficulties inherent in most forms of psychotherapy are also present in the therapy of smoking Tongas suggests that we concur that future research on the therapy of smokingbehavior might focus upon respondent, cognitive, and operant behavior We’ve only scratched... methods of achieving non -smoking behavior These have included aversive conditioning (rapid smoking) , covert conditioning, behavioral group therapy, and a combined condition The best procedure was the combined one which involved multiple therapies At the end of one year, this group had 77% complete abstinence, and at the end of two years 64% abstinence This study is based upon 72 subjects Tongas points out... Be Banned Emerson Foote 290 339 Current Approaches (A Panel Discussion) Social Learning The Long-Term Maintenance of Nonsmoking Behavior 3 Hypnosis in the Treatment of the Smoking Habit 1 2 Edward Lichtenatein 348 355 Phoebus N Tongas Louis Jolyon West 364 Discussant for Section on Behavioral Change Robert P Liberman 373 Behavioral Change: Session Overview Ellen R Gritz 379 xi Introduction Murray E Jarvik,... Motivational techniques are Only appropriate for those who require motivation This is not the place, nor am I the person, to outline 21 FIGURE 1 Dissonant Smokers Consonant Smokers High Dependence Low Low Motivation to Stop High Figure 1 Two-dimensional model showing motivational (A) and treatment (B) approaches to smoking cessation Consonant smokers are those who are quite happy about their smoking and have... provocative discussion of the economic costs of smoking- induced illness Their analysis is of necessity based upon somewhat limited data and, therefore, entailed a good deal of extrapolation But their final estimate that smoking costs us about 42 billion dollars a year or 2½% of the Gross National Product is really a frighteningly large 5 figure It is evident that economic considerations alone should prompt...Contents v FOREWORD William Pollin PREFACE Norman A Krasnegor vii MONOGRAPH CONTRIBUTORS viii 1 INTRODUCTION Murray E Jarvik Smoking Problems: An Overview Michael A.H Russell 13 I EPIDEMIOLOGY 35 Patterns of SmokingBehavior Leonard M Schuman 36 Interrelationship of Smoking to Other Variables and Preventive Approaches Ernst L Wynder 67 Smoking Behavioral Factors as Predictors... show the cessation rates of men The reason for this sex difference is not evident Male smokers, of course, continue to predominate over female smokers, though the gap is narrowing There is a marked preponderance of smoking among divorced or separated persons, as compared to married 1 or single individuals of either sex Smoking also seems to be more common among persons of lower socioeconomic level and... better long-term results than attention-placebo controls, but our attention-placebo controls have always done substantially better than no-treatment controls whose success rate among 19 our subjects is about 5% It is only by comparison with no-treatment controls that any valid assessment of treatment efficacy can be obtained When this is done the true success rate at one year follow-up seldom exceeds... Session Overview Murray E Jarvik 218 III CONSEQUENCES 220 The Economic Costs of SmokingInduced Illness Bryan R Luce 221 Stuart 0 Schweitzer Smoking and Disease Historical Sketch of the Discovery and the Spread of Tobacco Tobacco Growing and Manufacturing Composition of Tobacco Toxicology of Tobacco Components Effects of Smokingon the Cardiovascular System Effects of Smokingon the Respiratory System Smoking . Maryland 20857
Research on Smoking Behavior
ACKNOWLEDGEMENT
This monograph is derived from papers presented
at a conference on smoking behavior convened at
the. Development
Smoking and Cancer
Experimental Tobacco Carcinogenesis
Discussant for Section on Consequences
Consequences: Session Overview
IV.
BEHAVIORAL CHANGE
Smoking: