U.S. Securities and Exchange Commission FY 2013 CJ (In Brief)
Table of Contents
Executive Summary
FTE and Positions by Program
Obligations by Object Class
Request by Strategic Goal Program
Summary of Changes
Offsetting Collections and Spending Authority
Appropriations Language
FY 2013 Request by Strategic Goal
Goal 1: Foster and Enforce Compliance with the Federal Securities Laws
Goal 2: Establish an Effective Regulatory Environment
Goal 3: Facilitate Access to the Information Investors Need to Make Informed Investment Decisions
Goal 4: Enhance the Commission's performance through effective alignment and management of human, information, and financial capital
Division of Enforcement
Office of Compliance Inspections and Examinations
Division of Corporation Finance
Division of Trading and Markets
Division of Investment Management
Division of Risk, Strategy and Financial Innovation
Office of the General Counsel
Other Program Offices
Office of Chief Accountant
Office of Investor Education and Advocacy
Office of International Affairs
Office of the Administrative Law Judges
Office of the Investor Advocate
Office of Credit Ratings
Office of Municipal Securities
Agency Direction and Administrative Support
Agency Direction
Office of the Chief Operating Officer
Office of the Ethics Counsel
Office of Minority and Women Inclusion
Office of Equal Employment Opportunity
Office of the Inspector General
Appendix A - Acronyms